Joseph P. Lucia & Associates, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 22, 2025), Joseph P. Lucia & Associates, LLC reported 146 stock positions worth $225.0 million. Its top holding was Apple (AAPL) at 4.8% of the portfolio, followed by Vaneck Semiconductor ETF (SMH, 4.1%) and Schwab US Broad Market ETF (SCHB, 3.4%). Compared with Q3 2024, it opened 15 new positions, sold out of 5, added to 58 and reduced 60. The biggest buy was Franklin Short Duration U.S. (FTSD, shares +92%) and the biggest sale an exit from Snowflake (SNOW).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $225.0M (Q4 2024)
- SEC Filing
- 0001172661-25-000309 ↗ filed Jan 22, 2025
Holdings Value
Holdings 146 stocks · $225.0M
| AAPL Apple Inc. | 4.81% | 43,207 | $10.8M | Reduce -1.6% |
| SMH Vaneck Semiconductor ETF | 4.14% | 38,418 | $9.3M | Reduce -0.5% |
| SCHB Schwab US Broad Market ETF | 3.40% | 337,242 | $7.7M | Add +1.8% |
| NOBL Proshares S&P 500 Dividend A | 3.34% | 75,447 | $7.5M | Reduce -0.5% |
| AMZN Amazon.com Inc. | 3.32% | 34,006 | $7.5M | Add +0.3% |
| NVDA Nvidia Corp. | 2.95% | 49,377 | $6.6M | Add +5.9% |
| SCHG Schwab US Large-Cap Growth | 2.92% | 235,924 | $6.6M | Add +0.3% |
| RSPT Invesco S&P 500 Equal Weight | 2.80% | 168,619 | $6.3M | Reduce -4.0% |
| RSPF Invesco S&P 500 Equal Weight | 2.62% | 81,395 | $5.9M | Reduce -0.9% |
| XLK SS Technology Select Sector | 2.52% | 24,418 | $5.7M | Reduce -2.7% |
| QQQ Invesco QQQ Trust Series 1 | 2.27% | 10,002 | $5.1M | Add +4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.23% | 8,547 | $5.0M | Add +2.2% |
| JEPI JPMorgan Equity Premium Inco | 1.99% | 77,731 | $4.5M | Add +7.2% |
| DVY iShares Select Dividend ETF | 1.93% | 33,111 | $4.3M | Reduce -1.1% |
| SCHD Schwab US DVD Equity ETF | 1.93% | 158,976 | $4.3M | Add +2.4% |
| AGG iShares Core U.S. Aggregate | 1.70% | 39,443 | $3.8M | Add +15.4% |
| RSPH Invesco S&P 500 Equal Weight | 1.61% | 123,295 | $3.6M | Reduce -0.2% |
| RSP Invesco S&P 500 Equal Weight | 1.59% | 20,400 | $3.6M | Add +17.5% |
| HACK Amplify Cybersecurity ETF | 1.59% | 47,987 | $3.6M | Reduce -0.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.57% | 33,017 | $3.5M | Add +19.0% |
| XLE SS Energy Select Sector | 1.44% | 37,724 | $3.2M | Add +0.7% |
| XLF SS Financial Select Sector | 1.39% | 64,483 | $3.1M | Add +23.4% |
| BIV Vanguard Intermediate-Term B | 1.30% | 39,166 | $2.9M | Reduce -6.0% |
| XLV SS Health Care Select Sector | 1.29% | 21,082 | $2.9M | Reduce -1.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.27% | 11,922 | $2.9M | Add +8.6% |
| META Meta Platforms Inc. Class A | 1.23% | 4,737 | $2.8M | Reduce -3.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.20% | 10,605 | $2.7M | Reduce -0.5% |
| RSPN Invesco S&P 500 Equal Weight | 1.17% | 52,510 | $2.6M | Reduce -1.8% |
| SCHX Schwab US Large-Cap ETF | 1.14% | 110,636 | $2.6M | Reduce -3.3% |
| FTSD Franklin Short Duration U.S. | 1.13% | 28,161 | $2.5M | Add +91.8% |
| SCHA Schwab US Small-Cap ETF | 1.10% | 95,570 | $2.5M | Reduce -1.0% |
| VIG Vanguard Dividend Apprec ETF | 1.07% | 12,308 | $2.4M | Reduce -0.3% |
| QYLD Global X Nasd 100 Cov Call | 1.03% | 126,727 | $2.3M | Reduce -3.4% |
| SDOG Alps Sector Dividend Dogs | 1.00% | 39,807 | $2.2M | Reduce -0.4% |
| RSPG Invesco S&P 500 Equal Weight | 0.98% | 28,837 | $2.2M | Reduce -0.8% |
| SCHM Schwab US Mid Cap ETF | 0.96% | 77,709 | $2.2M | Reduce -3.1% |
| GBTC Grayscale Bitcoin Trust ETF | 0.87% | 26,370 | $2.0M | Reduce -9.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.86% | 34,401 | $1.9M | Add +1.8% |
| PFF iShares Preferred & Income S | 0.84% | 59,813 | $1.9M | Reduce -0.9% |
| TLT iShares 20+ Year Treasury BD | 0.81% | 20,842 | $1.8M | Reduce -13.1% |
| PFXF Vaneck Pref Sec X-Financials | 0.78% | 101,814 | $1.8M | Reduce -3.0% |
| AVUV Avantis US Small Cap Value | 0.78% | 18,177 | $1.8M | Add +0.2% |
| XLI SS Industrial Select Sector | 0.75% | 12,775 | $1.7M | Add +17.2% |
| RSPS Invesco S&P 500 Equal Weight | 0.71% | 53,405 | $1.6M | Reduce -0.1% |
| XLB SS Materials Select Sector | 0.68% | 18,247 | $1.5M | Add +3.8% |
| KIO KKR Income Opportunities | 0.62% | 104,300 | $1.4M | Add +4.9% |
| WCLD Wisdomtree Cloud Computing | 0.58% | 34,881 | $1.3M | Add +9.8% |
| GOOGL Alphabet Inc. Class A | 0.58% | 6,879 | $1.3M | Add +1.4% |
| RSPD Invesco S&P 500 Equal Weight | 0.58% | 24,363 | $1.3M | Add +0.0% |
| ET Energy Transfer LP | 0.58% | 66,370 | $1.3M | Add +26.0% |
| SOXX iShares Semiconductor ETF | 0.55% | 5,695 | $1.2M | Add +14.1% |
| VZ Verizon Communications Inc. | 0.54% | 30,094 | $1.2M | Add +1.8% |
| SCHP Schwab U.S. Tips ETF | 0.51% | 44,448 | $1.1M | Reduce -23.6% |
| VHT Vanguard Health Care ETF | 0.50% | 4,459 | $1.1M | Reduce -13.3% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.50% | 14,308 | $1.1M | Reduce -1.2% |
| KRE SS SPDR S&P Regional Bank | 0.49% | 18,300 | $1.1M | Add +2.0% |
| MSFT Microsoft Corp. | 0.49% | 2,609 | $1.1M | Add +0.1% |
| PNQI Invesco Nasdaq Internet ETF | 0.48% | 22,968 | $1.1M | Add +5.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.45% | 4,647 | $1.0M | Add +1.2% |
| IHI iShares U.S. Medical Devices | 0.43% | 16,728 | $976K | Reduce -2.8% |
| UBER Uber Technologies Inc. | 0.42% | 15,669 | $945K | Add +5.0% |
| SOCL Global X Social Media ETF | 0.41% | 22,005 | $931K | Reduce -4.0% |
| STIP iShares 0-5 Year Tips Bond E | 0.41% | 9,083 | $914K | Reduce -5.5% |
| BXSL Blackstone Secured Lending F | 0.40% | 27,747 | $897K | Add +9.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.40% | 11,794 | $893K | Add +44.2% |
| XYLD Global X S&P 500 Cove Call E | 0.38% | 20,439 | $856K | Reduce -3.2% |
| FLOT iShares Floating Rate Bond E | 0.36% | 15,800 | $804K | Reduce -14.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 7,021 | $782K | Reduce -7.5% |
| XNTK SS SPDR Nyse Tech ETF | 0.35% | 3,872 | $781K | Reduce -2.3% |
| ED Consolidated Edison Inc. | 0.35% | 8,745 | $780K | Add +1.9% |
| TSLA Tesla Inc. | 0.34% | 1,893 | $764K | Add +0.2% |
| ITA iShares U.S. Aerospace & Def | 0.33% | 5,073 | $737K | Add +5.5% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.31% | 20,415 | $687K | New |
| GOOG Alphabet Inc. Class C | 0.29% | 3,446 | $656K | Add +8.6% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.28% | 21,790 | $630K | No change |
| XLY SS Consumer Disc Select Sect | 0.27% | 2,696 | $605K | Add +5.2% |
| PFE Pfizer Inc. | 0.26% | 22,041 | $585K | Reduce -29.2% |
| BTC Grayscale Bitcoin Mini ETF | 0.26% | 13,873 | $581K | Add +72.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.25% | 3,477 | $562K | Reduce -1.3% |
| NVBW Alnzim US Eqt BFR2 No Et-Usd | 0.25% | 18,009 | $558K | New |
| SPLV Invesco S&P 500 Low Volatili | 0.25% | 7,906 | $553K | Reduce -7.4% |
| BUG Global X Cybersecurity ETF | 0.24% | 17,013 | $546K | Add +4.9% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.23% | 61,295 | $516K | Add +0.7% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.22% | 9,789 | $498K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.22% | 1,079 | $489K | Add +9.1% |
| BAB Invesco Taxable Municipal Bo | 0.21% | 18,400 | $481K | Reduce -9.8% |
| VOO Vanguard S&P 500 ETF | 0.21% | 882 | $475K | Reduce -0.5% |
| SCHV Schwab US Large-Cap Value | 0.21% | 18,017 | $470K | Add +0.1% |
| RSPU Invesco S&P 500 Equal Weight | 0.21% | 7,105 | $467K | Add +0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.20% | 1,728 | $456K | No change |
| IWP iShares Russell Mid-Cap Grow | 0.20% | 3,514 | $445K | Add +2.5% |
| DIVO Amplify CWP Enhan Divid ETF | 0.19% | 10,410 | $421K | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.18% | 4,918 | $403K | Reduce -0.7% |
| FDG American Century Focused DYN | 0.18% | 3,821 | $397K | Reduce -4.3% |
| PSP Invesco Global Listed Privat | 0.17% | 5,771 | $385K | No change |
| IBIT iShares Bitcoin Trust ETF | 0.17% | 7,051 | $374K | Add +4.5% |
| NFLX Netflix Inc. | 0.16% | 407 | $363K | No change |
| DIV Global X Superdividend Use | 0.15% | 18,875 | $340K | Reduce -7.8% |
| LLY Eli Lilly & Co. | 0.15% | 432 | $334K | Reduce -27.9% |
| HD Home Depot Inc. | 0.15% | 852 | $332K | Add +29.5% |
Portfolio Sells Q3 2024 → Q4 2024
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.60 |
| NOBL Proshares S&P 500 Dividend A | Reduce -0.5% | 3.34% | −0.39 |
| TLT iShares 20+ Year Treasury BD | Reduce -13.1% | 0.81% | −0.27 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -4.0% | 2.80% | −0.24 |
| SMH Vaneck Semiconductor ETF | Reduce -0.5% | 4.14% | −0.23 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.2% | 1.61% | −0.23 |
| XLV SS Health Care Select Sector | Reduce -1.3% | 1.29% | −0.23 |
| SCHP Schwab U.S. Tips ETF | Reduce -23.6% | 0.51% | −0.21 |
| BIV Vanguard Intermediate-Term B | Reduce -6.0% | 1.30% | −0.20 |
| VHT Vanguard Health Care ETF | Reduce -13.3% | 0.50% | −0.17 |
| PFE Pfizer Inc. | Reduce -29.2% | 0.26% | −0.16 |
| DVY iShares Select Dividend ETF | Reduce -1.1% | 1.93% | −0.15 |
| HYEM Vaneck Emrg MKTS Hi YLD | Sold out | 0.00% | −0.11 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -3.0% | 0.78% | −0.10 |
| IEO iShares U.S. Oil & Gas Explo | Sold out | 0.00% | −0.10 |
| IYH iShares U.S. Healthcare ETF | Sold out | 0.00% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -27.9% | 0.15% | −0.10 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -1.8% | 1.17% | −0.09 |
| PFF iShares Preferred & Income S | Reduce -0.9% | 0.84% | −0.09 |
| SDOG Alps Sector Dividend Dogs | Reduce -0.4% | 1.00% | −0.09 |
| XLK SS Technology Select Sector | Reduce -2.7% | 2.52% | −0.08 |
| RSPS Invesco S&P 500 Equal Weight | Reduce -0.1% | 0.71% | −0.08 |
| FLOT iShares Floating Rate Bond E | Reduce -14.0% | 0.36% | −0.07 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.1% | 0.96% | −0.07 |
| QYLD Global X Nasd 100 Cov Call | Reduce -3.4% | 1.03% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.3% | 1.07% | −0.05 |
| META Meta Platforms Inc. Class A | Reduce -3.0% | 1.23% | −0.05 |
| SCHX Schwab US Large-Cap ETF | Reduce -3.3% | 1.14% | −0.05 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -0.8% | 0.98% | −0.05 |
| SCHA Schwab US Small-Cap ETF | Reduce -1.0% | 1.10% | −0.05 |
| BAB Invesco Taxable Municipal Bo | Reduce -9.8% | 0.21% | −0.05 |
| SOCL Global X Social Media ETF | Reduce -4.0% | 0.41% | −0.04 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -5.5% | 0.41% | −0.04 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -7.4% | 0.25% | −0.04 |
| IHI iShares U.S. Medical Devices | Reduce -2.8% | 0.43% | −0.04 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -1.2% | 0.50% | −0.04 |
| DHY UBS Asset Management High Yi | Reduce -16.4% | 0.10% | −0.03 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -7.3% | 0.13% | −0.03 |
| SPHD Invesco S&P 500 High Dividen | Reduce -11.7% | 0.12% | −0.03 |
| DIV Global X Superdividend Use | Reduce -7.8% | 0.15% | −0.03 |
| XYLD Global X S&P 500 Cove Call E | Reduce -3.2% | 0.38% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -1.3% | 0.25% | −0.02 |
| XAR SS SPDR S&P Aerospace Def | Reduce -17.5% | 0.11% | −0.02 |
| GRAYSCALE ETHEREUM MINI TR E | Sold out | 0.00% | −0.02 |
| XLP SS Consumer Staples Sel Sect | Reduce -7.8% | 0.10% | −0.02 |
| PGF Invesco Financial Preferred | Reduce -1.9% | 0.12% | −0.02 |
| PMM Franklin Managed Municipal I | Reduce -4.3% | 0.09% | −0.02 |
| XNTK SS SPDR Nyse Tech ETF | Reduce -2.3% | 0.35% | −0.01 |
| SYLD Cambria Shareholder Yield Et | Reduce -3.8% | 0.09% | −0.01 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -0.7% | 0.18% | −0.01 |
Portfolio Buys Q3 2024 → Q4 2024
| FTSD Franklin Short Duration U.S. | Add +91.8% | 1.13% | +0.51 |
| AMZN Amazon.com Inc. | Add +0.3% | 3.32% | +0.41 |
| NVDA Nvidia Corp. | Add +5.9% | 2.95% | +0.34 |
| JANW Alianzim US Eq BFR20 Jan-Usd | New | 0.31% | +0.31 |
| XLF SS Financial Select Sector | Add +23.4% | 1.39% | +0.29 |
| NVBW Alnzim US Eqt BFR2 No Et-Usd | New | 0.25% | +0.25 |
| SDSI Amer Cent SH Dur Strat Inc. | New | 0.22% | +0.22 |
| ET Energy Transfer LP | Add +26.0% | 0.58% | +0.19 |
| RSP Invesco S&P 500 Equal Weight | Add +17.5% | 1.59% | +0.16 |
| BTC Grayscale Bitcoin Mini ETF | Add +72.7% | 0.26% | +0.15 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.7% | 2.27% | +0.13 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +19.0% | 1.57% | +0.12 |
| DECW Alianzim US Eq BFR20 Dec-Usd | New | 0.11% | +0.11 |
| WCLD Wisdomtree Cloud Computing | Add +9.8% | 0.58% | +0.11 |
| BCAT BlackRock Capital Alloc TR | New | 0.11% | +0.11 |
| TSLA Tesla Inc. | Add +0.2% | 0.34% | +0.11 |
| XOM Exxon Mobil Corp. | New | 0.10% | +0.10 |
| AGG iShares Core U.S. Aggregate | Add +15.4% | 1.70% | +0.10 |
| SCHG Schwab US Large-Cap Growth | Add +0.3% | 2.92% | +0.10 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.10% | +0.10 |
| DFAS Dimensional US Small Cap ETF | New | 0.09% | +0.09 |
| KBWB Invesco KBW Bank ETF | New | 0.09% | +0.09 |
| KORP American Century Diversified | New | 0.09% | +0.09 |
| IWM iShares Russell 2000 ETF | New | 0.09% | +0.09 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +44.2% | 0.40% | +0.09 |
| IJS iShares S&P Small-Cap 600 Va | New | 0.09% | +0.09 |
| PCY Invesco Emerging Markets Sov | New | 0.09% | +0.09 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +8.6% | 1.27% | +0.07 |
| XLI SS Industrial Select Sector | Add +17.2% | 0.75% | +0.07 |
| VTN Invesco TR for Invest GRD NY | Add +131.3% | 0.12% | +0.06 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 0.58% | +0.06 |
| BXSL Blackstone Secured Lending F | Add +9.0% | 0.40% | +0.06 |
| IBIT iShares Bitcoin Trust ETF | Add +4.5% | 0.17% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +8.6% | 0.29% | +0.05 |
| PNQI Invesco Nasdaq Internet ETF | Add +5.8% | 0.48% | +0.04 |
| MYN BlackRock Muniyield NY QLTY | Add +81.0% | 0.09% | +0.04 |
| KULR Kulr Technology Group Inc. | New | 0.04% | +0.04 |
| XLY SS Consumer Disc Select Sect | Add +5.2% | 0.27% | +0.03 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +40.5% | 0.13% | +0.03 |
| HD Home Depot Inc. | Add +29.5% | 0.15% | +0.02 |
| KRE SS SPDR S&P Regional Bank | Add +2.0% | 0.49% | +0.02 |
| SCHB Schwab US Broad Market ETF | Add +1.8% | 3.40% | +0.02 |
| XLRE SS Real Estate Select Sector | Add +31.3% | 0.14% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.2% | 2.23% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +14.1% | 0.55% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +2.1% | 0.14% | +0.02 |
| IWP iShares Russell Mid-Cap Grow | Add +2.5% | 0.20% | +0.01 |
| BUG Global X Cybersecurity ETF | Add +4.9% | 0.24% | +0.01 |
| GLD SPDR Gold Shares | Add +10.6% | 0.14% | +0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +9.1% | 0.22% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |