Pgim S&P 500 Buffer 20-FebPBFBETF

13F holders, Q3 2024 (September 30)
4holders
0new positions
0sold out
$27.18avg. 13F price*

At the end of Q3 2024, 4 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, unchanged from Q2 2024. 0 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($1.4M), Commonwealth Equity Services, LLC ($719K) and Cetera Investment Advisers ($327K).

Company
Pgim S&P 500 Buffer 20-Feb
Filed as
PGIM ROCK ETF TR (Q3 2024)
CUSIP
69420N403
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 11Q4 2025Q1 2026: 20Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions0$0
Exits0$0

All 13F filers, Q2 2024 → Q3 2024: 6,939 shares bought and 983 shares sold, net +5,956 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 4 holders

Prudential Financial Inc. 0.00% Add +14.6% 49,700 $1.4M
Commonwealth Equity Services, LLC 0.00% Reduce -3.6% 26,453 $719K
Cetera Investment Advisers 0.00% Add +3.1% 12,045 $327K
DHJJ Financial Advisors, Ltd. 0.03% Add +10.7% 2,680 $73K

"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.