Rivernorth OpportunitiesRIV
13F holders, Q3 2024 (September 30)45holders −4
4new positions
9sold out
$12.84avg. 13F price*
At the end of Q3 2024, 45 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings, down 4 from Q2 2024. 4 opened new positions and 9 sold out. The largest holders were Morgan Stanley ($22.1M), Penserra Capital Management LLC ($7.9M) and LPL Financial LLC ($4.2M).
- Company
- Rivernorth Opportunities
- CUSIP
- 76881Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $8.1M |
| Exits | 9 | $9.8M |
All 13F filers, Q2 2024 → Q3 2024: 823,536 shares bought and 1,136,998 shares sold, net −313,462 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 45 holders
| Morgan Stanley | 0.00% | Add +3.7% | 1,711,115 | $22.1M |
| Penserra Capital Management LLC | 0.17% | New | 608,675 | $7.9M |
| LPL Financial LLC | 0.00% | Add +9.2% | 326,362 | $4.2M |
| B. Riley Wealth Advisors, Inc. | 0.09% | Add +2.0% | 253,229 | $3.3M |
| Wells Fargo & Company | 0.00% | Reduce -3.4% | 227,426 | $2.9M |
| Royal Bank of Canada | 0.00% | Add +2.3% | 160,889 | $2.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +15.8% | 155,959 | $2.0M |
| Principal Securities, Inc. | 0.05% | Add +15.9% | 155,467 | $2.0M |
| Bank of America Corp. | 0.00% | Reduce -41.6% | 123,134 | $1.6M |
| Marks Group Wealth Management, Inc | 0.14% | Add +0.5% | 115,399 | $1.5M |
| Baird Financial Group, Inc. | 0.00% | Add +3.7% | 98,915 | $1.3M |
| Tennessee Valley Asset Management Partners | 0.20% | Reduce -2.8% | 94,491 | $1.2M |
| Nations Financial Group Inc, /Ia/ | 0.08% | Reduce -0.9% | 88,842 | $1.1M |
| Osaic Holdings, Inc. | 0.00% | Add +3.1% | 88,526 | $1.1M |
| Everstar Asset Management, LLC | 0.75% | — | 84,346 | $1.1M |
| NWF Advisory Services Inc. | 0.11% | No change | 57,127 | $738K |
| Raymond James & Associates | 0.00% | Reduce -0.1% | 45,317 | $585K |
| Oppenheimer & Co. Inc. | 0.01% | Add +0.9% | 43,279 | $559K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -43.3% | 39,406 | $509K |
| Calamos Advisors LLC | 0.00% | Add +16.7% | 35,317 | $456K |
| Sheaff Brock Investment Advisors, LLC | 0.04% | No change | 34,000 | $439K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +25.1% | 29,405 | $380K |
| Wedbush Securities Inc. | 0.01% | Reduce -0.2% | 26,737 | $345K |
| Private Advisor Group, LLC | 0.00% | Reduce -20.6% | 26,422 | $341K |
| CoreCap Advisors, LLC | 0.02% | Add +4.8% | 25,650 | $331K |
| UBS Group AG | 0.00% | Add +21.8% | 25,502 | $329K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -21.3% | 23,852 | $308K |
| SeaCrest Wealth Management, LLC | 0.03% | Add +8.3% | 22,478 | $290K |
| NewEdge Advisors, LLC | 0.00% | Reduce -52.4% | 22,300 | $288K |
| Westside Investment Management, Inc. | 0.06% | No change | 21,200 | $274K |
| Atria Wealth Solutions, Inc. | 0.00% | Add +18.9% | 18,904 | $244K |
| Strategic Financial Concepts, LLC | 0.06% | Reduce -91.7% | 15,000 | $194K |
| Sequoia Financial Advisors, LLC | 0.00% | New | 44,000 | $185K |
| HighTower Advisors, LLC | 0.00% | No change | 12,500 | $162K |
| Channel Wealth LLC | 0.05% | No change | 12,371 | $160K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 11,790 | $152K |
| Transcend Capital Advisors, LLC | 0.01% | Reduce -12.4% | 11,000 | $142K |
| Farther Finance Advisors, LLC | 0.00% | Add +2.7% | 7,313 | $94K |
| National Bank of Canada | 0.00% | No change | 2,639 | $34K |
| Oliver Lagore Vanvalin Investment Group | 0.01% | No change | 2,400 | $31K |
| GHP Investment Advisors, Inc. | 0.00% | New | 2,110 | $27K |
| Cwm, LLC | 0.00% | No change | 358 | $5K |
| Geneos Wealth Management Inc. | 0.00% | No change | 310 | $4K |
| AlphaMark Advisors, LLC | 0.00% | Add +4.7% | 45 | $1K |
| Sunbelt Securities, Inc. | 0.00% | New | 10 | $129 |
"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.