FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q3 2025 (September 30)54holders −4
5new positions
8sold out
$25.29avg. 13F price*
At the end of Q3 2025, 54 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, down 4 from Q2 2025. 5 opened new positions and 8 sold out. The largest holders were Osaic Holdings, Inc. ($4.8M), Cetera Investment Advisers ($3.9M) and Mgo One Seven LLC ($3.0M).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q3 2025)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $1.8M |
| Exits | 8 | $10.3M |
All 13F filers, Q2 2025 → Q3 2025: 122,240 shares bought and 659,401 shares sold, net −537,161 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 54 holders
| Osaic Holdings, Inc. | 0.01% | Reduce -6.3% | 191,269 | $4.8M |
| Cetera Investment Advisers | 0.00% | Add +26.9% | 155,230 | $3.9M |
| Mgo One Seven LLC | 0.07% | Reduce -0.1% | 117,838 | $3.0M |
| Lionshead Wealth Management, LLC | 1.68% | Reduce -46.9% | 83,827 | $2.1M |
| SMART Wealth LLC | 0.72% | Reduce -14.8% | 75,812 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -12.9% | 70,665 | $1.8M |
| LPL Financial LLC | 0.00% | Reduce -6.6% | 64,719 | $1.6M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -37.8% | 61,122 | $1.5M |
| Encompass More Asset Management | 0.29% | Reduce -29.9% | 59,427 | $1.5M |
| Advisory Services Network, LLC | 0.02% | Add +0.2% | 57,180 | $1.4M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -5.0% | 45,291 | $1.1M |
| Ashton Thomas Securities, LLC | 0.16% | No change | 43,853 | $1.1M |
| Harvest Investment Services, LLC | 0.22% | Reduce -16.1% | 43,788 | $1.1M |
| SOA Wealth Advisors, LLC. | 0.17% | Add +29.9% | 41,651 | $1.1M |
| NorthCrest Asset Manangement, LLC | 0.02% | Add +8.4% | 38,516 | $978K |
| Jaffetilchin Investment Partners, LLC | 0.06% | Reduce -2.9% | 38,283 | $970K |
| Donald L. Hagan, LLC | 0.44% | Reduce -6.4% | 35,344 | $895K |
| Raymond James Financial Inc. | 0.00% | Reduce -9.9% | 34,974 | $886K |
| Ashton Thomas Private Wealth, LLC | 0.02% | New | 32,249 | $817K |
| First Heartland Consultants, Inc. | 0.07% | Reduce -12.8% | 32,229 | $816K |
| Ignite Planners, LLC | 0.12% | Reduce -5.8% | 27,990 | $709K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -13.3% | 25,140 | $637K |
| Grantvest Financial Group LLC | 0.39% | Reduce -18.5% | 22,237 | $563K |
| Old Mission Capital LLC | 0.02% | New | 18,030 | $457K |
| FSB Premier Wealth Management, Inc. | 0.14% | Reduce -39.1% | 16,675 | $422K |
| Sigma Planning Corp | 0.01% | Reduce -1.3% | 16,395 | $415K |
| Fortress Private Ledger, LLC | 0.14% | Add +0.6% | 14,710 | $373K |
| Mariner, LLC | 0.00% | Add +2.6% | 14,230 | $360K |
| Wood Tarver Financial Group, LLC | 0.10% | No change | 13,043 | $330K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $329K |
| Avidian Wealth Enterprises, LLC | 0.01% | No change | 12,830 | $325K |
| Diligent Investors, LLC | 0.07% | No change | 10,600 | $268K |
| PFG Advisors | 0.01% | New | 10,350 | $262K |
| Integrated Wealth Concepts LLC | 0.00% | New | 8,465 | $214K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -38.3% | 6,602 | $168K |
| DHJJ Financial Advisors, Ltd. | 0.06% | No change | 6,511 | $165K |
| Capital Analysts, LLC | 0.00% | Add +29.7% | 6,151 | $156K |
| Spire Wealth Management | 0.01% | Reduce -30.5% | 6,116 | $155K |
| Geneos Wealth Management Inc. | 0.00% | No change | 5,580 | $141K |
| Blue Bell Private Wealth Management, LLC | 0.02% | Add +61.8% | 4,995 | $126K |
| Lanark Financial, Inc. | 0.01% | No change | 3,798 | $96K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +63.5% | 3,678 | $93K |
| Harbour Investments, Inc. | 0.00% | Reduce -19.6% | 3,077 | $78K |
| Larson Financial Group LLC | 0.00% | No change | 2,948 | $75K |
| Royal Bank of Canada | 0.00% | No change | 2,000 | $51K |
| Rockefeller Capital Management L.P. | 0.00% | New | 1,632 | $41K |
| Sunbelt Securities, Inc. | 0.00% | Add +68.8% | 1,578 | $40K |
| Principal Securities, Inc. | 0.00% | No change | 1,507 | $38K |
| Noble Wealth Management PBC | 0.02% | — | 1,500 | $38K |
| Capital Investment Advisory Services, LLC | 0.00% | No change | 700 | $18K |
| UBS Group AG | 0.00% | Add +7.0% | 579 | $15K |
| Creative Financial Designs Inc. | 0.00% | Reduce -35.8% | 566 | $14K |
| AE Wealth Management LLC | 0.00% | Add +8.9% | 429 | $11K |
| Cwm, LLC | 0.00% | No change | 239 | $6K |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.