Rivernorth OpportunitiesRIV
13F holders, Q3 2025 (September 30)52holders +4
10new positions
4sold out
$12.01avg. 13F price*
At the end of Q3 2025, 52 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings, up 4 from Q2 2025. 10 opened new positions and 4 sold out. The largest holders were Morgan Stanley ($21.4M), Penserra Capital Management LLC ($7.2M) and LPL Financial LLC ($6.2M).
- Company
- Rivernorth Opportunities
- CUSIP
- 76881Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 10 | $8.4M |
| Exits | 4 | $844K |
All 13F filers, Q2 2025 → Q3 2025: 915,018 shares bought and 100,256 shares sold, net +814,762 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 52 holders
| Morgan Stanley | 0.00% | Add +0.8% | 1,781,210 | $21.4M |
| Penserra Capital Management LLC | 0.09% | Add +2.5% | 603,150 | $7.2M |
| LPL Financial LLC | 0.00% | Add +15.5% | 516,130 | $6.2M |
| Wells Fargo & Company | 0.00% | Reduce -0.5% | 256,548 | $3.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +1.6% | 192,713 | $2.3M |
| Royal Bank of Canada | 0.00% | Reduce -5.3% | 190,636 | $2.3M |
| Sit Investment Associates Inc. | 0.05% | New | 187,901 | $2.3M |
| Principal Securities, Inc. | 0.04% | Add +0.6% | 183,706 | $2.2M |
| Tennessee Valley Asset Management Partners | 0.24% | Add +5.7% | 145,438 | $1.7M |
| Stifel Financial Corp. | 0.00% | Add +35.7% | 127,037 | $1.5M |
| Boothbay Fund Management, LLC | 0.04% | New | 120,500 | $1.4M |
| Alpine Global Management, LLC | 0.37% | New | 118,000 | $1.4M |
| Osaic Holdings, Inc. | 0.00% | Add +10.9% | 113,644 | $1.4M |
| Everstar Asset Management, LLC | 0.79% | Add +11.4% | 115,565 | $1.4M |
| Marks Group Wealth Management, Inc | 0.13% | No change | 115,399 | $1.4M |
| Baird Financial Group, Inc. | 0.00% | Add +1.6% | 114,652 | $1.4M |
| Nomura Holdings Inc. | 0.01% | New | 100,000 | $1.2M |
| Nations Financial Group Inc, /Ia/ | 0.07% | Add +0.1% | 88,167 | $1.1M |
| Quarry LP | 0.25% | New | 78,000 | $936K |
| Raymond James Financial Inc. | 0.00% | Add +6.3% | 67,217 | $807K |
| Balyasny Asset Management L.P. | 0.00% | New | 58,603 | $703K |
| NWF Advisory Services Inc. | 0.08% | Add +1.4% | 57,027 | $684K |
| Advisor OS, LLC | 0.06% | Reduce -0.4% | 53,473 | $642K |
| Oppenheimer & Co. Inc. | 0.01% | Add +15.8% | 50,265 | $603K |
| Allworth Financial LP | 0.00% | Add +5.0% | 49,455 | $593K |
| Bank of America Corp. | 0.00% | Reduce -1.0% | 46,988 | $564K |
| Opal Wealth Advisors, LLC | 0.14% | Add +93.1% | 41,786 | $501K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -15.2% | 31,478 | $378K |
| Private Advisor Group, LLC | 0.00% | Add +50.3% | 26,073 | $313K |
| Wedbush Securities Inc. | 0.01% | Reduce -3.9% | 24,910 | $299K |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.2% | 24,145 | $290K |
| SeaCrest Wealth Management, LLC | 0.03% | Add +14.0% | 22,012 | $264K |
| Jane Street Group, LLC | 0.00% | New | 20,068 | $241K |
| Westside Investment Management, Inc. | 0.04% | No change | 20,000 | $240K |
| UBS Group AG | 0.00% | Reduce -1.9% | 19,886 | $239K |
| NewEdge Advisors, LLC | 0.00% | Add +5.9% | 19,700 | $236K |
| HighTower Advisors, LLC | 0.00% | No change | 19,280 | $231K |
| CoreCap Advisors, LLC | 0.01% | Reduce -36.2% | 15,385 | $185K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 14,000 | $168K |
| WealthTrust Asset Management, LLC | 0.11% | Add +19.9% | 12,937 | $155K |
| Channel Wealth LLC | 0.04% | No change | 12,371 | $148K |
| Cetera Investment Advisers | 0.00% | New | 11,737 | $141K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 11,300 | $136K |
| Strategic Financial Concepts, LLC | 0.02% | No change | 10,800 | $130K |
| BlackRock, Inc. | 0.00% | Reduce -50.0% | 2,764 | $33K |
| National Bank of Canada | 0.00% | No change | 2,639 | $32K |
| SOA Wealth Advisors, LLC. | 0.00% | New | 2,021 | $24K |
| Cwm, LLC | 0.00% | Reduce -36.5% | 623 | $7K |
| Luminist Capital LLC | 0.01% | No change | 537 | $6K |
| Geneos Wealth Management Inc. | 0.00% | No change | 310 | $4K |
| Highline Wealth Partners LLC | 0.00% | New | 180 | $2K |
| Farther Finance Advisors, LLC | 0.00% | No change | 83 | $996 |
"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.