Joseph P. Lucia & Associates, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 20, 2025), Joseph P. Lucia & Associates, LLC reported 161 stock positions worth $265.1 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.6% of the portfolio, followed by Apple (AAPL, 3.9%) and Nvidia (NVDA, 3.6%). Compared with Q2 2025, it opened 14 new positions, sold out of 4, added to 56 and reduced 73. The biggest buy was iShares Flex I A ETF-Usd (BINC, shares +186%) and the biggest sale Proshares S&P 500 Dividend A (NOBL, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $265.1M (Q3 2025)
- SEC Filing
- 0001172661-25-004332 ↗ filed Oct 20, 2025
Holdings Value
Holdings 161 stocks · $265.1M
| SMH Vaneck Semiconductor ETF | 4.57% | 37,143 | $12.1M | Add +1.3% |
| AAPL Apple Inc. | 3.94% | 41,058 | $10.5M | Reduce -0.3% |
| NVDA Nvidia Corp. | 3.64% | 51,765 | $9.7M | Reduce -0.0% |
| SCHB Schwab US Broad Market ETF | 3.16% | 325,418 | $8.4M | Reduce -0.6% |
| NOBL Proshares S&P 500 Dividend A | 3.14% | 80,719 | $8.3M | Reduce -0.7% |
| AMZN Amazon.com Inc. | 2.89% | 34,846 | $7.7M | Add +0.4% |
| SCHG Schwab US Large-Cap Growth | 2.85% | 236,869 | $7.6M | Reduce -1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.72% | 10,822 | $7.2M | Add +1.3% |
| RSPT Invesco S&P 500 Equal Weight | 2.60% | 154,792 | $6.9M | Reduce -2.5% |
| XLK SS Technology Select Sector | 2.47% | 23,188 | $6.5M | Reduce -2.2% |
| RSPF Invesco S&P 500 Equal Weight | 2.35% | 80,226 | $6.2M | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 2.15% | 9,483 | $5.7M | Reduce -2.5% |
| JEPI JPMorgan Equity Premium Inco | 1.75% | 81,294 | $4.6M | Reduce -0.1% |
| RSP Invesco S&P 500 Equal Weight | 1.71% | 23,962 | $4.5M | Add +5.1% |
| SCHD Schwab US DVD Equity ETF | 1.71% | 165,622 | $4.5M | Reduce -1.0% |
| DVY iShares Select Dividend ETF | 1.69% | 31,601 | $4.5M | Reduce -0.8% |
| AGG iShares Core U.S. Aggregate | 1.65% | 43,591 | $4.4M | Add +1.8% |
| XLF SS Financial Select Sector | 1.55% | 76,049 | $4.1M | Add +10.2% |
| HACK Amplify Cybersecurity ETF | 1.54% | 47,043 | $4.1M | Reduce -0.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.44% | 34,181 | $3.8M | Add +0.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.34% | 66,669 | $3.5M | Add +186.1% |
| RSPH Invesco S&P 500 Equal Weight | 1.29% | 116,745 | $3.4M | Reduce -0.6% |
| META Meta Platforms Inc. Class A | 1.26% | 4,565 | $3.4M | Reduce -0.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.17% | 10,593 | $3.1M | Reduce -1.4% |
| XLE SS Energy Select Sector | 1.15% | 34,012 | $3.0M | Reduce -0.5% |
| SCHX Schwab US Large-Cap ETF | 1.06% | 106,698 | $2.8M | Reduce -0.4% |
| RSPN Invesco S&P 500 Equal Weight | 1.02% | 48,066 | $2.7M | Reduce -0.5% |
| BIV Vanguard Intermediate-Term B | 1.01% | 34,305 | $2.7M | Reduce -9.8% |
| VIG Vanguard Dividend Apprec ETF | 0.99% | 12,217 | $2.6M | Add +0.6% |
| FTSD Franklin Short Duration U.S. | 0.98% | 28,541 | $2.6M | Add +0.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.97% | 10,103 | $2.6M | Add +2.2% |
| XLV SS Health Care Select Sector | 0.96% | 18,296 | $2.5M | Reduce -3.6% |
| SCHA Schwab US Small-Cap ETF | 0.93% | 88,566 | $2.5M | Add +0.8% |
| SDOG Alps Sector Dividend Dogs | 0.88% | 38,706 | $2.3M | Reduce -0.3% |
| TLT iShares 20+ Year Treasury BD | 0.85% | 25,115 | $2.2M | Reduce -0.1% |
| SCHM Schwab US Mid Cap ETF | 0.83% | 74,426 | $2.2M | Reduce -0.8% |
| XLI SS Industrial Select Sector | 0.83% | 14,189 | $2.2M | Add +12.4% |
| RSPG Invesco S&P 500 Equal Weight | 0.81% | 26,873 | $2.1M | Reduce -2.8% |
| QYLD Global X Nasd 100 Cov Call | 0.79% | 123,234 | $2.1M | Reduce -4.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.78% | 36,166 | $2.1M | Add +0.5% |
| AVUV Avantis US Small Cap Value | 0.71% | 18,871 | $1.9M | Reduce -3.1% |
| GBTC Grayscale Bitcoin Trust ETF | 0.70% | 20,740 | $1.9M | Reduce -7.2% |
| APRW Allinzim US Eq BFR20 Apr-Usd | 0.69% | 53,727 | $1.8M | Reduce -2.3% |
| XLB SS Materials Select Sector | 0.67% | 19,709 | $1.8M | Add +14.9% |
| UBER Uber Technologies Inc. | 0.66% | 17,885 | $1.8M | Add +1.2% |
| PFF iShares Preferred & Income S | 0.65% | 54,843 | $1.7M | Reduce -7.2% |
| PFXF Vaneck Pref Sec X-Financials | 0.64% | 95,705 | $1.7M | Reduce -5.6% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.63% | 46,360 | $1.7M | Reduce -7.5% |
| SOXX iShares Semiconductor ETF | 0.60% | 5,867 | $1.6M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.60% | 6,519 | $1.6M | Add +1.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.59% | 17,982 | $1.6M | Add +41.4% |
| RSPS Invesco S&P 500 Equal Weight | 0.57% | 51,730 | $1.5M | Reduce -3.1% |
| MSFT Microsoft Corp. | 0.57% | 2,902 | $1.5M | Add +4.7% |
| KIO KKR Income Opportunities | 0.53% | 111,712 | $1.4M | Add +0.6% |
| ET Energy Transfer LP | 0.53% | 81,660 | $1.4M | Reduce -5.0% |
| RSPD Invesco S&P 500 Equal Weight | 0.52% | 23,998 | $1.4M | Reduce -0.2% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.52% | 26,674 | $1.4M | Reduce -0.2% |
| ITA iShares U.S. Aerospace & Def | 0.52% | 6,545 | $1.4M | Add +11.9% |
| BTC Grayscale Bitcoin Mini ETF | 0.50% | 26,014 | $1.3M | Add +10.8% |
| PNQI Invesco Nasdaq Internet ETF | 0.49% | 23,247 | $1.3M | Add +3.2% |
| SOCL Global X Social Media ETF | 0.47% | 20,391 | $1.2M | Reduce -2.2% |
| WCLD Wisdomtree Cloud Computing | 0.45% | 34,203 | $1.2M | Add +0.7% |
| BXSL Blackstone Secured Lending F | 0.45% | 45,646 | $1.2M | Add +2.0% |
| FLOT iShares Floating Rate Bond E | 0.44% | 22,809 | $1.2M | Reduce -0.3% |
| KRE SS SPDR S&P Regional Bank | 0.44% | 18,363 | $1.2M | Reduce -0.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.43% | 4,058 | $1.1M | Reduce -12.4% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.42% | 13,822 | $1.1M | Reduce -0.8% |
| XNTK SS SPDR Nyse Tech ETF | 0.42% | 4,110 | $1.1M | Add +2.5% |
| NFLX Netflix Inc. | 0.39% | 867 | $1.0M | Add +10.9% |
| SCHP Schwab U.S. Tips ETF | 0.39% | 38,259 | $1.0M | Reduce -1.0% |
| VZ Verizon Communications Inc. | 0.38% | 23,072 | $1.0M | Reduce -8.5% |
| IHI iShares U.S. Medical Devices | 0.34% | 15,066 | $905K | Reduce -2.7% |
| VOO Vanguard S&P 500 ETF | 0.34% | 1,455 | $891K | Add +36.5% |
| STIP iShares 0-5 Year Tips Bond E | 0.32% | 8,158 | $843K | Reduce -3.3% |
| AVDV Avantis Intl S/C Value ETF | 0.32% | 9,386 | $836K | Add +248.7% |
| GOOG Alphabet Inc. Class C | 0.30% | 3,315 | $807K | Add +5.8% |
| BUG Global X Cybersecurity ETF | 0.30% | 22,574 | $794K | Add +8.4% |
| ED Consolidated Edison Inc. | 0.29% | 7,752 | $779K | Add +0.1% |
| KORP American Century Diversified | 0.28% | 15,822 | $753K | No change |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.28% | 23,730 | $745K | Add +8.9% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.28% | 19,095 | $733K | Add +13.7% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.26% | 26,633 | $680K | Add +46.6% |
| XYLD Global X S&P 500 Cove Call E | 0.26% | 17,312 | $680K | Reduce -5.7% |
| VHT Vanguard Health Care ETF | 0.25% | 2,577 | $669K | Reduce -17.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 5,820 | $666K | Add +4.6% |
| AVDE Avantis International Equity | 0.24% | 7,936 | $626K | Reduce -3.4% |
| GLD SPDR Gold Shares | 0.23% | 1,729 | $615K | Add +2.4% |
| XLC SS Comm Select Sector SPDR | 0.23% | 5,090 | $603K | Add +17.8% |
| IWP iShares Russell Mid-Cap Grow | 0.23% | 4,220 | $601K | Add +3.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 1,181 | $594K | Reduce -1.7% |
| IBIT iShares Bitcoin Trust ETF | 0.22% | 8,857 | $576K | Add +12.8% |
| XLY SS Consumer Disc Select Sect | 0.22% | 2,388 | $572K | Reduce -2.6% |
| AUGW Alianzim US Eq BFR20 Aug-Usd | 0.21% | 17,688 | $565K | Add +21.5% |
| RSPU Invesco S&P 500 Equal Weight | 0.20% | 7,005 | $537K | No change |
| AVGO Broadcom Inc. | 0.20% | 1,606 | $530K | Add +8.4% |
| SPLV Invesco S&P 500 Low Volatili | 0.20% | 7,168 | $527K | Reduce -4.5% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.20% | 2,994 | $523K | Reduce -6.5% |
| DIVO Amplify CWP Enhan Divid ETF | 0.19% | 11,500 | $513K | Add +1.1% |
| BCAT BlackRock Capital Alloc TR | 0.19% | 34,579 | $511K | Add +4.6% |
| SCYB Schwab High Yield Bond ETF | 0.19% | 19,021 | $508K | Add +2.9% |
Portfolio Sells Q2 2025 → Q3 2025
| NOBL Proshares S&P 500 Dividend A | Reduce -0.7% | 3.14% | −0.21 |
| BIV Vanguard Intermediate-Term B | Reduce -9.8% | 1.01% | −0.19 |
| RSPF Invesco S&P 500 Equal Weight | Reduce -0.3% | 2.35% | −0.15 |
| JEPI JPMorgan Equity Premium Inco | Reduce -0.1% | 1.75% | −0.14 |
| HACK Amplify Cybersecurity ETF | Reduce -0.6% | 1.54% | −0.13 |
| IBM Intl Business Machines Corp. | Reduce -12.4% | 0.43% | −0.13 |
| META Meta Platforms Inc. Class A | Reduce -0.7% | 1.26% | −0.12 |
| ET Energy Transfer LP | Reduce -5.0% | 0.53% | −0.11 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.6% | 1.29% | −0.11 |
| SCHD Schwab US DVD Equity ETF | Reduce -1.0% | 1.71% | −0.11 |
| MARW Alianzim US Eq BFR20 Mar-Usd | Sold out | 0.00% | −0.09 |
| QYLD Global X Nasd 100 Cov Call | Reduce -4.1% | 0.79% | −0.09 |
| PFF iShares Preferred & Income S | Reduce -7.2% | 0.65% | −0.09 |
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −0.09 |
| XLV SS Health Care Select Sector | Reduce -3.6% | 0.96% | −0.09 |
| FINX Global X Fintech ETF | Sold out | 0.00% | −0.09 |
| JANW Alianzim US Eq BFR20 Jan-Usd | Reduce -7.5% | 0.63% | −0.08 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -3.1% | 0.57% | −0.08 |
| PCY Invesco Emerging Markets Sov | Sold out | 0.00% | −0.08 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -1.4% | 1.17% | −0.08 |
| NVBW Alnzim US Eqt BFR2 No Et-Usd | Reduce -27.8% | 0.16% | −0.07 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -7.2% | 0.70% | −0.07 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -5.6% | 0.64% | −0.07 |
| VHT Vanguard Health Care ETF | Reduce -17.3% | 0.25% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -8.5% | 0.38% | −0.06 |
| TLT iShares 20+ Year Treasury BD | Reduce -0.1% | 0.85% | −0.06 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Reduce -2.3% | 0.69% | −0.06 |
| IHI iShares U.S. Medical Devices | Reduce -2.7% | 0.34% | −0.06 |
| LLY Eli Lilly & Co. | Reduce -25.9% | 0.10% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.5% | 2.15% | −0.05 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -2.5% | 2.60% | −0.05 |
| SDSI Amer Cent SH Dur Strat Inc. | Reduce -0.2% | 0.52% | −0.04 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -0.5% | 1.02% | −0.04 |
| XLE SS Energy Select Sector | Reduce -0.5% | 1.15% | −0.04 |
| FLOT iShares Floating Rate Bond E | Reduce -0.3% | 0.44% | −0.04 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -3.3% | 0.32% | −0.04 |
| DVY iShares Select Dividend ETF | Reduce -0.8% | 1.69% | −0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -0.8% | 0.42% | −0.04 |
| XYLD Global X S&P 500 Cove Call E | Reduce -5.7% | 0.26% | −0.04 |
| SCHB Schwab US Broad Market ETF | Reduce -0.6% | 3.16% | −0.04 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -2.8% | 0.81% | −0.04 |
| JUNW Alianzim US Eq BFR20 Jun-Usd | Reduce -16.6% | 0.13% | −0.03 |
| SDOG Alps Sector Dividend Dogs | Reduce -0.3% | 0.88% | −0.03 |
| SCHP Schwab U.S. Tips ETF | Reduce -1.0% | 0.39% | −0.03 |
| ETW Eaton Vance T/M GLBL Buy-WR | Reduce -10.5% | 0.19% | −0.03 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.8% | 0.83% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -4.5% | 0.20% | −0.03 |
| BAB Invesco Taxable Municipal Bo | Reduce -7.7% | 0.14% | −0.02 |
| PFE Pfizer Inc. | Reduce -16.0% | 0.08% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -6.5% | 0.20% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| BINC iShares Flex I A ETF-Usd Inc. | Add +186.1% | 1.34% | +0.84 |
| SMH Vaneck Semiconductor ETF | Add +1.3% | 4.57% | +0.39 |
| AVDV Avantis Intl S/C Value ETF | Add +248.7% | 0.32% | +0.23 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +41.4% | 0.59% | +0.17 |
| EUAD Select Stoxx Eur Aer DE ETF | New | 0.15% | +0.15 |
| GOOGL Alphabet Inc. Class A | Add +1.9% | 0.60% | +0.14 |
| HOOD Robinhood Markets Inc. Class A | New | 0.12% | +0.12 |
| CRWV Coreweave Inc. Class A | New | 0.11% | +0.11 |
| ETHE Grayscale Ethereum Staking E | New | 0.10% | +0.10 |
| IAU iShares Gold Trust | New | 0.09% | +0.09 |
| VOO Vanguard S&P 500 ETF | Add +36.5% | 0.34% | +0.09 |
| BAC Bank of America Corp. | New | 0.08% | +0.08 |
| CAT Caterpillar Inc. | New | 0.08% | +0.08 |
| PHYS Sprott Physical Gold Trust | New | 0.08% | +0.08 |
| JANT Allianzim US Eq BFFR10 JN-US | New | 0.08% | +0.08 |
| SYLD Cambria Shareholder Yield Et | New | 0.08% | +0.08 |
| GOOG Alphabet Inc. Class C | Add +5.8% | 0.30% | +0.08 |
| DON Wisdomtree US Midcap Dividen | New | 0.08% | +0.08 |
| FDIS Fidelity MSCI Cons Discr Ind | New | 0.08% | +0.08 |
| KHPI Kensington Hedged PRM in ETF | Add +46.6% | 0.26% | +0.07 |
| XLF SS Financial Select Sector | Add +10.2% | 1.55% | +0.07 |
| ITA iShares U.S. Aerospace & Def | Add +11.9% | 0.52% | +0.07 |
| XLI SS Industrial Select Sector | Add +12.4% | 0.83% | +0.06 |
| XLB SS Materials Select Sector | Add +14.9% | 0.67% | +0.05 |
| EOSE Eos Energy Enterprises Inc. | New | 0.04% | +0.04 |
| SHLD Global X Defense Tech ETF | Add +24.1% | 0.17% | +0.04 |
| ACHR Archer Aviation Inc. Class A | New | 0.04% | +0.04 |
| BTC Grayscale Bitcoin Mini ETF | Add +10.8% | 0.50% | +0.04 |
| XLC SS Comm Select Sector SPDR | Add +17.8% | 0.23% | +0.04 |
| AVGO Broadcom Inc. | Add +8.4% | 0.20% | +0.03 |
| XNTK SS SPDR Nyse Tech ETF | Add +2.5% | 0.42% | +0.03 |
| AUGW Alianzim US Eq BFR20 Aug-Usd | Add +21.5% | 0.21% | +0.03 |
| SCHA Schwab US Small-Cap ETF | Add +0.8% | 0.93% | +0.02 |
| JULW Alianzim US Eq BFR20 Jul-Usd | Add +13.7% | 0.28% | +0.02 |
| GLD SPDR Gold Shares | Add +2.4% | 0.23% | +0.02 |
| IBIT iShares Bitcoin Trust ETF | Add +12.8% | 0.22% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +5.1% | 1.71% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.3% | 2.72% | +0.02 |
| HD Home Depot Inc. | Add +12.1% | 0.14% | +0.02 |
| ORCL Oracle Corp. | Add +1.9% | 0.10% | +0.02 |
| COIN Coinbase Global Inc. Class A | Add +31.6% | 0.11% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +7.8% | 0.17% | +0.01 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | Add +8.9% | 0.28% | +0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +2.2% | 0.97% | +0.01 |
| PNQI Invesco Nasdaq Internet ETF | Add +3.2% | 0.49% | +0.01 |
| AIQ Global X Art Intel & Tech | Add +2.5% | 0.09% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.1% | 0.09% | +0.00 |
| VNQ Vanguard Real Estate ETF | Add +9.1% | 0.10% | +0.00 |
| MSFT Microsoft Corp. | Add +4.7% | 0.57% | +0.00 |
| XLP SS Consumer Staples Sel Sect | Add +10.8% | 0.11% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |