FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q1 2026 (March 31)58holders −5
3new positions
8sold out
$25.54avg. 13F price*
At the end of Q1 2026, 58 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, down 5 from Q4 2025. 3 opened new positions and 8 sold out. The largest holders were Mgo One Seven LLC ($3.0M), Cetera Investment Advisers ($2.6M) and Lionshead Wealth Management, LLC ($2.1M).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q1 2026)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $843K |
| Exits | 8 | $4.9M |
All 13F filers, Q4 2025 → Q1 2026: 90,364 shares bought and 579,570 shares sold, net −489,206 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 58 holders
| Mgo One Seven LLC | 0.06% | Reduce -2.5% | 114,898 | $3.0M |
| Cetera Investment Advisers | 0.00% | Reduce -32.8% | 99,950 | $2.6M |
| Lionshead Wealth Management, LLC | 1.57% | Reduce -2.6% | 81,158 | $2.1M |
| LPL Financial LLC | 0.00% | Add +6.6% | 69,854 | $1.8M |
| Osaic Holdings, Inc. | 0.00% | Reduce -66.3% | 64,030 | $1.7M |
| SMART Wealth LLC | 0.48% | Reduce -10.3% | 61,986 | $1.6M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -5.1% | 57,501 | $1.5M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -2.8% | 43,964 | $1.2M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -29.8% | 40,299 | $1.1M |
| BFI Wealth Solutions, LLC | 1.00% | Add +27.7% | 39,438 | $1.0M |
| Kestra Advisory Services, LLC | 0.00% | Add +46.1% | 36,117 | $950K |
| NorthCrest Asset Manangement, LLC | 0.03% | Reduce -9.8% | 34,726 | $919K |
| First Heartland Consultants, Inc. | 0.06% | Reduce -1.8% | 32,000 | $842K |
| Raymond James Financial Inc. | 0.00% | Reduce -3.9% | 29,264 | $770K |
| Arkadios Wealth Advisors | 0.01% | Reduce -0.8% | 27,056 | $712K |
| Ignite Planners, LLC | 0.11% | Reduce -2.9% | 26,205 | $689K |
| Grantvest Financial Group LLC | 0.39% | Add +3.0% | 22,761 | $599K |
| SOA Wealth Advisors, LLC. | 0.09% | Reduce -53.9% | 18,980 | $499K |
| Susquehanna International Group, LLP | 0.00% | New | 18,673 | $491K |
| FSB Premier Wealth Management, Inc. | 0.14% | Reduce -0.8% | 16,545 | $435K |
| Fortress Private Ledger, LLC | 0.11% | Reduce -5.3% | 13,149 | $346K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $343K |
| Avidian Wealth Enterprises, LLC | 0.01% | No change | 12,830 | $338K |
| Mariner, LLC | 0.00% | No change | 12,500 | $329K |
| Kintra Wealth, LLC | 0.02% | New | 12,101 | $318K |
| Harvest Investment Services, LLC | 0.06% | Reduce -13.0% | 12,032 | $317K |
| Benson Wealth Management INC | 0.42% | Reduce -71.7% | 11,765 | $310K |
| Wood Tarver Financial Group, LLC | 0.08% | Reduce -0.4% | 11,518 | $303K |
| Diligent Investors, LLC | 0.07% | No change | 10,600 | $279K |
| Foundations Investment Advisors, LLC | 0.00% | Reduce -10.7% | 9,947 | $262K |
| Integrated Wealth Concepts LLC | 0.00% | No change | 8,465 | $223K |
| Sigma Planning Corp | 0.01% | Reduce -2.7% | 7,926 | $209K |
| Jaffetilchin Investment Partners, LLC | 0.01% | Reduce -73.7% | 7,734 | $203K |
| Spire Wealth Management | 0.01% | No change | 6,116 | $161K |
| DHJJ Financial Advisors, Ltd. | 0.05% | Reduce -9.3% | 5,909 | $155K |
| Pinnacle Wealth Planning Services, Inc. | 0.02% | No change | 5,756 | $151K |
| Capital Analysts, LLC | 0.00% | Reduce -1.6% | 5,728 | $151K |
| Geneos Wealth Management Inc. | 0.00% | No change | 5,580 | $147K |
| Blue Bell Private Wealth Management, LLC | 0.02% | Reduce -17.4% | 4,128 | $109K |
| Lanark Financial, Inc. | 0.01% | No change | 3,798 | $100K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 3,678 | $97K |
| Harbour Investments, Inc. | 0.00% | Add +186.8% | 3,290 | $87K |
| Larson Financial Group LLC | 0.00% | No change | 2,948 | $78K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +440.6% | 37,342 | $69K |
| Sunbelt Securities, Inc. | 0.00% | No change | 1,578 | $42K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -5.3% | 1,545 | $41K |
| Twin Peaks Wealth Advisors, LLC | 0.01% | New | 1,286 | $34K |
| Ashton Thomas Private Wealth, LLC | 0.00% | Reduce -97.0% | 1,121 | $29K |
| Creative Financial Designs Inc. | 0.00% | Add +44.3% | 1,017 | $27K |
| Noble Wealth Management PBC | 0.01% | Reduce -13.0% | 1,000 | $26K |
| UBS Group AG | 0.00% | Add +188.4% | 721 | $19K |
| Morgan Stanley | 0.00% | No change | 521 | $14K |
| Capital Investment Advisory Services, LLC | 0.00% | No change | 500 | $13K |
| AE Wealth Management LLC | 0.00% | No change | 429 | $11K |
| Ameriflex Group, Inc. | 0.01% | No change | 400 | $11K |
| Advisory Services Network, LLC | 0.00% | Reduce -99.4% | 370 | $10K |
| Bullseye Investment Management, LLC | 0.00% | Add +4.9% | 279 | $7K |
| Cwm, LLC | 0.00% | No change | 239 | $6K |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.