Joseph P. Lucia & Associates, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 28, 2026), Joseph P. Lucia & Associates, LLC reported 166 stock positions worth $277.3 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.8% of the portfolio, followed by Apple (AAPL, 4.7%) and Nvidia (NVDA, 3.7%). Compared with Q3 2025, it opened 15 new positions, sold out of 10, added to 52 and reduced 84. The biggest buy was iShares Flex I A ETF-Usd (BINC, shares +81%) and the biggest sale Netflix (NFLX, shares −40%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $277.3M (Q4 2025)
- SEC Filing
- 0001172661-26-000357 ↗ filed Jan 28, 2026
Holdings Value
Holdings 166 stocks · $277.3M
| SMH Vaneck Semiconductor ETF | 4.75% | 36,598 | $13.2M | Reduce -1.5% |
| AAPL Apple Inc. | 4.66% | 47,545 | $12.9M | Add +15.8% |
| NVDA Nvidia Corp. | 3.68% | 54,755 | $10.2M | Add +5.8% |
| SCHB Schwab US Broad Market ETF | 3.11% | 328,243 | $8.6M | Add +0.9% |
| NOBL Proshares S&P 500 Dividend A | 2.96% | 78,961 | $8.2M | Reduce -2.2% |
| AMZN Amazon.com Inc. | 2.95% | 35,424 | $8.2M | Add +1.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.81% | 11,444 | $7.8M | Add +5.8% |
| SCHG Schwab US Large-Cap Growth | 2.71% | 229,943 | $7.5M | Reduce -2.9% |
| RSPT Invesco S&P 500 Equal Weight | 2.43% | 147,777 | $6.7M | Reduce -4.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 2.30% | 120,897 | $6.4M | Add +81.3% |
| XLK SS Technology Select Sector | 2.29% | 44,104 | $6.3M | Reduce -4.9% |
| RSPF Invesco S&P 500 Equal Weight | 2.25% | 79,653 | $6.3M | Reduce -0.7% |
| QQQ Invesco QQQ Trust Series 1 | 2.12% | 9,554 | $5.9M | Add +0.8% |
| RSP Invesco S&P 500 Equal Weight | 1.82% | 26,401 | $5.1M | Add +10.2% |
| AGG iShares Core U.S. Aggregate | 1.81% | 50,174 | $5.0M | Add +15.1% |
| SCHD Schwab US DVD Equity ETF | 1.73% | 174,673 | $4.8M | Add +5.5% |
| XLF SS Financial Select Sector | 1.62% | 81,785 | $4.5M | Add +7.5% |
| DVY iShares Select Dividend ETF | 1.60% | 31,504 | $4.4M | Reduce -0.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.59% | 39,922 | $4.4M | Add +16.8% |
| JEPI JPMorgan Equity Premium Inco | 1.59% | 76,797 | $4.4M | Reduce -5.5% |
| HACK Amplify Cybersecurity ETF | 1.34% | 46,378 | $3.7M | Reduce -1.4% |
| RSPH Invesco S&P 500 Equal Weight | 1.33% | 115,580 | $3.7M | Reduce -1.0% |
| XLE SS Energy Select Sector | 1.13% | 70,286 | $3.1M | Add +3.3% |
| BIV Vanguard Intermediate-Term B | 1.12% | 39,806 | $3.1M | Add +16.0% |
| XLV SS Health Care Select Sector | 1.11% | 19,936 | $3.1M | Add +9.0% |
| META Meta Platforms Inc. Class A | 1.10% | 4,623 | $3.1M | Add +1.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.01% | 10,029 | $2.8M | Reduce -5.3% |
| SCHX Schwab US Large-Cap ETF | 0.99% | 102,095 | $2.7M | Reduce -4.3% |
| RSPN Invesco S&P 500 Equal Weight | 0.98% | 48,013 | $2.7M | Reduce -0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.98% | 12,319 | $2.7M | Add +0.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.91% | 9,801 | $2.5M | Reduce -3.0% |
| SCHA Schwab US Small-Cap ETF | 0.88% | 85,566 | $2.4M | Reduce -3.4% |
| FTSD Franklin Short Duration U.S. | 0.86% | 26,252 | $2.4M | Reduce -8.0% |
| SDOG Alps Sector Dividend Dogs | 0.83% | 37,851 | $2.3M | Reduce -2.2% |
| GOOGL Alphabet Inc. Class A | 0.79% | 6,986 | $2.2M | Add +7.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.78% | 50,978 | $2.2M | Add +41.8% |
| VOO Vanguard S&P 500 ETF | 0.78% | 3,457 | $2.2M | Add +137.6% |
| QYLD Global X Nasd 100 Cov Call | 0.78% | 122,327 | $2.2M | Reduce -0.7% |
| XLI SS Industrial Select Sector | 0.78% | 13,903 | $2.2M | Reduce -2.0% |
| RSPG Invesco S&P 500 Equal Weight | 0.76% | 26,619 | $2.1M | Reduce -0.9% |
| SCHM Schwab US Mid Cap ETF | 0.75% | 69,497 | $2.1M | Reduce -6.6% |
| TLT iShares 20+ Year Treasury BD | 0.72% | 22,935 | $2.0M | Reduce -8.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.71% | 34,102 | $2.0M | Reduce -5.7% |
| XLB SS Materials Select Sector | 0.70% | 42,965 | $1.9M | Add +9.0% |
| AVUV Avantis US Small Cap Value | 0.67% | 18,121 | $1.8M | Reduce -4.0% |
| APRW Allinzim US Eq BFR20 Apr-Usd | 0.61% | 48,887 | $1.7M | Reduce -9.0% |
| SOXX iShares Semiconductor ETF | 0.60% | 5,528 | $1.7M | Reduce -5.8% |
| PFF iShares Preferred & Income S | 0.56% | 50,481 | $1.6M | Reduce -8.0% |
| PFXF Vaneck Pref Sec X-Financials | 0.56% | 88,009 | $1.6M | Reduce -8.0% |
| UBER Uber Technologies Inc. | 0.56% | 19,021 | $1.6M | Add +6.3% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.56% | 41,855 | $1.5M | Reduce -9.7% |
| RSPS Invesco S&P 500 Equal Weight | 0.53% | 50,980 | $1.5M | Reduce -1.4% |
| ITA iShares U.S. Aerospace & Def | 0.52% | 6,653 | $1.4M | Add +1.6% |
| MSFT Microsoft Corp. | 0.51% | 2,904 | $1.4M | Add +0.1% |
| GBTC Grayscale Bitcoin Trust ETF | 0.51% | 20,526 | $1.4M | Reduce -1.0% |
| RSPD Invesco S&P 500 Equal Weight | 0.49% | 23,823 | $1.4M | Reduce -0.7% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.49% | 26,085 | $1.3M | Reduce -2.2% |
| KIO KKR Income Opportunities | 0.44% | 105,417 | $1.2M | Reduce -5.6% |
| ET Energy Transfer LP | 0.44% | 73,997 | $1.2M | Reduce -9.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.43% | 4,002 | $1.2M | Reduce -1.4% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.41% | 14,225 | $1.1M | Add +2.9% |
| BXSL Blackstone Secured Lending F | 0.40% | 41,848 | $1.1M | Reduce -8.3% |
| FLOT iShares Floating Rate Bond E | 0.39% | 21,529 | $1.1M | Reduce -5.6% |
| PNQI Invesco Nasdaq Internet ETF | 0.39% | 20,256 | $1.1M | Reduce -12.9% |
| SOCL Global X Social Media ETF | 0.39% | 19,718 | $1.1M | Reduce -3.3% |
| XNTK SS SPDR Nyse Tech ETF | 0.38% | 3,770 | $1.0M | Reduce -8.3% |
| KRE SS SPDR S&P Regional Bank | 0.36% | 15,609 | $1.0M | Reduce -15.0% |
| BTC Grayscale Bitcoin Mini ETF | 0.36% | 25,975 | $1.0M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 0.36% | 3,190 | $1.0M | Reduce -3.8% |
| AVDV Avantis Intl S/C Value ETF | 0.36% | 10,528 | $989K | Add +12.2% |
| BCTK Baron Technology ETF | 0.35% | 38,315 | $962K | New |
| WCLD Wisdomtree Cloud Computing | 0.34% | 26,819 | $939K | Reduce -21.6% |
| BUG Global X Cybersecurity ETF | 0.32% | 28,867 | $879K | Add +27.9% |
| VZ Verizon Communications Inc. | 0.30% | 20,487 | $834K | Reduce -11.2% |
| SCHP Schwab U.S. Tips ETF | 0.29% | 30,155 | $799K | Reduce -21.2% |
| ED Consolidated Edison Inc. | 0.28% | 7,764 | $771K | Add +0.1% |
| KORP American Century Diversified | 0.28% | 16,212 | $766K | Add +2.5% |
| XLC SS Comm Select Sector SPDR | 0.27% | 6,460 | $760K | Add +26.9% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.27% | 29,497 | $757K | Add +10.8% |
| IHI iShares U.S. Medical Devices | 0.27% | 12,070 | $750K | Reduce -19.9% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.26% | 18,095 | $708K | Reduce -5.2% |
| STIP iShares 0-5 Year Tips Bond E | 0.26% | 6,913 | $708K | Reduce -15.3% |
| AVDE Avantis International Equity | 0.25% | 8,516 | $701K | Add +7.3% |
| VHT Vanguard Health Care ETF | 0.25% | 2,377 | $684K | Reduce -7.8% |
| GLD SPDR Gold Shares | 0.24% | 1,694 | $671K | Reduce -2.0% |
| XYLD Global X S&P 500 Cove Call E | 0.24% | 16,315 | $663K | Reduce -5.8% |
| SCYB Schwab High Yield Bond ETF | 0.24% | 24,701 | $653K | Add +29.9% |
| HAE Haemonetics Corp. | 0.23% | 8,111 | $650K | New |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.23% | 19,612 | $626K | Reduce -17.4% |
| AVGO Broadcom Inc. | 0.22% | 1,767 | $612K | Add +10.0% |
| IBIT iShares Bitcoin Trust ETF | 0.22% | 12,281 | $610K | Add +38.7% |
| TSLA Tesla Inc. | 0.21% | 1,321 | $594K | Add +24.1% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.21% | 11,250 | $594K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 1,172 | $589K | Reduce -0.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.21% | 5,125 | $583K | Reduce -11.9% |
| RSPU Invesco S&P 500 Equal Weight | 0.19% | 7,172 | $536K | Add +2.4% |
| AUGW Alianzim US Eq BFR20 Aug-Usd | 0.19% | 16,343 | $532K | Reduce -7.6% |
| BCAT BlackRock Capital Alloc TR | 0.19% | 37,274 | $528K | Add +7.8% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.19% | 2,956 | $524K | Reduce -1.3% |
| DIVO Amplify CWP Enhan Divid ETF | 0.18% | 11,283 | $502K | Reduce -1.9% |
Portfolio Sells Q3 2025 → Q4 2025
| NFLX Netflix Inc. | Reduce -39.8% | 0.18% | −0.22 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -1.0% | 0.51% | −0.20 |
| HACK Amplify Cybersecurity ETF | Reduce -1.4% | 1.34% | −0.20 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -4.5% | 2.43% | −0.18 |
| XLK SS Technology Select Sector | Reduce -4.9% | 2.29% | −0.18 |
| NOBL Proshares S&P 500 Dividend A | Reduce -2.2% | 2.96% | −0.17 |
| JEPI JPMorgan Equity Premium Inco | Reduce -5.5% | 1.59% | −0.17 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -5.3% | 1.01% | −0.16 |
| SCHG Schwab US Large-Cap Growth | Reduce -2.9% | 2.71% | −0.15 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.14 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -0.1% | 0.36% | −0.13 |
| TLT iShares 20+ Year Treasury BD | Reduce -8.7% | 0.72% | −0.13 |
| FTSD Franklin Short Duration U.S. | Reduce -8.0% | 0.86% | −0.12 |
| WCLD Wisdomtree Cloud Computing | Reduce -21.6% | 0.34% | −0.12 |
| MAYW Alianzim US Eq BFR20 May-Usd | Sold out | 0.00% | −0.11 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.11 |
| CRWV Coreweave Inc. Class A | Sold out | 0.00% | −0.11 |
| SCHP Schwab U.S. Tips ETF | Reduce -21.2% | 0.29% | −0.10 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.10 |
| RSPF Invesco S&P 500 Equal Weight | Reduce -0.7% | 2.25% | −0.10 |
| ETHE Grayscale Ethereum Staking E | Sold out | 0.00% | −0.10 |
| PNQI Invesco Nasdaq Internet ETF | Reduce -12.9% | 0.39% | −0.10 |
| PFF iShares Preferred & Income S | Reduce -8.0% | 0.56% | −0.09 |
| DVY iShares Select Dividend ETF | Reduce -0.3% | 1.60% | −0.09 |
| KIO KKR Income Opportunities | Reduce -5.6% | 0.44% | −0.09 |
| ET Energy Transfer LP | Reduce -9.4% | 0.44% | −0.09 |
| FDN First Trust DJ Internet Ind | Sold out | 0.00% | −0.09 |
| VZ Verizon Communications Inc. | Reduce -11.2% | 0.30% | −0.08 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -8.0% | 0.56% | −0.08 |
| APRW Allinzim US Eq BFR20 Apr-Usd | Reduce -9.0% | 0.61% | −0.08 |
| SCHM Schwab US Mid Cap ETF | Reduce -6.6% | 0.75% | −0.08 |
| VTIP Vanguard Short-Term Tips | Sold out | 0.00% | −0.08 |
| DON Wisdomtree US Midcap Dividen | Sold out | 0.00% | −0.08 |
| FDIS Fidelity MSCI Cons Discr Ind | Sold out | 0.00% | −0.08 |
| SOCL Global X Social Media ETF | Reduce -3.3% | 0.39% | −0.07 |
| KRE SS SPDR S&P Regional Bank | Reduce -15.0% | 0.36% | −0.07 |
| JANW Alianzim US Eq BFR20 Jan-Usd | Reduce -9.7% | 0.56% | −0.07 |
| XLY SS Consumer Disc Select Sect | Reduce -29.5% | 0.14% | −0.07 |
| IHI iShares U.S. Medical Devices | Reduce -19.9% | 0.27% | −0.07 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -5.7% | 0.71% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -4.3% | 0.99% | −0.07 |
| IWP iShares Russell Mid-Cap Grow | Reduce -24.3% | 0.16% | −0.07 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -15.3% | 0.26% | −0.06 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -3.0% | 0.91% | −0.06 |
| SEPW Alianzim US Eq BFR20 Sep-Usd | Reduce -17.4% | 0.23% | −0.06 |
| SDOG Alps Sector Dividend Dogs | Reduce -2.2% | 0.83% | −0.05 |
| SCHA Schwab US Small-Cap ETF | Reduce -3.4% | 0.88% | −0.05 |
| BXSL Blackstone Secured Lending F | Reduce -8.3% | 0.40% | −0.05 |
| XLI SS Industrial Select Sector | Reduce -2.0% | 0.78% | −0.05 |
| FLOT iShares Floating Rate Bond E | Reduce -5.6% | 0.39% | −0.04 |
Portfolio Buys Q3 2025 → Q4 2025
| BINC iShares Flex I A ETF-Usd Inc. | Add +81.3% | 2.30% | +0.96 |
| AAPL Apple Inc. | Add +15.8% | 4.66% | +0.72 |
| VOO Vanguard S&P 500 ETF | Add +137.6% | 0.78% | +0.45 |
| BCTK Baron Technology ETF | New | 0.35% | +0.35 |
| HAE Haemonetics Corp. | New | 0.23% | +0.23 |
| GPIX GLDM SA S&P 500 PR in ETF-US | New | 0.21% | +0.21 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +41.8% | 0.78% | +0.19 |
| GOOGL Alphabet Inc. Class A | Add +7.2% | 0.79% | +0.19 |
| IBB iShares Biotechnology ETF | New | 0.17% | +0.17 |
| AGG iShares Core U.S. Aggregate | Add +15.1% | 1.81% | +0.16 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | New | 0.15% | +0.15 |
| XLV SS Health Care Select Sector | Add +9.0% | 1.11% | +0.15 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +16.8% | 1.59% | +0.15 |
| SPHY SS SPDR P High Yield ETF | New | 0.14% | +0.14 |
| DBP Invesco DB Precious Metals F | New | 0.12% | +0.12 |
| RSP Invesco S&P 500 Equal Weight | Add +10.2% | 1.82% | +0.11 |
| BIV Vanguard Intermediate-Term B | Add +16.0% | 1.12% | +0.11 |
| CI The Cigna Group | New | 0.10% | +0.10 |
| TLTW iShares 20+ Bond Buywrite | New | 0.10% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.8% | 2.81% | +0.09 |
| MDT Medtronic PLC | New | 0.09% | +0.09 |
| IYH iShares U.S. Healthcare ETF | New | 0.09% | +0.09 |
| EMB iShares JP Morgan Usd Emergi | New | 0.08% | +0.08 |
| GE General Electric | New | 0.08% | +0.08 |
| IJS iShares S&P Small-Cap 600 Va | New | 0.07% | +0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.07% | +0.07 |
| XLF SS Financial Select Sector | Add +7.5% | 1.62% | +0.07 |
| AMZN Amazon.com Inc. | Add +1.7% | 2.95% | +0.06 |
| XOM Exxon Mobil Corp. | Add +63.1% | 0.15% | +0.06 |
| XLC SS Comm Select Sector SPDR | Add +26.9% | 0.27% | +0.05 |
| SCYB Schwab High Yield Bond ETF | Add +29.9% | 0.24% | +0.04 |
| AVDV Avantis Intl S/C Value ETF | Add +12.2% | 0.36% | +0.04 |
| NVDA Nvidia Corp. | Add +5.8% | 3.68% | +0.04 |
| WMT Walmart Inc. | Add +23.9% | 0.17% | +0.04 |
| XLB SS Materials Select Sector | Add +9.0% | 0.70% | +0.04 |
| TSLA Tesla Inc. | Add +24.1% | 0.21% | +0.04 |
| IAU iShares Gold Trust | Add +27.1% | 0.13% | +0.03 |
| CAT Caterpillar Inc. | Add +19.9% | 0.11% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +35.8% | 0.13% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +27.7% | 0.16% | +0.02 |
| SCHD Schwab US DVD Equity ETF | Add +5.5% | 1.73% | +0.02 |
| AVGO Broadcom Inc. | Add +10.0% | 0.22% | +0.02 |
| BUG Global X Cybersecurity ETF | Add +27.9% | 0.32% | +0.02 |
| AVDE Avantis International Equity | Add +7.3% | 0.25% | +0.02 |
| KHPI Kensington Hedged PRM in ETF | Add +10.8% | 0.27% | +0.02 |
| EOSE Eos Energy Enterprises Inc. | Add +35.8% | 0.06% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.6% | 0.10% | +0.01 |
| IBIT iShares Bitcoin Trust ETF | Add +38.7% | 0.22% | +0.00 |
| AIQ Global X Art Intel & Tech | Add +3.5% | 0.09% | +0.00 |
| BAC Bank of America Corp. | Add +0.0% | 0.08% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |