Joseph P. Lucia & Associates, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Joseph P. Lucia & Associates, LLC reported 122 stock positions worth $186.7 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.7% of the portfolio, followed by Proshares S&P 500 Dividend A (NOBL, 4.0%) and Apple (AAPL, 4.0%). Compared with Q4 2023, it opened 10 new positions, sold out of 5, added to 51 and reduced 50. The biggest buy was a new position in Grayscale Bitcoin Trust ETF (GBTC) and the biggest sale Tesla (TSLA, shares −48%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $186.7M (Q1 2024)
- SEC Filing
- 0001172661-24-002003 ↗ filed May 3, 2024
Holdings Value
Holdings 122 stocks · $186.7M
| SMH Vaneck Semiconductor ETF | 4.68% | 38,846 | $8.7M | Add +4.4% |
| NOBL Proshares S&P 500 Dividend A | 4.04% | 74,301 | $7.5M | Add +4.9% |
| AAPL Apple Inc. | 4.01% | 43,626 | $7.5M | Add +1.1% |
| RSPT Invesco S&P 500 Equal Weight | 3.52% | 186,891 | $6.6M | Reduce -1.1% |
| SCHB Schwab US Broad Market ETF | 3.01% | 92,057 | $5.6M | Add +50.1% |
| AMZN Amazon.com Inc. | 2.94% | 30,465 | $5.5M | Add +3.0% |
| XLK SS Technology Select Sector | 2.83% | 25,375 | $5.3M | Reduce -0.8% |
| RSPF Invesco S&P 500 Equal Weight | 2.82% | 82,040 | $5.3M | Reduce -0.8% |
| SCHG Schwab US Large-Cap Growth | 2.76% | 55,511 | $5.1M | Add +3.0% |
| DVY iShares Select Dividend ETF | 2.42% | 36,603 | $4.5M | Reduce -4.6% |
| SCHD Schwab US DVD Equity ETF | 2.30% | 53,258 | $4.3M | Add +3.1% |
| QQQ Invesco QQQ Trust Series 1 | 2.14% | 9,006 | $4.0M | Add +14.6% |
| RSPH Invesco S&P 500 Equal Weight | 2.12% | 124,465 | $4.0M | Add +2.1% |
| JEPI JPMorgan Equity Premium Inco | 2.04% | 65,763 | $3.8M | Reduce -3.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.95% | 6,949 | $3.6M | Add +7.7% |
| NVDA Nvidia Corp. | 1.90% | 3,926 | $3.5M | Reduce -3.3% |
| XLE SS Energy Select Sector | 1.72% | 34,082 | $3.2M | Add +34.0% |
| HACK Amplify Cybersecurity ETF | 1.68% | 49,022 | $3.1M | Add +0.7% |
| XLV SS Health Care Select Sector | 1.58% | 19,921 | $2.9M | Add +83.0% |
| BIV Vanguard Intermediate-Term B | 1.41% | 34,944 | $2.6M | Add +83.8% |
| RSPN Invesco S&P 500 Equal Weight | 1.39% | 54,531 | $2.6M | Add +0.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.38% | 10,958 | $2.6M | Reduce -0.6% |
| SCHA Schwab US Small-Cap ETF | 1.35% | 51,173 | $2.5M | Add +0.6% |
| SCHP Schwab U.S. Tips ETF | 1.30% | 46,402 | $2.4M | Reduce -10.0% |
| SCHX Schwab US Large-Cap ETF | 1.29% | 38,869 | $2.4M | Add +1.6% |
| RSPG Invesco S&P 500 Equal Weight | 1.29% | 28,909 | $2.4M | Add +10.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.28% | 10,429 | $2.4M | Add +0.5% |
| QYLD Global X Nasd 100 Cov Call | 1.24% | 128,723 | $2.3M | Reduce -5.0% |
| VIG Vanguard Dividend Apprec ETF | 1.23% | 12,532 | $2.3M | Reduce -0.1% |
| SCHM Schwab US Mid Cap ETF | 1.21% | 27,725 | $2.3M | Reduce -3.5% |
| SDOG Alps Sector Dividend Dogs | 1.21% | 41,810 | $2.3M | Reduce -4.8% |
| META Meta Platforms Inc. Class A | 1.17% | 4,514 | $2.2M | Add +0.4% |
| GBTC Grayscale Bitcoin Trust ETF | 1.09% | 32,258 | $2.0M | New |
| PFF iShares Preferred & Income S | 1.08% | 62,734 | $2.0M | Reduce -1.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.06% | 18,206 | $2.0M | Add +443.9% |
| PFXF Vaneck Pref Sec X-Financials | 1.05% | 111,129 | $2.0M | Reduce -2.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.02% | 35,151 | $1.9M | Reduce -3.7% |
| XLF SS Financial Select Sector | 1.00% | 44,269 | $1.9M | Add +23.1% |
| RSPS Invesco S&P 500 Equal Weight | 0.99% | 55,855 | $1.8M | Reduce -3.8% |
| AGG iShares Core U.S. Aggregate | 0.95% | 18,177 | $1.8M | Add +199.1% |
| TLT iShares 20+ Year Treasury BD | 0.86% | 17,029 | $1.6M | Add +62.2% |
| VHT Vanguard Health Care ETF | 0.78% | 5,401 | $1.5M | Add +1.8% |
| AVUV Avantis US Small Cap Value | 0.72% | 14,373 | $1.3M | Add +7.2% |
| RSPD Invesco S&P 500 Equal Weight | 0.71% | 26,146 | $1.3M | Add +2.3% |
| STIP iShares 0-5 Year Tips Bond E | 0.70% | 13,103 | $1.3M | Reduce -7.9% |
| KIO KKR Income Opportunities | 0.68% | 93,638 | $1.3M | Add +3.0% |
| XLB SS Materials Select Sector | 0.68% | 13,606 | $1.3M | Add +12.7% |
| VZ Verizon Communications Inc. | 0.66% | 29,277 | $1.2M | Add +10.0% |
| FLOT iShares Floating Rate Bond E | 0.63% | 23,101 | $1.2M | Reduce -3.0% |
| IHI iShares U.S. Medical Devices | 0.60% | 19,274 | $1.1M | Reduce -2.6% |
| XLI SS Industrial Select Sector | 0.59% | 8,683 | $1.1M | Add +9.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.58% | 8,915 | $1.1M | Reduce -22.7% |
| KRE SS SPDR S&P Regional Bank | 0.58% | 21,515 | $1.1M | Reduce -12.3% |
| WCLD Wisdomtree Cloud Computing | 0.55% | 29,719 | $1.0M | Add +1.2% |
| SOCL Global X Social Media ETF | 0.54% | 25,210 | $1.0M | No change |
| GOOGL Alphabet Inc. Class A | 0.54% | 6,624 | $1000K | Add +1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.53% | 5,196 | $992K | Reduce -6.2% |
| UBER Uber Technologies Inc. | 0.51% | 12,292 | $946K | Add +3.2% |
| MSFT Microsoft Corp. | 0.51% | 2,248 | $946K | Add +6.9% |
| XYLD Global X S&P 500 Cove Call E | 0.46% | 20,982 | $856K | Reduce -6.3% |
| SOXX iShares Semiconductor ETF | 0.44% | 3,620 | $818K | Add +10.2% |
| ED Consolidated Edison Inc. | 0.42% | 8,564 | $778K | Add +0.1% |
| ET Energy Transfer LP | 0.37% | 44,465 | $699K | Reduce -2.3% |
| PNQI Invesco Nasdaq Internet ETF | 0.37% | 17,474 | $697K | Add +23.9% |
| RSP Invesco S&P 500 Equal Weight | 0.36% | 3,965 | $672K | New |
| BAB Invesco Taxable Municipal Bo | 0.36% | 25,181 | $669K | Reduce -8.9% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.35% | 8,495 | $660K | Add +59.8% |
| SPLV Invesco S&P 500 Low Volatili | 0.34% | 9,611 | $633K | Reduce -2.3% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.32% | 3,804 | $593K | Reduce -17.5% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.29% | 66,073 | $542K | Add +0.7% |
| XNTK SS SPDR Nyse Tech ETF | 0.28% | 2,875 | $524K | Add +16.8% |
| XLY SS Consumer Disc Select Sect | 0.28% | 2,811 | $517K | Reduce -6.8% |
| GOOG Alphabet Inc. Class C | 0.28% | 3,390 | $516K | Add +8.7% |
| SCHV Schwab US Large-Cap Value | 0.27% | 6,692 | $508K | Reduce -9.2% |
| SNOW Snowflake Inc. | 0.26% | 2,958 | $478K | Add +2.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.24% | 1,823 | $455K | Add +4.0% |
| PSP Invesco Global Listed Privat | 0.23% | 6,382 | $421K | No change |
| BXSL Blackstone Secured Lending F | 0.23% | 13,505 | $421K | Add +76.3% |
| ITA iShares U.S. Aerospace & Def | 0.22% | 3,140 | $414K | Reduce -11.7% |
| TSLA Tesla Inc. | 0.22% | 2,342 | $412K | Reduce -47.6% |
| BUG Global X Cybersecurity ETF | 0.22% | 13,697 | $407K | New |
| SHY iShares 1-3 Year Treasury Bo | 0.22% | 4,963 | $406K | Reduce -5.0% |
| DIVO Amplify CWP Enhan Divid ETF | 0.22% | 10,410 | $405K | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 0.22% | 838 | $403K | Add +16.9% |
| DIV Global X Superdividend Use | 0.21% | 23,075 | $401K | Reduce -2.7% |
| RSPU Invesco S&P 500 Equal Weight | 0.21% | 7,005 | $396K | Reduce -6.2% |
| SPHD Invesco S&P 500 High Dividen | 0.20% | 8,301 | $369K | Reduce -17.1% |
| FINX Global X Fintech ETF | 0.18% | 12,195 | $340K | Reduce -14.6% |
| HYEM Vaneck Emrg MKTS Hi YLD | 0.18% | 17,287 | $330K | Reduce -7.3% |
| IEO iShares U.S. Oil & Gas Explo | 0.17% | 3,047 | $326K | Reduce -0.8% |
| PGF Invesco Financial Preferred | 0.16% | 20,165 | $307K | No change |
| TIP iShares Tips Bond ETF | 0.16% | 2,839 | $305K | Reduce -9.0% |
| PMM Franklin Managed Municipal I | 0.16% | 50,726 | $304K | Reduce -8.2% |
| XAR SS SPDR S&P Aerospace Def | 0.16% | 2,106 | $296K | Reduce -17.9% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.15% | 11,450 | $289K | Reduce -3.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.15% | 658 | $277K | No change |
| VTIP Vanguard Short-Term Tips | 0.15% | 5,705 | $273K | Reduce -19.9% |
| PFFV Global X Variable Rate Pref | 0.15% | 11,484 | $272K | Add +3.7% |
| JPM JPMorgan Chase & Co. | 0.14% | 1,310 | $262K | Add +3.0% |
| IWC iShares Micro-Cap ETF | 0.14% | 2,138 | $259K | No change |
Portfolio Sells Q4 2023 → Q1 2024
| TSLA Tesla Inc. | Reduce -47.6% | 0.22% | −0.47 |
| DVY iShares Select Dividend ETF | Reduce -4.6% | 2.42% | −0.38 |
| SCHP Schwab U.S. Tips ETF | Reduce -10.0% | 1.30% | −0.38 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -1.1% | 3.52% | −0.31 |
| JEPI JPMorgan Equity Premium Inco | Reduce -3.5% | 2.04% | −0.29 |
| XLK SS Technology Select Sector | Reduce -0.8% | 2.83% | −0.23 |
| QYLD Global X Nasd 100 Cov Call | Reduce -5.0% | 1.24% | −0.23 |
| KRE SS SPDR S&P Regional Bank | Reduce -12.3% | 0.58% | −0.22 |
| SDOG Alps Sector Dividend Dogs | Reduce -4.8% | 1.21% | −0.19 |
| RSPF Invesco S&P 500 Equal Weight | Reduce -0.8% | 2.82% | −0.19 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -7.9% | 0.70% | −0.17 |
| LIT Global X Lithium & Battery T | Sold out | 0.00% | −0.16 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -2.0% | 1.05% | −0.16 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -3.8% | 0.99% | −0.15 |
| PFF iShares Preferred & Income S | Reduce -1.1% | 1.08% | −0.15 |
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −0.14 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.5% | 1.21% | −0.14 |
| BA The Boeing Co. | Sold out | 0.00% | −0.13 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -0.6% | 1.38% | −0.12 |
| FLOT iShares Floating Rate Bond E | Reduce -3.0% | 0.63% | −0.12 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -3.7% | 1.02% | −0.11 |
| ICLN iShares Global Clean Energy | Sold out | 0.00% | −0.11 |
| JETS US Global Jets ETF | Reduce -44.6% | 0.12% | −0.11 |
| BAB Invesco Taxable Municipal Bo | Reduce -8.9% | 0.36% | −0.10 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.1% | 1.23% | −0.10 |
| DRIV Global X Autonomous&elec-ETF | Reduce -38.0% | 0.11% | −0.10 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -17.5% | 0.32% | −0.10 |
| XYLD Global X S&P 500 Cove Call E | Reduce -6.3% | 0.46% | −0.09 |
| SPHD Invesco S&P 500 High Dividen | Reduce -17.1% | 0.20% | −0.07 |
| XLP SS Consumer Staples Sel Sect | Reduce -25.4% | 0.14% | −0.06 |
| VTIP Vanguard Short-Term Tips | Reduce -19.9% | 0.15% | −0.06 |
| DIS The Walt Disney Co. | Reduce -22.7% | 0.58% | −0.06 |
| IHI iShares U.S. Medical Devices | Reduce -2.6% | 0.60% | −0.06 |
| XLY SS Consumer Disc Select Sect | Reduce -6.8% | 0.28% | −0.06 |
| ITA iShares U.S. Aerospace & Def | Reduce -11.7% | 0.22% | −0.06 |
| XAR SS SPDR S&P Aerospace Def | Reduce -17.9% | 0.16% | −0.06 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -5.0% | 0.22% | −0.05 |
| SCHV Schwab US Large-Cap Value | Reduce -9.2% | 0.27% | −0.05 |
| PMM Franklin Managed Municipal I | Reduce -8.2% | 0.16% | −0.05 |
| TIP iShares Tips Bond ETF | Reduce -9.0% | 0.16% | −0.05 |
| FINX Global X Fintech ETF | Reduce -14.6% | 0.18% | −0.05 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -2.3% | 0.34% | −0.04 |
| RSPU Invesco S&P 500 Equal Weight | Reduce -6.2% | 0.21% | −0.04 |
| DIV Global X Superdividend Use | Reduce -2.7% | 0.21% | −0.04 |
| HYEM Vaneck Emrg MKTS Hi YLD | Reduce -7.3% | 0.18% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -6.2% | 0.53% | −0.03 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -3.3% | 0.15% | −0.03 |
| INKM SS Income Allocation ETF | Reduce -4.5% | 0.11% | −0.02 |
| SCHF Schwab Intl Equity ETF | Reduce -6.3% | 0.12% | −0.02 |
| ET Energy Transfer LP | Reduce -2.3% | 0.37% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| GBTC Grayscale Bitcoin Trust ETF | New | 1.09% | +1.09 |
| SCHB Schwab US Broad Market ETF | Add +50.1% | 3.01% | +0.89 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +443.9% | 1.06% | +0.83 |
| XLV SS Health Care Select Sector | Add +83.0% | 1.58% | +0.65 |
| SMH Vaneck Semiconductor ETF | Add +4.4% | 4.68% | +0.63 |
| AGG iShares Core U.S. Aggregate | Add +199.1% | 0.95% | +0.58 |
| BIV Vanguard Intermediate-Term B | Add +83.8% | 1.41% | +0.51 |
| XLE SS Energy Select Sector | Add +34.0% | 1.72% | +0.40 |
| RSP Invesco S&P 500 Equal Weight | New | 0.36% | +0.36 |
| BUG Global X Cybersecurity ETF | New | 0.22% | +0.22 |
| TLT iShares 20+ Year Treasury BD | Add +62.2% | 0.86% | +0.22 |
| META Meta Platforms Inc. Class A | Add +0.4% | 1.17% | +0.18 |
| XLF SS Financial Select Sector | Add +23.1% | 1.00% | +0.16 |
| AMZN Amazon.com Inc. | Add +3.0% | 2.94% | +0.15 |
| QQQ Invesco QQQ Trust Series 1 | Add +14.6% | 2.14% | +0.14 |
| PFE Pfizer Inc. | New | 0.14% | +0.14 |
| CAT Caterpillar Inc. | New | 0.13% | +0.13 |
| LLY Eli Lilly & Co. | New | 0.13% | +0.13 |
| GLD SPDR Gold Shares | New | 0.12% | +0.12 |
| VUG Vanguard Mrngstar GR ETF-Sui | New | 0.11% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.11% | +0.11 |
| ABNB Airbnb Inc. Class A | New | 0.11% | +0.11 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +59.8% | 0.35% | +0.10 |
| BXSL Blackstone Secured Lending F | Add +76.3% | 0.23% | +0.09 |
| RSPG Invesco S&P 500 Equal Weight | Add +10.7% | 1.29% | +0.09 |
| PNQI Invesco Nasdaq Internet ETF | Add +23.9% | 0.37% | +0.06 |
| UBER Uber Technologies Inc. | Add +3.2% | 0.51% | +0.05 |
| SOXX iShares Semiconductor ETF | Add +10.2% | 0.44% | +0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +7.7% | 1.95% | +0.04 |
| XLB SS Materials Select Sector | Add +12.7% | 0.68% | +0.03 |
| VZ Verizon Communications Inc. | Add +10.0% | 0.66% | +0.03 |
| XNTK SS SPDR Nyse Tech ETF | Add +16.8% | 0.28% | +0.03 |
| XLI SS Industrial Select Sector | Add +9.4% | 0.59% | +0.02 |
| VOO Vanguard S&P 500 ETF | Add +16.9% | 0.22% | +0.02 |
| MSFT Microsoft Corp. | Add +6.9% | 0.51% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +3.0% | 0.14% | +0.01 |
| GOOG Alphabet Inc. Class C | Add +8.7% | 0.28% | +0.00 |
| VFH Vanguard Financials ETF | Add +0.5% | 0.13% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +4.0% | 0.24% | −0.01 |
| PFFV Global X Variable Rate Pref | Add +3.7% | 0.15% | −0.01 |
| IHF iShares U.S. Healthcare Prov | Add +0.5% | 0.13% | −0.01 |
| DIVO Amplify CWP Enhan Divid ETF | Add +0.1% | 0.22% | −0.02 |
| SCHG Schwab US Large-Cap Growth | Add +3.0% | 2.76% | −0.02 |
| ETW Eaton Vance T/M GLBL Buy-WR | Add +0.7% | 0.29% | −0.03 |
| AVUV Avantis US Small Cap Value | Add +7.2% | 0.72% | −0.03 |
| KIO KKR Income Opportunities | Add +3.0% | 0.68% | −0.03 |
| GOOGL Alphabet Inc. Class A | Add +1.0% | 0.54% | −0.03 |
| RSPD Invesco S&P 500 Equal Weight | Add +2.3% | 0.71% | −0.04 |
| VHT Vanguard Health Care ETF | Add +1.8% | 0.78% | −0.05 |
| SCHX Schwab US Large-Cap ETF | Add +1.6% | 1.29% | −0.05 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |