Pgim S&P 500 Buffer 20-FebPBFBETF

13F holders, Q4 2024 (December 31)
5holders +1
1new positions
0sold out
$27.71avg. 13F price*

At the end of Q4 2024, 5 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, up 1 from Q3 2024. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.7M), Commonwealth Equity Services, LLC ($733K) and Cetera Investment Advisers ($223K).

Company
Pgim S&P 500 Buffer 20-Feb
Filed as
PGIM ROCK ETF TR (Q4 2024)
CUSIP
69420N403
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 11Q4 2025Q1 2026: 20Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions1$51K
Exits0$0

All 13F filers, Q3 2024 → Q4 2024: 50,757 shares bought and 4,012 shares sold, net +46,745 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 5 holders

Prudential Financial Inc. 0.00% Add +98.4% 98,618 $2.7M
Commonwealth Equity Services, LLC 0.00% No change 26,453 $733K
Cetera Investment Advisers 0.00% Reduce -33.3% 8,033 $223K
DHJJ Financial Advisors, Ltd. 0.03% No change 2,680 $74K
Royal Bank of Canada 0.00% New 1,839 $51K

"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.