Prospect CapitalPSEC

13F holders, Q4 2025 (December 31)
223holders −4
32new positions
37sold out
4famous investors
$2.59avg. 13F price*

At the end of Q4 2025, 223 institutions reported holding Prospect Capital Corp. (PSEC) in their 13F filings, down 4 from Q3 2025. 32 opened new positions and 37 sold out. The largest holders were Van Eck Associates Corp. ($25.0M), Two Sigma Advisers, LP ($23.2M) and Two Sigma Investments, LP ($16.9M). 4 famous investors held it, including Paul Tudor Jones (0.0% of Tudor Investment Corporation's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Steve Cohen (0.0% of Point72 Asset Management's portfolio).

Company
Prospect Capital Corp.
CUSIP
74348T102
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 229Q1 2024Q2 2024: 230Q2 2024Q3 2024: 226Q3 2024Q4 2024: 239Q4 2024Q1 2025: 224Q1 2025Q2 2025: 223Q2 2025Q3 2025: 227Q3 2025Q4 2025: 223Q4 2025Q1 2026: 218Q1 2026Q2 2026: 204Q2 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions32$15.6M
Exits37$7.9M

All 13F filers, Q3 2025 → Q4 2025: 16,099,230 shares bought and 14,380,118 shares sold, net +1,719,112 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 223 holders

Van Eck Associates Corp. 0.02% Reduce -6.0% 9,644,408 $25.0M
Two Sigma Advisers, LP 0.04% Add +32.0% 8,944,200 $23.2M
Two Sigma Investments, LP 0.03% Add +59.5% 6,532,768 $16.9M
Marshall Wace, LLP 0.02% Reduce -6.8% 6,213,516 $16.1M
UBS Group AG 0.00% Add +44.5% 4,989,986 $12.9M
Gendell Jeffrey L 0.17% Add +17.8% 3,728,319 $9.7M
Legal & General Group Plc 0.00% Add +21.8% 3,321,477 $8.7M
Private Management Group Inc. 0.24% New 3,224,849 $8.4M
Morgan Stanley 0.00% Add +9.5% 3,208,846 $8.3M
Millennium Management 0.01% Reduce -50.9% 3,058,430 $7.9M
BlackRock, Inc. 0.00% Add +0.7% 2,387,587 $6.2M
Tudor Investment Corporation 0.03% Reduce -13.7% 2,248,632 $5.8M
Private Advisor Group, LLC 0.02% Add +10.3% 1,705,376 $4.4M
Susquehanna International Group, LLP 0.01% Reduce -56.0% 1,645,159 $4.3M
Independent Financial Group, LLC 0.08% Add +197.7% 1,354,849 $3.5M
Point72 Asset Management 0.00% New 1,065,592 $2.8M
GraniteShares Advisors LLC 1.67% New 1,059,980 $2.7M
LPL Financial LLC 0.00% Reduce -7.0% 821,147 $2.1M
Caxton Associates LLP 0.04% Reduce -39.6% 710,253 $1.8M
Commonwealth Equity Services, LLC 0.00% Add +8.6% 663,035 $1.7M
Tactive Advisors, LLC 0.44% Reduce -1.2% 578,837 $1.5M
LSV Asset Management 0.00% No change 535,835 $1.4M
BI Asset Management Fondsmaeglerselskab A/S 0.01% No change 520,592 $1.3M
Jane Street Group, LLC 0.00% Reduce -53.1% 489,749 $1.3M
Raymond James Financial Inc. 0.00% Reduce -7.5% 472,586 $1.2M
Virtus Investment Advisers, LLC 0.32% Reduce -29.9% 460,789 $1.2M
BNP Paribas Financial Markets 0.00% Reduce -9.4% 456,999 $1.2M
SMH Capital Advisors Inc. 2.25% Reduce -2.8% 426,473 $1.1M
Northern Trust Corp. 0.00% Reduce -11.0% 421,590 $1.1M
CANADA LIFE ASSURANCE Co 0.00% Add +4.0% 409,227 $1.1M
DNB Asset Management AS 0.00% No change 401,659 $1.0M
Kovack Advisors, Inc. 0.05% Reduce -16.1% 403,090 $1.0M
Naviter Wealth, LLC 0.13% Reduce -22.6% 384,219 $1.0M
Cambridge Investment Research Advisors, Inc. 0.00% Add +27.7% 358,070 $927K
180 Wealth Advisors, LLC 0.10% Add +64.0% 346,097 $896K
GatePass Capital, LLC 0.42% Add +49.5% 306,150 $793K
Concorde Asset Management, LLC 0.32% Add +40.1% 304,280 $788K
Squarepoint Ops LLC 0.00% Add +26.7% 284,895 $738K
TCFG Wealth Management, LLC 0.28% Add +1.1% 275,333 $713K
Quantbot Technologies LP 0.02% Add +388.6% 263,010 $681K
Cetera Investment Advisers 0.00% Reduce -15.5% 255,522 $662K
Bank of America Corp. 0.00% Reduce -59.5% 254,670 $660K
LeClair Wealth Partners LLC 0.36% Add +491.4% 239,118 $619K
XTX Topco Ltd 0.02% Add +156.8% 221,995 $575K
DRW Securities, LLC 0.04% Reduce -14.9% 219,119 $568K
Osaic Holdings, Inc. 0.00% Add +19.1% 206,604 $535K
Kestra Private Wealth Services, LLC 0.01% Reduce -2.5% 201,682 $522K
Catalyst Capital Advisors LLC 0.01% No change 200,742 $520K
Creative Planning 0.00% Add +3.6% 196,067 $508K
Claro Advisors Inc. 0.07% Add +13.3% 192,405 $498K
Stifel Financial Corp. 0.00% Reduce -7.8% 189,424 $491K
Verition Fund Management LLC 0.00% Reduce -12.1% 177,706 $460K
Gsa Capital Partners LLP 0.04% New 174,627 $452K
Qube Research & Technologies Ltd 0.00% Reduce -23.3% 174,452 $452K
Tweedy, Browne Co LLC 0.03% Add +16.7% 162,953 $422K
Exchange Traded Concepts, LLC 0.00% Add +16.7% 162,859 $422K
Guggenheim Capital LLC 0.00% Add +12.1% 156,832 $406K
Focus Partners Advisor Solutions, LLC 0.00% Reduce -40.6% 155,322 $402K
Truist Financial Corp. 0.00% No change 153,940 $399K
Family Wealth Partners, LLC 0.14% Add +9.6% 150,479 $390K
Engineers Gate Manager LP 0.00% Reduce -8.6% 135,240 $350K
Brevan Howard Capital Management LP 0.01% Reduce -38.9% 127,007 $329K
International Assets Investment Management, LLC 0.02% Reduce -12.9% 124,100 $321K
Tower Research Capital LLC (TRC) 0.01% Add +107.1% 115,163 $298K
Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% No change 105,900 $274K
Spire Wealth Management 0.01% Reduce -44.1% 102,050 $264K
Generali Investments CEE, investicni spolecnost, a.s. 0.02% No change 101,234 $262K
Jump Financial, LLC 0.00% New 95,704 $248K
Lido Advisors, LLC 0.00% Add +3.5% 88,783 $245K
Westwood Holdings Group Inc. 0.00% No change 93,246 $242K
XML Financial, LLC 0.02% Reduce -86.6% 87,115 $226K
Denali Advisors LLC 0.02% Reduce -18.7% 85,301 $221K
Group One Trading LLC 0.01% Reduce -77.4% 84,342 $218K
ProShare Advisors LLC 0.00% Reduce -5.6% 77,247 $200K
Kestra Advisory Services, LLC 0.00% Reduce -0.4% 75,782 $196K
Summit Global Investments 0.01% No change 75,000 $194K
Headlands Technologies LLC 0.02% Add +307.1% 74,777 $194K
Alpine Global Management, LLC 0.04% New 71,712 $186K
Kathmere Capital Management, LLC 0.01% No change 69,462 $180K
Garden State Investment Advisory Services LLC 0.04% Reduce -0.1% 67,373 $175K
Cresset Asset Management, LLC 0.00% New 64,728 $171K
Arta Finance Wealth Management LLC 0.08% — 62,717 $162K
US Bancorp \de 0.00% Reduce -40.9% 60,000 $155K
Royal Bank of Canada 0.00% Reduce -3.1% 56,828 $147K
Prospera Financial Services Inc 0.00% Reduce -10.0% 54,121 $140K
Citadel Advisors 0.00% Reduce -94.4% 52,699 $136K
Wealthfront Advisers LLC 0.00% Add +24.8% 49,092 $127K
Aigen Investment Management, LP 0.03% Reduce -52.4% 45,826 $119K
Blair William & Co. 0.00% No change 45,700 $118K
Sowell Financial Services LLC 0.00% Add +141.5% 43,337 $112K
Philadelphia Trust Co. 0.01% Reduce -5.5% 43,200 $112K
Wells Fargo & Company 0.00% Reduce -59.8% 42,792 $111K
Csenge Advisory Group 0.01% Reduce -3.3% 42,460 $110K
Ameriprise Financial Inc. 0.00% Reduce -21.0% 42,355 $110K
Cadence Bank 0.01% Add +5.1% 41,184 $107K
Garner Asset Management Corp 0.04% Reduce -10.8% 40,515 $105K
Ethos Financial Group, LLC 0.01% Reduce -5.5% 40,459 $105K
Bessemer Group Inc. 0.00% No change 40,000 $104K
Harbour Investments, Inc. 0.00% Reduce -16.3% 38,975 $101K
Sigma Planning Corp 0.00% Reduce -2.8% 37,925 $98K
Strategies Wealth Advisors, LLC 0.01% Add +5.5% 36,561 $95K
Arkadios Wealth Advisors 0.00% Reduce -5.7% 36,134 $94K
Goldman Sachs Group Inc. 0.00% Reduce -79.6% 33,085 $86K
Barrett & Company, Inc. 0.03% Reduce -27.9% 32,277 $84K
Cherry Creek Investment Advisors, Inc. 0.03% No change 31,316 $81K
Sunbelt Securities, Inc. 0.01% No change 29,344 $76K
Wealth Enhancement Advisory Services, LLC 0.00% Reduce -19.7% 27,489 $74K
HighPoint Advisor Group LLC 0.00% New 28,406 $74K
WMG Financial Advisors, LLC 0.03% No change 27,950 $72K
World Investment Advisors 0.00% New 27,191 $70K
Mercer Global Advisors Inc. 0.00% Reduce -16.2% 27,033 $70K
Allworth Financial LP 0.00% Reduce -10.1% 26,222 $68K
Rpo LLC 0.09% New 25,568 $66K
Global Retirement Partners, LLC 0.00% No change 25,500 $66K
Massar Capital Management, LP 0.01% New 23,184 $60K
Great Valley Advisor Group, Inc. 0.00% Add +5.5% 22,802 $59K
IFP Advisors, Inc 0.00% Add +5.3% 22,388 $58K
Cravens & Co Advisors, LLC 0.04% No change 20,000 $56K
Ausdal Financial Partners, Inc. 0.00% Reduce -3.9% 20,878 $54K
Mayport, LLC 0.01% No change 20,570 $53K
Next Level Private LLC 0.01% Reduce -39.7% 20,035 $52K
Samalin Investment Counsel, LLC 0.02% Reduce -26.9% 19,607 $51K
Sculati Wealth Management, LLC 0.02% Reduce -27.5% 19,300 $50K
Cwm, LLC 0.00% Add +2.8% 18,753 $49K
Kingsview Wealth Management, LLC 0.00% Add +5.5% 18,897 $49K
State of Alaska, Department of Revenue 0.00% No change 18,642 $48K
Level Four Advisory Services, LLC 0.00% Reduce -3.1% 18,174 $47K
Regal Investment Advisors LLC 0.00% Add +0.9% 18,022 $47K
Calton & Associates, Inc. 0.01% Reduce -8.2% 17,789 $46K
J.W. Cole Advisors, Inc. 0.00% Reduce -17.0% 17,702 $46K
Stephens Inc. 0.00% No change 16,421 $43K
Modern Wealth Management, LLC 0.00% Reduce -21.2% 16,413 $43K
PNC Financial Services Group, Inc. 0.00% Add +0.3% 15,928 $41K
Onyx Bridge Wealth Group LLC 0.00% New 15,672 $41K
PFG Investments, LLC 0.00% Reduce -0.2% 15,599 $40K
WealthPLAN Partners, LLC 0.01% New 15,430 $40K
First National Bank of Mount Dora, Trust Investment Services 0.01% No change 15,300 $40K
Silverlake Wealth Management LLC 0.01% Add +2.2% 15,153 $39K
Oppenheimer & Co. Inc. 0.00% Reduce -4.8% 15,117 $39K
FWG Investments, LLC. 0.02% Add +0.7% 14,913 $39K
NewEdge Advisors, LLC 0.00% Add +115766.7% 13,904 $36K
Significant Wealth Partners LLC 0.04% Reduce -23.2% 13,780 $36K
MML Investors Services, LLC 0.00% Add +10.3% 13,505 $35K
Envestnet Asset Management Inc. 0.00% Reduce -6.2% 13,352 $35K
MAI Capital Management 0.00% No change 13,255 $34K
Inspire Advisors, LLC 0.00% Reduce -39.8% 13,003 $34K
Moneta Group Investment Advisors LLC 0.00% No change 12,953 $34K
Farther Finance Advisors, LLC 0.00% Add +789.1% 12,936 $34K
Flagship Capital Management Inc. 0.02% — 12,800 $33K
Boothbay Fund Management, LLC 0.00% New 12,784 $33K
Northwestern Mutual Wealth Management Co. 0.00% Add +381.5% 12,687 $33K
Independent Advisor Alliance 0.00% New 12,550 $33K
Mariner, LLC 0.00% Reduce -65.2% 12,520 $32K
Capital Advisors, Ltd. LLC 0.00% No change 12,352 $32K
Foundations Investment Advisors, LLC 0.00% New 12,075 $31K
Wealthcare Advisory Partners LLC 0.00% Add +5.5% 11,999 $31K
Evergreen Capital Management LLC 0.00% New 11,734 $30K
Private Trust Co. NA 0.00% No change 11,639 $30K
Schonfeld Strategic Advisors LLC 0.00% New 10,825 $28K
Ground Swell Capital, LLC 0.06% New 10,763 $28K
Traynor Capital Management, Inc. 0.00% Reduce -2.9% 10,655 $28K
Bfsg, LLC 0.00% New 10,510 $27K
Navalign, LLC 0.01% Add +3.5% 10,428 $27K
Creative Financial Designs Inc. 0.00% Add +5.5% 10,400 $27K
KG Capital Management 0.01% Reduce -2.3% 10,043 $26K
Brian Low Financial Group, LLC 0.02% New 10,000 $26K
Catalyst Financial Partners LLC 0.00% New 10,000 $26K
Strategic Wealth Partners, Ltd. 0.00% New 10,000 $26K
Ameriflex Group, Inc. 0.01% Reduce -48.5% 9,830 $25K
Aventura Private Wealth, LLC 0.01% No change 9,162 $24K
Signaturefd, LLC 0.00% Reduce -28.8% 8,536 $22K
CNB Bank 0.01% No change 7,500 $19K
NFSG Corp 0.00% New 7,157 $19K
Commonwealth Retirement Investments LLC 0.00% New 5,790 $15K
HHM Wealth Advisors, LLC 0.00% No change 5,372 $14K
Caitong International Asset Management Co., Ltd 0.00% Add +246.9% 5,180 $13K
Avion Wealth 0.00% Add +5.1% 4,863 $12K
Steward Partners Investment Advisory, LLC 0.00% Reduce -37.9% 4,358 $11K
AdvisorNet Financial, Inc 0.00% Add +5.1% 4,207 $11K
Fifth Third Bancorp 0.00% New 4,200 $11K
Comerica Bank 0.00% Reduce -92.2% 4,051 $10K
Founders Capital Management 0.01% No change 4,000 $10K
Atlantic Union Bankshares Corp 0.00% No change 3,800 $10K
Legacy Wealth Managment, LLC 0.00% No change 3,639 $9K
Parallel Advisors, LLC 0.00% Reduce -18.9% 3,586 $9K
Jones Financial Companies LLLP 0.00% Reduce -56.0% 3,337 $9K
Financial Consulate, Inc. 0.00% Reduce -19.5% 3,121 $8K
Crewe Advisors LLC 0.00% Add +14.5% 2,893 $7K
JPMorgan Chase & Co. 0.00% Reduce -94.9% 2,653 $7K
Activest Wealth Management 0.00% Reduce -30.3% 2,300 $6K
Cypress Capital Management LLC (WY) 0.01% No change 2,145 $6K
Quadrant Capital Group LLC 0.00% Add +466.6% 1,762 $5K
Garton & Associates Financial Advisors LLC 0.00% — 1,649 $4K
Financial Gravity Asset Management, Inc. 0.00% No change 1,525 $4K
Geneos Wealth Management Inc. 0.00% No change 1,500 $4K
Gables Capital Management Inc. 0.00% No change 1,200 $3K
CoreCap Advisors, LLC 0.00% New 1,009 $3K
Sunrise Financial Services, LLC 0.00% — 1,000 $3K
Natixis 0.00% Add +7.0% 934 $2K
Strive Financial Group ,LLC 0.00% — 757 $2K
Triumph Capital Management 0.00% New 751 $2K
LRI Investments, LLC 0.00% No change 638 $2K
Cape Investment Advisory, Inc. 0.00% No change 559 $1K
West Branch Capital LLC 0.00% Add +3.5% 558 $1K
Sound Income Strategies, LLC 0.00% No change 400 $1K
Blue Trust, Inc. 0.00% No change 431 $1K
IMG Wealth Management, Inc. 0.00% New 381 $986
Hilltop National Bank 0.00% No change 380 $984
West Financial Advisors, LLC 0.00% Add +5.2% 302 $782
American Capital Advisory, LLC 0.00% No change 204 $529
Lanark Financial, Inc. 0.00% No change 200 $518
EverSource Wealth Advisors, LLC 0.00% Reduce -91.8% 148 $384
Heritage Wealth Advisors 0.00% No change 100 $259
Parvin Asset Management, LLC 0.00% New 30 $78
Citigroup Inc. 0.00% No change 10 $26
Flagship Harbor Advisors, LLC 0.00% New 8 $21
ORG Partners LLC 0.00% No change 5 $15
Annis Gardner Whiting Capital Advisors, LLC 0.00% No change 5 $13
Barclays PLC 0.00% Reduce -100.0% 2 $5
Danske Bank A/S 0.00% New 2 $5
CIBC Private Wealth Group LLC 0.00% No change 1 $3
Smithfield Trust Co 0.00% No change 47 $0
Hantz Financial Services, Inc. 0.00% No change 3 $0

"% of holder's portfolio" is PSEC's weight in each manager's 13F, not the share of Prospect Capital Corp. the manager owns.