FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q3 2024 (September 30)54holders +10
16new positions
6sold out
1famous investor
$24.58avg. 13F price*
At the end of Q3 2024, 54 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, up 10 from Q2 2024. 16 opened new positions and 6 sold out. The largest holders were Osaic Holdings, Inc. ($5.4M), MML Investors Services, LLC ($3.9M) and Stephens Inc. ($3.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q3 2024)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $6.3M |
| Exits | 6 | $8.3M |
All 13F filers, Q2 2024 → Q3 2024: 645,426 shares bought and 474,102 shares sold, net +171,324 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 54 holders
| Osaic Holdings, Inc. | 0.01% | Reduce -9.7% | 218,830 | $5.4M |
| MML Investors Services, LLC | 0.01% | Add +146.1% | 160,044 | $3.9M |
| Stephens Inc. | 0.05% | Add +23.6% | 151,498 | $3.7M |
| Cetera Investment Advisers | 0.01% | Reduce -28.8% | 112,977 | $2.8M |
| LPL Financial LLC | 0.00% | Add +128.6% | 102,669 | $2.5M |
| Encompass More Asset Management | 0.84% | Add +195.1% | 90,082 | $2.2M |
| Commonwealth Equity Services, LLC | 0.00% | Add +20.3% | 79,751 | $2.0M |
| Donald L. Hagan, LLC | 0.92% | Add +20.4% | 73,646 | $1.8M |
| Atria Wealth Solutions, Inc. | 0.02% | Add +12.7% | 71,083 | $1.7M |
| Harvest Investment Services, LLC | 0.49% | New | 62,654 | $1.5M |
| Susquehanna International Group, LLP | 0.00% | New | 52,864 | $1.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +249.5% | 46,306 | $1.1M |
| Jaffetilchin Investment Partners, LLC | 0.09% | Reduce -36.3% | 45,529 | $1.1M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +36.4% | 39,663 | $975K |
| Citadel Advisors | 0.00% | Add +85.6% | 35,319 | $868K |
| First Heartland Consultants, Inc. | 0.09% | Add +268.5% | 35,327 | $868K |
| NorthCrest Asset Manangement, LLC | 0.03% | No change | 34,888 | $858K |
| FSB Premier Wealth Management, Inc. | 0.30% | No change | 29,890 | $735K |
| Kestra Advisory Services, LLC | 0.00% | Add +2.6% | 28,382 | $698K |
| Ignite Planners, LLC | 0.15% | New | 26,285 | $646K |
| StoneX Group Inc. | 0.04% | Add +14.5% | 23,666 | $582K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | New | 22,755 | $559K |
| Old Mission Capital LLC | 0.01% | New | 20,787 | $511K |
| Mariner, LLC | 0.00% | Add +39.0% | 20,225 | $497K |
| Raymond James & Associates | 0.00% | Add +9.9% | 19,448 | $478K |
| Insight Advisors, LLC/ PA | 0.08% | Reduce -38.2% | 18,313 | $450K |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +30.7% | 18,043 | $443K |
| Avidian Wealth Enterprises, LLC | 0.02% | Add +4.0% | 16,523 | $406K |
| Nations Financial Group Inc, /Ia/ | 0.03% | New | 16,128 | $396K |
| Sigma Planning Corp | 0.01% | New | 14,240 | $350K |
| NewEdge Advisors, LLC | 0.00% | Reduce -7.2% | 14,193 | $349K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $317K |
| Bullseye Investment Management, LLC | 0.17% | Add +31.9% | 11,239 | $288K |
| SOA Wealth Advisors, LLC. | 0.05% | Add +101.7% | 9,681 | $238K |
| Secured Retirement Advisors, LLC | 0.15% | New | 8,621 | $212K |
| United Advisor Group, LLC | 0.05% | New | 8,535 | $210K |
| Truist Financial Corp. | 0.00% | New | 8,391 | $206K |
| Signal Advisors Wealth, LLC | 0.03% | New | 8,333 | $205K |
| Foguth Wealth Management, LLC. | 0.07% | Reduce -55.7% | 8,333 | $203K |
| Concourse Financial Group Securities, Inc. | 0.01% | Reduce -15.4% | 6,019 | $148K |
| Harbour Investments, Inc. | 0.00% | Add +29.3% | 4,701 | $116K |
| Lanark Financial, Inc. | 0.01% | Reduce -11.6% | 3,798 | $93K |
| DHJJ Financial Advisors, Ltd. | 0.03% | Reduce -2.2% | 3,535 | $87K |
| Larson Financial Group LLC | 0.00% | New | 3,374 | $83K |
| Capital Analysts, LLC | 0.00% | Add +101.5% | 3,254 | $80K |
| Blue Bell Private Wealth Management, LLC | 0.01% | No change | 3,121 | $77K |
| Creative Financial Designs Inc. | 0.00% | New | 2,258 | $56K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 2,250 | $55K |
| Royal Bank of Canada | 0.00% | New | 2,000 | $49K |
| Principal Securities, Inc. | 0.00% | No change | 1,507 | $37K |
| Sunbelt Securities, Inc. | 0.00% | New | 935 | $23K |
| Cwm, LLC | 0.00% | No change | 239 | $6K |
| PSI Advisors, LLC | 0.00% | No change | 217 | $5K |
| Integrity Financial Corp | 0.00% | New | 21 | $516 |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.