Joseph P. Lucia & Associates, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 7, 2026), Joseph P. Lucia & Associates, LLC reported 188 stock positions worth $332.6 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 7.0% of the portfolio, followed by Apple (AAPL, 4.0%) and Nvidia (NVDA, 3.3%). Compared with Q1 2026, it opened 20 new positions, sold out of 1, added to 59 and reduced 79. The biggest buy was a new position in Franklin Ultra Short Bond Et (FLUD) and the biggest sale SS Energy Select Sector (XLE, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $332.6M (Q2 2026)
- SEC Filing
- 0001172661-26-003168 ↗ filed Aug 7, 2026
Holdings Value
Holdings 188 stocks · $332.6M
| SMH Vaneck Semiconductor ETF | 7.01% | 35,559 | $23.3M | Reduce -1.2% |
| AAPL Apple Inc. | 3.99% | 45,874 | $13.3M | Reduce -0.9% |
| NVDA Nvidia Corp. | 3.31% | 55,049 | $11.0M | Reduce -1.0% |
| SCHB Schwab US Broad Market ETF | 3.07% | 352,641 | $10.2M | Add +3.9% |
| RSPT Invesco S&P 500 Equal Weight | 2.77% | 143,025 | $9.2M | Reduce -1.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.68% | 11,909 | $8.9M | Add +1.1% |
| NOBL Proshares S&P 500 Dividend A | 2.62% | 154,967 | $8.7M | Reduce -0.7% |
| AMZN Amazon.com Inc. | 2.59% | 36,128 | $8.6M | Reduce -0.3% |
| XLK SS Technology Select Sector | 2.43% | 42,378 | $8.1M | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.30% | 10,378 | $7.7M | Add +5.8% |
| SCHG Schwab US Large-Cap Growth | 2.25% | 220,706 | $7.5M | Reduce -2.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 2.13% | 135,438 | $7.1M | Reduce -0.3% |
| SCHD Schwab US DVD Equity ETF | 2.03% | 212,780 | $6.7M | Add +15.7% |
| RSP Invesco S&P 500 Equal Weight | 1.96% | 30,687 | $6.5M | Add +5.3% |
| AGG iShares Core U.S. Aggregate | 1.87% | 62,691 | $6.2M | Add +7.8% |
| RSPF Invesco S&P 500 Equal Weight | 1.84% | 78,992 | $6.1M | Add +0.2% |
| DVY iShares Select Dividend ETF | 1.71% | 36,386 | $5.7M | Add +15.8% |
| JEPI JPMorgan Equity Premium Inco | 1.64% | 96,503 | $5.5M | Add +24.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.49% | 45,485 | $5.0M | Add +6.3% |
| XLF SS Financial Select Sector | 1.47% | 90,938 | $4.9M | Add +10.9% |
| HACK Amplify Cybersecurity ETF | 1.43% | 45,467 | $4.8M | Reduce -0.0% |
| VOO Vanguard S&P 500 ETF | 1.33% | 6,440 | $4.4M | Add +38.2% |
| XLE SS Energy Select Sector | 1.21% | 76,024 | $4.0M | Reduce -3.4% |
| XLI SS Industrial Select Sector | 1.14% | 20,408 | $3.8M | Add +44.8% |
| RSPH Invesco S&P 500 Equal Weight | 1.12% | 112,545 | $3.7M | Reduce -0.2% |
| SOXX iShares Semiconductor ETF | 1.09% | 5,668 | $3.6M | Reduce -0.4% |
| XLV SS Health Care Select Sector | 0.97% | 20,408 | $3.2M | Reduce -0.6% |
| VIG Vanguard Dividend Apprec ETF | 0.92% | 12,868 | $3.0M | Add +4.8% |
| SCHA Schwab US Small-Cap ETF | 0.91% | 83,638 | $3.0M | Reduce -0.1% |
| RSPN Invesco S&P 500 Equal Weight | 0.91% | 47,088 | $3.0M | Reduce -1.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.88% | 9,643 | $2.9M | Reduce -1.4% |
| BIV Vanguard Intermediate-Term B | 0.88% | 38,098 | $2.9M | Reduce -3.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.87% | 63,877 | $2.9M | Add +6.4% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.87% | 9,434 | $2.9M | Reduce -1.9% |
| XLB SS Materials Select Sector | 0.87% | 56,629 | $2.9M | Add +10.7% |
| SCHX Schwab US Large-Cap ETF | 0.84% | 94,370 | $2.8M | Reduce -6.2% |
| SCHM Schwab US Mid Cap ETF | 0.76% | 68,648 | $2.5M | No change |
| SDOG Alps Sector Dividend Dogs | 0.76% | 37,026 | $2.5M | Reduce -0.6% |
| RSPG Invesco S&P 500 Equal Weight | 0.76% | 25,677 | $2.5M | Reduce -1.8% |
| META Meta Platforms Inc. Class A | 0.75% | 4,433 | $2.5M | Reduce -3.3% |
| GOOGL Alphabet Inc. Class A | 0.75% | 6,938 | $2.5M | Reduce -3.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.74% | 40,202 | $2.5M | Add +12.4% |
| QYLD Global X Nasd 100 Cov Call | 0.71% | 128,483 | $2.4M | Add +1.4% |
| AVUV Avantis US Small Cap Value | 0.70% | 18,617 | $2.3M | Reduce -0.1% |
| APRW Allinzim US Eq BFR20 Apr-Usd | 0.70% | 62,250 | $2.3M | Add +28.3% |
| FTSD Franklin Short Duration U.S. | 0.69% | 25,425 | $2.3M | Reduce -1.3% |
| EMB iShares JP Morgan Usd Emergi | 0.68% | 23,412 | $2.3M | Add +38.2% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.52% | 44,755 | $1.7M | No change |
| ITA iShares U.S. Aerospace & Def | 0.50% | 6,855 | $1.7M | Add +2.3% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.48% | 31,412 | $1.6M | Add +19.5% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.47% | 27,827 | $1.5M | Add +1.5% |
| RSPS Invesco S&P 500 Equal Weight | 0.46% | 50,550 | $1.5M | Reduce -0.3% |
| PFXF Vaneck Pref Sec X-Financials | 0.44% | 82,819 | $1.5M | Reduce -3.6% |
| XNTK SS SPDR Nyse Tech ETF | 0.43% | 3,646 | $1.4M | Reduce -1.0% |
| PFF iShares Preferred & Income S | 0.40% | 43,129 | $1.3M | Reduce -7.8% |
| RSPD Invesco S&P 500 Equal Weight | 0.39% | 23,199 | $1.3M | No change |
| UBER Uber Technologies Inc. | 0.37% | 17,174 | $1.2M | Reduce -9.9% |
| BCTK Baron Technology ETF | 0.36% | 36,509 | $1.2M | Reduce -9.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 4,214 | $1.2M | Add +5.8% |
| FLUD Franklin Ultra Short Bond Et | 0.35% | 47,132 | $1.2M | New |
| ET Energy Transfer LP | 0.34% | 59,939 | $1.1M | Reduce -10.1% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.34% | 14,086 | $1.1M | Add +0.4% |
| KIO KKR Income Opportunities | 0.34% | 100,022 | $1.1M | Add +1.0% |
| GOOG Alphabet Inc. Class C | 0.34% | 3,177 | $1.1M | Reduce -0.4% |
| AVDV Avantis Intl S/C Value ETF | 0.33% | 10,607 | $1.1M | Reduce -2.5% |
| BUG Global X Cybersecurity ETF | 0.32% | 28,065 | $1.1M | Add +2.3% |
| TLT iShares 20+ Year Treasury BD | 0.30% | 11,651 | $1.0M | Reduce -42.3% |
| FLOT iShares Floating Rate Bond E | 0.30% | 19,714 | $1.0M | Reduce -1.0% |
| JUNW Alianzim US Eq BFR20 Jun-Usd | 0.30% | 28,795 | $990K | Add +178.1% |
| SCYB Schwab High Yield Bond ETF | 0.30% | 37,512 | $982K | Add +17.3% |
| MSFT Microsoft Corp. | 0.29% | 2,551 | $951K | Reduce -8.2% |
| BXSL Blackstone Secured Lending F | 0.29% | 38,985 | $951K | Reduce -6.6% |
| KRE SS SPDR S&P Regional Bank | 0.28% | 12,506 | $936K | Reduce -1.3% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SER | 0.27% | 34,135 | $887K | Add +5.9% |
| KORP American Century Diversified | 0.26% | 18,804 | $881K | Add +16.0% |
| ED Consolidated Edison Inc. | 0.26% | 7,786 | $861K | Add +0.1% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.25% | 14,054 | $834K | Add +24.4% |
| FEBW Alianzim US Eq BFR20 Feb-Usd | 0.25% | 23,380 | $831K | Reduce -5.2% |
| VZ Verizon Communications Inc. | 0.25% | 19,414 | $822K | Add +1.6% |
| GBTC Grayscale Bitcoin Trust ETF | 0.25% | 17,945 | $817K | Reduce -3.7% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.24% | 19,895 | $812K | Add +12.4% |
| AVDE Avantis International Equity | 0.24% | 9,059 | $808K | Add +4.6% |
| SOCL Global X Social Media ETF | 0.24% | 17,861 | $784K | Reduce -6.1% |
| XLC SS Comm Select Sector SPDR | 0.23% | 7,242 | $776K | Add +8.5% |
| AVGO Broadcom Inc. | 0.23% | 2,011 | $760K | Add +2.4% |
| GLD SPDR Gold Shares | 0.22% | 1,946 | $717K | Reduce -6.7% |
| PNQI Invesco Nasdaq Internet ETF | 0.22% | 15,727 | $717K | Reduce -17.2% |
| XOM Exxon Mobil Corp. | 0.21% | 5,180 | $708K | Reduce -1.9% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.21% | 917 | $700K | Reduce -1.1% |
| SCHP Schwab U.S. Tips ETF | 0.21% | 25,974 | $688K | Reduce -7.5% |
| STIP iShares 0-5 Year Tips Bond E | 0.20% | 6,578 | $672K | Reduce -0.8% |
| XYLD Global X S&P 500 Cove Call E | 0.20% | 16,016 | $653K | Reduce -1.6% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.19% | 19,412 | $648K | Reduce -1.0% |
| CAT Caterpillar Inc. | 0.19% | 599 | $637K | Add +10.3% |
| DIVO Amplify CWP Enhan Divid ETF | 0.19% | 13,924 | $636K | Add +9.8% |
| TSLA Tesla Inc. | 0.19% | 1,498 | $630K | Reduce -0.3% |
| BTC Grayscale Bitcoin Mini ETF | 0.18% | 23,589 | $612K | Reduce -6.1% |
| FEOE First Eagle Overseas Eq ETF | 0.18% | 11,435 | $611K | Add +23.2% |
| DBP Invesco DB Precious Metals F | 0.18% | 6,585 | $609K | Add +16.8% |
| WCLD Wisdomtree Cloud Computing | 0.18% | 18,828 | $604K | Reduce -7.4% |
Portfolio Sells Q1 2026 → Q2 2026
| XLE SS Energy Select Sector | Reduce -3.4% | 1.21% | −0.51 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -0.3% | 2.13% | −0.39 |
| NOBL Proshares S&P 500 Dividend A | Reduce -0.7% | 2.62% | −0.34 |
| TLT iShares 20+ Year Treasury BD | Reduce -42.3% | 0.30% | −0.32 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -1.8% | 0.76% | −0.27 |
| AAPL Apple Inc. | Reduce -0.9% | 3.99% | −0.21 |
| BIV Vanguard Intermediate-Term B | Reduce -3.2% | 0.88% | −0.21 |
| META Meta Platforms Inc. Class A | Reduce -3.3% | 0.75% | −0.19 |
| NVDA Nvidia Corp. | Reduce -1.0% | 3.31% | −0.15 |
| FTSD Franklin Short Duration U.S. | Reduce -1.3% | 0.69% | −0.14 |
| UBER Uber Technologies Inc. | Reduce -9.9% | 0.37% | −0.12 |
| ET Energy Transfer LP | Reduce -10.1% | 0.34% | −0.12 |
| PFF iShares Preferred & Income S | Reduce -7.8% | 0.40% | −0.11 |
| SCHG Schwab US Large-Cap Growth | Reduce -2.5% | 2.25% | −0.11 |
| AMZN Amazon.com Inc. | Reduce -0.3% | 2.59% | −0.11 |
| XOM Exxon Mobil Corp. | Reduce -1.9% | 0.21% | −0.11 |
| SDOG Alps Sector Dividend Dogs | Reduce -0.6% | 0.76% | −0.11 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -3.7% | 0.25% | −0.11 |
| GLD SPDR Gold Shares | Reduce -6.7% | 0.22% | −0.11 |
| XLV SS Health Care Select Sector | Reduce -0.6% | 0.97% | −0.10 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -3.6% | 0.44% | −0.09 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.2% | 1.12% | −0.09 |
| PNQI Invesco Nasdaq Internet ETF | Reduce -17.2% | 0.22% | −0.09 |
| SCHX Schwab US Large-Cap ETF | Reduce -6.2% | 0.84% | −0.09 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -6.1% | 0.18% | −0.09 |
| IHI iShares U.S. Medical Devices | Reduce -22.9% | 0.13% | −0.08 |
| MSFT Microsoft Corp. | Reduce -8.2% | 0.29% | −0.08 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -0.3% | 0.46% | −0.08 |
| IBIT iShares Bitcoin Trust ETF | Reduce -20.8% | 0.11% | −0.08 |
| BXSL Blackstone Secured Lending F | Reduce -6.6% | 0.29% | −0.08 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -1.1% | 0.91% | −0.07 |
| CI The Cigna Group | Sold out | 0.00% | −0.07 |
| SCHP Schwab U.S. Tips ETF | Reduce -7.5% | 0.21% | −0.06 |
| FLOT iShares Floating Rate Bond E | Reduce -1.0% | 0.30% | −0.06 |
| AVDV Avantis Intl S/C Value ETF | Reduce -2.5% | 0.33% | −0.06 |
| SOCL Global X Social Media ETF | Reduce -6.1% | 0.24% | −0.06 |
| IAU iShares Gold Trust | Reduce -0.3% | 0.14% | −0.06 |
| FEBW Alianzim US Eq BFR20 Feb-Usd | Reduce -5.2% | 0.25% | −0.05 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -0.8% | 0.20% | −0.04 |
| AVUV Avantis US Small Cap Value | Reduce -0.1% | 0.70% | −0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.4% | 0.88% | −0.04 |
| RSPU Invesco S&P 500 Equal Weight | Reduce -1.5% | 0.17% | −0.04 |
| SPHY SS SPDR P High Yield ETF | Reduce -5.2% | 0.14% | −0.03 |
| DIS The Walt Disney Co. | Reduce -9.5% | 0.11% | −0.03 |
| XYLD Global X S&P 500 Cove Call E | Reduce -1.6% | 0.20% | −0.03 |
| BAB Invesco Taxable Municipal Bo | Reduce -12.7% | 0.07% | −0.03 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | Reduce -1.0% | 0.19% | −0.03 |
| PHYS Sprott Physical Gold Trust | Reduce -1.4% | 0.06% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -0.7% | 0.15% | −0.03 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -3.2% | 0.17% | −0.02 |
Portfolio Buys Q1 2026 → Q2 2026
| FLUD Franklin Ultra Short Bond Et | New | 0.35% | +0.35 |
| VOO Vanguard S&P 500 ETF | Add +38.2% | 1.33% | +0.33 |
| XLI SS Industrial Select Sector | Add +44.8% | 1.14% | +0.32 |
| QQQ Invesco QQQ Trust Series 1 | Add +5.8% | 2.30% | +0.28 |
| JUNW Alianzim US Eq BFR20 Jun-Usd | Add +178.1% | 0.30% | +0.17 |
| VOLT Tema Electrification | New | 0.16% | +0.16 |
| GSEW Goldman Sachs Eql WGHT Large | New | 0.14% | +0.14 |
| DRAM Roundhill Memory ETF | New | 0.13% | +0.13 |
| PANW Palo Alto Networks Inc. | New | 0.11% | +0.11 |
| AMD Advanced Micro Devices | New | 0.11% | +0.11 |
| EMB iShares JP Morgan Usd Emergi | Add +38.2% | 0.68% | +0.11 |
| DBND Doubleline Oppor Cor BND-Usd | New | 0.11% | +0.11 |
| QTUM Defiance Quantum ETF | New | 0.10% | +0.10 |
| GEV GE Vernova Inc. | New | 0.08% | +0.08 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Add +28.3% | 0.70% | +0.08 |
| GE General Electric | New | 0.08% | +0.08 |
| BUG Global X Cybersecurity ETF | Add +2.3% | 0.32% | +0.08 |
| URI United Rentals Inc. | New | 0.07% | +0.07 |
| IHF iShares U.S. Healthcare Prov | New | 0.07% | +0.07 |
| JEPI JPMorgan Equity Premium Inco | Add +24.6% | 1.64% | +0.07 |
| BAC Bank of America Corp. | New | 0.07% | +0.07 |
| CRWV Coreweave Inc. Class A | New | 0.07% | +0.07 |
| LLY Eli Lilly & Co. | Add +49.4% | 0.17% | +0.07 |
| NASA Tema Space Innovators ETF | New | 0.07% | +0.07 |
| DGT SS SPDR Global Dow ETF | New | 0.07% | +0.07 |
| MARW Alianzim US Eq BFR20 Mar-Usd | New | 0.06% | +0.06 |
| GLW Corning Inc. | New | 0.06% | +0.06 |
| UTG Reaves Utility Income Fund | New | 0.06% | +0.06 |
| FDIS Fidelity MSCI Cons Discr Ind | New | 0.06% | +0.06 |
| CAT Caterpillar Inc. | Add +10.3% | 0.19% | +0.05 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | Add +24.4% | 0.25% | +0.05 |
| JEPQ JPM Nasdaq Equity Premium | Add +12.4% | 0.74% | +0.03 |
| HOOD Robinhood Markets Inc. Class A | Add +17.3% | 0.11% | +0.03 |
| MAYW Alianzim US Eq BFR20 May-Usd | Add +63.4% | 0.10% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +10.8% | 0.12% | +0.03 |
| XAR SS SPDR S&P Aerospace Def | Add +31.4% | 0.13% | +0.03 |
| SCHB Schwab US Broad Market ETF | Add +3.9% | 3.07% | +0.03 |
| XLF SS Financial Select Sector | Add +10.9% | 1.47% | +0.02 |
| FEOE First Eagle Overseas Eq ETF | Add +23.2% | 0.18% | +0.02 |
| SCHD Schwab US DVD Equity ETF | Add +15.7% | 2.03% | +0.01 |
| IBM Intl Business Machines Corp. | Add +5.8% | 0.36% | +0.01 |
| AVGO Broadcom Inc. | Add +2.4% | 0.23% | +0.01 |
| DVY iShares Select Dividend ETF | Add +15.8% | 1.71% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +12.0% | 0.11% | +0.01 |
| C Citigroup Inc. | Add +0.1% | 0.09% | +0.00 |
| SDSI Amer Cent SH Dur Strat Inc. | Add +19.5% | 0.48% | +0.00 |
| JULW Alianzim US Eq BFR20 Jul-Usd | Add +12.4% | 0.24% | −0.00 |
| SCYB Schwab High Yield Bond ETF | Add +17.3% | 0.30% | −0.00 |
| KORP American Century Diversified | Add +16.0% | 0.26% | −0.01 |
| BCAT BlackRock Capital Alloc TR | Add +0.8% | 0.16% | −0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |