Rivernorth OpportunitiesRIV
13F holders, Q4 2024 (December 31)49holders +4
7new positions
4sold out
$11.57avg. 13F price*
At the end of Q4 2024, 49 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings, up 4 from Q3 2024. 7 opened new positions and 4 sold out. The largest holders were Morgan Stanley ($19.3M), Penserra Capital Management LLC ($7.3M) and LPL Financial LLC ($4.7M).
- Company
- Rivernorth Opportunities
- CUSIP
- 76881Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $2.6M |
| Exits | 4 | $1.4M |
All 13F filers, Q3 2024 → Q4 2024: 466,160 shares bought and 353,226 shares sold, net +112,934 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 49 holders
| Morgan Stanley | 0.00% | Reduce -1.9% | 1,678,236 | $19.3M |
| Penserra Capital Management LLC | 0.13% | Add +4.2% | 634,127 | $7.3M |
| LPL Financial LLC | 0.00% | Add +24.6% | 406,648 | $4.7M |
| Wells Fargo & Company | 0.00% | Add +1.9% | 231,724 | $2.7M |
| B. Riley Wealth Advisors, Inc. | 0.07% | Reduce -27.4% | 183,738 | $2.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +10.9% | 172,956 | $2.0M |
| Principal Securities, Inc. | 0.04% | Add +6.6% | 165,714 | $1.9M |
| Royal Bank of Canada | 0.00% | Reduce -1.1% | 159,080 | $1.8M |
| Marks Group Wealth Management, Inc | 0.13% | No change | 115,399 | $1.3M |
| Atria Wealth Solutions, Inc. | 0.01% | Add +499.8% | 113,390 | $1.3M |
| Shaker Financial Services, LLC | 0.44% | New | 101,071 | $1.2M |
| Baird Financial Group, Inc. | 0.00% | Add +0.8% | 99,728 | $1.1M |
| Tennessee Valley Asset Management Partners | 0.18% | Add +0.7% | 95,122 | $1.1M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Reduce -1.7% | 87,312 | $1.0M |
| Everstar Asset Management, LLC | 0.68% | Reduce -1.5% | 83,084 | $955K |
| Osaic Holdings, Inc. | 0.00% | Reduce -12.4% | 77,539 | $891K |
| Raymond James Financial Inc. | 0.00% | — | 59,890 | $688K |
| Advisor OS, LLC | 0.07% | New | 51,796 | $595K |
| Oppenheimer & Co. Inc. | 0.01% | Add +2.3% | 44,274 | $509K |
| Sheaff Brock Investment Advisors, LLC | 0.04% | Add +25.8% | 42,780 | $492K |
| UBS Group AG | 0.00% | Add +48.8% | 37,946 | $436K |
| Bank of America Corp. | 0.00% | Reduce -69.4% | 37,654 | $433K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -7.7% | 36,392 | $418K |
| Strategic Wealth Investment Group, LLC | 0.02% | New | 705 | $380K |
| CoreCap Advisors, LLC | 0.02% | Add +21.1% | 31,050 | $357K |
| Wedbush Securities Inc. | 0.01% | Add +1.3% | 27,090 | $311K |
| Private Advisor Group, LLC | 0.00% | Add +0.8% | 26,626 | $306K |
| SeaCrest Wealth Management, LLC | 0.03% | Add +7.2% | 24,086 | $277K |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.4% | 23,939 | $275K |
| Jane Street Group, LLC | 0.00% | New | 23,458 | $270K |
| Westside Investment Management, Inc. | 0.05% | Reduce -5.7% | 20,000 | $230K |
| NewEdge Advisors, LLC | 0.00% | Reduce -10.3% | 20,000 | $230K |
| HighTower Advisors, LLC | 0.00% | Add +54.2% | 19,280 | $222K |
| Strategic Financial Concepts, LLC | 0.04% | Add +10.7% | 16,600 | $191K |
| Sequoia Financial Advisors, LLC | 0.00% | Reduce -68.2% | 14,000 | $161K |
| Channel Wealth LLC | 0.05% | No change | 12,371 | $142K |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -4.2% | 11,300 | $134K |
| Cary Street Partners Financial LLC | 0.00% | — | 10,500 | $121K |
| Independent Advisor Alliance | 0.00% | New | 10,023 | $115K |
| Elequin Capital, LP | 0.01% | New | 6,445 | $74K |
| National Bank of Canada | 0.00% | No change | 2,639 | $30K |
| Oliver Lagore Vanvalin Investment Group | 0.01% | No change | 2,400 | $28K |
| Synergy Asset Management, LLC | 0.00% | New | 1,200 | $16K |
| Luminist Capital LLC | 0.01% | — | 537 | $6K |
| Cwm, LLC | 0.00% | No change | 358 | $4K |
| Geneos Wealth Management Inc. | 0.00% | No change | 310 | $4K |
| AlphaMark Advisors, LLC | 0.00% | Add +2.2% | 46 | $1K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -98.9% | 83 | $954 |
| Sunbelt Securities, Inc. | 0.00% | No change | 10 | $117 |
"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.