Joseph P. Lucia & Associates, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 24, 2024), Joseph P. Lucia & Associates, LLC reported 123 stock positions worth $195.2 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 5.3% of the portfolio, followed by Apple (AAPL, 4.7%) and Proshares S&P 500 Dividend A (NOBL, 3.8%). Compared with Q1 2024, it opened 7 new positions, sold out of 6, added to 48 and reduced 51. The biggest buy was Nvidia (NVDA, shares +13%) and the biggest sale Invesco S&P 500 Equal Weight (RSPF, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $195.2M (Q2 2024)
- SEC Filing
- 0001172661-24-002887 ↗ filed Jul 24, 2024
Holdings Value
Holdings 123 stocks · $195.2M
| SMH Vaneck Semiconductor ETF | 5.30% | 39,689 | $10.3M | Add +2.2% |
| AAPL Apple Inc. | 4.75% | 44,023 | $9.3M | Add +0.9% |
| NOBL Proshares S&P 500 Dividend A | 3.78% | 76,695 | $7.4M | Add +3.2% |
| RSPT Invesco S&P 500 Equal Weight | 3.45% | 183,783 | $6.7M | Reduce -1.7% |
| SCHB Schwab US Broad Market ETF | 3.34% | 103,824 | $6.5M | Add +12.8% |
| AMZN Amazon.com Inc. | 3.15% | 31,827 | $6.2M | Add +4.5% |
| SCHG Schwab US Large-Cap Growth | 2.93% | 56,692 | $5.7M | Add +2.1% |
| XLK SS Technology Select Sector | 2.90% | 25,044 | $5.7M | Reduce -1.3% |
| NVDA Nvidia Corp. | 2.80% | 44,218 | $5.5M | Add +12.6% |
| RSPF Invesco S&P 500 Equal Weight | 2.55% | 81,247 | $5.0M | Reduce -1.0% |
| QQQ Invesco QQQ Trust Series 1 | 2.31% | 9,393 | $4.5M | Add +4.3% |
| DVY iShares Select Dividend ETF | 2.15% | 34,639 | $4.2M | Reduce -5.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.08% | 7,477 | $4.1M | Add +7.6% |
| JEPI JPMorgan Equity Premium Inco | 2.08% | 71,679 | $4.1M | Add +9.0% |
| SCHD Schwab US DVD Equity ETF | 2.08% | 52,110 | $4.1M | Reduce -2.2% |
| RSPH Invesco S&P 500 Equal Weight | 1.91% | 123,945 | $3.7M | Reduce -0.4% |
| XLE SS Energy Select Sector | 1.62% | 34,796 | $3.2M | Add +2.1% |
| HACK Amplify Cybersecurity ETF | 1.60% | 48,389 | $3.1M | Reduce -1.3% |
| XLV SS Health Care Select Sector | 1.58% | 21,217 | $3.1M | Add +6.5% |
| BIV Vanguard Intermediate-Term B | 1.40% | 36,398 | $2.7M | Add +4.2% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.28% | 10,900 | $2.5M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 1.28% | 4,945 | $2.5M | Add +9.6% |
| RSPN Invesco S&P 500 Equal Weight | 1.25% | 53,711 | $2.4M | Reduce -1.5% |
| SCHX Schwab US Large-Cap ETF | 1.23% | 37,297 | $2.4M | Reduce -4.0% |
| SCHA Schwab US Small-Cap ETF | 1.20% | 49,314 | $2.3M | Reduce -3.6% |
| RSPG Invesco S&P 500 Equal Weight | 1.19% | 28,895 | $2.3M | Reduce -0.1% |
| QYLD Global X Nasd 100 Cov Call | 1.17% | 129,701 | $2.3M | Add +0.8% |
| VIG Vanguard Dividend Apprec ETF | 1.17% | 12,477 | $2.3M | Reduce -0.4% |
| SDOG Alps Sector Dividend Dogs | 1.09% | 40,193 | $2.1M | Reduce -3.9% |
| SCHM Schwab US Mid Cap ETF | 1.08% | 27,073 | $2.1M | Reduce -2.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.06% | 19,382 | $2.1M | Add +6.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.06% | 9,513 | $2.1M | Reduce -8.8% |
| SCHP Schwab U.S. Tips ETF | 1.05% | 39,364 | $2.0M | Reduce -15.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.01% | 35,426 | $2.0M | Add +0.8% |
| PFF iShares Preferred & Income S | 1.00% | 61,759 | $1.9M | Reduce -1.6% |
| XLF SS Financial Select Sector | 0.98% | 46,645 | $1.9M | Add +5.4% |
| PFXF Vaneck Pref Sec X-Financials | 0.97% | 109,380 | $1.9M | Reduce -1.6% |
| AGG iShares Core U.S. Aggregate | 0.96% | 19,354 | $1.9M | Add +6.5% |
| TLT iShares 20+ Year Treasury BD | 0.95% | 20,219 | $1.9M | Add +18.7% |
| GBTC Grayscale Bitcoin Trust ETF | 0.85% | 31,238 | $1.7M | Reduce -3.2% |
| RSPS Invesco S&P 500 Equal Weight | 0.83% | 53,130 | $1.6M | Reduce -4.9% |
| RSP Invesco S&P 500 Equal Weight | 0.80% | 9,509 | $1.6M | Add +139.8% |
| XLB SS Materials Select Sector | 0.76% | 16,896 | $1.5M | Add +24.2% |
| AVUV Avantis US Small Cap Value | 0.75% | 16,332 | $1.5M | Add +13.6% |
| VHT Vanguard Health Care ETF | 0.70% | 5,146 | $1.4M | Reduce -4.7% |
| KIO KKR Income Opportunities | 0.68% | 96,280 | $1.3M | Add +2.8% |
| VZ Verizon Communications Inc. | 0.66% | 31,297 | $1.3M | Add +6.9% |
| GOOGL Alphabet Inc. Class A | 0.62% | 6,627 | $1.2M | Add +0.1% |
| RSPD Invesco S&P 500 Equal Weight | 0.60% | 24,494 | $1.2M | Reduce -6.3% |
| STIP iShares 0-5 Year Tips Bond E | 0.60% | 11,755 | $1.2M | Reduce -10.3% |
| XLI SS Industrial Select Sector | 0.59% | 9,461 | $1.2M | Add +9.0% |
| UBER Uber Technologies Inc. | 0.57% | 15,430 | $1.1M | Add +25.5% |
| MSFT Microsoft Corp. | 0.56% | 2,429 | $1.1M | Add +8.1% |
| SOCL Global X Social Media ETF | 0.54% | 25,060 | $1.1M | Reduce -0.6% |
| FLOT iShares Floating Rate Bond E | 0.54% | 20,515 | $1.0M | Reduce -11.2% |
| IHI iShares U.S. Medical Devices | 0.52% | 18,203 | $1.0M | Reduce -5.6% |
| WCLD Wisdomtree Cloud Computing | 0.52% | 32,029 | $1.0M | Add +7.8% |
| SOXX iShares Semiconductor ETF | 0.49% | 3,917 | $966K | Add +8.2% |
| KRE SS SPDR S&P Regional Bank | 0.45% | 17,824 | $875K | Reduce -17.2% |
| XYLD Global X S&P 500 Cove Call E | 0.43% | 20,858 | $843K | Reduce -0.6% |
| PNQI Invesco Nasdaq Internet ETF | 0.43% | 20,406 | $838K | Add +16.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.42% | 8,254 | $820K | Reduce -7.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 4,688 | $811K | Reduce -9.8% |
| PFE Pfizer Inc. | 0.41% | 28,337 | $793K | Add +207.9% |
| ED Consolidated Edison Inc. | 0.39% | 8,575 | $767K | Add +0.1% |
| XNTK SS SPDR Nyse Tech ETF | 0.38% | 3,752 | $733K | Add +30.5% |
| ET Energy Transfer LP | 0.37% | 44,239 | $718K | Reduce -0.5% |
| BXSL Blackstone Secured Lending F | 0.36% | 22,865 | $700K | Add +69.3% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.34% | 8,699 | $671K | Add +2.4% |
| BAB Invesco Taxable Municipal Bo | 0.34% | 25,116 | $663K | Reduce -0.3% |
| ITA iShares U.S. Aerospace & Def | 0.33% | 4,839 | $639K | Add +54.1% |
| GOOG Alphabet Inc. Class C | 0.32% | 3,392 | $622K | Add +0.1% |
| SPLV Invesco S&P 500 Low Volatili | 0.30% | 9,076 | $589K | Reduce -5.6% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.28% | 66,483 | $550K | Add +0.6% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.27% | 3,498 | $526K | Reduce -8.0% |
| XLY SS Consumer Disc Select Sect | 0.25% | 2,654 | $484K | Reduce -5.6% |
| TSLA Tesla Inc. | 0.24% | 2,351 | $465K | Add +0.4% |
| VOO Vanguard S&P 500 ETF | 0.23% | 886 | $443K | Add +5.7% |
| BUG Global X Cybersecurity ETF | 0.22% | 14,570 | $431K | Add +6.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 1,758 | $426K | Reduce -3.6% |
| RSPU Invesco S&P 500 Equal Weight | 0.21% | 7,155 | $415K | Add +2.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.21% | 4,964 | $405K | Add +0.0% |
| DIVO Amplify CWP Enhan Divid ETF | 0.21% | 10,410 | $403K | No change |
| SNOW Snowflake Inc. | 0.19% | 2,758 | $373K | Reduce -6.8% |
| SCHV Schwab US Large-Cap Value | 0.19% | 5,023 | $372K | Reduce -24.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 914 | $372K | Add +38.9% |
| FDG American Century Focused DYN | 0.18% | 3,994 | $359K | Add +41.1% |
| DIV Global X Superdividend Use | 0.18% | 20,800 | $359K | Reduce -9.9% |
| PSP Invesco Global Listed Privat | 0.18% | 5,771 | $353K | Reduce -9.6% |
| SPHD Invesco S&P 500 High Dividen | 0.18% | 7,776 | $345K | Reduce -6.3% |
| IWP iShares Russell Mid-Cap Grow | 0.18% | 3,106 | $343K | New |
| PMM Franklin Managed Municipal I | 0.15% | 48,451 | $300K | Reduce -4.5% |
| LLY Eli Lilly & Co. | 0.15% | 331 | $300K | Add +10.0% |
| PGF Invesco Financial Preferred | 0.15% | 20,165 | $297K | No change |
| XAR SS SPDR S&P Aerospace Def | 0.15% | 2,106 | $295K | No change |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.15% | 10,950 | $291K | Reduce -4.4% |
| TIP iShares Tips Bond ETF | 0.14% | 2,619 | $280K | Reduce -7.8% |
| IEO iShares U.S. Oil & Gas Explo | 0.14% | 2,745 | $273K | Reduce -9.9% |
| PFFV Global X Variable Rate Pref | 0.14% | 11,484 | $272K | No change |
| JPM JPMorgan Chase & Co. | 0.14% | 1,310 | $265K | No change |
Portfolio Sells Q1 2024 → Q2 2024
| RSPF Invesco S&P 500 Equal Weight | Reduce -1.0% | 2.55% | −0.27 |
| DVY iShares Select Dividend ETF | Reduce -5.4% | 2.15% | −0.27 |
| SCHP Schwab U.S. Tips ETF | Reduce -15.2% | 1.05% | −0.25 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -3.2% | 0.85% | −0.24 |
| SCHD Schwab US DVD Equity ETF | Reduce -2.2% | 2.08% | −0.22 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -8.8% | 1.06% | −0.21 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.4% | 1.91% | −0.21 |
| DIS The Walt Disney Co. | Reduce -7.4% | 0.42% | −0.16 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -4.9% | 0.83% | −0.15 |
| SCHA Schwab US Small-Cap ETF | Reduce -3.6% | 1.20% | −0.15 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -1.5% | 1.25% | −0.14 |
| KRE SS SPDR S&P Regional Bank | Reduce -17.2% | 0.45% | −0.13 |
| SCHM Schwab US Mid Cap ETF | Reduce -2.4% | 1.08% | −0.13 |
| SDOG Alps Sector Dividend Dogs | Reduce -3.9% | 1.09% | −0.12 |
| JETS US Global Jets ETF | Sold out | 0.00% | −0.12 |
| IBM Intl Business Machines Corp. | Reduce -9.8% | 0.42% | −0.12 |
| REM iShares Mortgage Real Estate | Sold out | 0.00% | −0.12 |
| DRIV Global X Autonomous&elec-ETF | Sold out | 0.00% | −0.11 |
| RSPD Invesco S&P 500 Equal Weight | Reduce -6.3% | 0.60% | −0.11 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.11 |
| SPLB SS SPDR P Long Term C ETF | Sold out | 0.00% | −0.11 |
| INKM SS Income Allocation ETF | Sold out | 0.00% | −0.11 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -0.5% | 1.28% | −0.10 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -10.3% | 0.60% | −0.10 |
| FLOT iShares Floating Rate Bond E | Reduce -11.2% | 0.54% | −0.10 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -0.1% | 1.19% | −0.09 |
| PFF iShares Preferred & Income S | Reduce -1.6% | 1.00% | −0.09 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -1.6% | 0.97% | −0.08 |
| IHI iShares U.S. Medical Devices | Reduce -5.6% | 0.52% | −0.08 |
| SCHV Schwab US Large-Cap Value | Reduce -24.9% | 0.19% | −0.08 |
| VHT Vanguard Health Care ETF | Reduce -4.7% | 0.70% | −0.08 |
| HACK Amplify Cybersecurity ETF | Reduce -1.3% | 1.60% | −0.08 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -1.7% | 3.45% | −0.07 |
| SNOW Snowflake Inc. | Reduce -6.8% | 0.19% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -4.0% | 1.23% | −0.06 |
| FINX Global X Fintech ETF | Reduce -24.3% | 0.12% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.4% | 1.17% | −0.06 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -8.0% | 0.27% | −0.05 |
| PSP Invesco Global Listed Privat | Reduce -9.6% | 0.18% | −0.04 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -21.5% | 0.13% | −0.04 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -5.6% | 0.30% | −0.04 |
| IEO iShares U.S. Oil & Gas Explo | Reduce -9.9% | 0.14% | −0.03 |
| DIV Global X Superdividend Use | Reduce -9.9% | 0.18% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -5.6% | 0.25% | −0.03 |
| XYLD Global X S&P 500 Cove Call E | Reduce -0.6% | 0.43% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.6% | 0.22% | −0.03 |
| SPHD Invesco S&P 500 High Dividen | Reduce -6.3% | 0.18% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -7.8% | 0.14% | −0.02 |
| VTIP Vanguard Short-Term Tips | Reduce -10.6% | 0.13% | −0.02 |
| BAB Invesco Taxable Municipal Bo | Reduce -0.3% | 0.34% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| NVDA Nvidia Corp. | Add +12.6% | 2.80% | +0.90 |
| AAPL Apple Inc. | Add +0.9% | 4.75% | +0.74 |
| SMH Vaneck Semiconductor ETF | Add +2.2% | 5.30% | +0.62 |
| RSP Invesco S&P 500 Equal Weight | Add +139.8% | 0.80% | +0.44 |
| SCHB Schwab US Broad Market ETF | Add +12.8% | 3.34% | +0.33 |
| PFE Pfizer Inc. | Add +207.9% | 0.41% | +0.27 |
| AMZN Amazon.com Inc. | Add +4.5% | 3.15% | +0.21 |
| IWP iShares Russell Mid-Cap Grow | New | 0.18% | +0.18 |
| SCHG Schwab US Large-Cap Growth | Add +2.1% | 2.93% | +0.17 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.3% | 2.31% | +0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.6% | 2.08% | +0.14 |
| BXSL Blackstone Secured Lending F | Add +69.3% | 0.36% | +0.13 |
| MAYW Alianzim US Eq BFR20 May-Usd | New | 0.12% | +0.12 |
| NFLX Netflix Inc. | New | 0.11% | +0.11 |
| ITA iShares U.S. Aerospace & Def | Add +54.1% | 0.33% | +0.11 |
| IYH iShares U.S. Healthcare ETF | New | 0.10% | +0.10 |
| META Meta Platforms Inc. Class A | Add +9.6% | 1.28% | +0.10 |
| XNTK SS SPDR Nyse Tech ETF | Add +30.5% | 0.38% | +0.09 |
| TLT iShares 20+ Year Treasury BD | Add +18.7% | 0.95% | +0.09 |
| XLB SS Materials Select Sector | Add +24.2% | 0.76% | +0.09 |
| GOOGL Alphabet Inc. Class A | Add +0.1% | 0.62% | +0.08 |
| UBER Uber Technologies Inc. | Add +25.5% | 0.57% | +0.07 |
| VTN Invesco TR for Invest GRD NY | New | 0.06% | +0.06 |
| MYN BlackRock Muniyield NY QLTY | New | 0.06% | +0.06 |
| FDG American Century Focused DYN | Add +41.1% | 0.18% | +0.06 |
| SOXX iShares Semiconductor ETF | Add +8.2% | 0.49% | +0.06 |
| PNQI Invesco Nasdaq Internet ETF | Add +16.8% | 0.43% | +0.06 |
| MSFT Microsoft Corp. | Add +8.1% | 0.56% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +9.0% | 2.08% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +0.1% | 0.32% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +38.9% | 0.19% | +0.04 |
| AVUV Avantis US Small Cap Value | Add +13.6% | 0.75% | +0.03 |
| LLY Eli Lilly & Co. | Add +10.0% | 0.15% | +0.03 |
| TSLA Tesla Inc. | Add +0.4% | 0.24% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +5.7% | 0.23% | +0.01 |
| AGG iShares Core U.S. Aggregate | Add +6.5% | 0.96% | +0.01 |
| XLV SS Health Care Select Sector | Add +6.5% | 1.58% | +0.01 |
| XLI SS Industrial Select Sector | Add +9.0% | 0.59% | +0.00 |
| VZ Verizon Communications Inc. | Add +6.9% | 0.66% | +0.00 |
| BUG Global X Cybersecurity ETF | Add +6.4% | 0.22% | +0.00 |
| KULR Kulr Technology Group Inc. | New | 0.00% | +0.00 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +6.5% | 1.06% | +0.00 |
| RSPU Invesco S&P 500 Equal Weight | Add +2.1% | 0.21% | +0.00 |
| KIO KKR Income Opportunities | Add +2.8% | 0.68% | −0.00 |
| ETW Eaton Vance T/M GLBL Buy-WR | Add +0.6% | 0.28% | −0.01 |
| SHY iShares 1-3 Year Treasury Bo | Add +0.0% | 0.21% | −0.01 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +2.4% | 0.34% | −0.01 |
| JEPQ JPM Nasdaq Equity Premium | Add +0.8% | 1.01% | −0.01 |
| BIV Vanguard Intermediate-Term B | Add +4.2% | 1.40% | −0.02 |
| XLF SS Financial Select Sector | Add +5.4% | 0.98% | −0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |