FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q4 2024 (December 31)55holders +1
4new positions
7sold out
$24.80avg. 13F price*
At the end of Q4 2024, 55 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, up 1 from Q3 2024. 4 opened new positions and 7 sold out. The largest holders were Osaic Holdings, Inc. ($5.2M), Encompass More Asset Management ($2.8M) and Stephens Inc. ($2.0M).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q4 2024)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.4M |
| Exits | 7 | $2.3M |
All 13F filers, Q3 2024 → Q4 2024: 96,275 shares bought and 416,709 shares sold, net −320,434 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 55 holders
| Osaic Holdings, Inc. | 0.01% | Reduce -3.6% | 210,842 | $5.2M |
| Encompass More Asset Management | 0.93% | Add +25.8% | 113,288 | $2.8M |
| Stephens Inc. | 0.03% | Reduce -45.6% | 82,479 | $2.0M |
| Cetera Investment Advisers | 0.00% | Reduce -27.3% | 82,191 | $2.0M |
| Harvest Investment Services, LLC | 0.47% | Add +22.6% | 76,816 | $1.9M |
| Donald L. Hagan, LLC | 0.93% | Reduce -1.6% | 72,477 | $1.8M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -10.2% | 71,602 | $1.8M |
| MML Investors Services, LLC | 0.01% | Reduce -59.1% | 65,469 | $1.6M |
| Atria Wealth Solutions, Inc. | 0.02% | Reduce -7.9% | 65,456 | $1.6M |
| LPL Financial LLC | 0.00% | Reduce -46.8% | 54,667 | $1.4M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -10.7% | 41,370 | $1.0M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +2.1% | 40,497 | $1.0M |
| First Heartland Consultants, Inc. | 0.09% | Add +0.4% | 35,470 | $879K |
| NorthCrest Asset Manangement, LLC | 0.03% | No change | 34,888 | $865K |
| Raymond James Financial Inc. | 0.00% | — | 32,537 | $807K |
| Susquehanna International Group, LLP | 0.00% | Reduce -38.8% | 32,344 | $802K |
| Jaffetilchin Investment Partners, LLC | 0.05% | Reduce -34.0% | 30,064 | $745K |
| Kestra Advisory Services, LLC | 0.00% | Add +1.5% | 28,800 | $714K |
| FSB Premier Wealth Management, Inc. | 0.28% | Reduce -4.2% | 28,650 | $710K |
| Ignite Planners, LLC | 0.13% | Reduce -7.1% | 24,415 | $612K |
| Grantvest Financial Group LLC | 0.68% | — | 24,438 | $606K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Add +6.0% | 24,127 | $598K |
| StoneX Group Inc. | 0.03% | No change | 23,666 | $587K |
| Ameriprise Financial Inc. | 0.00% | New | 21,876 | $542K |
| Mariner, LLC | 0.00% | Reduce -7.8% | 18,650 | $462K |
| Spire Wealth Management | 0.01% | New | 18,570 | $460K |
| Fortress Private Ledger, LLC | 0.26% | — | 17,410 | $432K |
| Avidian Wealth Enterprises, LLC | 0.02% | No change | 16,523 | $410K |
| Nations Financial Group Inc, /Ia/ | 0.03% | Reduce -0.1% | 16,118 | $400K |
| Sigma Planning Corp | 0.01% | Add +5.5% | 15,025 | $372K |
| Insight Advisors, LLC/ PA | 0.06% | Reduce -27.7% | 13,240 | $329K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $320K |
| Wood Tarver Financial Group, LLC | 0.09% | — | 11,371 | $281K |
| SOA Wealth Advisors, LLC. | 0.04% | No change | 9,681 | $240K |
| NewEdge Advisors, LLC | 0.00% | Reduce -33.9% | 9,384 | $233K |
| United Advisor Group, LLC | 0.04% | Add +1.0% | 8,618 | $214K |
| AE Wealth Management LLC | 0.00% | New | 8,546 | $212K |
| Signal Advisors Wealth, LLC | 0.02% | Reduce -0.3% | 8,311 | $206K |
| Geneos Wealth Management Inc. | 0.01% | New | 6,280 | $156K |
| Concourse Financial Group Securities, Inc. | 0.01% | No change | 6,019 | $153K |
| Harbour Investments, Inc. | 0.00% | Reduce -18.6% | 3,827 | $95K |
| DHJJ Financial Advisors, Ltd. | 0.03% | No change | 3,535 | $88K |
| Larson Financial Group LLC | 0.00% | No change | 3,374 | $84K |
| Capital Analysts, LLC | 0.00% | No change | 3,254 | $81K |
| Blue Bell Private Wealth Management, LLC | 0.01% | No change | 3,121 | $77K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 2,250 | $56K |
| Royal Bank of Canada | 0.00% | No change | 2,000 | $50K |
| Principal Securities, Inc. | 0.00% | No change | 1,507 | $37K |
| Noble Wealth Management PBC | 0.03% | — | 1,500 | $37K |
| Sunbelt Securities, Inc. | 0.00% | No change | 935 | $23K |
| Ameriflex Group, Inc. | 0.00% | — | 400 | $10K |
| Cwm, LLC | 0.00% | No change | 239 | $6K |
| PSI Advisors, LLC | 0.00% | Reduce -24.0% | 165 | $4K |
| Integrity Financial Corp | 0.00% | No change | 21 | $521 |
| Lanark Financial, Inc. | 0.01% | — | 3 | $94 |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.