Joseph P. Lucia & Associates, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 14, 2025), Joseph P. Lucia & Associates, LLC reported 140 stock positions worth $218.8 million. Its top holding was Apple (AAPL) at 4.1% of the portfolio, followed by Proshares S&P 500 Dividend A (NOBL, 3.6%) and Vaneck Semiconductor ETF (SMH, 3.6%). Compared with Q4 2024, it opened 8 new positions, sold out of 14, added to 53 and reduced 58. The biggest buy was Alianzim US Eq BFR20 Jan-Usd (JANW, shares +147%) and the biggest sale Apple (AAPL, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- Yorktown Heights, NY
- CIK
- 0001775391
- Portfolio Value
- $218.8M (Q1 2025)
- SEC Filing
- 0001172661-25-001800 ↗ filed May 14, 2025
Holdings Value
Holdings 140 stocks · $218.8M
| AAPL Apple Inc. | 4.14% | 40,823 | $9.1M | Reduce -5.5% |
| NOBL Proshares S&P 500 Dividend A | 3.65% | 78,089 | $8.0M | Add +3.5% |
| SMH Vaneck Semiconductor ETF | 3.61% | 37,356 | $7.9M | Reduce -2.8% |
| SCHB Schwab US Broad Market ETF | 3.40% | 345,692 | $7.4M | Add +2.5% |
| AMZN Amazon.com Inc. | 2.94% | 33,800 | $6.4M | Reduce -0.6% |
| SCHG Schwab US Large-Cap Growth | 2.73% | 238,750 | $6.0M | Add +1.2% |
| RSPF Invesco S&P 500 Equal Weight | 2.70% | 81,520 | $5.9M | Add +0.1% |
| RSPT Invesco S&P 500 Equal Weight | 2.53% | 162,072 | $5.5M | Reduce -3.9% |
| NVDA Nvidia Corp. | 2.51% | 50,659 | $5.5M | Add +2.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.32% | 9,078 | $5.1M | Add +6.2% |
| XLK SS Technology Select Sector | 2.28% | 24,119 | $5.0M | Reduce -1.2% |
| QQQ Invesco QQQ Trust Series 1 | 2.17% | 10,136 | $4.8M | Add +1.3% |
| SCHD Schwab US DVD Equity ETF | 2.14% | 167,167 | $4.7M | Add +5.2% |
| JEPI JPMorgan Equity Premium Inco | 2.11% | 80,663 | $4.6M | Add +3.8% |
| DVY iShares Select Dividend ETF | 2.01% | 32,724 | $4.4M | Reduce -1.2% |
| AGG iShares Core U.S. Aggregate | 1.83% | 40,516 | $4.0M | Add +2.7% |
| RSP Invesco S&P 500 Equal Weight | 1.69% | 21,293 | $3.7M | Add +4.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.67% | 33,642 | $3.7M | Add +1.9% |
| RSPH Invesco S&P 500 Equal Weight | 1.66% | 121,945 | $3.6M | Reduce -1.1% |
| XLF SS Financial Select Sector | 1.64% | 72,142 | $3.6M | Add +11.9% |
| XLE SS Energy Select Sector | 1.60% | 37,394 | $3.5M | Reduce -0.9% |
| HACK Amplify Cybersecurity ETF | 1.56% | 47,447 | $3.4M | Reduce -1.1% |
| XLV SS Health Care Select Sector | 1.40% | 20,936 | $3.1M | Reduce -0.7% |
| BIV Vanguard Intermediate-Term B | 1.31% | 37,502 | $2.9M | Reduce -4.3% |
| META Meta Platforms Inc. Class A | 1.21% | 4,607 | $2.7M | Reduce -2.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 1.20% | 10,734 | $2.6M | Add +1.2% |
| FTSD Franklin Short Duration U.S. | 1.17% | 28,088 | $2.5M | Reduce -0.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.16% | 11,400 | $2.5M | Reduce -4.4% |
| RSPN Invesco S&P 500 Equal Weight | 1.15% | 51,241 | $2.5M | Reduce -2.4% |
| RSPG Invesco S&P 500 Equal Weight | 1.09% | 29,170 | $2.4M | Add +1.1% |
| SCHX Schwab US Large-Cap ETF | 1.08% | 106,985 | $2.4M | Reduce -3.3% |
| VIG Vanguard Dividend Apprec ETF | 1.08% | 12,147 | $2.4M | Reduce -1.3% |
| SDOG Alps Sector Dividend Dogs | 1.05% | 39,674 | $2.3M | Reduce -0.3% |
| SCHA Schwab US Small-Cap ETF | 1.01% | 93,964 | $2.2M | Reduce -1.7% |
| QYLD Global X Nasd 100 Cov Call | 0.94% | 124,077 | $2.1M | Reduce -2.1% |
| SCHM Schwab US Mid Cap ETF | 0.92% | 77,079 | $2.0M | Reduce -0.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.88% | 37,122 | $1.9M | Add +7.9% |
| TLT iShares 20+ Year Treasury BD | 0.86% | 20,641 | $1.9M | Reduce -1.0% |
| PFF iShares Preferred & Income S | 0.82% | 58,740 | $1.8M | Reduce -1.8% |
| PFXF Vaneck Pref Sec X-Financials | 0.79% | 102,938 | $1.7M | Add +1.1% |
| AVUV Avantis US Small Cap Value | 0.78% | 19,596 | $1.7M | Add +7.8% |
| XLI SS Industrial Select Sector | 0.76% | 12,763 | $1.7M | Reduce -0.1% |
| JANW Alianzim US Eq BFR20 Jan-Usd | 0.76% | 50,360 | $1.7M | Add +146.7% |
| RSPS Invesco S&P 500 Equal Weight | 0.75% | 53,405 | $1.6M | No change |
| ET Energy Transfer LP | 0.75% | 88,262 | $1.6M | Add +33.0% |
| XLB SS Materials Select Sector | 0.69% | 17,656 | $1.5M | Reduce -3.2% |
| GBTC Grayscale Bitcoin Trust ETF | 0.69% | 23,158 | $1.5M | Reduce -12.2% |
| BXSL Blackstone Secured Lending F | 0.61% | 41,491 | $1.3M | Add +49.5% |
| KIO KKR Income Opportunities | 0.59% | 104,840 | $1.3M | Add +0.5% |
| VZ Verizon Communications Inc. | 0.57% | 27,556 | $1.2M | Reduce -8.4% |
| UBER Uber Technologies Inc. | 0.57% | 17,050 | $1.2M | Add +8.8% |
| RSPD Invesco S&P 500 Equal Weight | 0.56% | 24,363 | $1.2M | No change |
| FLOT iShares Floating Rate Bond E | 0.53% | 22,922 | $1.2M | Add +45.1% |
| WCLD Wisdomtree Cloud Computing | 0.53% | 35,860 | $1.2M | Add +2.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.51% | 14,233 | $1.1M | Reduce -0.5% |
| KRE SS SPDR S&P Regional Bank | 0.51% | 19,474 | $1.1M | Add +6.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.50% | 4,425 | $1.1M | Reduce -4.8% |
| SCHP Schwab U.S. Tips ETF | 0.50% | 40,405 | $1.1M | Reduce -9.1% |
| SOXX iShares Semiconductor ETF | 0.47% | 5,474 | $1.0M | Reduce -3.9% |
| VHT Vanguard Health Care ETF | 0.47% | 3,857 | $1.0M | Reduce -13.5% |
| IHI iShares U.S. Medical Devices | 0.46% | 16,883 | $1.0M | Add +0.9% |
| PNQI Invesco Nasdaq Internet ETF | 0.46% | 22,968 | $1.0M | No change |
| GOOGL Alphabet Inc. Class A | 0.45% | 6,361 | $984K | Reduce -7.5% |
| ED Consolidated Edison Inc. | 0.44% | 8,756 | $968K | Add +0.1% |
| SOCL Global X Social Media ETF | 0.43% | 21,591 | $947K | Reduce -1.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.43% | 11,866 | $936K | Add +0.6% |
| STIP iShares 0-5 Year Tips Bond E | 0.42% | 8,983 | $929K | Reduce -1.1% |
| MSFT Microsoft Corp. | 0.40% | 2,315 | $869K | Reduce -11.3% |
| ITA iShares U.S. Aerospace & Def | 0.37% | 5,263 | $806K | Add +3.8% |
| SDSI Amer Cent SH Dur Strat Inc. | 0.37% | 15,668 | $804K | Add +60.1% |
| BTC Grayscale Bitcoin Mini ETF | 0.36% | 21,500 | $785K | Add +55.0% |
| XYLD Global X S&P 500 Cove Call E | 0.35% | 19,187 | $758K | Reduce -6.1% |
| XNTK SS SPDR Nyse Tech ETF | 0.34% | 3,928 | $753K | Add +1.4% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.29% | 12,108 | $634K | Add +122.5% |
| SEPW Alianzim US Eq BFR20 Sep-Usd | 0.28% | 21,790 | $622K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 1,151 | $613K | Add +6.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 6,064 | $599K | Reduce -13.6% |
| BUG Global X Cybersecurity ETF | 0.26% | 17,717 | $573K | Add +4.1% |
| SPLV Invesco S&P 500 Low Volatili | 0.26% | 7,656 | $572K | Reduce -3.2% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.26% | 3,478 | $558K | Add +0.0% |
| NVBW Alnzim US Eqt BFR2 No Et-Usd | 0.25% | 18,009 | $551K | No change |
| XLY SS Consumer Disc Select Sect | 0.24% | 2,696 | $532K | No change |
| PFE Pfizer Inc. | 0.24% | 20,328 | $515K | Reduce -7.8% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.23% | 61,718 | $509K | Add +0.7% |
| RSPU Invesco S&P 500 Equal Weight | 0.22% | 7,005 | $488K | Reduce -1.4% |
| GOOG Alphabet Inc. Class C | 0.22% | 3,023 | $472K | Reduce -12.3% |
| VOO Vanguard S&P 500 ETF | 0.21% | 882 | $453K | No change |
| DIVO Amplify CWP Enhan Divid ETF | 0.21% | 11,117 | $453K | Add +6.8% |
| GLD SPDR Gold Shares | 0.20% | 1,557 | $449K | Add +23.9% |
| TSLA Tesla Inc. | 0.20% | 1,718 | $445K | Reduce -9.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.20% | 1,718 | $444K | Reduce -0.6% |
| SCHV Schwab US Large-Cap Value | 0.20% | 16,148 | $429K | Reduce -10.4% |
| BAB Invesco Taxable Municipal Bo | 0.19% | 15,907 | $424K | Reduce -13.6% |
| IWP iShares Russell Mid-Cap Grow | 0.19% | 3,550 | $417K | Add +1.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.19% | 5,003 | $414K | Add +1.7% |
| KHPI Kensington Hedged PRM in ETF filed as MANAGED PORTFOLIO SERIES | 0.19% | 16,910 | $405K | New |
| FEBW Alianzim US Eq BFR20 Feb-Usd | 0.18% | 13,075 | $397K | New |
| XLRE SS Real Estate Select Sector | 0.18% | 9,426 | $394K | Add +25.7% |
| NFLX Netflix Inc. | 0.17% | 407 | $380K | No change |
| FDG American Century Focused DYN | 0.17% | 4,109 | $373K | Add +7.5% |
Portfolio Sells Q4 2024 → Q1 2025
| AAPL Apple Inc. | Reduce -5.5% | 4.14% | −0.67 |
| SMH Vaneck Semiconductor ETF | Reduce -2.8% | 3.61% | −0.53 |
| AMZN Amazon.com Inc. | Reduce -0.6% | 2.94% | −0.38 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -3.9% | 2.53% | −0.27 |
| XLK SS Technology Select Sector | Reduce -1.2% | 2.28% | −0.25 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -12.2% | 0.69% | −0.18 |
| TSLA Tesla Inc. | Reduce -9.2% | 0.20% | −0.14 |
| GOOGL Alphabet Inc. Class A | Reduce -7.5% | 0.45% | −0.13 |
| VTN Invesco TR for Invest GRD NY | Sold out | 0.00% | −0.12 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -4.4% | 1.16% | −0.12 |
| ETHE Grayscale Ethereum Staking E | Sold out | 0.00% | −0.11 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.11 |
| FINX Global X Fintech ETF | Sold out | 0.00% | −0.11 |
| MYN BlackRock Muniyield NY QLTY | Sold out | 0.00% | −0.09 |
| DFAS Dimensional US Small Cap ETF | Sold out | 0.00% | −0.09 |
| KBWB Invesco KBW Bank ETF | Sold out | 0.00% | −0.09 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.09 |
| SCHA Schwab US Small-Cap ETF | Reduce -1.7% | 1.01% | −0.09 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.09 |
| MSFT Microsoft Corp. | Reduce -11.3% | 0.40% | −0.09 |
| SYLD Cambria Shareholder Yield Et | Sold out | 0.00% | −0.09 |
| SPLB SS SPDR P Long Term C ETF | Sold out | 0.00% | −0.09 |
| IJS iShares S&P Small-Cap 600 Va | Sold out | 0.00% | −0.09 |
| QYLD Global X Nasd 100 Cov Call | Reduce -2.1% | 0.94% | −0.08 |
| GOOG Alphabet Inc. Class C | Reduce -12.3% | 0.22% | −0.08 |
| SOXX iShares Semiconductor ETF | Reduce -3.9% | 0.47% | −0.07 |
| DIS The Walt Disney Co. | Reduce -13.6% | 0.27% | −0.07 |
| SCHX Schwab US Large-Cap ETF | Reduce -3.3% | 1.08% | −0.06 |
| NCV Virtus Convertible & Income | Sold out | 0.00% | −0.04 |
| VHT Vanguard Health Care ETF | Reduce -13.5% | 0.47% | −0.04 |
| XYLD Global X S&P 500 Cove Call E | Reduce -6.1% | 0.35% | −0.03 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.8% | 0.92% | −0.03 |
| HACK Amplify Cybersecurity ETF | Reduce -1.1% | 1.56% | −0.03 |
| RSPN Invesco S&P 500 Equal Weight | Reduce -2.4% | 1.15% | −0.03 |
| PFE Pfizer Inc. | Reduce -7.8% | 0.24% | −0.02 |
| BAB Invesco Taxable Municipal Bo | Reduce -13.6% | 0.19% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -2.7% | 1.21% | −0.02 |
| MAYW Alianzim US Eq BFR20 May-Usd | Reduce -17.9% | 0.09% | −0.02 |
| XAR SS SPDR S&P Aerospace Def | Reduce -12.8% | 0.10% | −0.01 |
| SCHP Schwab U.S. Tips ETF | Reduce -9.1% | 0.50% | −0.01 |
| SCHV Schwab US Large-Cap Value | Reduce -10.4% | 0.20% | −0.01 |
| PFF iShares Preferred & Income S | Reduce -1.8% | 0.82% | −0.01 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -13.1% | 0.12% | −0.01 |
| HD Home Depot Inc. | Reduce -2.5% | 0.14% | −0.01 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -8.6% | 0.10% | −0.00 |
| TONIX PHARMACEUTICALS HLDG C | Sold out | 0.00% | −0.00 |
| PMM Franklin Managed Municipal I | Reduce -5.9% | 0.09% | −0.00 |
| DIV Global X Superdividend Use | Reduce -6.9% | 0.15% | +0.00 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.6% | 0.20% | +0.00 |
| VTIP Vanguard Short-Term Tips | Reduce -4.6% | 0.10% | +0.00 |
Portfolio Buys Q4 2024 → Q1 2025
| JANW Alianzim US Eq BFR20 Jan-Usd | Add +146.7% | 0.76% | +0.46 |
| NOBL Proshares S&P 500 Dividend A | Add +3.5% | 3.65% | +0.31 |
| XLF SS Financial Select Sector | Add +11.9% | 1.64% | +0.26 |
| BXSL Blackstone Secured Lending F | Add +49.5% | 0.61% | +0.21 |
| SCHD Schwab US DVD Equity ETF | Add +5.2% | 2.14% | +0.21 |
| KHPI Kensington Hedged PRM in ETF | New | 0.19% | +0.19 |
| FEBW Alianzim US Eq BFR20 Feb-Usd | New | 0.18% | +0.18 |
| FLOT iShares Floating Rate Bond E | Add +45.1% | 0.53% | +0.18 |
| ET Energy Transfer LP | Add +33.0% | 0.75% | +0.17 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +122.5% | 0.29% | +0.16 |
| UBER Uber Technologies Inc. | Add +8.8% | 0.57% | +0.15 |
| SDSI Amer Cent SH Dur Strat Inc. | Add +60.1% | 0.37% | +0.15 |
| XLC SS Comm Select Sector SPDR | New | 0.14% | +0.14 |
| WMT Walmart Inc. | New | 0.14% | +0.14 |
| AGG iShares Core U.S. Aggregate | Add +2.7% | 1.83% | +0.13 |
| MARW Alianzim US Eq BFR20 Mar-Usd | New | 0.13% | +0.13 |
| BKLN Invesco Senior Loan ETF | New | 0.12% | +0.12 |
| JEPI JPMorgan Equity Premium Inco | Add +3.8% | 2.11% | +0.12 |
| RSPG Invesco S&P 500 Equal Weight | Add +1.1% | 1.09% | +0.11 |
| SHLD Global X Defense Tech ETF | New | 0.11% | +0.11 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +1.9% | 1.67% | +0.10 |
| BTC Grayscale Bitcoin Mini ETF | Add +55.0% | 0.36% | +0.10 |
| RSP Invesco S&P 500 Equal Weight | Add +4.4% | 1.69% | +0.10 |
| ED Consolidated Edison Inc. | Add +0.1% | 0.44% | +0.10 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +6.2% | 2.32% | +0.09 |
| IYH iShares U.S. Healthcare ETF | New | 0.09% | +0.09 |
| RSPF Invesco S&P 500 Equal Weight | Add +0.1% | 2.70% | +0.08 |
| GLD SPDR Gold Shares | Add +23.9% | 0.20% | +0.07 |
| KORP American Century Diversified | Add +61.2% | 0.16% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +6.7% | 0.28% | +0.06 |
| BCAT BlackRock Capital Alloc TR | Add +43.0% | 0.16% | +0.05 |
| XLRE SS Real Estate Select Sector | Add +25.7% | 0.18% | +0.04 |
| ITA iShares U.S. Aerospace & Def | Add +3.8% | 0.37% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.6% | 0.43% | +0.03 |
| IHI iShares U.S. Medical Devices | Add +0.9% | 0.46% | +0.03 |
| LLY Eli Lilly & Co. | Add +4.4% | 0.17% | +0.02 |
| DIVO Amplify CWP Enhan Divid ETF | Add +6.8% | 0.21% | +0.02 |
| BUG Global X Cybersecurity ETF | Add +4.1% | 0.26% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +7.9% | 0.88% | +0.02 |
| PFFV Global X Variable Rate Pref | Add +8.5% | 0.14% | +0.02 |
| KRE SS SPDR S&P Regional Bank | Add +6.4% | 0.51% | +0.01 |
| XOM Exxon Mobil Corp. | Add +0.2% | 0.12% | +0.01 |
| SHY iShares 1-3 Year Treasury Bo | Add +1.7% | 0.19% | +0.01 |
| PGF Invesco Financial Preferred | Add +6.7% | 0.13% | +0.01 |
| PFXF Vaneck Pref Sec X-Financials | Add +1.1% | 0.79% | +0.01 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +0.0% | 0.26% | +0.01 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +1.2% | 1.20% | +0.00 |
| ETW Eaton Vance T/M GLBL Buy-WR | Add +0.7% | 0.23% | +0.00 |
| AVUV Avantis US Small Cap Value | Add +7.8% | 0.78% | +0.00 |
| SCHB Schwab US Broad Market ETF | Add +2.5% | 3.40% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 188 | $332.6M | SMH, AAPL, NVDA, SCHB, RSPT |
| Q1 2026 | 169 | $279.7M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q4 2025 | 166 | $277.3M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q3 2025 | 161 | $265.1M | SMH, AAPL, NVDA, SCHB, NOBL |
| Q2 2025 | 151 | $244.4M | SMH, AAPL, NOBL, NVDA, SCHB |
| Q1 2025 | 140 | $218.8M | AAPL, NOBL, SMH, SCHB, AMZN |
| Q4 2024 | 146 | $225.0M | AAPL, SMH, SCHB, NOBL, AMZN |
| Q3 2024 | 136 | $217.1M | AAPL, SMH, NOBL, SCHB, RSPT |
| Q2 2024 | 123 | $195.2M | SMH, AAPL, NOBL, RSPT, SCHB |
| Q1 2024 | 122 | $186.7M | SMH, NOBL, AAPL, RSPT, SCHB |