Rivernorth OpportunitiesRIV
13F holders, Q1 2026 (March 31)57holders −1
3new positions
4sold out
$11.10avg. 13F price*
At the end of Q1 2026, 57 institutions reported holding Rivernorth Opportunities (RIV) in their 13F filings, down 1 from Q4 2025. 3 opened new positions and 4 sold out. The largest holders were Sit Investment Associates Inc. ($27.7M), Morgan Stanley ($21.0M) and Penserra Capital Management LLC ($8.3M).
- Company
- Rivernorth Opportunities
- CUSIP
- 76881Y109
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $153K |
| Exits | 4 | $2.6M |
All 13F filers, Q4 2025 → Q1 2026: 493,129 shares bought and 915,718 shares sold, net −422,589 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 57 holders
| Sit Investment Associates Inc. | 0.56% | Reduce -9.8% | 2,498,022 | $27.7M |
| Morgan Stanley | 0.00% | Add +9.3% | 1,892,996 | $21.0M |
| Penserra Capital Management LLC | 0.10% | Add +12.3% | 746,374 | $8.3M |
| LPL Financial LLC | 0.00% | Add +6.7% | 534,673 | $5.9M |
| Arete Wealth Advisors, LLC | 0.36% | Add +15.9% | 437,265 | $4.9M |
| Bank of America Corp. | 0.00% | Add +3.5% | 322,246 | $3.6M |
| Wells Fargo & Company | 0.00% | Add +5.2% | 291,252 | $3.2M |
| Absolute Investment Advisers, LLC | 0.36% | Reduce -28.6% | 274,406 | $3.0M |
| Yakira Capital Management, Inc. | 0.87% | Reduce -40.2% | 267,206 | $3.0M |
| Royal Bank of Canada | 0.00% | Add +3.6% | 205,141 | $2.3M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -6.6% | 172,618 | $1.9M |
| Everstar Asset Management, LLC | 1.00% | Add +24.4% | 168,526 | $1.9M |
| Principal Securities, Inc. | 0.03% | Reduce -6.7% | 164,103 | $1.8M |
| Tennessee Valley Asset Management Partners | 0.19% | Reduce -4.9% | 131,124 | $1.5M |
| Baird Financial Group, Inc. | 0.00% | Add +1.6% | 122,676 | $1.4M |
| Quarry LP | 0.28% | Reduce -21.9% | 119,886 | $1.3M |
| Marks Group Wealth Management, Inc | 0.12% | Reduce -6.5% | 107,869 | $1.2M |
| Osaic Holdings, Inc. | 0.00% | Reduce -14.3% | 102,701 | $1.1M |
| Nations Financial Group Inc, /Ia/ | 0.05% | Reduce -1.3% | 86,686 | $962K |
| Nomura Holdings Inc. | 0.01% | No change | 83,864 | $931K |
| Opal Wealth Advisors, LLC | 0.17% | Reduce -1.8% | 68,577 | $761K |
| Allworth Financial LP | 0.00% | Add +24.8% | 64,628 | $717K |
| Stifel Financial Corp. | 0.00% | Reduce -29.4% | 61,646 | $684K |
| Shaker Financial Services, LLC | 0.24% | Add +59.4% | 61,335 | $681K |
| Raymond James Financial Inc. | 0.00% | Add +0.3% | 59,889 | $665K |
| Advisor OS, LLC | 0.05% | Reduce -0.9% | 58,971 | $655K |
| Oppenheimer & Co. Inc. | 0.01% | Add +2.7% | 52,949 | $588K |
| NWF Advisory Services Inc. | 0.06% | Reduce -0.6% | 50,927 | $565K |
| CSS LLC | 0.08% | Reduce -25.9% | 43,915 | $487K |
| Kovack Advisors, Inc. | 0.02% | No change | 37,385 | $422K |
| Janney Montgomery Scott LLC | 0.00% | Add +2.3% | 31,994 | $355K |
| Total Wealth Planning & Management, Inc. | 0.27% | Add +6.3% | 30,509 | $339K |
| Wedbush Securities Inc. | 0.01% | No change | 26,489 | $294K |
| Private Advisor Group, LLC | 0.00% | Add +0.5% | 26,268 | $292K |
| Gateway Wealth Partners, LLC | 0.01% | Add +158.5% | 26,166 | $290K |
| UBS Group AG | 0.00% | No change | 21,707 | $241K |
| SeaCrest Wealth Management, LLC | 0.02% | Reduce -5.2% | 20,753 | $230K |
| CoreCap Advisors, LLC | 0.01% | Add +28.6% | 20,133 | $223K |
| Westside Investment Management, Inc. | 0.03% | No change | 20,000 | $222K |
| HighTower Advisors, LLC | 0.00% | No change | 19,280 | $214K |
| Commonwealth Equity Services, LLC | 0.00% | Add +0.3% | 18,785 | $209K |
| NewEdge Advisors, LLC | 0.00% | Reduce -2.1% | 18,700 | $208K |
| BlackRock, Inc. | 0.00% | No change | 15,373 | $171K |
| WealthTrust Asset Management, LLC | 0.10% | Add +13.7% | 15,123 | $168K |
| Cwm, LLC | 0.00% | Add +2191.7% | 14,277 | $158K |
| Sequoia Financial Advisors, LLC | 0.00% | No change | 14,000 | $155K |
| Cetera Investment Advisers | 0.00% | Reduce -1.1% | 12,282 | $136K |
| TCP Asset Management, LLC | 0.02% | New | 11,875 | $132K |
| Channel Wealth LLC | 0.03% | No change | 11,621 | $129K |
| CIBC Bancorp USA Inc. | 0.00% | — | 11,000 | $122K |
| National Bank of Canada | 0.00% | No change | 2,639 | $29K |
| Pinnacle Wealth Planning Services, Inc. | 0.00% | No change | 2,000 | $22K |
| Wolverine Asset Management LLC | 0.00% | New | 1,396 | $15K |
| Harbour Investments, Inc. | 0.00% | New | 538 | $6K |
| Geneos Wealth Management Inc. | 0.00% | No change | 310 | $3K |
| Highline Wealth Partners LLC | 0.00% | No change | 180 | $2K |
| Farther Finance Advisors, LLC | 0.00% | No change | 83 | $936 |
"% of holder's portfolio" is RIV's weight in each manager's 13F, not the share of Rivernorth Opportunities the manager owns.