Joseph P. Lucia & Associates, LLC

Name: Joseph P. Lucia & Associates, LLC 13F holdings, Q3 2024
Creator: Joseph P. Lucia & Associates, LLC
Published: 2024-10-23

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Joseph P. Lucia & Associates, LLC reported 136 stock positions worth $217.1 million. Its top holding was Apple (AAPL) at 4.7% of the portfolio, followed by Vaneck Semiconductor ETF (SMH, 4.4%) and Proshares S&P 500 Dividend A (NOBL, 3.7%). Compared with Q2 2024, it opened 15 new positions, sold out of 3, added to 53 and reduced 54. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +83%) and the biggest sale Vaneck Semiconductor ETF (SMH, shares −3%).

Most Recent 13F: Q2 2026
Location: Yorktown Heights, NY
CIK: 0001775391
Portfolio Value: $217.1M (Q3 2024)
SEC Filing: 0001172661-24-004326 ↗ filed Oct 23, 2024

Holdings Value

Holdings 136 stocks · $217.1M


AAPL Apple Inc.	4.71%	43,897	$10.2M	Reduce -0.3%
SMH Vaneck Semiconductor ETF	4.37%	38,628	$9.5M	Reduce -2.7%
NOBL Proshares S&P 500 Dividend A	3.73%	75,812	$8.1M	Reduce -1.1%
SCHB Schwab US Broad Market ETF	3.38%	110,486	$7.3M	Add +6.4%
RSPT Invesco S&P 500 Equal Weight	3.05%	175,652	$6.6M	Reduce -4.4%
AMZN Amazon.com Inc.	2.91%	33,886	$6.3M	Add +6.5%
SCHG Schwab US Large-Cap Growth	2.82%	58,816	$6.1M	Add +3.8%
RSPF Invesco S&P 500 Equal Weight	2.61%	82,143	$5.7M	Add +1.1%
XLK SS Technology Select Sector	2.61%	25,089	$5.7M	Add +0.2%
NVDA Nvidia Corp.	2.61%	46,631	$5.7M	Add +5.5%
SPY SS SPDR S&P 500 ETF Trust-US	2.21%	8,360	$4.8M	Add +11.8%
QQQ Invesco QQQ Trust Series 1	2.15%	9,550	$4.7M	Add +1.7%
DVY iShares Select Dividend ETF	2.08%	33,474	$4.5M	Reduce -3.4%
SCHD Schwab US DVD Equity ETF	2.01%	51,730	$4.4M	Reduce -0.7%
JEPI JPMorgan Equity Premium Inco	1.99%	72,543	$4.3M	Add +1.2%
RSPH Invesco S&P 500 Equal Weight	1.83%	123,495	$4.0M	Reduce -0.4%
AGG iShares Core U.S. Aggregate	1.59%	34,189	$3.5M	Add +76.7%
HACK Amplify Cybersecurity ETF	1.52%	48,379	$3.3M	Reduce -0.0%
XLV SS Health Care Select Sector	1.52%	21,363	$3.3M	Add +0.7%
XLE SS Energy Select Sector	1.51%	37,464	$3.3M	Add +7.7%
BIV Vanguard Intermediate-Term B	1.50%	41,652	$3.3M	Add +14.4%
LQD Ishr Ibx Usd Invgd CB ETF-Ui	1.44%	27,741	$3.1M	Add +43.1%
RSP Invesco S&P 500 Equal Weight	1.43%	17,365	$3.1M	Add +82.6%
META Meta Platforms Inc. Class A	1.29%	4,881	$2.8M	Reduce -1.3%
RSPN Invesco S&P 500 Equal Weight	1.26%	53,460	$2.7M	Reduce -0.5%
VB Vanguard Most SM-Cap ETF-Usd	1.20%	10,979	$2.6M	Add +15.4%
VOT Vngrd Mrngstr MC GRW ETF-Usd	1.19%	10,653	$2.6M	Reduce -2.3%
SCHX Schwab US Large-Cap ETF	1.19%	38,150	$2.6M	Add +2.3%
SCHA Schwab US Small-Cap ETF	1.15%	48,283	$2.5M	Reduce -2.1%
VIG Vanguard Dividend Apprec ETF	1.13%	12,344	$2.4M	Reduce -1.1%
XLF SS Financial Select Sector	1.09%	52,237	$2.4M	Add +12.0%
QYLD Global X Nasd 100 Cov Call	1.09%	131,155	$2.4M	Add +1.1%
SDOG Alps Sector Dividend Dogs	1.09%	39,963	$2.4M	Reduce -0.6%
TLT iShares 20+ Year Treasury BD	1.08%	23,982	$2.4M	Add +18.6%
RSPG Invesco S&P 500 Equal Weight	1.03%	29,069	$2.2M	Add +0.6%
SCHM Schwab US Mid Cap ETF	1.02%	26,721	$2.2M	Reduce -1.3%
PFF iShares Preferred & Income S	0.92%	60,353	$2.0M	Reduce -2.3%
PFXF Vaneck Pref Sec X-Financials	0.88%	104,997	$1.9M	Reduce -4.0%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.85%	33,795	$1.9M	Reduce -4.6%
AVUV Avantis US Small Cap Value	0.80%	18,145	$1.7M	Add +11.1%
RSPS Invesco S&P 500 Equal Weight	0.80%	53,430	$1.7M	Add +0.6%
XLB SS Materials Select Sector	0.78%	17,577	$1.7M	Add +4.0%
SCHP Schwab U.S. Tips ETF	0.72%	29,071	$1.6M	Reduce -26.1%
GBTC Grayscale Bitcoin Trust ETF	0.68%	29,275	$1.5M	Reduce -6.3%
XLI SS Industrial Select Sector	0.68%	10,902	$1.5M	Add +15.2%
KIO KKR Income Opportunities	0.68%	99,447	$1.5M	Add +3.3%
VHT Vanguard Health Care ETF	0.67%	5,146	$1.5M	No change
FTSD Franklin Short Duration U.S.	0.62%	14,685	$1.3M	New
VZ Verizon Communications Inc.	0.61%	29,566	$1.3M	Reduce -5.5%
SNOW Snowflake Inc.	0.60%	11,250	$1.3M	Add +307.9%
RSPD Invesco S&P 500 Equal Weight	0.58%	24,359	$1.3M	Reduce -0.6%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	0.54%	14,476	$1.2M	Add +66.4%
SOXX iShares Semiconductor ETF	0.53%	4,992	$1.2M	Add +27.4%
GOOGL Alphabet Inc. Class A	0.52%	6,781	$1.1M	Add +2.3%
UBER Uber Technologies Inc.	0.52%	14,930	$1.1M	Reduce -3.2%
MSFT Microsoft Corp.	0.52%	2,605	$1.1M	Add +7.3%
IHI iShares U.S. Medical Devices	0.47%	17,203	$1.0M	Reduce -5.5%
KRE SS SPDR S&P Regional Bank	0.47%	17,942	$1.0M	Add +0.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.47%	4,593	$1.0M	Reduce -2.0%
WCLD Wisdomtree Cloud Computing	0.47%	31,754	$1.0M	Reduce -0.9%
SOCL Global X Social Media ETF	0.46%	22,920	$992K	Reduce -8.5%
STIP iShares 0-5 Year Tips Bond E	0.45%	9,610	$974K	Reduce -18.3%
PNQI Invesco Nasdaq Internet ETF	0.43%	21,709	$943K	Add +6.4%
FLOT iShares Floating Rate Bond E	0.43%	18,380	$938K	Reduce -10.4%
PFE Pfizer Inc.	0.41%	31,135	$901K	Add +9.9%
ED Consolidated Edison Inc.	0.41%	8,583	$894K	Add +0.1%
XYLD Global X S&P 500 Cove Call E	0.40%	21,105	$876K	Add +1.2%
ET Energy Transfer LP	0.39%	52,677	$845K	Add +19.1%
XNTK SS SPDR Nyse Tech ETF	0.36%	3,964	$783K	Add +5.7%
BXSL Blackstone Secured Lending F	0.34%	25,454	$746K	Add +11.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.34%	7,588	$730K	Reduce -8.1%
ITA iShares U.S. Aerospace & Def	0.33%	4,808	$719K	Reduce -0.6%
XLU St Sr Utl SL SE SPDR ETF-Usd	0.30%	8,180	$661K	New
SEPW Alianzim US Eq BFR20 Sep-Usd	0.29%	21,790	$622K	New
SPLV Invesco S&P 500 Low Volatili	0.28%	8,536	$612K	Reduce -6.0%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.27%	3,524	$591K	Add +0.7%
BAB Invesco Taxable Municipal Bo	0.26%	20,405	$563K	Reduce -18.8%
LLY Eli Lilly & Co.	0.24%	599	$531K	Add +81.0%
GOOG Alphabet Inc. Class C	0.24%	3,174	$531K	Reduce -6.4%
ETW Eaton Vance T/M GLBL Buy-WR	0.24%	60,885	$528K	Reduce -8.4%
XLY SS Consumer Disc Select Sect	0.24%	2,564	$514K	Reduce -3.4%
BUG Global X Cybersecurity ETF	0.23%	16,220	$502K	Add +11.3%
TSLA Tesla Inc.	0.23%	1,890	$494K	Reduce -19.6%
RSPU Invesco S&P 500 Equal Weight	0.22%	7,095	$487K	Reduce -0.8%
SCHV Schwab US Large-Cap Value	0.22%	5,999	$482K	Add +19.4%
VOO Vanguard S&P 500 ETF	0.22%	886	$468K	No change
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.21%	1,728	$456K	Reduce -1.7%
BRK.B Berkshire Hathaway Inc. Class B	0.21%	989	$455K	Add +8.2%
DIVO Amplify CWP Enhan Divid ETF	0.20%	10,410	$429K	No change
SHY iShares 1-3 Year Treasury Bo	0.19%	4,950	$412K	Reduce -0.3%
IWP iShares Russell Mid-Cap Grow	0.19%	3,429	$402K	Add +10.4%
PSP Invesco Global Listed Privat	0.18%	5,771	$394K	No change
DIV Global X Superdividend Use	0.18%	20,475	$383K	Reduce -1.6%
FDG American Century Focused DYN	0.17%	3,994	$370K	No change
SCHE Schwab Emrg Mrkts Eqty ETF	0.15%	11,448	$334K	Add +4.5%
SPHD Invesco S&P 500 High Dividen	0.14%	6,101	$309K	Reduce -21.5%
PGF Invesco Financial Preferred	0.14%	19,165	$300K	Reduce -5.0%
PFFV Global X Variable Rate Pref	0.13%	12,113	$291K	Add +5.5%
NFLX Netflix Inc.	0.13%	407	$289K	Add +30.0%
XAR SS SPDR S&P Aerospace Def	0.13%	1,826	$287K	Reduce -13.3%
DHY UBS Asset Management High Yi filed as CREDIT SUISSE HIGH YIELD BD	0.13%	122,185	$277K	No change
GLD SPDR Gold Shares	0.13%	1,137	$276K	Add +8.1%
JPM JPMorgan Chase & Co.	0.13%	1,310	$276K	No change
HD Home Depot Inc.	0.12%	658	$267K	New
VFH Vanguard Financials ETF	0.12%	2,406	$264K	No change
IWC iShares Micro-Cap ETF	0.12%	2,138	$264K	No change
XLP SS Consumer Staples Sel Sect	0.12%	3,083	$256K	Add +1.2%
XLRE SS Real Estate Select Sector	0.12%	5,714	$255K	New
IHF iShares U.S. Healthcare Prov	0.12%	4,445	$254K	No change
VNQ Vanguard Real Estate ETF	0.12%	2,580	$251K	New
HYEM Vaneck Emrg MKTS Hi YLD	0.11%	12,479	$248K	Reduce -8.1%
IBIT iShares Bitcoin Trust ETF	0.11%	6,747	$244K	New
MAYW Alianzim US Eq BFR20 May-Usd	0.11%	7,977	$240K	No change
VUG Vanguard Mrngstar GR ETF-Sui	0.11%	615	$236K	No change
PMM Franklin Managed Municipal I	0.11%	35,189	$229K	Reduce -27.4%
FINX Global X Fintech ETF	0.10%	8,075	$226K	Reduce -12.5%
BTC Grayscale Bitcoin Mini Trust	0.10%	40,161	$226K	Add +28.6%
VTI VG Morningstar TS MKT ETF-US	0.10%	798	$226K	Add +0.1%
SYLD Cambria Shareholder Yield Et	0.10%	3,113	$225K	Reduce -0.8%
SPLB SS SPDR P Long Term C ETF	0.10%	9,187	$222K	New
SCHF Schwab Intl Equity ETF	0.10%	5,337	$219K	Reduce -4.4%
ETHE Grayscale Ethereum Staking E	0.10%	10,004	$219K	New
VTIP Vanguard Short-Term Tips	0.10%	4,400	$217K	Reduce -13.7%
CAT Caterpillar Inc.	0.10%	550	$215K	Reduce -15.4%
AVGO Broadcom Inc.	0.10%	1,236	$213K	New
IEO iShares U.S. Oil & Gas Explo	0.10%	2,315	$212K	Reduce -15.7%
INKM SS Income Allocation ETF	0.10%	6,445	$211K	New
IYH iShares U.S. Healthcare ETF	0.10%	3,241	$211K	Reduce -2.4%
DGT SS SPDR Global Dow ETF	0.10%	1,522	$210K	New
BINC iShares Flex I A ETF-Usd Inc.	0.10%	3,873	$207K	New
APRW Allinzim US Eq BFR20 Apr-Usd	0.09%	6,285	$203K	New
ALDX Aldeyra Therapeutics Inc.	0.08%	31,732	$171K	Add +12.3%
VTN Invesco TR for Invest GRD NY	0.06%	11,267	$130K	No change
MYN BlackRock Muniyield NY QLTY	0.06%	11,583	$125K	No change
NCV Virtus Convertible & Income	0.05%	32,628	$114K	Reduce -17.4%
GRAYSCALE ETHEREUM MINI TR E	0.02%	18,331	$45K	New

Portfolio Sells Q2 2024 → Q3 2024


SMH Vaneck Semiconductor ETF	Reduce -2.7%	4.37%	−0.93
RSPT Invesco S&P 500 Equal Weight	Reduce -4.4%	3.05%	−0.40
SCHP Schwab U.S. Tips ETF	Reduce -26.1%	0.72%	−0.33
GBTC Grayscale Bitcoin Trust ETF	Reduce -6.3%	0.68%	−0.17
JEPQ JPM Nasdaq Equity Premium	Reduce -4.6%	0.85%	−0.15
STIP iShares 0-5 Year Tips Bond E	Reduce -18.3%	0.45%	−0.15
TIP iShares Tips Bond ETF	Sold out	0.00%	−0.14
FLOT iShares Floating Rate Bond E	Reduce -10.4%	0.43%	−0.10
VOT Vngrd Mrngstr MC GRW ETF-Usd	Reduce -2.3%	1.19%	−0.09
PFXF Vaneck Pref Sec X-Financials	Reduce -4.0%	0.88%	−0.09
SOCL Global X Social Media ETF	Reduce -8.5%	0.46%	−0.09
DIS The Walt Disney Co.	Reduce -8.1%	0.34%	−0.08
HACK Amplify Cybersecurity ETF	Reduce -0.0%	1.52%	−0.08
BAB Invesco Taxable Municipal Bo	Reduce -18.8%	0.26%	−0.08
PFF iShares Preferred & Income S	Reduce -2.3%	0.92%	−0.07
GOOG Alphabet Inc. Class C	Reduce -6.4%	0.24%	−0.07
RSPH Invesco S&P 500 Equal Weight	Reduce -0.4%	1.83%	−0.07
DVY iShares Select Dividend ETF	Reduce -3.4%	2.08%	−0.06
SCHD Schwab US DVD Equity ETF	Reduce -0.7%	2.01%	−0.06
UBER Uber Technologies Inc.	Reduce -3.2%	0.52%	−0.06
SCHM Schwab US Mid Cap ETF	Reduce -1.3%	1.02%	−0.06
SCHA Schwab US Small-Cap ETF	Reduce -2.1%	1.15%	−0.05
IHI iShares U.S. Medical Devices	Reduce -5.5%	0.47%	−0.05
WCLD Wisdomtree Cloud Computing	Reduce -0.9%	0.47%	−0.05
VZ Verizon Communications Inc.	Reduce -5.5%	0.61%	−0.05
NOBL Proshares S&P 500 Dividend A	Reduce -1.1%	3.73%	−0.05
PMM Franklin Managed Municipal I	Reduce -27.4%	0.11%	−0.05
IEO iShares U.S. Oil & Gas Explo	Reduce -15.7%	0.10%	−0.04
VIG Vanguard Dividend Apprec ETF	Reduce -1.1%	1.13%	−0.04
AAPL Apple Inc.	Reduce -0.3%	4.71%	−0.04
ETW Eaton Vance T/M GLBL Buy-WR	Reduce -8.4%	0.24%	−0.04
SPHD Invesco S&P 500 High Dividen	Reduce -21.5%	0.14%	−0.03
NOK Nokia Corp.-Spon ADR	Sold out	0.00%	−0.03
VTIP Vanguard Short-Term Tips	Reduce -13.7%	0.10%	−0.03
SPLV Invesco S&P 500 Low Volatili	Reduce -6.0%	0.28%	−0.02
XAR SS SPDR S&P Aerospace Def	Reduce -13.3%	0.13%	−0.02
HYEM Vaneck Emrg MKTS Hi YLD	Reduce -8.1%	0.11%	−0.02
RSPD Invesco S&P 500 Equal Weight	Reduce -0.6%	0.58%	−0.02
SHY iShares 1-3 Year Treasury Bo	Reduce -0.3%	0.19%	−0.02
FINX Global X Fintech ETF	Reduce -12.5%	0.10%	−0.01
PGF Invesco Financial Preferred	Reduce -5.0%	0.14%	−0.01
NCV Virtus Convertible & Income	Reduce -17.4%	0.05%	−0.01
CAT Caterpillar Inc.	Reduce -15.4%	0.10%	−0.01
XLY SS Consumer Disc Select Sect	Reduce -3.4%	0.24%	−0.01
TSLA Tesla Inc.	Reduce -19.6%	0.23%	−0.01
SCHF Schwab Intl Equity ETF	Reduce -4.4%	0.10%	−0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd	Reduce -1.7%	0.21%	−0.01
DIV Global X Superdividend Use	Reduce -1.6%	0.18%	−0.01
IYH iShares U.S. Healthcare ETF	Reduce -2.4%	0.10%	−0.01
SYLD Cambria Shareholder Yield Et	Reduce -0.8%	0.10%	−0.01

Portfolio Buys Q2 2024 → Q3 2024


RSP Invesco S&P 500 Equal Weight	Add +82.6%	1.43%	+0.63
AGG iShares Core U.S. Aggregate	Add +76.7%	1.59%	+0.63
FTSD Franklin Short Duration U.S.	New	0.62%	+0.62
SNOW Snowflake Inc.	Add +307.9%	0.60%	+0.40
LQD Ishr Ibx Usd Invgd CB ETF-Ui	Add +43.1%	1.44%	+0.38
XLU St Sr Utl SL SE SPDR ETF-Usd	New	0.30%	+0.30
SEPW Alianzim US Eq BFR20 Sep-Usd	New	0.29%	+0.29
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	Add +66.4%	0.54%	+0.19
VB Vanguard Most SM-Cap ETF-Usd	Add +15.4%	1.20%	+0.14
TLT iShares 20+ Year Treasury BD	Add +18.6%	1.08%	+0.13
SPY SS SPDR S&P 500 ETF Trust-US	Add +11.8%	2.21%	+0.12
HD Home Depot Inc.	New	0.12%	+0.12
XLRE SS Real Estate Select Sector	New	0.12%	+0.12
VNQ Vanguard Real Estate ETF	New	0.12%	+0.12
IBIT iShares Bitcoin Trust ETF	New	0.11%	+0.11
XLF SS Financial Select Sector	Add +12.0%	1.09%	+0.11
BIV Vanguard Intermediate-Term B	Add +14.4%	1.50%	+0.11
SPLB SS SPDR P Long Term C ETF	New	0.10%	+0.10
ETHE Grayscale Ethereum Staking E	New	0.10%	+0.10
AVGO Broadcom Inc.	New	0.10%	+0.10
INKM SS Income Allocation ETF	New	0.10%	+0.10
DGT SS SPDR Global Dow ETF	New	0.10%	+0.10
BINC iShares Flex I A ETF-Usd Inc.	New	0.10%	+0.10
APRW Allinzim US Eq BFR20 Apr-Usd	New	0.09%	+0.09
LLY Eli Lilly & Co.	Add +81.0%	0.24%	+0.09
XLI SS Industrial Select Sector	Add +15.2%	0.68%	+0.09
RSPF Invesco S&P 500 Equal Weight	Add +1.1%	2.61%	+0.06
AVUV Avantis US Small Cap Value	Add +11.1%	0.80%	+0.05
SCHB Schwab US Broad Market ETF	Add +6.4%	3.38%	+0.04
SOXX iShares Semiconductor ETF	Add +27.4%	0.53%	+0.04
SCHV Schwab US Large-Cap Value	Add +19.4%	0.22%	+0.03
ALDX Aldeyra Therapeutics Inc.	Add +12.3%	0.08%	+0.03
NFLX Netflix Inc.	Add +30.0%	0.13%	+0.02
ET Energy Transfer LP	Add +19.1%	0.39%	+0.02
GRAYSCALE ETHEREUM MINI TR E	New	0.02%	+0.02
KRE SS SPDR S&P Regional Bank	Add +0.7%	0.47%	+0.02
BRK.B Berkshire Hathaway Inc. Class B	Add +8.2%	0.21%	+0.02
ED Consolidated Edison Inc.	Add +0.1%	0.41%	+0.02
XLB SS Materials Select Sector	Add +4.0%	0.78%	+0.02
BTC Grayscale Bitcoin Mini Trust	Add +28.6%	0.10%	+0.01
GLD SPDR Gold Shares	Add +8.1%	0.13%	+0.01
BUG Global X Cybersecurity ETF	Add +11.3%	0.23%	+0.01
IWP iShares Russell Mid-Cap Grow	Add +10.4%	0.19%	+0.01
PFE Pfizer Inc.	Add +9.9%	0.41%	+0.01
PNQI Invesco Nasdaq Internet ETF	Add +6.4%	0.43%	+0.01
SCHE Schwab Emrg Mrkts Eqty ETF	Add +4.5%	0.15%	+0.00
VOE Vngrd Mrngstr MD-Cap Val ETF	Add +0.7%	0.27%	+0.00
KIO KKR Income Opportunities	Add +3.3%	0.68%	+0.00
XLP SS Consumer Staples Sel Sect	Add +1.2%	0.12%	−0.00
PFFV Global X Variable Rate Pref	Add +5.5%	0.13%	−0.00

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	188	$332.6M	SMH, AAPL, NVDA, SCHB, RSPT
Q1 2026	169	$279.7M	SMH, AAPL, NVDA, SCHB, NOBL
Q4 2025	166	$277.3M	SMH, AAPL, NVDA, SCHB, NOBL
Q3 2025	161	$265.1M	SMH, AAPL, NVDA, SCHB, NOBL
Q2 2025	151	$244.4M	SMH, AAPL, NOBL, NVDA, SCHB
Q1 2025	140	$218.8M	AAPL, NOBL, SMH, SCHB, AMZN
Q4 2024	146	$225.0M	AAPL, SMH, SCHB, NOBL, AMZN
Q3 2024	136	$217.1M	AAPL, SMH, NOBL, SCHB, RSPT
Q2 2024	123	$195.2M	SMH, AAPL, NOBL, RSPT, SCHB
Q1 2024	122	$186.7M	SMH, NOBL, AAPL, RSPT, SCHB