Pgim S&P 500 Buffer 20-FebPBFBETF

13F holders, Q1 2025 (March 31)
10holders +5
6new positions
1sold out
$27.21avg. 13F price*

At the end of Q1 2025, 10 institutions reported holding Pgim S&P 500 Buffer 20-Feb (PBFB) in their 13F filings, up 5 from Q4 2024. 6 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($3.2M), Commonwealth Equity Services, LLC ($1.6M) and Jim Saulnier & Associates, LLC ($1.3M).

Company
Pgim S&P 500 Buffer 20-Feb
Filed as
PGIM ROCK ETF TR (Q1 2025)
CUSIP
69420N403
Latest filing quarter
Q2 2026

History

Number of 13F holders

05101520 Q1 2024: 2Q1 2024Q2 2024: 4Q2 2024Q3 2024: 4Q3 2024Q4 2024: 5Q4 2024Q1 2025: 10Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 11Q4 2025Q1 2026: 20Q1 2026Q2 2026: 17Q2 2026

Total Exit/New Position Q4 2024 → Q1 2025

InstitutionsTotal Value
New Positions6$2.9M
Exits1$51K

All 13F filers, Q4 2024 → Q1 2025: 171,377 shares bought and 1,839 shares sold, net +169,538 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 10 holders

Prudential Financial Inc. 0.00% Add +18.4% 116,765 $3.2M
Commonwealth Equity Services, LLC 0.00% Add +125.7% 59,698 $1.6M
Jim Saulnier & Associates, LLC 1.03% New 48,618 $1.3M
Three Seasons Wealth, LLC 0.28% New 20,953 $570K
Kestra Advisory Services, LLC 0.00% New 18,215 $496K
Cetera Investment Advisers 0.00% Add +117.1% 17,442 $475K
Old Mission Capital LLC 0.01% New 15,420 $420K
DHJJ Financial Advisors, Ltd. 0.08% Add +188.0% 7,718 $210K
Harbour Investments, Inc. 0.00% New 1,438 $39K
UBS Group AG 0.00% New 894 $24K

"% of holder's portfolio" is PBFB's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Feb the manager owns.