FT Vest U.S. Small Cap ModerSMAYETF
13F holders, Q4 2025 (December 31)63holders +9
13new positions
5sold out
$25.98avg. 13F price*
At the end of Q4 2025, 63 institutions reported holding FT Vest U.S. Small Cap Moder (SMAY) in their 13F filings, up 9 from Q3 2025. 13 opened new positions and 5 sold out. The largest holders were Osaic Holdings, Inc. ($4.9M), Cetera Investment Advisers ($3.9M) and Mgo One Seven LLC ($3.1M).
- Company
- FT Vest U.S. Small Cap Moder
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q4 2025)
- CUSIP
- 33740F466
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $4.6M |
| Exits | 5 | $1.9M |
All 13F filers, Q3 2025 → Q4 2025: 184,500 shares bought and 165,223 shares sold, net +19,277 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 63 holders
| Osaic Holdings, Inc. | 0.01% | Reduce -0.6% | 190,225 | $4.9M |
| Cetera Investment Advisers | 0.00% | Reduce -4.1% | 148,796 | $3.9M |
| Mgo One Seven LLC | 0.06% | No change | 117,838 | $3.1M |
| Westwood Wealth Management | 1.63% | New | 83,294 | $2.2M |
| Lionshead Wealth Management, LLC | 1.63% | Reduce -0.6% | 83,294 | $2.2M |
| SMART Wealth LLC | 0.55% | Reduce -8.9% | 69,062 | $1.8M |
| LPL Financial LLC | 0.00% | Add +1.3% | 65,552 | $1.7M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -14.2% | 60,609 | $1.6M |
| Encompass More Asset Management | 0.29% | Reduce -0.2% | 59,282 | $1.5M |
| Advisory Services Network, LLC | 0.02% | Add +2.0% | 58,345 | $1.5M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -6.0% | 57,437 | $1.5M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -0.1% | 45,230 | $1.2M |
| Benson Wealth Management INC | 1.20% | — | 41,501 | $1.1M |
| SOA Wealth Advisors, LLC. | 0.18% | Reduce -1.1% | 41,196 | $1.1M |
| NorthCrest Asset Manangement, LLC | 0.02% | No change | 38,516 | $1.0M |
| Ashton Thomas Private Wealth, LLC | 0.02% | Add +17.6% | 37,936 | $985K |
| First Heartland Consultants, Inc. | 0.06% | Add +1.1% | 32,579 | $846K |
| BFI Wealth Solutions, LLC | 0.76% | — | 30,875 | $802K |
| Raymond James Financial Inc. | 0.00% | Reduce -12.9% | 30,449 | $791K |
| Jaffetilchin Investment Partners, LLC | 0.04% | Reduce -23.2% | 29,417 | $764K |
| Ignite Planners, LLC | 0.11% | Reduce -3.5% | 27,000 | $711K |
| Arkadios Wealth Advisors | 0.01% | New | 27,273 | $708K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -1.6% | 24,724 | $642K |
| Grantvest Financial Group LLC | 0.37% | Reduce -0.7% | 22,088 | $574K |
| Optivise Advisory Services LLC | 0.27% | New | 17,983 | $467K |
| FSB Premier Wealth Management, Inc. | 0.14% | No change | 16,675 | $433K |
| Fortress Private Ledger, LLC | 0.12% | Reduce -5.6% | 13,883 | $360K |
| Harvest Investment Services, LLC | 0.07% | Reduce -68.4% | 13,837 | $359K |
| Fragasso Financial Advisors Inc | 0.02% | No change | 12,914 | $335K |
| Avidian Wealth Enterprises, LLC | 0.01% | No change | 12,830 | $333K |
| Mariner, LLC | 0.00% | Reduce -12.2% | 12,500 | $325K |
| Wood Tarver Financial Group, LLC | 0.08% | Reduce -11.3% | 11,563 | $300K |
| Foundations Investment Advisors, LLC | 0.00% | New | 11,137 | $289K |
| Diligent Investors, LLC | 0.07% | No change | 10,600 | $275K |
| Silver Oak Securities, Incorporated | 0.02% | New | 8,801 | $229K |
| Integrated Wealth Concepts LLC | 0.00% | No change | 8,465 | $220K |
| Savvy Advisors, Inc. | 0.01% | New | 8,261 | $215K |
| Sigma Planning Corp | 0.01% | Reduce -50.3% | 8,149 | $212K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +4.6% | 6,908 | $184K |
| DHJJ Financial Advisors, Ltd. | 0.06% | No change | 6,511 | $169K |
| Spire Wealth Management | 0.01% | No change | 6,116 | $159K |
| Capital Analysts, LLC | 0.00% | Reduce -5.4% | 5,820 | $152K |
| Pinnacle Wealth Planning Services, Inc. | 0.02% | New | 5,756 | $149K |
| Geneos Wealth Management Inc. | 0.00% | No change | 5,580 | $145K |
| CX Institutional | 0.00% | New | 5,108 | $133K |
| Blue Bell Private Wealth Management, LLC | 0.02% | No change | 4,995 | $130K |
| CoreCap Advisors, LLC | 0.00% | New | 4,639 | $120K |
| Lanark Financial, Inc. | 0.01% | No change | 3,798 | $99K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 3,678 | $96K |
| Larson Financial Group LLC | 0.00% | No change | 2,948 | $77K |
| Camelot Portfolios, LLC | 0.04% | New | 2,581 | $67K |
| Rockefeller Capital Management L.P. | 0.00% | No change | 1,632 | $42K |
| Sunbelt Securities, Inc. | 0.00% | No change | 1,578 | $41K |
| Noble Wealth Management PBC | 0.01% | Reduce -23.3% | 1,150 | $30K |
| Harbour Investments, Inc. | 0.00% | Reduce -62.7% | 1,147 | $30K |
| Creative Financial Designs Inc. | 0.00% | Add +24.6% | 705 | $18K |
| Morgan Stanley | 0.00% | New | 521 | $14K |
| Capital Investment Advisory Services, LLC | 0.00% | Reduce -28.6% | 500 | $13K |
| AE Wealth Management LLC | 0.00% | No change | 429 | $11K |
| Ameriflex Group, Inc. | 0.01% | New | 400 | $10K |
| Bullseye Investment Management, LLC | 0.00% | New | 266 | $7K |
| UBS Group AG | 0.00% | Reduce -56.8% | 250 | $6K |
| Cwm, LLC | 0.00% | No change | 239 | $6K |
"% of holder's portfolio" is SMAY's weight in each manager's 13F, not the share of FT Vest U.S. Small Cap Moder the manager owns.