Joseph P. Lucia & Associates, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 3, 2024), Joseph P. Lucia & Associates, LLC reported 122 stock positions worth $186.7 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 4.7% of the portfolio, followed by Proshares S&P 500 Dividend A (NOBL, 4.0%) and Apple (AAPL, 4.0%). Compared with Q4 2023, it opened 10 new positions, sold out of 5, added to 51 and reduced 50. The biggest buy was a new position in Grayscale Bitcoin Trust ETF (GBTC) and the biggest sale Tesla (TSLA, shares −48%).

Most Recent 13F
Q2 2026
Location
Yorktown Heights, NY
CIK
0001775391
Portfolio Value
$186.7M (Q1 2024)
SEC Filing
0001172661-24-002003 ↗ filed May 3, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $186.7M $186.7M Q1 2024 Q2 2024: $195.2M Q2 2024 Q3 2024: $217.1M Q3 2024 Q4 2024: $225.0M Q4 2024 Q1 2025: $218.8M Q1 2025 Q2 2025: $244.4M Q2 2025 Q3 2025: $265.1M Q3 2025 Q4 2025: $277.3M Q4 2025 Q1 2026: $279.7M Q1 2026 Q2 2026: $332.6M Q2 2026

Holdings 122 stocks · $186.7M
SMH Vaneck Semiconductor ETF 4.68% 38,846 $8.7M Add +4.4%
NOBL Proshares S&P 500 Dividend A 4.04% 74,301 $7.5M Add +4.9%
AAPL Apple Inc. 4.01% 43,626 $7.5M Add +1.1%
RSPT Invesco S&P 500 Equal Weight 3.52% 186,891 $6.6M Reduce -1.1%
SCHB Schwab US Broad Market ETF 3.01% 92,057 $5.6M Add +50.1%
AMZN Amazon.com Inc. 2.94% 30,465 $5.5M Add +3.0%
XLK SS Technology Select Sector 2.83% 25,375 $5.3M Reduce -0.8%
RSPF Invesco S&P 500 Equal Weight 2.82% 82,040 $5.3M Reduce -0.8%
SCHG Schwab US Large-Cap Growth 2.76% 55,511 $5.1M Add +3.0%
DVY iShares Select Dividend ETF 2.42% 36,603 $4.5M Reduce -4.6%
SCHD Schwab US DVD Equity ETF 2.30% 53,258 $4.3M Add +3.1%
QQQ Invesco QQQ Trust Series 1 2.14% 9,006 $4.0M Add +14.6%
RSPH Invesco S&P 500 Equal Weight 2.12% 124,465 $4.0M Add +2.1%
JEPI JPMorgan Equity Premium Inco 2.04% 65,763 $3.8M Reduce -3.5%
SPY SS SPDR S&P 500 ETF Trust-US 1.95% 6,949 $3.6M Add +7.7%
NVDA Nvidia Corp. 1.90% 3,926 $3.5M Reduce -3.3%
XLE SS Energy Select Sector 1.72% 34,082 $3.2M Add +34.0%
HACK Amplify Cybersecurity ETF 1.68% 49,022 $3.1M Add +0.7%
XLV SS Health Care Select Sector 1.58% 19,921 $2.9M Add +83.0%
BIV Vanguard Intermediate-Term B 1.41% 34,944 $2.6M Add +83.8%
RSPN Invesco S&P 500 Equal Weight 1.39% 54,531 $2.6M Add +0.0%
VOT Vngrd Mrngstr MC GRW ETF-Usd 1.38% 10,958 $2.6M Reduce -0.6%
SCHA Schwab US Small-Cap ETF 1.35% 51,173 $2.5M Add +0.6%
SCHP Schwab U.S. Tips ETF 1.30% 46,402 $2.4M Reduce -10.0%
SCHX Schwab US Large-Cap ETF 1.29% 38,869 $2.4M Add +1.6%
RSPG Invesco S&P 500 Equal Weight 1.29% 28,909 $2.4M Add +10.7%
VB Vanguard Most SM-Cap ETF-Usd 1.28% 10,429 $2.4M Add +0.5%
QYLD Global X Nasd 100 Cov Call 1.24% 128,723 $2.3M Reduce -5.0%
VIG Vanguard Dividend Apprec ETF 1.23% 12,532 $2.3M Reduce -0.1%
SCHM Schwab US Mid Cap ETF 1.21% 27,725 $2.3M Reduce -3.5%
SDOG Alps Sector Dividend Dogs 1.21% 41,810 $2.3M Reduce -4.8%
META Meta Platforms Inc. Class A 1.17% 4,514 $2.2M Add +0.4%
GBTC Grayscale Bitcoin Trust ETF 1.09% 32,258 $2.0M New
PFF iShares Preferred & Income S 1.08% 62,734 $2.0M Reduce -1.1%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.06% 18,206 $2.0M Add +443.9%
PFXF Vaneck Pref Sec X-Financials 1.05% 111,129 $2.0M Reduce -2.0%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.02% 35,151 $1.9M Reduce -3.7%
XLF SS Financial Select Sector 1.00% 44,269 $1.9M Add +23.1%
RSPS Invesco S&P 500 Equal Weight 0.99% 55,855 $1.8M Reduce -3.8%
AGG iShares Core U.S. Aggregate 0.95% 18,177 $1.8M Add +199.1%
TLT iShares 20+ Year Treasury BD 0.86% 17,029 $1.6M Add +62.2%
VHT Vanguard Health Care ETF 0.78% 5,401 $1.5M Add +1.8%
AVUV Avantis US Small Cap Value 0.72% 14,373 $1.3M Add +7.2%
RSPD Invesco S&P 500 Equal Weight 0.71% 26,146 $1.3M Add +2.3%
STIP iShares 0-5 Year Tips Bond E 0.70% 13,103 $1.3M Reduce -7.9%
KIO KKR Income Opportunities 0.68% 93,638 $1.3M Add +3.0%
XLB SS Materials Select Sector 0.68% 13,606 $1.3M Add +12.7%
VZ Verizon Communications Inc. 0.66% 29,277 $1.2M Add +10.0%
FLOT iShares Floating Rate Bond E 0.63% 23,101 $1.2M Reduce -3.0%
IHI iShares U.S. Medical Devices 0.60% 19,274 $1.1M Reduce -2.6%
XLI SS Industrial Select Sector 0.59% 8,683 $1.1M Add +9.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.58% 8,915 $1.1M Reduce -22.7%
KRE SS SPDR S&P Regional Bank 0.58% 21,515 $1.1M Reduce -12.3%
WCLD Wisdomtree Cloud Computing 0.55% 29,719 $1.0M Add +1.2%
SOCL Global X Social Media ETF 0.54% 25,210 $1.0M No change
GOOGL Alphabet Inc. Class A 0.54% 6,624 $1000K Add +1.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.53% 5,196 $992K Reduce -6.2%
UBER Uber Technologies Inc. 0.51% 12,292 $946K Add +3.2%
MSFT Microsoft Corp. 0.51% 2,248 $946K Add +6.9%
XYLD Global X S&P 500 Cove Call E 0.46% 20,982 $856K Reduce -6.3%
SOXX iShares Semiconductor ETF 0.44% 3,620 $818K Add +10.2%
ED Consolidated Edison Inc. 0.42% 8,564 $778K Add +0.1%
ET Energy Transfer LP 0.37% 44,465 $699K Reduce -2.3%
PNQI Invesco Nasdaq Internet ETF 0.37% 17,474 $697K Add +23.9%
RSP Invesco S&P 500 Equal Weight 0.36% 3,965 $672K New
BAB Invesco Taxable Municipal Bo 0.36% 25,181 $669K Reduce -8.9%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.35% 8,495 $660K Add +59.8%
SPLV Invesco S&P 500 Low Volatili 0.34% 9,611 $633K Reduce -2.3%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.32% 3,804 $593K Reduce -17.5%
ETW Eaton Vance T/M GLBL Buy-WR 0.29% 66,073 $542K Add +0.7%
XNTK SS SPDR Nyse Tech ETF 0.28% 2,875 $524K Add +16.8%
XLY SS Consumer Disc Select Sect 0.28% 2,811 $517K Reduce -6.8%
GOOG Alphabet Inc. Class C 0.28% 3,390 $516K Add +8.7%
SCHV Schwab US Large-Cap Value 0.27% 6,692 $508K Reduce -9.2%
SNOW Snowflake Inc. 0.26% 2,958 $478K Add +2.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.24% 1,823 $455K Add +4.0%
PSP Invesco Global Listed Privat 0.23% 6,382 $421K No change
BXSL Blackstone Secured Lending F 0.23% 13,505 $421K Add +76.3%
ITA iShares U.S. Aerospace & Def 0.22% 3,140 $414K Reduce -11.7%
TSLA Tesla Inc. 0.22% 2,342 $412K Reduce -47.6%
BUG Global X Cybersecurity ETF 0.22% 13,697 $407K New
SHY iShares 1-3 Year Treasury Bo 0.22% 4,963 $406K Reduce -5.0%
DIVO Amplify CWP Enhan Divid ETF 0.22% 10,410 $405K Add +0.1%
VOO Vanguard S&P 500 ETF 0.22% 838 $403K Add +16.9%
DIV Global X Superdividend Use 0.21% 23,075 $401K Reduce -2.7%
RSPU Invesco S&P 500 Equal Weight 0.21% 7,005 $396K Reduce -6.2%
SPHD Invesco S&P 500 High Dividen 0.20% 8,301 $369K Reduce -17.1%
FINX Global X Fintech ETF 0.18% 12,195 $340K Reduce -14.6%
HYEM Vaneck Emrg MKTS Hi YLD 0.18% 17,287 $330K Reduce -7.3%
IEO iShares U.S. Oil & Gas Explo 0.17% 3,047 $326K Reduce -0.8%
PGF Invesco Financial Preferred 0.16% 20,165 $307K No change
TIP iShares Tips Bond ETF 0.16% 2,839 $305K Reduce -9.0%
PMM Franklin Managed Municipal I 0.16% 50,726 $304K Reduce -8.2%
XAR SS SPDR S&P Aerospace Def 0.16% 2,106 $296K Reduce -17.9%
SCHE Schwab Emrg Mrkts Eqty ETF 0.15% 11,450 $289K Reduce -3.3%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 658 $277K No change
VTIP Vanguard Short-Term Tips 0.15% 5,705 $273K Reduce -19.9%
PFFV Global X Variable Rate Pref 0.15% 11,484 $272K Add +3.7%
JPM JPMorgan Chase & Co. 0.14% 1,310 $262K Add +3.0%
IWC iShares Micro-Cap ETF 0.14% 2,138 $259K No change
XLP SS Consumer Staples Sel Sect 0.14% 3,346 $256K Reduce -25.4%
PFE Pfizer Inc. 0.14% 9,203 $255K New
DHY UBS Asset Management High Yi filed as CREDIT SUISSE HIGH YIELD BD 0.13% 122,185 $247K No change
VFH Vanguard Financials ETF 0.13% 2,406 $246K Add +0.5%
IHF iShares U.S. Healthcare Prov 0.13% 4,445 $242K Add +0.5%
CAT Caterpillar Inc. 0.13% 650 $238K New
LLY Eli Lilly & Co. 0.13% 301 $234K New
FDG American Century Focused DYN 0.13% 2,831 $234K Reduce -10.7%
SYLD Cambria Shareholder Yield Et 0.12% 3,138 $230K Reduce -2.0%
JETS US Global Jets ETF 0.12% 10,545 $222K Reduce -44.6%
SCHF Schwab Intl Equity ETF 0.12% 5,582 $218K Reduce -6.3%
GLD SPDR Gold Shares 0.12% 1,052 $216K New
REM iShares Mortgage Real Estate 0.12% 9,267 $215K No change
DRIV Global X Autonomous&elec-ETF 0.11% 8,655 $214K Reduce -38.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.11% 615 $212K New
VTI VG Morningstar TS MKT ETF-US 0.11% 797 $207K New
ABNB Airbnb Inc. Class A 0.11% 1,237 $204K New
SPLB SS SPDR P Long Term C ETF 0.11% 8,726 $203K No change
INKM SS Income Allocation ETF 0.11% 6,470 $202K Reduce -4.5%
NCV Virtus Convertible & Income 0.07% 40,789 $136K No change
ALDX Aldeyra Therapeutics Inc. 0.05% 28,252 $92K No change
NOK Nokia Corp.-Spon ADR 0.03% 15,000 $53K No change

Portfolio Sells Q4 2023 → Q1 2024
TSLA Tesla Inc. Reduce -47.6% 0.22% −0.47
DVY iShares Select Dividend ETF Reduce -4.6% 2.42% −0.38
SCHP Schwab U.S. Tips ETF Reduce -10.0% 1.30% −0.38
RSPT Invesco S&P 500 Equal Weight Reduce -1.1% 3.52% −0.31
JEPI JPMorgan Equity Premium Inco Reduce -3.5% 2.04% −0.29
XLK SS Technology Select Sector Reduce -0.8% 2.83% −0.23
QYLD Global X Nasd 100 Cov Call Reduce -5.0% 1.24% −0.23
KRE SS SPDR S&P Regional Bank Reduce -12.3% 0.58% −0.22
SDOG Alps Sector Dividend Dogs Reduce -4.8% 1.21% −0.19
RSPF Invesco S&P 500 Equal Weight Reduce -0.8% 2.82% −0.19
STIP iShares 0-5 Year Tips Bond E Reduce -7.9% 0.70% −0.17
LIT Global X Lithium & Battery T Sold out 0.00% −0.16
PFXF Vaneck Pref Sec X-Financials Reduce -2.0% 1.05% −0.16
RSPS Invesco S&P 500 Equal Weight Reduce -3.8% 0.99% −0.15
PFF iShares Preferred & Income S Reduce -1.1% 1.08% −0.15
VTV Vanguard Mrngstr Val ETF-Aui Sold out 0.00% −0.14
SCHM Schwab US Mid Cap ETF Reduce -3.5% 1.21% −0.14
BA The Boeing Co. Sold out 0.00% −0.13
VOT Vngrd Mrngstr MC GRW ETF-Usd Reduce -0.6% 1.38% −0.12
FLOT iShares Floating Rate Bond E Reduce -3.0% 0.63% −0.12
JEPQ JPM Nasdaq Equity Premium Reduce -3.7% 1.02% −0.11
ICLN iShares Global Clean Energy Sold out 0.00% −0.11
JETS US Global Jets ETF Reduce -44.6% 0.12% −0.11
BAB Invesco Taxable Municipal Bo Reduce -8.9% 0.36% −0.10
VIG Vanguard Dividend Apprec ETF Reduce -0.1% 1.23% −0.10
DRIV Global X Autonomous&elec-ETF Reduce -38.0% 0.11% −0.10
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -17.5% 0.32% −0.10
XYLD Global X S&P 500 Cove Call E Reduce -6.3% 0.46% −0.09
SPHD Invesco S&P 500 High Dividen Reduce -17.1% 0.20% −0.07
XLP SS Consumer Staples Sel Sect Reduce -25.4% 0.14% −0.06
VTIP Vanguard Short-Term Tips Reduce -19.9% 0.15% −0.06
DIS The Walt Disney Co. Reduce -22.7% 0.58% −0.06
IHI iShares U.S. Medical Devices Reduce -2.6% 0.60% −0.06
XLY SS Consumer Disc Select Sect Reduce -6.8% 0.28% −0.06
ITA iShares U.S. Aerospace & Def Reduce -11.7% 0.22% −0.06
XAR SS SPDR S&P Aerospace Def Reduce -17.9% 0.16% −0.06
SHY iShares 1-3 Year Treasury Bo Reduce -5.0% 0.22% −0.05
SCHV Schwab US Large-Cap Value Reduce -9.2% 0.27% −0.05
PMM Franklin Managed Municipal I Reduce -8.2% 0.16% −0.05
TIP iShares Tips Bond ETF Reduce -9.0% 0.16% −0.05
FINX Global X Fintech ETF Reduce -14.6% 0.18% −0.05
SPLV Invesco S&P 500 Low Volatili Reduce -2.3% 0.34% −0.04
RSPU Invesco S&P 500 Equal Weight Reduce -6.2% 0.21% −0.04
DIV Global X Superdividend Use Reduce -2.7% 0.21% −0.04
HYEM Vaneck Emrg MKTS Hi YLD Reduce -7.3% 0.18% −0.04
IBM Intl Business Machines Corp. Reduce -6.2% 0.53% −0.03
SCHE Schwab Emrg Mrkts Eqty ETF Reduce -3.3% 0.15% −0.03
INKM SS Income Allocation ETF Reduce -4.5% 0.11% −0.02
SCHF Schwab Intl Equity ETF Reduce -6.3% 0.12% −0.02
ET Energy Transfer LP Reduce -2.3% 0.37% −0.02

Portfolio Buys Q4 2023 → Q1 2024
GBTC Grayscale Bitcoin Trust ETF New 1.09% +1.09
SCHB Schwab US Broad Market ETF Add +50.1% 3.01% +0.89
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +443.9% 1.06% +0.83
XLV SS Health Care Select Sector Add +83.0% 1.58% +0.65
SMH Vaneck Semiconductor ETF Add +4.4% 4.68% +0.63
AGG iShares Core U.S. Aggregate Add +199.1% 0.95% +0.58
BIV Vanguard Intermediate-Term B Add +83.8% 1.41% +0.51
XLE SS Energy Select Sector Add +34.0% 1.72% +0.40
RSP Invesco S&P 500 Equal Weight New 0.36% +0.36
BUG Global X Cybersecurity ETF New 0.22% +0.22
TLT iShares 20+ Year Treasury BD Add +62.2% 0.86% +0.22
META Meta Platforms Inc. Class A Add +0.4% 1.17% +0.18
XLF SS Financial Select Sector Add +23.1% 1.00% +0.16
AMZN Amazon.com Inc. Add +3.0% 2.94% +0.15
QQQ Invesco QQQ Trust Series 1 Add +14.6% 2.14% +0.14
PFE Pfizer Inc. New 0.14% +0.14
CAT Caterpillar Inc. New 0.13% +0.13
LLY Eli Lilly & Co. New 0.13% +0.13
GLD SPDR Gold Shares New 0.12% +0.12
VUG Vanguard Mrngstar GR ETF-Sui New 0.11% +0.11
VTI VG Morningstar TS MKT ETF-US New 0.11% +0.11
ABNB Airbnb Inc. Class A New 0.11% +0.11
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Add +59.8% 0.35% +0.10
BXSL Blackstone Secured Lending F Add +76.3% 0.23% +0.09
RSPG Invesco S&P 500 Equal Weight Add +10.7% 1.29% +0.09
PNQI Invesco Nasdaq Internet ETF Add +23.9% 0.37% +0.06
UBER Uber Technologies Inc. Add +3.2% 0.51% +0.05
SOXX iShares Semiconductor ETF Add +10.2% 0.44% +0.05
SPY SS SPDR S&P 500 ETF Trust-US Add +7.7% 1.95% +0.04
XLB SS Materials Select Sector Add +12.7% 0.68% +0.03
VZ Verizon Communications Inc. Add +10.0% 0.66% +0.03
XNTK SS SPDR Nyse Tech ETF Add +16.8% 0.28% +0.03
XLI SS Industrial Select Sector Add +9.4% 0.59% +0.02
VOO Vanguard S&P 500 ETF Add +16.9% 0.22% +0.02
MSFT Microsoft Corp. Add +6.9% 0.51% +0.01
JPM JPMorgan Chase & Co. Add +3.0% 0.14% +0.01
GOOG Alphabet Inc. Class C Add +8.7% 0.28% +0.00
VFH Vanguard Financials ETF Add +0.5% 0.13% −0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +4.0% 0.24% −0.01
PFFV Global X Variable Rate Pref Add +3.7% 0.15% −0.01
IHF iShares U.S. Healthcare Prov Add +0.5% 0.13% −0.01
DIVO Amplify CWP Enhan Divid ETF Add +0.1% 0.22% −0.02
SCHG Schwab US Large-Cap Growth Add +3.0% 2.76% −0.02
ETW Eaton Vance T/M GLBL Buy-WR Add +0.7% 0.29% −0.03
AVUV Avantis US Small Cap Value Add +7.2% 0.72% −0.03
KIO KKR Income Opportunities Add +3.0% 0.68% −0.03
GOOGL Alphabet Inc. Class A Add +1.0% 0.54% −0.03
RSPD Invesco S&P 500 Equal Weight Add +2.3% 0.71% −0.04
VHT Vanguard Health Care ETF Add +1.8% 0.78% −0.05
SCHX Schwab US Large-Cap ETF Add +1.6% 1.29% −0.05

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 188$332.6MSMH, AAPL, NVDA, SCHB, RSPT
Q1 2026 169$279.7MSMH, AAPL, NVDA, SCHB, NOBL
Q4 2025 166$277.3MSMH, AAPL, NVDA, SCHB, NOBL
Q3 2025 161$265.1MSMH, AAPL, NVDA, SCHB, NOBL
Q2 2025 151$244.4MSMH, AAPL, NOBL, NVDA, SCHB
Q1 2025 140$218.8MAAPL, NOBL, SMH, SCHB, AMZN
Q4 2024 146$225.0MAAPL, SMH, SCHB, NOBL, AMZN
Q3 2024 136$217.1MAAPL, SMH, NOBL, SCHB, RSPT
Q2 2024 123$195.2MSMH, AAPL, NOBL, RSPT, SCHB
Q1 2024 122$186.7MSMH, NOBL, AAPL, RSPT, SCHB