Joseph P. Lucia & Associates, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Joseph P. Lucia & Associates, LLC reported 169 stock positions worth $279.7 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.9% of the portfolio, followed by Apple (AAPL, 4.2%) and Nvidia (NVDA, 3.5%). Compared with Q4 2025, it opened 11 new positions, sold out of 8, added to 60 and reduced 71. The biggest buy was SS Energy Select Sector (XLE, shares +12%) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $279.7M (Q1 2026)
- SEC Filing
- 0001172661-26-002008 ↗ filed May 15, 2026
Holdings Value
Holdings 169 stocks · $279.7M
| SMH Vaneck Semiconductor ETF | 4.93% | 35,988 | $13.8M | Reduce -1.7% |
| AAPL Apple Inc. | 4.20% | 46,299 | $11.8M | Reduce -2.6% |
| NVDA Nvidia Corp. | 3.47% | 55,591 | $9.7M | Add +1.5% |
| SCHB Schwab US Broad Market ETF | 3.05% | 339,416 | $8.5M | Add +3.4% |
| NOBL Proshares S&P 500 Dividend A | 2.96% | 78,021 | $8.3M | Reduce -1.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.74% | 11,777 | $7.7M | Add +2.9% |
| AMZN Amazon.com Inc. | 2.70% | 36,232 | $7.5M | Add +2.3% |
| BINC iShares Flex I A ETF-Usd Inc. | 2.52% | 135,898 | $7.1M | Add +12.4% |
| SCHG Schwab US Large-Cap Growth | 2.36% | 226,289 | $6.6M | Reduce -1.6% |
| RSPT Invesco S&P 500 Equal Weight | 2.35% | 145,513 | $6.6M | Reduce -1.5% |
| AGG iShares Core U.S. Aggregate | 2.06% | 58,156 | $5.8M | Add +15.9% |
| XLK SS Technology Select Sector | 2.04% | 43,023 | $5.7M | Reduce -2.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.02% | 9,804 | $5.7M | Add +2.6% |
| SCHD Schwab US DVD Equity ETF | 2.02% | 183,908 | $5.6M | Add +5.3% |
| RSPF Invesco S&P 500 Equal Weight | 2.01% | 78,825 | $5.6M | Reduce -1.0% |
| RSP Invesco S&P 500 Equal Weight | 2.00% | 29,147 | $5.6M | Add +10.4% |
| XLE SS Energy Select Sector | 1.72% | 78,683 | $4.8M | Add +11.9% |
| DVY iShares Select Dividend ETF | 1.70% | 31,425 | $4.8M | Reduce -0.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.67% | 42,774 | $4.7M | Add +7.1% |
| JEPI JPMorgan Equity Premium Inco | 1.57% | 77,424 | $4.4M | Add +0.8% |
| XLF SS Financial Select Sector | 1.45% | 82,015 | $4.0M | Add +0.3% |
| HACK Amplify Cybersecurity ETF | 1.22% | 45,477 | $3.4M | Reduce -1.9% |
| RSPH Invesco S&P 500 Equal Weight | 1.22% | 112,720 | $3.4M | Reduce -2.5% |
| BIV Vanguard Intermediate-Term B | 1.09% | 39,366 | $3.0M | Reduce -1.1% |
| XLV SS Health Care Select Sector | 1.08% | 20,535 | $3.0M | Add +3.0% |
| RSPG Invesco S&P 500 Equal Weight | 1.02% | 26,145 | $2.9M | Reduce -1.8% |
| VOO Vanguard S&P 500 ETF | 1.00% | 4,659 | $2.8M | Add +34.8% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.98% | 60,018 | $2.8M | Add +17.7% |
| RSPN Invesco S&P 500 Equal Weight | 0.98% | 47,588 | $2.7M | Reduce -0.9% |
| VIG Vanguard Dividend Apprec ETF | 0.94% | 12,275 | $2.6M | Reduce -0.4% |
| META Meta Platforms Inc. Class A | 0.94% | 4,582 | $2.6M | Reduce -0.9% |
| SCHX Schwab US Large-Cap ETF | 0.92% | 100,569 | $2.6M | Reduce -1.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.92% | 9,782 | $2.6M | Reduce -0.2% |
| XLB SS Materials Select Sector | 0.91% | 51,143 | $2.6M | Add +19.0% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.89% | 9,622 | $2.5M | Reduce -4.1% |
| SCHA Schwab US Small-Cap ETF | 0.87% | 83,758 | $2.4M | Reduce -2.1% |
| SDOG Alps Sector Dividend Dogs | 0.87% | 37,238 | $2.4M | Reduce -1.6% |
| FTSD Franklin Short Duration U.S. | 0.84% | 25,763 | $2.3M | Reduce -1.9% |
| XLI SS Industrial Select Sector | 0.81% | 14,095 | $2.3M | Add +1.4% |
| QYLD Global X Nasd 100 Cov Call | 0.78% | 126,741 | $2.2M | Add +3.6% |
| SCHM Schwab US Mid Cap ETF | 0.76% | 68,648 | $2.1M | Reduce -1.2% |
| GOOGL Alphabet Inc. Class A | 0.74% | 7,162 | $2.1M | Add +2.5% |
| AVUV Avantis US Small Cap Value | 0.74% | 18,640 | $2.1M | Add +2.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.71% | 35,762 | $2.0M | Add +4.9% |
| SOXX iShares Semiconductor ETF | 0.67% | 5,693 | $1.9M | Add +3.0% |
| TLT iShares 20+ Year Treasury BD | 0.63% | 20,188 | $1.8M | Reduce -12.0% |
| APRW Allinzim US Eq BFR20 Apr-Usd | 0.61% | 48,532 | $1.7M | Reduce -0.7% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.58% | 44,755 | $1.6M | Add +6.9% |
| EMB iShares JP Morgan Usd Emergi | 0.57% | 16,946 | $1.6M | Add +674.9% |
| PFXF Vaneck Pref Sec X-Financials | 0.54% | 85,884 | $1.5M | Reduce -2.4% |
| RSPS Invesco S&P 500 Equal Weight | 0.53% | 50,675 | $1.5M | Reduce -0.6% |
| ITA iShares U.S. Aerospace & Def | 0.52% | 6,704 | $1.5M | Add +0.8% |
| PFF iShares Preferred & Income S | 0.51% | 46,752 | $1.4M | Reduce -7.4% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.49% | 27,421 | $1.4M | Add +143.7% |
| UBER Uber Technologies Inc. | 0.49% | 19,055 | $1.4M | Add +0.2% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.48% | 26,288 | $1.3M | Add +0.8% |
| ET Energy Transfer LP | 0.46% | 66,660 | $1.3M | Reduce -9.9% |
| RSPD Invesco S&P 500 Equal Weight | 0.44% | 23,199 | $1.2M | Reduce -2.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.40% | 14,028 | $1.1M | Reduce -1.4% |
| KIO KKR Income Opportunities | 0.39% | 99,034 | $1.1M | Reduce -6.1% |
| AVDV Avantis Intl S/C Value ETF | 0.39% | 10,873 | $1.1M | Add +3.3% |
| MSFT Microsoft Corp. | 0.37% | 2,779 | $1.0M | Reduce -4.3% |
| BXSL Blackstone Secured Lending F | 0.36% | 41,738 | $1.0M | Reduce -0.3% |
| FLOT iShares Floating Rate Bond E | 0.36% | 19,914 | $1.0M | Reduce -7.5% |
| GBTC Grayscale Bitcoin Trust ETF | 0.35% | 18,630 | $983K | Reduce -9.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.35% | 3,982 | $965K | Reduce -0.5% |
| VZ Verizon Communications Inc. | 0.34% | 19,099 | $959K | Reduce -6.8% |
| XNTK SS SPDR Nyse Tech ETF | 0.34% | 3,684 | $940K | Reduce -2.3% |
| BCTK Baron Technology ETF | 0.34% | 40,295 | $940K | Add +5.2% |
| GOOG Alphabet Inc. Class C | 0.33% | 3,191 | $915K | Add +0.0% |
| GLD SPDR Gold Shares | 0.32% | 2,086 | $898K | Add +23.1% |
| XOM Exxon Mobil Corp. | 0.32% | 5,282 | $896K | Add +54.0% |
| ED Consolidated Edison Inc. | 0.31% | 7,775 | $880K | Add +0.1% |
| PNQI Invesco Nasdaq Internet ETF | 0.30% | 19,001 | $850K | Reduce -6.2% |
| SCYB Schwab High Yield Bond ETF | 0.30% | 31,990 | $832K | Add +29.5% |
| FEBW Alianzim US Eq BFR20 Feb-Usd | 0.30% | 24,670 | $826K | Add +95.1% |
| KRE SS SPDR S&P Regional Bank | 0.29% | 12,664 | $825K | Reduce -18.9% |
| SOCL Global X Social Media ETF | 0.29% | 19,026 | $824K | Reduce -3.5% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.28% | 32,240 | $785K | Add +9.3% |
| KORP American Century Diversified | 0.27% | 16,212 | $756K | No change |
| BTC Grayscale Bitcoin Mini ETF | 0.27% | 25,112 | $753K | Reduce -3.3% |
| SCHP Schwab U.S. Tips ETF | 0.27% | 28,082 | $747K | Reduce -6.9% |
| XLC SS Comm Select Sector SPDR | 0.26% | 6,677 | $740K | Add +3.4% |
| AVDE Avantis International Equity | 0.26% | 8,661 | $735K | Add +1.7% |
| BUG Global X Cybersecurity ETF | 0.25% | 27,437 | $689K | Reduce -5.0% |
| JULW Alianzim US Eq BFR20 Jul-Usd | 0.25% | 17,695 | $687K | Reduce -2.2% |
| STIP iShares 0-5 Year Tips Bond E | 0.25% | 6,628 | $686K | Reduce -4.1% |
| XYLD Global X S&P 500 Cove Call E | 0.23% | 16,275 | $637K | Reduce -0.3% |
| DBP Invesco DB Precious Metals F | 0.22% | 5,640 | $621K | Add +75.0% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.22% | 19,612 | $620K | No change |
| AVGO Broadcom Inc. | 0.22% | 1,964 | $608K | Add +11.2% |
| IHI iShares U.S. Medical Devices | 0.21% | 10,974 | $585K | Reduce -9.1% |
| NFLX Netflix Inc. | 0.21% | 6,016 | $578K | Add +15.2% |
| RSPU Invesco S&P 500 Equal Weight | 0.21% | 7,122 | $578K | Reduce -0.7% |
| DIVO Amplify CWP Enhan Divid ETF | 0.20% | 12,679 | $569K | Add +12.4% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.20% | 11,301 | $559K | Add +40.1% |
| TSLA Tesla Inc. | 0.20% | 1,503 | $559K | Add +13.8% |
| WCLD Wisdomtree Cloud Computing | 0.20% | 20,325 | $555K | Reduce -24.2% |
| IAU iShares Gold Trust | 0.20% | 6,210 | $547K | Add +42.5% |
| VHT Vanguard Health Care ETF | 0.20% | 2,006 | $546K | Reduce -15.6% |
Portfolio Sells Q4 2025 → Q1 2026
| AAPL Apple Inc. | Reduce -2.6% | 4.20% | −0.46 |
| SCHG Schwab US Large-Cap Growth | Reduce -1.6% | 2.36% | −0.35 |
| XLK SS Technology Select Sector | Reduce -2.5% | 2.04% | −0.25 |
| RSPF Invesco S&P 500 Equal Weight | Reduce -1.0% | 2.01% | −0.24 |
| META Meta Platforms Inc. Class A | Reduce -0.9% | 0.94% | −0.16 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -9.2% | 0.35% | −0.15 |
| WCLD Wisdomtree Cloud Computing | Reduce -24.2% | 0.20% | −0.14 |
| MSFT Microsoft Corp. | Reduce -4.3% | 0.37% | −0.14 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -4.1% | 0.89% | −0.12 |
| HACK Amplify Cybersecurity ETF | Reduce -1.9% | 1.22% | −0.12 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -2.5% | 1.22% | −0.11 |
| HAE Haemonetics Corp. | Reduce -16.7% | 0.14% | −0.10 |
| SOCL Global X Social Media ETF | Reduce -3.5% | 0.29% | −0.10 |
| TLT iShares 20+ Year Treasury BD | Reduce -12.0% | 0.63% | −0.10 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -3.3% | 0.27% | −0.09 |
| MDT Medtronic PLC | Sold out | 0.00% | −0.09 |
| PNQI Invesco Nasdaq Internet ETF | Reduce -6.2% | 0.30% | −0.09 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.08 |
| IBM Intl Business Machines Corp. | Reduce -0.5% | 0.35% | −0.08 |
| GE General Electric | Sold out | 0.00% | −0.08 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.07 |
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −0.07 |
| IHF iShares U.S. Healthcare Prov | Sold out | 0.00% | −0.07 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -1.5% | 2.35% | −0.07 |
| BUG Global X Cybersecurity ETF | Reduce -5.0% | 0.25% | −0.07 |
| KRE SS SPDR S&P Regional Bank | Reduce -18.9% | 0.29% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -1.5% | 0.92% | −0.07 |
| DIS The Walt Disney Co. | Reduce -17.9% | 0.14% | −0.07 |
| IHI iShares U.S. Medical Devices | Reduce -9.1% | 0.21% | −0.06 |
| PFF iShares Preferred & Income S | Reduce -7.4% | 0.51% | −0.06 |
| EOSE Eos Energy Enterprises Inc. | Sold out | 0.00% | −0.06 |
| VHT Vanguard Health Care ETF | Reduce -15.6% | 0.20% | −0.05 |
| KIO KKR Income Opportunities | Reduce -6.1% | 0.39% | −0.05 |
| ALDX Aldeyra Therapeutics Inc. | Sold out | 0.00% | −0.05 |
| RSPD Invesco S&P 500 Equal Weight | Reduce -2.6% | 0.44% | −0.05 |
| XNTK SS SPDR Nyse Tech ETF | Reduce -2.3% | 0.34% | −0.04 |
| BXSL Blackstone Secured Lending F | Reduce -0.3% | 0.36% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.4% | 0.94% | −0.03 |
| FLOT iShares Floating Rate Bond E | Reduce -7.5% | 0.36% | −0.03 |
| BIV Vanguard Intermediate-Term B | Reduce -1.1% | 1.09% | −0.03 |
| VNQ Vanguard Real Estate ETF | Reduce -23.0% | 0.10% | −0.03 |
| CI The Cigna Group | Reduce -26.8% | 0.07% | −0.03 |
| FTSD Franklin Short Duration U.S. | Reduce -1.9% | 0.84% | −0.03 |
| BCAT BlackRock Capital Alloc TR | Reduce -10.7% | 0.17% | −0.02 |
| SCHV Schwab US Large-Cap Value | Reduce -15.7% | 0.14% | −0.02 |
| PFXF Vaneck Pref Sec X-Financials | Reduce -2.4% | 0.54% | −0.02 |
| SCHP Schwab U.S. Tips ETF | Reduce -6.9% | 0.27% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -2.8% | 0.20% | −0.02 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -1.4% | 0.40% | −0.01 |
| XYLD Global X S&P 500 Cove Call E | Reduce -0.3% | 0.23% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| XLE SS Energy Select Sector | Add +11.9% | 1.72% | +0.59 |
| EMB iShares JP Morgan Usd Emergi | Add +674.9% | 0.57% | +0.49 |
| SCHD Schwab US DVD Equity ETF | Add +5.3% | 2.02% | +0.29 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +143.7% | 0.49% | +0.28 |
| AGG iShares Core U.S. Aggregate | Add +15.9% | 2.06% | +0.26 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +12.4% | 2.52% | +0.22 |
| VOO Vanguard S&P 500 ETF | Add +34.8% | 1.00% | +0.21 |
| XLB SS Materials Select Sector | Add +19.0% | 0.91% | +0.21 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +17.7% | 0.98% | +0.20 |
| RSP Invesco S&P 500 Equal Weight | Add +10.4% | 2.00% | +0.18 |
| XOM Exxon Mobil Corp. | Add +54.0% | 0.32% | +0.17 |
| FEOE First Eagle Overseas Eq ETF | New | 0.17% | +0.17 |
| FEBW Alianzim US Eq BFR20 Feb-Usd | Add +95.1% | 0.30% | +0.14 |
| GDX Vaneck Gold Miners ETF | New | 0.11% | +0.11 |
| DBP Invesco DB Precious Metals F | Add +75.0% | 0.22% | +0.10 |
| URA Global X Uranium ETF | New | 0.09% | +0.09 |
| VRT Vertiv Holdings Co. Class A | New | 0.09% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.09% | +0.09 |
| C Citigroup Inc. | New | 0.09% | +0.09 |
| ZAP GX US Electrification ETF | New | 0.09% | +0.09 |
| APH Amphenol Corp. Class A | New | 0.08% | +0.08 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +7.1% | 1.67% | +0.08 |
| GLD SPDR Gold Shares | Add +23.1% | 0.32% | +0.08 |
| PAVE Global X US Infrastructure | New | 0.08% | +0.08 |
| DON Wisdomtree US Midcap Dividen | New | 0.07% | +0.07 |
| MAYW Alianzim US Eq BFR20 May-Usd | New | 0.07% | +0.07 |
| AVUV Avantis US Small Cap Value | Add +2.9% | 0.74% | +0.07 |
| SOXX iShares Semiconductor ETF | Add +3.0% | 0.67% | +0.07 |
| IAU iShares Gold Trust | Add +42.5% | 0.20% | +0.07 |
| SCYB Schwab High Yield Bond ETF | Add +29.5% | 0.30% | +0.06 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | Add +40.1% | 0.20% | +0.05 |
| XLI SS Industrial Select Sector | Add +1.4% | 0.81% | +0.04 |
| ED Consolidated Edison Inc. | Add +0.1% | 0.31% | +0.04 |
| AVDV Avantis Intl S/C Value ETF | Add +3.3% | 0.39% | +0.03 |
| NFLX Netflix Inc. | Add +15.2% | 0.21% | +0.03 |
| SPHY SS SPDR P High Yield ETF | Add +22.0% | 0.17% | +0.03 |
| JANW Alianzim US Eq BFR20 Jan-Usd | Add +6.9% | 0.58% | +0.03 |
| DIVO Amplify CWP Enhan Divid ETF | Add +12.4% | 0.20% | +0.02 |
| PFFV Global X Variable Rate Pref | Add +25.6% | 0.12% | +0.02 |
| WMT Walmart Inc. | Add +0.1% | 0.19% | +0.02 |
| SCHF Schwab Intl Equity ETF | Add +6.2% | 0.14% | +0.01 |
| AVDE Avantis International Equity | Add +1.7% | 0.26% | +0.01 |
| ITA iShares U.S. Aerospace & Def | Add +0.8% | 0.52% | +0.01 |
| KHPI Kensington Hedged PRM in ETF | Add +9.3% | 0.28% | +0.01 |
| TLTW iShares 20+ Bond Buywrite | Add +4.2% | 0.10% | +0.00 |
| VTI VG Morningstar TS MKT ETF-US | Add +4.9% | 0.10% | −0.00 |
| SHY iShares 1-3 Year Treasury Bo | Add +0.6% | 0.12% | −0.00 |
| QYLD Global X Nasd 100 Cov Call | Add +3.6% | 0.78% | −0.00 |
| SDSI Amer Cent SH Dur Strat Inc. | Add +0.8% | 0.48% | −0.00 |
| AVGO Broadcom Inc. | Add +11.2% | 0.22% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |