Joseph P. Lucia & Associates, LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed August 4, 2025), Joseph P. Lucia & Associates, LLC reported 151 stock positions worth $244.4 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.2% of the portfolio, followed by Apple (AAPL, 3.5%) and Proshares S&P 500 Dividend A (NOBL, 3.4%). Compared with Q1 2025, it opened 14 new positions, sold out of 3, added to 55 and reduced 68. The biggest buy was Nvidia (NVDA, shares +2%) and the biggest sale SS Energy Select Sector (XLE, shares −9%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $244.4M (Q2 2025)
- SEC Filing
- 0001172661-25-002861 ↗ filed Aug 4, 2025
Holdings Value
Holdings 151 stocks · $244.4M
| SMH Vaneck Semiconductor ETF | 4.18% | 36,654 | $10.2M | Reduce -1.9% |
| AAPL Apple Inc. | 3.46% | 41,185 | $8.4M | Add +0.9% |
| NOBL Proshares S&P 500 Dividend A | 3.35% | 81,304 | $8.2M | Add +4.1% |
| NVDA Nvidia Corp. | 3.35% | 51,786 | $8.2M | Add +2.2% |
| SCHB Schwab US Broad Market ETF | 3.19% | 327,350 | $7.8M | Reduce -5.3% |
| AMZN Amazon.com Inc. | 3.11% | 34,692 | $7.6M | Add +2.6% |
| SCHG Schwab US Large-Cap Growth | 2.86% | 239,349 | $7.0M | Add +0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.70% | 10,685 | $6.6M | Add +17.7% |
| RSPT Invesco S&P 500 Equal Weight | 2.65% | 158,772 | $6.5M | Reduce -2.0% |
| RSPF Invesco S&P 500 Equal Weight | 2.51% | 80,446 | $6.1M | Reduce -1.3% |
| XLK SS Technology Select Sector | 2.46% | 23,703 | $6.0M | Reduce -1.7% |
| QQQ Invesco QQQ Trust Series 1 | 2.19% | 9,722 | $5.4M | Reduce -4.1% |
| JEPI JPMorgan Equity Premium Inco | 1.89% | 81,366 | $4.6M | Add +0.9% |
| SCHD Schwab US DVD Equity ETF | 1.81% | 167,272 | $4.4M | Add +0.1% |
| AGG iShares Core U.S. Aggregate | 1.74% | 42,838 | $4.2M | Add +5.7% |
| DVY iShares Select Dividend ETF | 1.73% | 31,847 | $4.2M | Reduce -2.7% |
| RSP Invesco S&P 500 Equal Weight | 1.70% | 22,806 | $4.1M | Add +7.1% |
| HACK Amplify Cybersecurity ETF | 1.67% | 47,328 | $4.1M | Reduce -0.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.53% | 34,004 | $3.7M | Add +1.1% |
| XLF SS Financial Select Sector | 1.48% | 69,044 | $3.6M | Reduce -4.3% |
| RSPH Invesco S&P 500 Equal Weight | 1.40% | 117,495 | $3.4M | Reduce -3.6% |
| META Meta Platforms Inc. Class A | 1.39% | 4,595 | $3.4M | Reduce -0.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.25% | 10,743 | $3.1M | Add +0.1% |
| BIV Vanguard Intermediate-Term B | 1.20% | 38,052 | $2.9M | Add +1.5% |
| XLE SS Energy Select Sector | 1.19% | 34,167 | $2.9M | Reduce -8.6% |
| SCHX Schwab US Large-Cap ETF | 1.07% | 107,112 | $2.6M | Add +0.1% |
| FTSD Franklin Short Duration U.S. | 1.06% | 28,466 | $2.6M | Add +1.4% |
| RSPN Invesco S&P 500 Equal Weight | 1.06% | 48,309 | $2.6M | Reduce -5.7% |
| XLV SS Health Care Select Sector | 1.05% | 18,981 | $2.6M | Reduce -9.3% |
| VIG Vanguard Dividend Apprec ETF | 1.02% | 12,147 | $2.5M | No change |
| VB Vanguard Most SM-Cap ETF-Usd | 0.96% | 9,885 | $2.3M | Reduce -13.3% |
| SDOG Alps Sector Dividend Dogs | 0.91% | 38,803 | $2.2M | Reduce -2.2% |
| SCHA Schwab US Small-Cap ETF | 0.91% | 87,844 | $2.2M | Reduce -6.5% |
| TLT iShares 20+ Year Treasury BD | 0.91% | 25,146 | $2.2M | Add +21.8% |
| QYLD Global X Nasd 100 Cov Call | 0.88% | 128,504 | $2.1M | Add +3.6% |
| SCHM Schwab US Mid Cap ETF | 0.86% | 74,987 | $2.1M | Reduce -2.7% |
| RSPG Invesco S&P 500 Equal Weight | 0.84% | 27,645 | $2.1M | Reduce -5.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.80% | 35,974 | $2.0M | Reduce -3.1% |
| GBTC Grayscale Bitcoin Trust ETF | 0.78% | 22,348 | $1.9M | Reduce -3.5% |
| XLI SS Industrial Select Sector | 0.76% | 12,623 | $1.9M | Reduce -1.1% |
| APRW Allinzim US Eq BFR20 Apr-Usd | 0.75% | 54,977 | $1.8M | Add +774.7% |
| PFF iShares Preferred & Income S | 0.74% | 59,065 | $1.8M | Add +0.6% |
| AVUV Avantis US Small Cap Value | 0.73% | 19,476 | $1.8M | Reduce -0.6% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.72% | 50,140 | $1.8M | Reduce -0.4% |
| PFXF Vaneck Pref Sec X-Financials | 0.71% | 101,408 | $1.7M | Reduce -1.5% |
| UBER Uber Technologies Inc. | 0.67% | 17,678 | $1.6M | Add +3.7% |
| RSPS Invesco S&P 500 Equal Weight | 0.65% | 53,405 | $1.6M | No change |
| ET Energy Transfer LP | 0.64% | 85,916 | $1.6M | Reduce -2.7% |
| XLB SS Materials Select Sector | 0.62% | 17,146 | $1.5M | Reduce -2.9% |
| SOXX iShares Semiconductor ETF | 0.57% | 5,883 | $1.4M | Add +7.5% |
| KIO KKR Income Opportunities | 0.57% | 111,051 | $1.4M | Add +5.9% |
| MSFT Microsoft Corp. | 0.56% | 2,771 | $1.4M | Add +19.7% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.56% | 26,726 | $1.4M | Add +70.6% |
| BXSL Blackstone Secured Lending F | 0.56% | 44,739 | $1.4M | Add +7.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.56% | 4,635 | $1.4M | Add +4.8% |
| RSPD Invesco S&P 500 Equal Weight | 0.52% | 24,048 | $1.3M | Reduce -1.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.50% | 23,302 | $1.2M | Add +92.5% |
| WCLD Wisdomtree Cloud Computing | 0.50% | 33,955 | $1.2M | Reduce -5.3% |
| PNQI Invesco Nasdaq Internet ETF | 0.48% | 22,523 | $1.2M | Reduce -1.9% |
| FLOT iShares Floating Rate Bond E | 0.48% | 22,884 | $1.2M | Reduce -0.2% |
| GOOGL Alphabet Inc. Class A | 0.46% | 6,394 | $1.1M | Add +0.5% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.46% | 13,930 | $1.1M | Reduce -2.1% |
| BTC Grayscale Bitcoin Mini ETF | 0.46% | 23,486 | $1.1M | Add +9.2% |
| SOCL Global X Social Media ETF | 0.46% | 20,846 | $1.1M | Reduce -3.5% |
| ITA iShares U.S. Aerospace & Def | 0.45% | 5,847 | $1.1M | Add +11.1% |
| KRE SS SPDR S&P Regional Bank | 0.45% | 18,508 | $1.1M | Reduce -5.0% |
| VZ Verizon Communications Inc. | 0.45% | 25,219 | $1.1M | Reduce -8.5% |
| NFLX Netflix Inc. | 0.43% | 782 | $1.0M | Add +92.1% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.42% | 12,717 | $1.0M | Add +7.2% |
| SCHP Schwab U.S. Tips ETF | 0.42% | 38,658 | $1.0M | Reduce -4.3% |
| IHI iShares U.S. Medical Devices | 0.40% | 15,481 | $970K | Reduce -8.3% |
| XNTK SS SPDR Nyse Tech ETF | 0.39% | 4,009 | $951K | Add +2.1% |
| STIP iShares 0-5 Year Tips Bond E | 0.36% | 8,438 | $868K | Reduce -6.1% |
| ED Consolidated Edison Inc. | 0.32% | 7,741 | $777K | Reduce -11.6% |
| VHT Vanguard Health Care ETF | 0.32% | 3,117 | $774K | Reduce -19.2% |
| BUG Global X Cybersecurity ETF | 0.32% | 20,825 | $773K | Add +17.5% |
| KORP American Century Diversified | 0.30% | 15,822 | $745K | Add +115.8% |
| XYLD Global X S&P 500 Cove Call E | 0.29% | 18,355 | $715K | Reduce -4.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.28% | 5,566 | $690K | Reduce -8.2% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.27% | 21,790 | $657K | No change |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.26% | 16,795 | $624K | New |
| AVDE Avantis International Equity | 0.25% | 8,211 | $608K | New |
| VOO Vanguard S&P 500 ETF | 0.25% | 1,066 | $606K | Add +20.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.24% | 1,201 | $583K | Add +4.3% |
| NVBW Alnzim US Eqt BFR2 No Et-Usd | 0.24% | 18,009 | $580K | No change |
| IWP iShares Russell Mid-Cap Grow | 0.23% | 4,060 | $563K | Add +14.4% |
| GOOG Alphabet Inc. Class C | 0.23% | 3,134 | $556K | Add +3.7% |
| SPLV Invesco S&P 500 Low Volatili | 0.22% | 7,506 | $547K | Reduce -2.0% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.22% | 62,420 | $540K | Add +1.1% |
| XLY SS Consumer Disc Select Sect | 0.22% | 2,453 | $533K | Reduce -9.0% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.22% | 3,201 | $526K | Reduce -8.0% |
| GLD SPDR Gold Shares | 0.21% | 1,689 | $515K | Add +8.5% |
| BCAT BlackRock Capital Alloc TR | 0.20% | 33,066 | $501K | Add +37.2% |
| RSPU Invesco S&P 500 Equal Weight | 0.20% | 7,005 | $498K | No change |
| SCYB Schwab High Yield Bond ETF | 0.20% | 18,491 | $491K | New |
| DIVO Amplify CWP Enhan Divid ETF | 0.20% | 11,380 | $484K | Add +2.4% |
| IBIT iShares Bitcoin Trust ETF | 0.20% | 7,852 | $481K | Add +9.2% |
| XLC SS Comm Select Sector SPDR | 0.19% | 4,320 | $469K | Add +32.5% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.19% | 18,171 | $459K | Add +7.5% |
| AUGW Alianzim US Eq BFR20 Aug-Usd | 0.18% | 14,563 | $447K | New |
Portfolio Sells Q1 2025 → Q2 2025
| XLE SS Energy Select Sector | Reduce -8.6% | 1.19% | −0.41 |
| XLV SS Health Care Select Sector | Reduce -9.3% | 1.05% | −0.35 |
| DVY iShares Select Dividend ETF | Reduce -2.7% | 1.73% | −0.28 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -3.6% | 1.40% | −0.25 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -5.2% | 0.84% | −0.25 |
| SCHB Schwab US Broad Market ETF | Reduce -5.3% | 3.19% | −0.21 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -13.3% | 0.96% | −0.20 |
| RSPF Invesco S&P 500 Equal Weight | Reduce -1.3% | 2.51% | −0.20 |
| XLF SS Financial Select Sector | Reduce -4.3% | 1.48% | −0.16 |
| VHT Vanguard Health Care ETF | Reduce -19.2% | 0.32% | −0.15 |
| SDOG Alps Sector Dividend Dogs | Reduce -2.2% | 0.91% | −0.14 |
| PFE Pfizer Inc. | Reduce -49.4% | 0.10% | −0.13 |
| ED Consolidated Edison Inc. | Reduce -11.6% | 0.32% | −0.12 |
| VZ Verizon Communications Inc. | Reduce -8.5% | 0.45% | −0.12 |
| ET Energy Transfer LP | Reduce -2.7% | 0.64% | −0.11 |
| DGT SS SPDR Global Dow ETF | Sold out | 0.00% | −0.10 |
| SCHA Schwab US Small-Cap ETF | Reduce -6.5% | 0.91% | −0.10 |
| IYH iShares U.S. Healthcare ETF | Sold out | 0.00% | −0.09 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -5.7% | 1.06% | −0.09 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -1.5% | 0.71% | −0.08 |
| XLB SS Materials Select Sector | Reduce -2.9% | 0.62% | −0.08 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -3.1% | 0.80% | −0.08 |
| SCHP Schwab U.S. Tips ETF | Reduce -4.3% | 0.42% | −0.07 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -6.1% | 0.36% | −0.07 |
| IHI iShares U.S. Medical Devices | Reduce -8.3% | 0.40% | −0.07 |
| SCHM Schwab US Mid Cap ETF | Reduce -2.7% | 0.86% | −0.06 |
| FLOT iShares Floating Rate Bond E | Reduce -0.2% | 0.48% | −0.06 |
| KRE SS SPDR S&P Regional Bank | Reduce -5.0% | 0.45% | −0.06 |
| AVUV Avantis US Small Cap Value | Reduce -0.6% | 0.73% | −0.05 |
| XYLD Global X S&P 500 Cove Call E | Reduce -4.3% | 0.29% | −0.05 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -2.1% | 0.46% | −0.05 |
| JANW Alianzim US Eq BFR20 Jan-Usd | Reduce -0.4% | 0.72% | −0.05 |
| XLRE SS Real Estate Select Sector | Reduce -16.2% | 0.13% | −0.05 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -8.0% | 0.22% | −0.04 |
| DIV Global X Superdividend Use | Reduce -11.2% | 0.11% | −0.04 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -2.0% | 0.22% | −0.04 |
| MARW Alianzim US Eq BFR20 Mar-Usd | Reduce -22.1% | 0.09% | −0.03 |
| ALDX Aldeyra Therapeutics Inc. | Reduce -0.1% | 0.05% | −0.03 |
| BAB Invesco Taxable Municipal Bo | Reduce -6.7% | 0.16% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -7.5% | 0.16% | −0.03 |
| RSPD Invesco S&P 500 Equal Weight | Reduce -1.3% | 0.52% | −0.03 |
| TSLA Tesla Inc. | Reduce -23.0% | 0.17% | −0.03 |
| WCLD Wisdomtree Cloud Computing | Reduce -5.3% | 0.50% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -3.3% | 0.09% | −0.03 |
| XLY SS Consumer Disc Select Sect | Reduce -9.0% | 0.22% | −0.03 |
| PFFV Global X Variable Rate Pref | Reduce -3.8% | 0.12% | −0.02 |
| IHF iShares U.S. Healthcare Prov | Reduce -5.1% | 0.08% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -7.2% | 0.18% | −0.02 |
| VFH Vanguard Financials ETF | Reduce -9.8% | 0.11% | −0.02 |
| SCHV Schwab US Large-Cap Value | Reduce -1.2% | 0.18% | −0.02 |
Portfolio Buys Q1 2025 → Q2 2025
| NVDA Nvidia Corp. | Add +2.2% | 3.35% | +0.84 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Add +774.7% | 0.75% | +0.66 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +17.7% | 2.70% | +0.38 |
| JULW Alianzim US Eq BFR20 Jul-Usd | New | 0.26% | +0.26 |
| NFLX Netflix Inc. | Add +92.1% | 0.43% | +0.26 |
| AVDE Avantis International Equity | New | 0.25% | +0.25 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +92.5% | 0.50% | +0.21 |
| SCYB Schwab High Yield Bond ETF | New | 0.20% | +0.20 |
| SDSI Amer Cent SH Dur Strat Inc. | Add +70.6% | 0.56% | +0.20 |
| AUGW Alianzim US Eq BFR20 Aug-Usd | New | 0.18% | +0.18 |
| AMZN Amazon.com Inc. | Add +2.6% | 3.11% | +0.18 |
| MSFT Microsoft Corp. | Add +19.7% | 0.56% | +0.17 |
| AVGO Broadcom Inc. | New | 0.17% | +0.17 |
| JUNW Alianzim US Eq BFR20 Jun-Usd | New | 0.16% | +0.16 |
| KORP American Century Diversified | Add +115.8% | 0.30% | +0.15 |
| CRWD CrowdStrike Holdings Inc. Class A | New | 0.14% | +0.14 |
| SCHG Schwab US Large-Cap Growth | Add +0.3% | 2.86% | +0.13 |
| UBER Uber Technologies Inc. | Add +3.7% | 0.67% | +0.11 |
| SOXX iShares Semiconductor ETF | Add +7.5% | 0.57% | +0.10 |
| BTC Grayscale Bitcoin Mini ETF | Add +9.2% | 0.46% | +0.10 |
| COIN Coinbase Global Inc. Class A | New | 0.09% | +0.09 |
| PANW Palo Alto Networks Inc. | New | 0.09% | +0.09 |
| FDN First Trust DJ Internet Ind | New | 0.09% | +0.09 |
| AVDV Avantis Intl S/C Value ETF | New | 0.09% | +0.09 |
| FINX Global X Fintech ETF | New | 0.09% | +0.09 |
| AIQ Global X Art Intel & Tech | New | 0.08% | +0.08 |
| ORCL Oracle Corp. | New | 0.08% | +0.08 |
| ITA iShares U.S. Aerospace & Def | Add +11.1% | 0.45% | +0.08 |
| IBM Intl Business Machines Corp. | Add +4.8% | 0.56% | +0.06 |
| BUG Global X Cybersecurity ETF | Add +17.5% | 0.32% | +0.05 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +0.1% | 1.25% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +21.8% | 0.91% | +0.05 |
| XLC SS Comm Select Sector SPDR | Add +32.5% | 0.19% | +0.05 |
| BCAT BlackRock Capital Alloc TR | Add +37.2% | 0.20% | +0.05 |
| XNTK SS SPDR Nyse Tech ETF | Add +2.1% | 0.39% | +0.04 |
| IBIT iShares Bitcoin Trust ETF | Add +9.2% | 0.20% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +20.9% | 0.25% | +0.04 |
| IWP iShares Russell Mid-Cap Grow | Add +14.4% | 0.23% | +0.04 |
| SCHF Schwab Intl Equity ETF | Add +41.5% | 0.13% | +0.04 |
| MAYW Alianzim US Eq BFR20 May-Usd | Add +42.0% | 0.12% | +0.03 |
| BKLN Invesco Senior Loan ETF | Add +28.8% | 0.14% | +0.02 |
| GOOG Alphabet Inc. Class C | Add +3.7% | 0.23% | +0.01 |
| GOOGL Alphabet Inc. Class A | Add +0.5% | 0.46% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +7.1% | 1.70% | +0.01 |
| GLD SPDR Gold Shares | Add +8.5% | 0.21% | +0.01 |
| XLP SS Consumer Staples Sel Sect | Add +17.7% | 0.11% | +0.00 |
| DECW Alianzim US Eq BFR20 Dec-Usd | Add +9.8% | 0.12% | +0.00 |
| KHPI Kensington Hedged PRM in ETF | Add +7.5% | 0.19% | +0.00 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +7.2% | 0.42% | −0.00 |
| SCHX Schwab US Large-Cap ETF | Add +0.1% | 1.07% | −0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |