Joseph P. Lucia & Associates, LLC

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 24, 2024), Joseph P. Lucia & Associates, LLC reported 123 stock positions worth $195.2 million. Its top holding was Vaneck Semiconductor ETF (SMH) at 5.3% of the portfolio, followed by Apple (AAPL, 4.7%) and Proshares S&P 500 Dividend A (NOBL, 3.8%). Compared with Q1 2024, it opened 7 new positions, sold out of 6, added to 48 and reduced 51. The biggest buy was Nvidia (NVDA, shares +13%) and the biggest sale Invesco S&P 500 Equal Weight (RSPF, shares −1%).

Most Recent 13F
Q2 2026
Location
Yorktown Heights, NY
CIK
0001775391
Portfolio Value
$195.2M (Q2 2024)
SEC Filing
0001172661-24-002887 ↗ filed Jul 24, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $186.7M Q1 2024 Q2 2024: $195.2M $195.2M Q2 2024 Q3 2024: $217.1M Q3 2024 Q4 2024: $225.0M Q4 2024 Q1 2025: $218.8M Q1 2025 Q2 2025: $244.4M Q2 2025 Q3 2025: $265.1M Q3 2025 Q4 2025: $277.3M Q4 2025 Q1 2026: $279.7M Q1 2026 Q2 2026: $332.6M Q2 2026

Holdings 123 stocks · $195.2M
SMH Vaneck Semiconductor ETF 5.30% 39,689 $10.3M Add +2.2%
AAPL Apple Inc. 4.75% 44,023 $9.3M Add +0.9%
NOBL Proshares S&P 500 Dividend A 3.78% 76,695 $7.4M Add +3.2%
RSPT Invesco S&P 500 Equal Weight 3.45% 183,783 $6.7M Reduce -1.7%
SCHB Schwab US Broad Market ETF 3.34% 103,824 $6.5M Add +12.8%
AMZN Amazon.com Inc. 3.15% 31,827 $6.2M Add +4.5%
SCHG Schwab US Large-Cap Growth 2.93% 56,692 $5.7M Add +2.1%
XLK SS Technology Select Sector 2.90% 25,044 $5.7M Reduce -1.3%
NVDA Nvidia Corp. 2.80% 44,218 $5.5M Add +12.6%
RSPF Invesco S&P 500 Equal Weight 2.55% 81,247 $5.0M Reduce -1.0%
QQQ Invesco QQQ Trust Series 1 2.31% 9,393 $4.5M Add +4.3%
DVY iShares Select Dividend ETF 2.15% 34,639 $4.2M Reduce -5.4%
SPY SS SPDR S&P 500 ETF Trust-US 2.08% 7,477 $4.1M Add +7.6%
JEPI JPMorgan Equity Premium Inco 2.08% 71,679 $4.1M Add +9.0%
SCHD Schwab US DVD Equity ETF 2.08% 52,110 $4.1M Reduce -2.2%
RSPH Invesco S&P 500 Equal Weight 1.91% 123,945 $3.7M Reduce -0.4%
XLE SS Energy Select Sector 1.62% 34,796 $3.2M Add +2.1%
HACK Amplify Cybersecurity ETF 1.60% 48,389 $3.1M Reduce -1.3%
XLV SS Health Care Select Sector 1.58% 21,217 $3.1M Add +6.5%
BIV Vanguard Intermediate-Term B 1.40% 36,398 $2.7M Add +4.2%
VOT Vngrd Mrngstr MC GRW ETF-Usd 1.28% 10,900 $2.5M Reduce -0.5%
META Meta Platforms Inc. Class A 1.28% 4,945 $2.5M Add +9.6%
RSPN Invesco S&P 500 Equal Weight 1.25% 53,711 $2.4M Reduce -1.5%
SCHX Schwab US Large-Cap ETF 1.23% 37,297 $2.4M Reduce -4.0%
SCHA Schwab US Small-Cap ETF 1.20% 49,314 $2.3M Reduce -3.6%
RSPG Invesco S&P 500 Equal Weight 1.19% 28,895 $2.3M Reduce -0.1%
QYLD Global X Nasd 100 Cov Call 1.17% 129,701 $2.3M Add +0.8%
VIG Vanguard Dividend Apprec ETF 1.17% 12,477 $2.3M Reduce -0.4%
SDOG Alps Sector Dividend Dogs 1.09% 40,193 $2.1M Reduce -3.9%
SCHM Schwab US Mid Cap ETF 1.08% 27,073 $2.1M Reduce -2.4%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.06% 19,382 $2.1M Add +6.5%
VB Vanguard Most SM-Cap ETF-Usd 1.06% 9,513 $2.1M Reduce -8.8%
SCHP Schwab U.S. Tips ETF 1.05% 39,364 $2.0M Reduce -15.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.01% 35,426 $2.0M Add +0.8%
PFF iShares Preferred & Income S 1.00% 61,759 $1.9M Reduce -1.6%
XLF SS Financial Select Sector 0.98% 46,645 $1.9M Add +5.4%
PFXF Vaneck Pref Sec X-Financials 0.97% 109,380 $1.9M Reduce -1.6%
AGG iShares Core U.S. Aggregate 0.96% 19,354 $1.9M Add +6.5%
TLT iShares 20+ Year Treasury BD 0.95% 20,219 $1.9M Add +18.7%
GBTC Grayscale Bitcoin Trust ETF 0.85% 31,238 $1.7M Reduce -3.2%
RSPS Invesco S&P 500 Equal Weight 0.83% 53,130 $1.6M Reduce -4.9%
RSP Invesco S&P 500 Equal Weight 0.80% 9,509 $1.6M Add +139.8%
XLB SS Materials Select Sector 0.76% 16,896 $1.5M Add +24.2%
AVUV Avantis US Small Cap Value 0.75% 16,332 $1.5M Add +13.6%
VHT Vanguard Health Care ETF 0.70% 5,146 $1.4M Reduce -4.7%
KIO KKR Income Opportunities 0.68% 96,280 $1.3M Add +2.8%
VZ Verizon Communications Inc. 0.66% 31,297 $1.3M Add +6.9%
GOOGL Alphabet Inc. Class A 0.62% 6,627 $1.2M Add +0.1%
RSPD Invesco S&P 500 Equal Weight 0.60% 24,494 $1.2M Reduce -6.3%
STIP iShares 0-5 Year Tips Bond E 0.60% 11,755 $1.2M Reduce -10.3%
XLI SS Industrial Select Sector 0.59% 9,461 $1.2M Add +9.0%
UBER Uber Technologies Inc. 0.57% 15,430 $1.1M Add +25.5%
MSFT Microsoft Corp. 0.56% 2,429 $1.1M Add +8.1%
SOCL Global X Social Media ETF 0.54% 25,060 $1.1M Reduce -0.6%
FLOT iShares Floating Rate Bond E 0.54% 20,515 $1.0M Reduce -11.2%
IHI iShares U.S. Medical Devices 0.52% 18,203 $1.0M Reduce -5.6%
WCLD Wisdomtree Cloud Computing 0.52% 32,029 $1.0M Add +7.8%
SOXX iShares Semiconductor ETF 0.49% 3,917 $966K Add +8.2%
KRE SS SPDR S&P Regional Bank 0.45% 17,824 $875K Reduce -17.2%
XYLD Global X S&P 500 Cove Call E 0.43% 20,858 $843K Reduce -0.6%
PNQI Invesco Nasdaq Internet ETF 0.43% 20,406 $838K Add +16.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.42% 8,254 $820K Reduce -7.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.42% 4,688 $811K Reduce -9.8%
PFE Pfizer Inc. 0.41% 28,337 $793K Add +207.9%
ED Consolidated Edison Inc. 0.39% 8,575 $767K Add +0.1%
XNTK SS SPDR Nyse Tech ETF 0.38% 3,752 $733K Add +30.5%
ET Energy Transfer LP 0.37% 44,239 $718K Reduce -0.5%
BXSL Blackstone Secured Lending F 0.36% 22,865 $700K Add +69.3%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.34% 8,699 $671K Add +2.4%
BAB Invesco Taxable Municipal Bo 0.34% 25,116 $663K Reduce -0.3%
ITA iShares U.S. Aerospace & Def 0.33% 4,839 $639K Add +54.1%
GOOG Alphabet Inc. Class C 0.32% 3,392 $622K Add +0.1%
SPLV Invesco S&P 500 Low Volatili 0.30% 9,076 $589K Reduce -5.6%
ETW Eaton Vance T/M GLBL Buy-WR 0.28% 66,483 $550K Add +0.6%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.27% 3,498 $526K Reduce -8.0%
XLY SS Consumer Disc Select Sect 0.25% 2,654 $484K Reduce -5.6%
TSLA Tesla Inc. 0.24% 2,351 $465K Add +0.4%
VOO Vanguard S&P 500 ETF 0.23% 886 $443K Add +5.7%
BUG Global X Cybersecurity ETF 0.22% 14,570 $431K Add +6.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.22% 1,758 $426K Reduce -3.6%
RSPU Invesco S&P 500 Equal Weight 0.21% 7,155 $415K Add +2.1%
SHY iShares 1-3 Year Treasury Bo 0.21% 4,964 $405K Add +0.0%
DIVO Amplify CWP Enhan Divid ETF 0.21% 10,410 $403K No change
SNOW Snowflake Inc. 0.19% 2,758 $373K Reduce -6.8%
SCHV Schwab US Large-Cap Value 0.19% 5,023 $372K Reduce -24.9%
BRK.B Berkshire Hathaway Inc. Class B 0.19% 914 $372K Add +38.9%
FDG American Century Focused DYN 0.18% 3,994 $359K Add +41.1%
DIV Global X Superdividend Use 0.18% 20,800 $359K Reduce -9.9%
PSP Invesco Global Listed Privat 0.18% 5,771 $353K Reduce -9.6%
SPHD Invesco S&P 500 High Dividen 0.18% 7,776 $345K Reduce -6.3%
IWP iShares Russell Mid-Cap Grow 0.18% 3,106 $343K New
PMM Franklin Managed Municipal I 0.15% 48,451 $300K Reduce -4.5%
LLY Eli Lilly & Co. 0.15% 331 $300K Add +10.0%
PGF Invesco Financial Preferred 0.15% 20,165 $297K No change
XAR SS SPDR S&P Aerospace Def 0.15% 2,106 $295K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.15% 10,950 $291K Reduce -4.4%
TIP iShares Tips Bond ETF 0.14% 2,619 $280K Reduce -7.8%
IEO iShares U.S. Oil & Gas Explo 0.14% 2,745 $273K Reduce -9.9%
PFFV Global X Variable Rate Pref 0.14% 11,484 $272K No change
JPM JPMorgan Chase & Co. 0.14% 1,310 $265K No change
HYEM Vaneck Emrg MKTS Hi YLD 0.13% 13,571 $260K Reduce -21.5%
VTIP Vanguard Short-Term Tips 0.13% 5,100 $248K Reduce -10.6%
DHY UBS Asset Management High Yi filed as CREDIT SUISSE HIGH YIELD BD 0.13% 122,185 $247K No change
IWC iShares Micro-Cap ETF 0.12% 2,138 $244K No change
VFH Vanguard Financials ETF 0.12% 2,406 $240K No change
XLP SS Consumer Staples Sel Sect 0.12% 3,046 $233K Reduce -9.0%
IHF iShares U.S. Healthcare Prov 0.12% 4,445 $233K No change
MAYW Alianzim US Eq BFR20 May-Usd 0.12% 7,977 $233K New
FINX Global X Fintech ETF 0.12% 9,230 $232K Reduce -24.3%
VUG Vanguard Mrngstar GR ETF-Sui 0.12% 615 $230K No change
GLD SPDR Gold Shares 0.12% 1,052 $226K No change
CAT Caterpillar Inc. 0.11% 650 $217K No change
SCHF Schwab Intl Equity ETF 0.11% 5,582 $214K No change
SYLD Cambria Shareholder Yield Et 0.11% 3,138 $214K No change
VTI VG Morningstar TS MKT ETF-US 0.11% 797 $213K No change
NFLX Netflix Inc. 0.11% 313 $211K New
IYH iShares U.S. Healthcare ETF 0.10% 3,320 $203K New
NCV Virtus Convertible & Income 0.07% 39,489 $129K Reduce -3.2%
VTN Invesco TR for Invest GRD NY 0.06% 11,267 $127K New
MYN BlackRock Muniyield NY QLTY 0.06% 11,583 $121K New
ALDX Aldeyra Therapeutics Inc. 0.05% 28,252 $94K No change
NOK Nokia Corp.-Spon ADR 0.03% 15,000 $57K No change
KULR Kulr Technology Group Inc. 0.00% 12,000 $5K New

Portfolio Sells Q1 2024 → Q2 2024
RSPF Invesco S&P 500 Equal Weight Reduce -1.0% 2.55% −0.27
DVY iShares Select Dividend ETF Reduce -5.4% 2.15% −0.27
SCHP Schwab U.S. Tips ETF Reduce -15.2% 1.05% −0.25
GBTC Grayscale Bitcoin Trust ETF Reduce -3.2% 0.85% −0.24
SCHD Schwab US DVD Equity ETF Reduce -2.2% 2.08% −0.22
VB Vanguard Most SM-Cap ETF-Usd Reduce -8.8% 1.06% −0.21
RSPH Invesco S&P 500 Equal Weight Reduce -0.4% 1.91% −0.21
DIS The Walt Disney Co. Reduce -7.4% 0.42% −0.16
RSPS Invesco S&P 500 Equal Weight Reduce -4.9% 0.83% −0.15
SCHA Schwab US Small-Cap ETF Reduce -3.6% 1.20% −0.15
RSPN Invesco S&P 500 Equal Weight Reduce -1.5% 1.25% −0.14
KRE SS SPDR S&P Regional Bank Reduce -17.2% 0.45% −0.13
SCHM Schwab US Mid Cap ETF Reduce -2.4% 1.08% −0.13
SDOG Alps Sector Dividend Dogs Reduce -3.9% 1.09% −0.12
JETS US Global Jets ETF Sold out 0.00% −0.12
IBM Intl Business Machines Corp. Reduce -9.8% 0.42% −0.12
REM iShares Mortgage Real Estate Sold out 0.00% −0.12
DRIV Global X Autonomous&elec-ETF Sold out 0.00% −0.11
RSPD Invesco S&P 500 Equal Weight Reduce -6.3% 0.60% −0.11
ABNB Airbnb Inc. Class A Sold out 0.00% −0.11
SPLB SS SPDR P Long Term C ETF Sold out 0.00% −0.11
INKM SS Income Allocation ETF Sold out 0.00% −0.11
VOT Vngrd Mrngstr MC GRW ETF-Usd Reduce -0.5% 1.28% −0.10
STIP iShares 0-5 Year Tips Bond E Reduce -10.3% 0.60% −0.10
FLOT iShares Floating Rate Bond E Reduce -11.2% 0.54% −0.10
RSPG Invesco S&P 500 Equal Weight Reduce -0.1% 1.19% −0.09
PFF iShares Preferred & Income S Reduce -1.6% 1.00% −0.09
PFXF Vaneck Pref Sec X-Financials Reduce -1.6% 0.97% −0.08
IHI iShares U.S. Medical Devices Reduce -5.6% 0.52% −0.08
SCHV Schwab US Large-Cap Value Reduce -24.9% 0.19% −0.08
VHT Vanguard Health Care ETF Reduce -4.7% 0.70% −0.08
HACK Amplify Cybersecurity ETF Reduce -1.3% 1.60% −0.08
RSPT Invesco S&P 500 Equal Weight Reduce -1.7% 3.45% −0.07
SNOW Snowflake Inc. Reduce -6.8% 0.19% −0.07
SCHX Schwab US Large-Cap ETF Reduce -4.0% 1.23% −0.06
FINX Global X Fintech ETF Reduce -24.3% 0.12% −0.06
VIG Vanguard Dividend Apprec ETF Reduce -0.4% 1.17% −0.06
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -8.0% 0.27% −0.05
PSP Invesco Global Listed Privat Reduce -9.6% 0.18% −0.04
HYEM Vaneck Emrg MKTS Hi YLD Reduce -21.5% 0.13% −0.04
SPLV Invesco S&P 500 Low Volatili Reduce -5.6% 0.30% −0.04
IEO iShares U.S. Oil & Gas Explo Reduce -9.9% 0.14% −0.03
DIV Global X Superdividend Use Reduce -9.9% 0.18% −0.03
XLY SS Consumer Disc Select Sect Reduce -5.6% 0.25% −0.03
XYLD Global X S&P 500 Cove Call E Reduce -0.6% 0.43% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -3.6% 0.22% −0.03
SPHD Invesco S&P 500 High Dividen Reduce -6.3% 0.18% −0.02
TIP iShares Tips Bond ETF Reduce -7.8% 0.14% −0.02
VTIP Vanguard Short-Term Tips Reduce -10.6% 0.13% −0.02
BAB Invesco Taxable Municipal Bo Reduce -0.3% 0.34% −0.02

Portfolio Buys Q1 2024 → Q2 2024
NVDA Nvidia Corp. Add +12.6% 2.80% +0.90
AAPL Apple Inc. Add +0.9% 4.75% +0.74
SMH Vaneck Semiconductor ETF Add +2.2% 5.30% +0.62
RSP Invesco S&P 500 Equal Weight Add +139.8% 0.80% +0.44
SCHB Schwab US Broad Market ETF Add +12.8% 3.34% +0.33
PFE Pfizer Inc. Add +207.9% 0.41% +0.27
AMZN Amazon.com Inc. Add +4.5% 3.15% +0.21
IWP iShares Russell Mid-Cap Grow New 0.18% +0.18
SCHG Schwab US Large-Cap Growth Add +2.1% 2.93% +0.17
QQQ Invesco QQQ Trust Series 1 Add +4.3% 2.31% +0.16
SPY SS SPDR S&P 500 ETF Trust-US Add +7.6% 2.08% +0.14
BXSL Blackstone Secured Lending F Add +69.3% 0.36% +0.13
MAYW Alianzim US Eq BFR20 May-Usd New 0.12% +0.12
NFLX Netflix Inc. New 0.11% +0.11
ITA iShares U.S. Aerospace & Def Add +54.1% 0.33% +0.11
IYH iShares U.S. Healthcare ETF New 0.10% +0.10
META Meta Platforms Inc. Class A Add +9.6% 1.28% +0.10
XNTK SS SPDR Nyse Tech ETF Add +30.5% 0.38% +0.09
TLT iShares 20+ Year Treasury BD Add +18.7% 0.95% +0.09
XLB SS Materials Select Sector Add +24.2% 0.76% +0.09
GOOGL Alphabet Inc. Class A Add +0.1% 0.62% +0.08
UBER Uber Technologies Inc. Add +25.5% 0.57% +0.07
VTN Invesco TR for Invest GRD NY New 0.06% +0.06
MYN BlackRock Muniyield NY QLTY New 0.06% +0.06
FDG American Century Focused DYN Add +41.1% 0.18% +0.06
SOXX iShares Semiconductor ETF Add +8.2% 0.49% +0.06
PNQI Invesco Nasdaq Internet ETF Add +16.8% 0.43% +0.06
MSFT Microsoft Corp. Add +8.1% 0.56% +0.05
JEPI JPMorgan Equity Premium Inco Add +9.0% 2.08% +0.04
GOOG Alphabet Inc. Class C Add +0.1% 0.32% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +38.9% 0.19% +0.04
AVUV Avantis US Small Cap Value Add +13.6% 0.75% +0.03
LLY Eli Lilly & Co. Add +10.0% 0.15% +0.03
TSLA Tesla Inc. Add +0.4% 0.24% +0.02
VOO Vanguard S&P 500 ETF Add +5.7% 0.23% +0.01
AGG iShares Core U.S. Aggregate Add +6.5% 0.96% +0.01
XLV SS Health Care Select Sector Add +6.5% 1.58% +0.01
XLI SS Industrial Select Sector Add +9.0% 0.59% +0.00
VZ Verizon Communications Inc. Add +6.9% 0.66% +0.00
BUG Global X Cybersecurity ETF Add +6.4% 0.22% +0.00
KULR Kulr Technology Group Inc. New 0.00% +0.00
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +6.5% 1.06% +0.00
RSPU Invesco S&P 500 Equal Weight Add +2.1% 0.21% +0.00
KIO KKR Income Opportunities Add +2.8% 0.68% −0.00
ETW Eaton Vance T/M GLBL Buy-WR Add +0.6% 0.28% −0.01
SHY iShares 1-3 Year Treasury Bo Add +0.0% 0.21% −0.01
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Add +2.4% 0.34% −0.01
JEPQ JPM Nasdaq Equity Premium Add +0.8% 1.01% −0.01
BIV Vanguard Intermediate-Term B Add +4.2% 1.40% −0.02
XLF SS Financial Select Sector Add +5.4% 0.98% −0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 188$332.6MSMH, AAPL, NVDA, SCHB, RSPT
Q1 2026 169$279.7MSMH, AAPL, NVDA, SCHB, NOBL
Q4 2025 166$277.3MSMH, AAPL, NVDA, SCHB, NOBL
Q3 2025 161$265.1MSMH, AAPL, NVDA, SCHB, NOBL
Q2 2025 151$244.4MSMH, AAPL, NOBL, NVDA, SCHB
Q1 2025 140$218.8MAAPL, NOBL, SMH, SCHB, AMZN
Q4 2024 146$225.0MAAPL, SMH, SCHB, NOBL, AMZN
Q3 2024 136$217.1MAAPL, SMH, NOBL, SCHB, RSPT
Q2 2024 123$195.2MSMH, AAPL, NOBL, RSPT, SCHB
Q1 2024 122$186.7MSMH, NOBL, AAPL, RSPT, SCHB