Jim Saulnier & Associates, LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 22, 2026), Jim Saulnier & Associates, LLC reported 139 stock positions worth $205.5 million. Its top holding was iShares Core 60/40 Balanced (AOR) at 12.9% of the portfolio, followed by iShares Core 80/20 Aggressiv (AOA, 9.0%) and Vanguard 0-3M T-Bill ETF (VBIL, 6.8%). Compared with Q4 2025, it opened 11 new positions, sold out of 10, added to 54 and reduced 28. The biggest buy was Vanguard 0-3M T-Bill ETF (VBIL, shares +30%) and the biggest sale Cal S&P 500 Sr At PR ETF - N (CPSN, shares −69%).

Most Recent 13F
Q2 2026
Location
FORT COLLINS, CO
CIK
0002044420
Portfolio Value
$205.5M (Q1 2026)
SEC Filing
0002044420-26-000002 ↗ filed Apr 22, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q3 2024: $102.3M Q3 2024 Q4 2024: $115.8M Q4 2024 Q1 2025: $128.5M Q1 2025 Q2 2025: $146.6M Q2 2025 Q3 2025: $179.4M Q3 2025 Q4 2025: $192.9M Q4 2025 Q1 2026: $205.5M $205.5M Q1 2026 Q2 2026: $248.6M Q2 2026

Holdings 139 stocks · $205.5M
AOR iShares Core 60/40 Balanced 12.91% 412,258 $26.5M Add +5.2%
AOA iShares Core 80/20 Aggressiv 9.01% 209,260 $18.5M Add +9.0%
VBIL Vanguard 0-3M T-Bill ETF 6.80% 184,791 $14.0M Add +30.2%
VEA Vanguard Ftse Developed ETF 3.86% 123,634 $7.9M Add +5.7%
VTI VG Morningstar TS MKT ETF-US 2.19% 13,996 $4.5M Add +87.3%
PBJN Pgim S&P 500 Buffer 20-Jun 1.90% 130,882 $3.9M Reduce -0.0%
PBJL Pgim S&P 500 Buffer 20-Jul 1.84% 127,411 $3.8M No change
BIL SS SPDR BB 1-3M T-Bill ETF 1.66% 37,139 $3.4M Reduce -13.4%
ILCV iShares Morningstar Value Et 1.59% 35,164 $3.3M Reduce -1.7%
PBNV Pgim S&P 500 Buffer 20-Nov 1.58% 112,057 $3.2M No change
ILCG iShares Morningstar Growth E 1.53% 32,973 $3.1M Reduce -0.8%
ILCB iShares Morningstar U.S. Equ 1.53% 35,015 $3.1M Reduce -1.9%
PBMY Pgim S&P 500 Buffer 20-May 1.47% 99,478 $3.0M Add +0.1%
SPEM State Street SP PTF Em ETF 1.46% 64,065 $3.0M Reduce -2.7%
BIV Vanguard Intermediate-Term B 1.45% 38,716 $3.0M Add +2.0%
GVI iShares Intermediate Governm 1.45% 27,968 $3.0M Reduce -0.3%
PBMR Pgim S&P 500 Buffer 20-Mar 1.40% 94,790 $2.9M Add +30.4%
PBAU Pgim S&P 500 Buffer 20-Aug 1.39% 96,541 $2.9M No change
IBTI iShares Ibonds Dec 2028 Term 1.37% 126,709 $2.8M Add +9.4%
PBFB Pgim S&P 500 Buffer 20-Feb 1.37% 93,746 $2.8M Add +94.2%
PBJA Pgim S&P 500 Buffer 20-Jan 1.33% 90,157 $2.7M Add +117.8%
MMAX iShares Larg CM Buff Mar ETF 1.31% 101,581 $2.7M No change
AOM iShares Core 40/60 Moderate 1.31% 56,738 $2.7M Add +18.8%
BND Vanguard Total Bond Market 1.17% 32,607 $2.4M Add +31.1%
IBTH iShares Ibonds Dec 2027 Term 1.07% 97,965 $2.2M Add +0.6%
SGOV iShares 0-3 Month Treasury B 1.06% 21,597 $2.2M Reduce -0.5%
IMCV iShares Morningstar Mid-Cap 1.03% 24,931 $2.1M Reduce -1.4%
VOO Vanguard S&P 500 ETF 0.95% 3,274 $2.0M Add +26.0%
PBAP Pgim S&P 500 Buffer 20-Apr 0.82% 57,234 $1.7M Reduce -5.3%
PBSE Pgim S&P 500 Buffer 20-Sep 0.79% 55,826 $1.6M No change
CPNM Class ND 100 St At PR ETF - Mar 0.76% 60,133 $1.6M Add +63.6%
AAPL Apple Inc. 0.74% 5,999 $1.5M Add +5.5%
SPDW Ste STR SPDR PT DW Eu ETF 0.74% 33,256 $1.5M No change
VONE Vanguard Russell 1000 0.70% 4,869 $1.4M Add +0.2%
IMCG iShares Morningstar Mid-Cap 0.68% 17,816 $1.4M Reduce -0.3%
IMCB iShares Morningstar Mid-Cap 0.68% 16,702 $1.4M Reduce -0.6%
CPNJ Calamos NSDQ100 Alt ETF 0.65% 49,128 $1.3M No change
PBOC Pgim S&P 500 Buffer 20-Oct 0.63% 45,254 $1.3M No change
IBTJ iShares Ibonds Dec 2029 Term 0.62% 58,657 $1.3M Add +28.6%
IVV iShares Core S&P 500 ETF 0.61% 1,926 $1.3M Reduce -3.2%
VWOB Vanguard Emerg MKTS Gov BND 0.60% 18,645 $1.2M Add +7.4%
IBIJ Ishrs Ibnds Oct 2033 TRM 0.58% 46,126 $1.2M No change
JULT All US Equ BUF10 Jul ETF-Usd 0.57% 26,872 $1.2M No change
FEBW Alianzim US Eq BFR20 Feb-Usd 0.57% 34,983 $1.2M Reduce -3.0%
PBDE Pgim S&P 500 Buffer 20-Dec 0.56% 39,721 $1.2M No change
VTV Vanguard Mrngstr Val ETF-Aui 0.53% 5,552 $1.1M Add +96.6%
CPNS Calamos NSDQ 100 Alt Sept 0.52% 39,250 $1.1M Reduce -6.7%
PMDE Pgim S&P 500 M Buff ETF Dec 0.51% 41,665 $1.0M No change
CPRJ Calamos Russ 2000 STR Al-Jul 0.49% 37,159 $1.0M No change
APRW Allinzim US Eq BFR20 Apr-Usd 0.48% 28,170 $997K No change
BSV Vanguard Short-Term Bond ETF 0.47% 12,433 $975K Add +1.6%
SMAX iShares L Cap MB Sep ETF 0.47% 36,141 $969K No change
IBIE iShares Ibonds Oct 2028 TT 0.43% 33,763 $886K No change
VWO Vanguard Ftse Emerging Marke 0.42% 15,917 $860K Add +17.8%
PMNV Pgim S&P 500 MX Bu ETF - Nov 0.40% 32,672 $819K Add +0.0%
AMZN Amazon.com Inc. 0.39% 3,826 $797K Add +56.8%
IBTG iShares Ibonds Dec 2026 Term 0.39% 34,591 $793K Reduce -23.3%
VNQ Vanguard Real Estate ETF 0.38% 8,845 $785K Add +9.3%
IBTK iShares Ibonds Dec 2030 Trea 0.38% 39,203 $773K Add +44.7%
MARW Alianzim US Eq BFR20 Mar-Usd 0.36% 21,587 $736K Add +12.5%
PMMY Pgim S&P 500 Max Buf ETF May 0.36% 27,749 $733K No change
IBIF iShares Ibonds Oct 2029 TT 0.35% 27,584 $724K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.34% 2,450 $703K Add +80.7%
ISCV iShares Morningstar Small-Ca 0.34% 10,052 $699K Reduce -0.1%
MSFT Microsoft Corp. 0.34% 1,879 $695K Add +2.1%
CPNQ Cal Nasdaq 100 St Alt PR 0.33% 25,481 $677K No change
IBIG iShares Ibonds Oct 2030 TT 0.32% 25,189 $661K Add +8.3%
ISCB iShares Morningstar SM Cap 0.32% 10,148 $661K Reduce -0.1%
JUNW Alianzim US Eq BFR20 Jun-Usd 0.31% 19,376 $646K No change
CPSY Calamos S&P 500 Sap ETF Jan 0.31% 25,796 $645K No change
IBTL iShares Ibonds Dec 2031 Term 0.31% 31,446 $641K Add +45.5%
NVBW Alnzim US Eqt BFR2 No Et-Usd 0.30% 18,344 $611K No change
DMAY FT Vest US Equity Deep Buffe 0.29% 13,131 $590K No change
PMSE Pgim S&P 500 MF ETF - Sep 0.28% 22,812 $581K No change
NVDA Nvidia Corp. 0.28% 3,311 $578K Add +24.4%
VXUS Vanguard Total Intl Stock 0.27% 7,296 $563K Add +107.3%
VB Vanguard Most SM-Cap ETF-Usd 0.27% 2,090 $547K Add +33.0%
MAYW Alianzim US Eq BFR20 May-Usd 0.26% 15,889 $537K No change
PMFB Pgim S&P 500 MX BF ETF - Feb 0.26% 20,207 $536K New
IWF iShares Russell 1000 Growth 0.25% 1,200 $511K Reduce -4.8%
PMAU Pgim S&P 500 MB ETF-Aug 0.24% 19,202 $493K No change
DFEB FT Vest U.S. Equity Deep Buf 0.23% 10,014 $474K No change
SCHF Schwab Intl Equity ETF 0.23% 19,037 $471K Reduce -13.6%
IVW iShares S&P 500 Growth ETF 0.23% 4,097 $463K Add +0.1%
STPZ PIMCO 1-5 Year US Tips Index 0.22% 8,291 $449K Reduce -3.8%
CPSF Calms S&P 500 S PR ETF - Feb 0.22% 17,469 $447K Reduce -26.3%
BLV Vanguard Long-Term Bond ETF 0.21% 6,222 $428K Add +2.8%
DMAR FT Vest US Equity Deep Buffe 0.21% 10,018 $425K No change
ZJUL Innovator Edp ETF 1 YR July 0.21% 14,495 $421K No change
IBMP iShares Ibonds Dec 2027 Term 0.20% 16,297 $415K Add +0.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.20% 624 $406K Reduce -2.5%
IBIH iShares Ibonds Oct 2031 TT 0.18% 14,065 $369K No change
BMY Bristol-Myers Squibb Co. 0.18% 6,076 $369K No change
DJAN FT Vest U.S. Equity Deep Buf 0.18% 8,492 $361K No change
SEPT All US Equ BUF10 Sep ETF-Usd 0.17% 10,427 $358K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.17% 814 $356K Add +65.1%
IBMQ iShares Ibonds Dec 2028 Muni 0.17% 13,863 $354K Add +0.4%
CPSN Cal S&P 500 Sr At PR ETF - N 0.17% 13,190 $353K Reduce -68.7%
DAPR FT Vest U.S. Equity Deep Buf 0.17% 8,834 $351K Reduce -49.0%
RPV Invesco S&P 500 Pure Value E 0.17% 3,185 $342K Add +0.6%

Show all 139 holdings

Portfolio Sells Q4 2025 → Q1 2026
CPSN Cal S&P 500 Sr At PR ETF - N Reduce -68.7% 0.17% −0.41
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -13.4% 1.66% −0.37
MUB iShares National Muni Bond E Sold out 0.00% −0.32
ILCG iShares Morningstar Growth E Reduce -0.8% 1.53% −0.26
SCHD Schwab US DVD Equity ETF Sold out 0.00% −0.26
ILCB iShares Morningstar U.S. Equ Reduce -1.9% 1.53% −0.21
VBR Vngrd Mrngst SL-CP Val ETF-U Sold out 0.00% −0.21
DAPR FT Vest U.S. Equity Deep Buf Reduce -49.0% 0.17% −0.18
ILCV iShares Morningstar Value Et Reduce -1.7% 1.59% −0.16
MAYT All US Equ BUF10 May ETF-Usd Sold out 0.00% −0.15
IBTG iShares Ibonds Dec 2026 Term Reduce -23.3% 0.39% −0.15
VEU Vanguard Ftse All-World Ex-U Sold out 0.00% −0.15
SCHX Schwab US Large-Cap ETF Sold out 0.00% −0.14
SPEM State Street SP PTF Em ETF Reduce -2.7% 1.46% −0.13
SCHA Schwab US Small-Cap ETF Sold out 0.00% −0.13
PBJN Pgim S&P 500 Buffer 20-Jun Reduce -0.0% 1.90% −0.13
AUGT Allianzim US Eq BFFR10 AG-US Sold out 0.00% −0.12
FEBT Allianzim US Eq BFFR10 FB-US Sold out 0.00% −0.12
XLK SS Technology Select Sector Sold out 0.00% −0.11
GVI iShares Intermediate Governm Reduce -0.3% 1.45% −0.11
CPSF Calms S&P 500 S PR ETF - Feb Reduce -26.3% 0.22% −0.10
NVBT All US Equ BUF10 Nov ETF-Usd Reduce -42.0% 0.11% −0.10
IVV iShares Core S&P 500 ETF Reduce -3.2% 0.61% −0.09
PBAP Pgim S&P 500 Buffer 20-Apr Reduce -5.3% 0.82% −0.09
CPNS Calamos NSDQ 100 Alt Sept Reduce -6.7% 0.52% −0.07
SGOV iShares 0-3 Month Treasury B Reduce -0.5% 1.06% −0.07
FEBW Alianzim US Eq BFR20 Feb-Usd Reduce -3.0% 0.57% −0.06
IWF iShares Russell 1000 Growth Reduce -4.8% 0.25% −0.06
IMCG iShares Morningstar Mid-Cap Reduce -0.3% 0.68% −0.06
IMCV iShares Morningstar Mid-Cap Reduce -1.4% 1.03% −0.05
DIS The Walt Disney Co. Reduce -9.9% 0.13% −0.05
SCHF Schwab Intl Equity ETF Reduce -13.6% 0.23% −0.05
IMCB iShares Morningstar Mid-Cap Reduce -0.6% 0.68% −0.04
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.5% 0.20% −0.03
IWP iShares Russell Mid-Cap Grow Reduce -3.2% 0.12% −0.02
STPZ PIMCO 1-5 Year US Tips Index Reduce -3.8% 0.22% −0.02
ISCB iShares Morningstar SM Cap Reduce -0.1% 0.32% −0.02
ISCV iShares Morningstar Small-Ca Reduce -0.1% 0.34% −0.02

Portfolio Buys Q4 2025 → Q1 2026
VBIL Vanguard 0-3M T-Bill ETF Add +30.2% 6.80% +1.26
VTI VG Morningstar TS MKT ETF-US Add +87.3% 2.19% +0.89
PBJA Pgim S&P 500 Buffer 20-Jan Add +117.8% 1.33% +0.67
PBFB Pgim S&P 500 Buffer 20-Feb Add +94.2% 1.37% +0.61
CPNM Class ND 100 St At PR ETF - Mar Add +63.6% 0.76% +0.27
PMFB Pgim S&P 500 MX BF ETF - Feb New 0.26% +0.26
VTV Vanguard Mrngstr Val ETF-Aui Add +96.6% 0.53% +0.25
PBMR Pgim S&P 500 Buffer 20-Mar Add +30.4% 1.40% +0.25
BND Vanguard Total Bond Market Add +31.1% 1.17% +0.21
IBTO iShares Ibonds Dec 2033 Tres New 0.17% +0.17
IFEB Innovator Intl D PB ETF-Feb New 0.16% +0.16
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +80.7% 0.34% +0.14
VXUS Vanguard Total Intl Stock Add +107.3% 0.27% +0.14
AOM iShares Core 40/60 Moderate Add +18.8% 1.31% +0.13
PMJA Pgim S&P 500 MB ETF - Jan New 0.12% +0.12
PG The Procter & Gamble Co. New 0.12% +0.12
VV Vngrd Mrgstr LRG-Cap ETF-Usd New 0.11% +0.11
VIG Vanguard Dividend Apprec ETF New 0.11% +0.11
IBTM iShares Ibnds Dec 2032 TT New 0.11% +0.11
VOO Vanguard S&P 500 ETF Add +26.0% 0.95% +0.11
TSM Taiwan Semiconductor-SP ADR New 0.11% +0.11
IBTJ iShares Ibonds Dec 2029 Term Add +28.6% 0.62% +0.10
GLD SPDR Gold Shares New 0.10% +0.10
AOA iShares Core 80/20 Aggressiv Add +9.0% 9.01% +0.10
VOE Vngrd Mrngstr MD-Cap Val ETF New 0.10% +0.10
IBTK iShares Ibonds Dec 2030 Trea Add +44.7% 0.38% +0.10
AMZN Amazon.com Inc. Add +56.8% 0.39% +0.10
IBTL iShares Ibonds Dec 2031 Term Add +45.5% 0.31% +0.08
VEA Vanguard Ftse Developed ETF Add +5.7% 3.86% +0.07
VB Vanguard Most SM-Cap ETF-Usd Add +33.0% 0.27% +0.06
VUG Vanguard Mrngstar GR ETF-Sui Add +65.1% 0.17% +0.05
VWO Vanguard Ftse Emerging Marke Add +17.8% 0.42% +0.04
IBTI iShares Ibonds Dec 2028 Term Add +9.4% 1.37% +0.03
NVDA Nvidia Corp. Add +24.4% 0.28% +0.02
VHT Vanguard Health Care ETF Add +27.2% 0.16% +0.02
MARW Alianzim US Eq BFR20 Mar-Usd Add +12.5% 0.36% +0.02
ET Energy Transfer LP Add +1.8% 0.12% +0.01
VNQ Vanguard Real Estate ETF Add +9.3% 0.38% +0.01
IBIG iShares Ibonds Oct 2030 TT Add +8.3% 0.32% +0.01
AVUV Avantis US Small Cap Value Add +0.3% 0.12% +0.00
BNDX Vanguard Total Intl Bond ETF Add +7.8% 0.13% +0.00
SLYV SS SPDR S&P 600 SC Val ETF Add +0.4% 0.12% −0.00
RPV Invesco S&P 500 Pure Value E Add +0.6% 0.17% −0.00
IJR iShares Core S&P Small-Cap E Add +0.1% 0.11% −0.00
IJH iShares Core S&P Midcap ETF Add +0.1% 0.13% −0.01
RWO State Street SPDR Dow Jones Add +0.2% 0.15% −0.01
RSP Invesco S&P 500 Equal Weight Add +0.1% 0.13% −0.01
USMV iShares MSCI USA Min Vol Fac Add +0.2% 0.11% −0.01
BLV Vanguard Long-Term Bond ETF Add +2.8% 0.21% −0.01
ISCG iShares Morningstar Small-Ca Add +0.5% 0.14% −0.01

Notes & Other Activity Q4 2025 → Q1 2026
CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) NOTE 5.125%11/1 · principal Sold out 10,000 $10Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 152$248.6MAOR, AOA, VBIL, VEA, BND
Q1 2026 139$205.5MAOR, AOA, VBIL, VEA, VTI
Q4 2025 138$192.9MAOR, AOA, VBIL, VEA, BIL
Q3 2025 135$179.4MAOR, VBIL, AOA, VEA, BIL
Q2 2025 113$146.6MAOR, AOA, VEA, VBIL, BIL
Q1 2025 101$128.5MAOR, AOA, VEA, BIL, SGOV
Q4 2024 93$115.8MBIL, AOR, VEA, AOA, SGOV
Q3 2024 83$102.3MBIL, AOR, VEA, AOA, BIV