Joseph P. Lucia & Associates, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Joseph P. Lucia & Associates, LLC reported 136 stock positions worth $217.1 million. Its top holding was Apple (AAPL) at 4.7% of the portfolio, followed by Vaneck Semiconductor ETF (SMH, 4.4%) and Proshares S&P 500 Dividend A (NOBL, 3.7%). Compared with Q2 2024, it opened 15 new positions, sold out of 3, added to 53 and reduced 54. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +83%) and the biggest sale Vaneck Semiconductor ETF (SMH, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $217.1M (Q3 2024)
- SEC Filing
- 0001172661-24-004326 ↗ filed Oct 23, 2024
Holdings Value
Holdings 136 stocks · $217.1M
| AAPL Apple Inc. | 4.71% | 43,897 | $10.2M | Reduce -0.3% |
| SMH Vaneck Semiconductor ETF | 4.37% | 38,628 | $9.5M | Reduce -2.7% |
| NOBL Proshares S&P 500 Dividend A | 3.73% | 75,812 | $8.1M | Reduce -1.1% |
| SCHB Schwab US Broad Market ETF | 3.38% | 110,486 | $7.3M | Add +6.4% |
| RSPT Invesco S&P 500 Equal Weight | 3.05% | 175,652 | $6.6M | Reduce -4.4% |
| AMZN Amazon.com Inc. | 2.91% | 33,886 | $6.3M | Add +6.5% |
| SCHG Schwab US Large-Cap Growth | 2.82% | 58,816 | $6.1M | Add +3.8% |
| RSPF Invesco S&P 500 Equal Weight | 2.61% | 82,143 | $5.7M | Add +1.1% |
| XLK SS Technology Select Sector | 2.61% | 25,089 | $5.7M | Add +0.2% |
| NVDA Nvidia Corp. | 2.61% | 46,631 | $5.7M | Add +5.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.21% | 8,360 | $4.8M | Add +11.8% |
| QQQ Invesco QQQ Trust Series 1 | 2.15% | 9,550 | $4.7M | Add +1.7% |
| DVY iShares Select Dividend ETF | 2.08% | 33,474 | $4.5M | Reduce -3.4% |
| SCHD Schwab US DVD Equity ETF | 2.01% | 51,730 | $4.4M | Reduce -0.7% |
| JEPI JPMorgan Equity Premium Inco | 1.99% | 72,543 | $4.3M | Add +1.2% |
| RSPH Invesco S&P 500 Equal Weight | 1.83% | 123,495 | $4.0M | Reduce -0.4% |
| AGG iShares Core U.S. Aggregate | 1.59% | 34,189 | $3.5M | Add +76.7% |
| HACK Amplify Cybersecurity ETF | 1.52% | 48,379 | $3.3M | Reduce -0.0% |
| XLV SS Health Care Select Sector | 1.52% | 21,363 | $3.3M | Add +0.7% |
| XLE SS Energy Select Sector | 1.51% | 37,464 | $3.3M | Add +7.7% |
| BIV Vanguard Intermediate-Term B | 1.50% | 41,652 | $3.3M | Add +14.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.44% | 27,741 | $3.1M | Add +43.1% |
| RSP Invesco S&P 500 Equal Weight | 1.43% | 17,365 | $3.1M | Add +82.6% |
| META Meta Platforms Inc. Class A | 1.29% | 4,881 | $2.8M | Reduce -1.3% |
| RSPN Invesco S&P 500 Equal Weight | 1.26% | 53,460 | $2.7M | Reduce -0.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.20% | 10,979 | $2.6M | Add +15.4% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.19% | 10,653 | $2.6M | Reduce -2.3% |
| SCHX Schwab US Large-Cap ETF | 1.19% | 38,150 | $2.6M | Add +2.3% |
| SCHA Schwab US Small-Cap ETF | 1.15% | 48,283 | $2.5M | Reduce -2.1% |
| VIG Vanguard Dividend Apprec ETF | 1.13% | 12,344 | $2.4M | Reduce -1.1% |
| XLF SS Financial Select Sector | 1.09% | 52,237 | $2.4M | Add +12.0% |
| QYLD Global X Nasd 100 Cov Call | 1.09% | 131,155 | $2.4M | Add +1.1% |
| SDOG Alps Sector Dividend Dogs | 1.09% | 39,963 | $2.4M | Reduce -0.6% |
| TLT iShares 20+ Year Treasury BD | 1.08% | 23,982 | $2.4M | Add +18.6% |
| RSPG Invesco S&P 500 Equal Weight | 1.03% | 29,069 | $2.2M | Add +0.6% |
| SCHM Schwab US Mid Cap ETF | 1.02% | 26,721 | $2.2M | Reduce -1.3% |
| PFF iShares Preferred & Income S | 0.92% | 60,353 | $2.0M | Reduce -2.3% |
| PFXF Vaneck Pref Sec X-Financials | 0.88% | 104,997 | $1.9M | Reduce -4.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.85% | 33,795 | $1.9M | Reduce -4.6% |
| AVUV Avantis US Small Cap Value | 0.80% | 18,145 | $1.7M | Add +11.1% |
| RSPS Invesco S&P 500 Equal Weight | 0.80% | 53,430 | $1.7M | Add +0.6% |
| XLB SS Materials Select Sector | 0.78% | 17,577 | $1.7M | Add +4.0% |
| SCHP Schwab U.S. Tips ETF | 0.72% | 29,071 | $1.6M | Reduce -26.1% |
| GBTC Grayscale Bitcoin Trust ETF | 0.68% | 29,275 | $1.5M | Reduce -6.3% |
| XLI SS Industrial Select Sector | 0.68% | 10,902 | $1.5M | Add +15.2% |
| KIO KKR Income Opportunities | 0.68% | 99,447 | $1.5M | Add +3.3% |
| VHT Vanguard Health Care ETF | 0.67% | 5,146 | $1.5M | No change |
| FTSD Franklin Short Duration U.S. | 0.62% | 14,685 | $1.3M | New |
| VZ Verizon Communications Inc. | 0.61% | 29,566 | $1.3M | Reduce -5.5% |
| SNOW Snowflake Inc. | 0.60% | 11,250 | $1.3M | Add +307.9% |
| RSPD Invesco S&P 500 Equal Weight | 0.58% | 24,359 | $1.3M | Reduce -0.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.54% | 14,476 | $1.2M | Add +66.4% |
| SOXX iShares Semiconductor ETF | 0.53% | 4,992 | $1.2M | Add +27.4% |
| GOOGL Alphabet Inc. Class A | 0.52% | 6,781 | $1.1M | Add +2.3% |
| UBER Uber Technologies Inc. | 0.52% | 14,930 | $1.1M | Reduce -3.2% |
| MSFT Microsoft Corp. | 0.52% | 2,605 | $1.1M | Add +7.3% |
| IHI iShares U.S. Medical Devices | 0.47% | 17,203 | $1.0M | Reduce -5.5% |
| KRE SS SPDR S&P Regional Bank | 0.47% | 17,942 | $1.0M | Add +0.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.47% | 4,593 | $1.0M | Reduce -2.0% |
| WCLD Wisdomtree Cloud Computing | 0.47% | 31,754 | $1.0M | Reduce -0.9% |
| SOCL Global X Social Media ETF | 0.46% | 22,920 | $992K | Reduce -8.5% |
| STIP iShares 0-5 Year Tips Bond E | 0.45% | 9,610 | $974K | Reduce -18.3% |
| PNQI Invesco Nasdaq Internet ETF | 0.43% | 21,709 | $943K | Add +6.4% |
| FLOT iShares Floating Rate Bond E | 0.43% | 18,380 | $938K | Reduce -10.4% |
| PFE Pfizer Inc. | 0.41% | 31,135 | $901K | Add +9.9% |
| ED Consolidated Edison Inc. | 0.41% | 8,583 | $894K | Add +0.1% |
| XYLD Global X S&P 500 Cove Call E | 0.40% | 21,105 | $876K | Add +1.2% |
| ET Energy Transfer LP | 0.39% | 52,677 | $845K | Add +19.1% |
| XNTK SS SPDR Nyse Tech ETF | 0.36% | 3,964 | $783K | Add +5.7% |
| BXSL Blackstone Secured Lending F | 0.34% | 25,454 | $746K | Add +11.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.34% | 7,588 | $730K | Reduce -8.1% |
| ITA iShares U.S. Aerospace & Def | 0.33% | 4,808 | $719K | Reduce -0.6% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.30% | 8,180 | $661K | New |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.29% | 21,790 | $622K | New |
| SPLV Invesco S&P 500 Low Volatili | 0.28% | 8,536 | $612K | Reduce -6.0% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.27% | 3,524 | $591K | Add +0.7% |
| BAB Invesco Taxable Municipal Bo | 0.26% | 20,405 | $563K | Reduce -18.8% |
| LLY Eli Lilly & Co. | 0.24% | 599 | $531K | Add +81.0% |
| GOOG Alphabet Inc. Class C | 0.24% | 3,174 | $531K | Reduce -6.4% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.24% | 60,885 | $528K | Reduce -8.4% |
| XLY SS Consumer Disc Select Sect | 0.24% | 2,564 | $514K | Reduce -3.4% |
| BUG Global X Cybersecurity ETF | 0.23% | 16,220 | $502K | Add +11.3% |
| TSLA Tesla Inc. | 0.23% | 1,890 | $494K | Reduce -19.6% |
| RSPU Invesco S&P 500 Equal Weight | 0.22% | 7,095 | $487K | Reduce -0.8% |
| SCHV Schwab US Large-Cap Value | 0.22% | 5,999 | $482K | Add +19.4% |
| VOO Vanguard S&P 500 ETF | 0.22% | 886 | $468K | No change |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.21% | 1,728 | $456K | Reduce -1.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 989 | $455K | Add +8.2% |
| DIVO Amplify CWP Enhan Divid ETF | 0.20% | 10,410 | $429K | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.19% | 4,950 | $412K | Reduce -0.3% |
| IWP iShares Russell Mid-Cap Grow | 0.19% | 3,429 | $402K | Add +10.4% |
| PSP Invesco Global Listed Privat | 0.18% | 5,771 | $394K | No change |
| DIV Global X Superdividend Use | 0.18% | 20,475 | $383K | Reduce -1.6% |
| FDG American Century Focused DYN | 0.17% | 3,994 | $370K | No change |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.15% | 11,448 | $334K | Add +4.5% |
| SPHD Invesco S&P 500 High Dividen | 0.14% | 6,101 | $309K | Reduce -21.5% |
| PGF Invesco Financial Preferred | 0.14% | 19,165 | $300K | Reduce -5.0% |
| PFFV Global X Variable Rate Pref | 0.13% | 12,113 | $291K | Add +5.5% |
| NFLX Netflix Inc. | 0.13% | 407 | $289K | Add +30.0% |
| XAR SS SPDR S&P Aerospace Def | 0.13% | 1,826 | $287K | Reduce -13.3% |
Portfolio Sells Q2 2024 → Q3 2024
| SMH Vaneck Semiconductor ETF | Reduce -2.7% | 4.37% | −0.93 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -4.4% | 3.05% | −0.40 |
| SCHP Schwab U.S. Tips ETF | Reduce -26.1% | 0.72% | −0.33 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -6.3% | 0.68% | −0.17 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -4.6% | 0.85% | −0.15 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -18.3% | 0.45% | −0.15 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −0.14 |
| FLOT iShares Floating Rate Bond E | Reduce -10.4% | 0.43% | −0.10 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -2.3% | 1.19% | −0.09 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -4.0% | 0.88% | −0.09 |
| SOCL Global X Social Media ETF | Reduce -8.5% | 0.46% | −0.09 |
| DIS The Walt Disney Co. | Reduce -8.1% | 0.34% | −0.08 |
| HACK Amplify Cybersecurity ETF | Reduce -0.0% | 1.52% | −0.08 |
| BAB Invesco Taxable Municipal Bo | Reduce -18.8% | 0.26% | −0.08 |
| PFF iShares Preferred & Income S | Reduce -2.3% | 0.92% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -6.4% | 0.24% | −0.07 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.4% | 1.83% | −0.07 |
| DVY iShares Select Dividend ETF | Reduce -3.4% | 2.08% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Reduce -0.7% | 2.01% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -3.2% | 0.52% | −0.06 |
| SCHM Schwab US Mid Cap ETF | Reduce -1.3% | 1.02% | −0.06 |
| SCHA Schwab US Small-Cap ETF | Reduce -2.1% | 1.15% | −0.05 |
| IHI iShares U.S. Medical Devices | Reduce -5.5% | 0.47% | −0.05 |
| WCLD Wisdomtree Cloud Computing | Reduce -0.9% | 0.47% | −0.05 |
| VZ Verizon Communications Inc. | Reduce -5.5% | 0.61% | −0.05 |
| NOBL Proshares S&P 500 Dividend A | Reduce -1.1% | 3.73% | −0.05 |
| PMM Franklin Managed Municipal I | Reduce -27.4% | 0.11% | −0.05 |
| IEO iShares U.S. Oil & Gas Explo | Reduce -15.7% | 0.10% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.1% | 1.13% | −0.04 |
| AAPL Apple Inc. | Reduce -0.3% | 4.71% | −0.04 |
| ETW Eaton Vance T/M GLBL Buy-WR | Reduce -8.4% | 0.24% | −0.04 |
| SPHD Invesco S&P 500 High Dividen | Reduce -21.5% | 0.14% | −0.03 |
| NOK Nokia Corp.-Spon ADR | Sold out | 0.00% | −0.03 |
| VTIP Vanguard Short-Term Tips | Reduce -13.7% | 0.10% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -6.0% | 0.28% | −0.02 |
| XAR SS SPDR S&P Aerospace Def | Reduce -13.3% | 0.13% | −0.02 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -8.1% | 0.11% | −0.02 |
| RSPD Invesco S&P 500 Equal Weight | Reduce -0.6% | 0.58% | −0.02 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -0.3% | 0.19% | −0.02 |
| FINX Global X Fintech ETF | Reduce -12.5% | 0.10% | −0.01 |
| PGF Invesco Financial Preferred | Reduce -5.0% | 0.14% | −0.01 |
| NCV Virtus Convertible & Income | Reduce -17.4% | 0.05% | −0.01 |
| CAT Caterpillar Inc. | Reduce -15.4% | 0.10% | −0.01 |
| XLY SS Consumer Disc Select Sect | Reduce -3.4% | 0.24% | −0.01 |
| TSLA Tesla Inc. | Reduce -19.6% | 0.23% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -4.4% | 0.10% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -1.7% | 0.21% | −0.01 |
| DIV Global X Superdividend Use | Reduce -1.6% | 0.18% | −0.01 |
| IYH iShares U.S. Healthcare ETF | Reduce -2.4% | 0.10% | −0.01 |
| SYLD Cambria Shareholder Yield Et | Reduce -0.8% | 0.10% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| RSP Invesco S&P 500 Equal Weight | Add +82.6% | 1.43% | +0.63 |
| AGG iShares Core U.S. Aggregate | Add +76.7% | 1.59% | +0.63 |
| FTSD Franklin Short Duration U.S. | New | 0.62% | +0.62 |
| SNOW Snowflake Inc. | Add +307.9% | 0.60% | +0.40 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +43.1% | 1.44% | +0.38 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.30% | +0.30 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | New | 0.29% | +0.29 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +66.4% | 0.54% | +0.19 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +15.4% | 1.20% | +0.14 |
| TLT iShares 20+ Year Treasury BD | Add +18.6% | 1.08% | +0.13 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +11.8% | 2.21% | +0.12 |
| HD Home Depot Inc. | New | 0.12% | +0.12 |
| XLRE SS Real Estate Select Sector | New | 0.12% | +0.12 |
| VNQ Vanguard Real Estate ETF | New | 0.12% | +0.12 |
| IBIT iShares Bitcoin Trust ETF | New | 0.11% | +0.11 |
| XLF SS Financial Select Sector | Add +12.0% | 1.09% | +0.11 |
| BIV Vanguard Intermediate-Term B | Add +14.4% | 1.50% | +0.11 |
| SPLB SS SPDR P Long Term C ETF | New | 0.10% | +0.10 |
| ETHE Grayscale Ethereum Staking E | New | 0.10% | +0.10 |
| AVGO Broadcom Inc. | New | 0.10% | +0.10 |
| INKM SS Income Allocation ETF | New | 0.10% | +0.10 |
| DGT SS SPDR Global Dow ETF | New | 0.10% | +0.10 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.10% | +0.10 |
| APRW Allinzim US Eq BFR20 Apr-Usd | New | 0.09% | +0.09 |
| LLY Eli Lilly & Co. | Add +81.0% | 0.24% | +0.09 |
| XLI SS Industrial Select Sector | Add +15.2% | 0.68% | +0.09 |
| RSPF Invesco S&P 500 Equal Weight | Add +1.1% | 2.61% | +0.06 |
| AVUV Avantis US Small Cap Value | Add +11.1% | 0.80% | +0.05 |
| SCHB Schwab US Broad Market ETF | Add +6.4% | 3.38% | +0.04 |
| SOXX iShares Semiconductor ETF | Add +27.4% | 0.53% | +0.04 |
| SCHV Schwab US Large-Cap Value | Add +19.4% | 0.22% | +0.03 |
| ALDX Aldeyra Therapeutics Inc. | Add +12.3% | 0.08% | +0.03 |
| NFLX Netflix Inc. | Add +30.0% | 0.13% | +0.02 |
| ET Energy Transfer LP | Add +19.1% | 0.39% | +0.02 |
| GRAYSCALE ETHEREUM MINI TR E | New | 0.02% | +0.02 |
| KRE SS SPDR S&P Regional Bank | Add +0.7% | 0.47% | +0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +8.2% | 0.21% | +0.02 |
| ED Consolidated Edison Inc. | Add +0.1% | 0.41% | +0.02 |
| XLB SS Materials Select Sector | Add +4.0% | 0.78% | +0.02 |
| BTC Grayscale Bitcoin Mini Trust | Add +28.6% | 0.10% | +0.01 |
| GLD SPDR Gold Shares | Add +8.1% | 0.13% | +0.01 |
| BUG Global X Cybersecurity ETF | Add +11.3% | 0.23% | +0.01 |
| IWP iShares Russell Mid-Cap Grow | Add +10.4% | 0.19% | +0.01 |
| PFE Pfizer Inc. | Add +9.9% | 0.41% | +0.01 |
| PNQI Invesco Nasdaq Internet ETF | Add +6.4% | 0.43% | +0.01 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +4.5% | 0.15% | +0.00 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +0.7% | 0.27% | +0.00 |
| KIO KKR Income Opportunities | Add +3.3% | 0.68% | +0.00 |
| XLP SS Consumer Staples Sel Sect | Add +1.2% | 0.12% | −0.00 |
| PFFV Global X Variable Rate Pref | Add +5.5% | 0.13% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |