Rivernorth OpportunitiesRIV
13F holders, Q4 2025 (December 31)58holders +6
10new positions
5sold out
$11.74avg. 13F price*
At the end of Q4 2025, 58 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings, up 6 from Q3 2025. 10 opened new positions and 5 sold out. The largest holders were Sit Investment Associates Inc. ($32.5M), Morgan Stanley ($20.3M) and Penserra Capital Management LLC ($7.8M).
- Company
- Rivernorth Opportunities
- CUSIP
- 76881Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 10 | $18.4M |
| Exits | 5 | $3.7M |
All 13F filers, Q3 2025 → Q4 2025: 4,661,535 shares bought and 482,763 shares sold, net +4,178,772 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 58 holders
| Sit Investment Associates Inc. | 0.64% | Add +1374.7% | 2,771,040 | $32.5M |
| Morgan Stanley | 0.00% | Reduce -2.7% | 1,732,561 | $20.3M |
| Penserra Capital Management LLC | 0.09% | Add +10.2% | 664,632 | $7.8M |
| LPL Financial LLC | 0.00% | Reduce -2.9% | 501,019 | $5.9M |
| Yakira Capital Management, Inc. | 1.78% | New | 446,668 | $5.2M |
| Absolute Investment Advisers, LLC | 0.52% | New | 384,389 | $4.6M |
| Arete Wealth Advisors, LLC | 0.31% | New | 377,169 | $4.4M |
| Bank of America Corp. | 0.00% | Add +562.9% | 311,461 | $3.7M |
| Wells Fargo & Company | 0.00% | Add +7.9% | 276,789 | $3.2M |
| Royal Bank of Canada | 0.00% | Add +3.8% | 197,925 | $2.3M |
| Readystate Asset Management LP | 0.18% | New | 194,655 | $2.3M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -4.1% | 184,890 | $2.2M |
| Principal Securities, Inc. | 0.03% | Reduce -4.3% | 175,883 | $2.1M |
| Quarry LP | 0.31% | Add +96.9% | 153,570 | $1.8M |
| Tennessee Valley Asset Management Partners | 0.21% | Reduce -5.2% | 137,835 | $1.6M |
| Everstar Asset Management, LLC | 0.85% | Add +17.2% | 135,467 | $1.6M |
| Baird Financial Group, Inc. | 0.00% | Add +5.3% | 120,777 | $1.4M |
| Osaic Holdings, Inc. | 0.00% | Add +5.4% | 119,803 | $1.4M |
| Marks Group Wealth Management, Inc | 0.13% | No change | 115,399 | $1.4M |
| Nations Financial Group Inc, /Ia/ | 0.05% | Reduce -0.4% | 87,852 | $1.0M |
| Stifel Financial Corp. | 0.00% | Reduce -31.3% | 87,299 | $1.0M |
| Nomura Holdings Inc. | 0.00% | Reduce -16.1% | 83,864 | $985K |
| Opal Wealth Advisors, LLC | 0.21% | Add +67.1% | 69,843 | $820K |
| Raymond James Financial Inc. | 0.00% | Reduce -11.2% | 59,710 | $701K |
| Advisor OS, LLC | 0.06% | Add +11.3% | 59,496 | $698K |
| CSS LLC | 0.12% | New | 59,275 | $696K |
| Allworth Financial LP | 0.00% | Add +4.7% | 51,793 | $608K |
| Oppenheimer & Co. Inc. | 0.01% | Add +2.6% | 51,569 | $605K |
| NWF Advisory Services Inc. | 0.07% | Reduce -10.2% | 51,227 | $601K |
| Shaker Financial Services, LLC | 0.14% | New | 38,476 | $452K |
| Kovack Advisors, Inc. | 0.02% | New | 37,385 | $439K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -0.6% | 31,279 | $367K |
| Total Wealth Planning & Management, Inc. | 0.27% | — | 28,705 | $337K |
| Wedbush Securities Inc. | 0.01% | Add +6.3% | 26,489 | $311K |
| Private Advisor Group, LLC | 0.00% | Add +0.2% | 26,130 | $307K |
| SeaCrest Wealth Management, LLC | 0.03% | Reduce -0.6% | 21,885 | $259K |
| UBS Group AG | 0.00% | Add +9.2% | 21,707 | $255K |
| Westside Investment Management, Inc. | 0.04% | No change | 20,000 | $235K |
| HighTower Advisors, LLC | 0.00% | No change | 19,280 | $226K |
| NewEdge Advisors, LLC | 0.00% | Reduce -3.0% | 19,100 | $224K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -22.5% | 18,723 | $220K |
| CoreCap Advisors, LLC | 0.01% | Add +1.7% | 15,652 | $184K |
| BlackRock, Inc. | 0.00% | Add +456.2% | 15,373 | $180K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 14,000 | $164K |
| WealthTrust Asset Management, LLC | 0.11% | Add +2.8% | 13,302 | $156K |
| Cetera Investment Advisers | 0.00% | Add +5.8% | 12,424 | $146K |
| Tactive Advisors, LLC | 0.04% | New | 11,908 | $140K |
| Channel Wealth LLC | 0.03% | Reduce -6.1% | 11,621 | $136K |
| Jane Street Group, LLC | 0.00% | Reduce -44.5% | 11,132 | $131K |
| CIBC Private Wealth Group LLC | 0.00% | Reduce -2.6% | 11,000 | $129K |
| Gateway Wealth Partners, LLC | 0.01% | New | 10,123 | $119K |
| National Bank of Canada | 0.00% | No change | 2,639 | $31K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | New | 2,000 | $23K |
| Cwm, LLC | 0.00% | No change | 623 | $7K |
| Luminist Capital LLC | 0.01% | No change | 537 | $6K |
| Geneos Wealth Management Inc. | 0.00% | No change | 310 | $4K |
| Highline Wealth Partners LLC | 0.00% | No change | 180 | $2K |
| Farther Finance Advisors, LLC | 0.00% | No change | 83 | $974 |
"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.