Rivernorth OpportunitiesRIV

13F holders, Q1 2024 (March 31)
52holders
$11.98avg. 13F price*

At the end of Q1 2024, 52 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings. The largest holders were Morgan Stanley ($19.2M), Mangrove Partners Im, LLC ($6.2M) and Bank of America Corp. ($3.2M).

Company
Rivernorth Opportunities
CUSIP
76881Y109
Latest filing quarter
Q2 2026

History

Number of 13F holders

0204060 Q1 2024: 52Q1 2024Q2 2024: 49Q2 2024Q3 2024: 45Q3 2024Q4 2024: 49Q4 2024Q1 2025: 47Q1 2025Q2 2025: 48Q2 2025Q3 2025: 52Q3 2025Q4 2025: 58Q4 2025Q1 2026: 57Q1 2026Q2 2026: 60Q2 2026

Total Exit/New Position Q1 2024

InstitutionsTotal Value
New Positions4$2.0M
Exits5$2.4M

Ownership 52 holders

Morgan Stanley 0.00% Add +5.2% 1,596,001 $19.2M
Mangrove Partners Im, LLC 0.53% Add +2.0% 515,627 $6.2M
Bank of America Corp. 0.00% Reduce -3.0% 263,324 $3.2M
Janney Montgomery Scott LLC 0.01% Reduce -13.6% 231,824 $2.8M
Wells Fargo & Company 0.00% Add +13.5% 201,078 $2.4M
B. Riley Wealth Advisors, Inc. 0.06% Reduce -8.6% 193,450 $2.0M
Royal Bank of Canada 0.00% Add +0.8% 159,709 $1.9M
Absolute Investment Advisers, LLC 0.21% New 126,956 $1.5M
LPL Financial LLC 0.00% Add +25.6% 126,281 $1.5M
Envestnet Asset Management Inc. 0.00% Add +9.0% 124,921 $1.5M
Principal Securities, Inc. 0.05% Add +5.5% 121,314 $1.5M
Osaic Holdings, Inc. 0.00% Reduce -10.4% 114,160 $1.4M
Baird Financial Group, Inc. 0.00% Add +2.1% 101,967 $1.2M
Tennessee Valley Asset Management Partners 0.28% Add +0.3% 95,800 $1.2M
Nations Financial Group Inc, /Ia/ 0.09% No change 88,450 $1.1M
Marks Group Wealth Management, Inc 0.08% No change 67,188 $809K
NWF Advisory Services Inc. 0.12% Add +0.9% 57,127 $688K
Quarry LP 0.28% Reduce -7.6% 54,217 $653K
AEGON USA Investment Management, LLC 0.62% No change 50,165 $604K
NewEdge Advisors, LLC 0.00% Reduce -18.0% 45,075 $543K
Raymond James & Associates 0.00% Add +0.8% 44,705 $538K
Oppenheimer & Co. Inc. 0.01% Add +4.3% 41,975 $505K
CSS LLC 0.10% Add +2.3% 34,595 $417K
Sheaff Brock Investment Advisors, LLC 0.03% No change 33,000 $397K
Private Advisor Group, LLC 0.00% Add +6.9% 31,450 $379K
Commonwealth Equity Services, LLC 0.00% Reduce -3.4% 29,665 $357K
Wedbush Securities Inc. 0.01% Reduce -0.3% 28,984 $349K
Landscape Capital Management, L.L.C. 0.03% Reduce -67.1% 28,892 $348K
BlackDiamond Wealth Management, LLC 0.24% Reduce -3.2% 28,007 $337K
Calamos Advisors LLC 0.00% New 23,722 $286K
Shaker Financial Services, LLC 0.11% Reduce -29.1% 23,504 $283K
Raymond James Financial Services Advisors, Inc. 0.00% Reduce -5.2% 23,437 $282K
SeaCrest Wealth Management, LLC 0.03% Reduce -2.1% 21,975 $265K
Westside Investment Management, Inc. 0.06% No change 21,200 $255K
Sigma Planning Corp 0.01% Reduce -11.2% 20,725 $250K
CoreCap Advisors, LLC 0.01% Add +65.6% 20,575 $248K
UBS Group AG 0.00% No change 19,678 $237K
U.S. Capital Wealth Advisors, LLC 0.01% Reduce -36.1% 19,060 $229K
Channel Wealth LLC 0.07% Reduce -33.9% 14,621 $176K
Atria Wealth Solutions, Inc. 0.00% Add +19.2% 14,567 $175K
Strategic Financial Concepts, LLC 0.04% New 14,100 $170K
Transcend Capital Advisors, LLC 0.01% Add +4.2% 12,554 $151K
Moloney Securities Asset Management, LLC 0.02% Add +3.3% 12,549 $151K
HighTower Advisors, LLC 0.00% No change 12,500 $151K
CIBC Private Wealth Group LLC 0.00% No change 11,790 $142K
Farther Finance Advisors, LLC 0.01% Reduce -3.2% 6,855 $82K
Plante Moran Financial Advisors, LLC 0.00% New 3,757 $45K
National Bank of Canada 0.00% No change 2,639 $32K
Oliver Lagore Vanvalin Investment Group 0.01% No change 2,400 $29K
Cwm, LLC 0.00% No change 358 $4K
Geneos Wealth Management Inc. 0.00% No change 310 $4K
AlphaMark Advisors, LLC 0.00% No change 42 $1K

"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.