Pgim S&P 500 Buffer 20-FebPBFBETF

13F holders, Q2 2025 (June 30)
12holders +2
3new positions
1sold out
$28.60avg. 13F price*

At the end of Q2 2025, 12 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, up 2 from Q1 2025. 3 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($4.5M), Commonwealth Equity Services, LLC ($1.6M) and Jim Saulnier & Associates, LLC ($1.4M).

Company
Pgim S&P 500 Buffer 20-Feb
Filed as
PGIM ROCK ETF TR (Q2 2025)
CUSIP
69420N403
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 11Q4 2025Q1 2026: 20Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions3$554K
Exits1$420K

All 13F filers, Q1 2025 → Q2 2025: 59,553 shares bought and 18,194 shares sold, net +41,359 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 12 holders

Prudential Financial Inc. 0.01% Add +34.4% 156,956 $4.5M
Commonwealth Equity Services, LLC 0.00% Reduce -4.5% 57,006 $1.6M
Jim Saulnier & Associates, LLC 0.95% No change 48,618 $1.4M
Three Seasons Wealth, LLC 0.07% No change 20,953 $599K
Kestra Advisory Services, LLC 0.00% No change 18,215 $521K
Cetera Investment Advisers 0.00% No change 17,442 $499K
American Asset Management Inc. 0.34% New 13,069 $374K
DHJJ Financial Advisors, Ltd. 0.08% No change 7,718 $221K
Royal Bank of Canada 0.00% New 6,062 $173K
Harbour Investments, Inc. 0.00% No change 1,438 $41K
UBS Group AG 0.00% Reduce -9.2% 812 $23K
PNC Financial Services Group, Inc. 0.00% New 231 $7K

"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.