Principle Wealth Partners LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 23, 2024), Principle Wealth Partners LLC reported 341 stock positions worth $1.3 billion. Its top holding was JPMorgan Chase (JPM) at 5.5% of the portfolio, followed by Apple (AAPL, 4.9%) and Vanguard Dividend Apprec ETF (VIG, 3.7%). Compared with Q4 2023, it opened 15 new positions, sold out of 6, added to 141 and reduced 72. The biggest buy was iShares Core S&P Small-Cap E (IJR, shares +296%) and the biggest sale Boeing (BA, shares −40%).

Most Recent 13F
Q2 2026
Location
MADISON, CT
CIK
0001743413
Portfolio Value
$1.3B (Q1 2024)
SEC Filing
0001951757-24-000375 ↗ filed Apr 23, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B $1.3B Q1 2024 Q2 2024: $1.3B Q2 2024 Q3 2024: $1.4B Q3 2024 Q4 2024: $1.4B Q4 2024 Q1 2025: $1.4B Q1 2025 Q2 2025: $1.6B Q2 2025 Q3 2025: $1.7B Q3 2025 Q4 2025: $1.8B Q4 2025 Q1 2026: $1.7B Q1 2026 Q2 2026: $2.0B Q2 2026

Holdings 341 stocks · $1.3B
JPM JPMorgan Chase & Co. 5.55% 354,208 $70.9M Add +0.4%
AAPL Apple Inc. 4.95% 368,998 $63.3M Add +0.1%
VIG Vanguard Dividend Apprec ETF 3.68% 257,438 $47.0M Add +0.3%
MSFT Microsoft Corp. 3.57% 108,503 $45.6M Add +0.6%
SCHD Schwab US DVD Equity ETF 3.31% 524,442 $42.3M Add +12.7%
VUG Vanguard Mrngstar GR ETF-Sui 3.22% 119,723 $41.2M Add +1.3%
SMTH Alps SMTH Cor BD Plus ETF 2.56% 1,278,274 $32.8M Add +2.1%
XLG Invesco S&P 500 Top 50 ETF 2.32% 703,569 $29.6M Add +59.3%
AMZN Amazon.com Inc. 2.23% 158,037 $28.5M Add +0.1%
SMOT Vaneck Morningstar Smid Moat 1.94% 726,451 $24.8M Add +10.2%
VTI VG Morningstar TS MKT ETF-US 1.62% 79,666 $20.7M Add +1.0%
MCD McDonald's Corp. 1.50% 68,018 $19.2M Add +0.1%
NVDA Nvidia Corp. 1.44% 20,433 $18.5M Reduce -11.3%
JNJ Johnson & Johnson 1.37% 111,047 $17.6M Add +1.7%
IJR iShares Core S&P Small-Cap E 1.35% 156,760 $17.3M Add +296.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 1.31% 329,504 $16.7M Reduce -9.6%
VYM Vanguard High DVD Yield ETF 1.23% 129,629 $15.7M Add +0.3%
VOOG Vanguard S&P 500 Growth ETF 1.22% 51,148 $15.6M Add +1.3%
HD Home Depot Inc. 1.20% 40,131 $15.4M Add +0.1%
AMGN Amgen Inc. 1.14% 51,400 $14.6M Reduce -17.1%
OFLX Omega Flex Inc. 1.07% 192,275 $13.6M No change
GOOGL Alphabet Inc. Class A 1.06% 89,944 $13.6M Add +2.2%
GOOG Alphabet Inc. Class C 1.05% 88,476 $13.5M Add +0.5%
PG The Procter & Gamble Co. 0.96% 75,853 $12.3M Add +0.8%
RTX RTX Corp. 0.95% 124,271 $12.1M Reduce -1.7%
IEF iShares 7-10 Year Treasury B 0.88% 118,858 $11.3M Add +4.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.85% 57,192 $10.9M Add +0.8%
V Visa Inc. Class A 0.85% 39,111 $10.9M Add +2.2%
VGT Vanguard Info Tech ETF 0.81% 19,689 $10.3M Reduce -1.6%
SPGP Invesco S&P 500 Garp ETF 0.78% 93,855 $10.0M Add +11.2%
CSCO Cisco Systems Inc. 0.75% 191,630 $9.6M Add +1.0%
BRK.B Berkshire Hathaway Inc. Class B 0.74% 22,649 $9.5M Add +0.8%
MRK Merck & Co. Inc. 0.73% 70,972 $9.4M Add +1.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.71% 17,423 $9.1M Reduce -0.3%
CAT Caterpillar Inc. 0.67% 23,453 $8.6M Reduce -0.3%
ORCL Oracle Corp. 0.67% 68,270 $8.6M Add +0.8%
SCHY Schwab International DVD ETF 0.66% 349,986 $8.5M Reduce -3.2%
GS Goldman Sachs Group Inc. 0.65% 20,055 $8.4M Reduce -0.5%
XOM Exxon Mobil Corp. 0.65% 71,269 $8.3M Reduce -0.7%
IGV iShares Expanded Tech-Softwa 0.64% 96,335 $8.2M Reduce -2.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.63% 32,253 $8.1M Add +0.3%
GD General Dynamics Corp. 0.61% 27,590 $7.8M Reduce -2.5%
FMHI First Trust Municipal High I 0.60% 159,985 $7.7M Reduce -5.5%
INTC Intel Corp. 0.60% 174,244 $7.7M Add +0.5%
SMH Vaneck Semiconductor ETF 0.59% 33,830 $7.6M Add +19.8%
XMHQ Invesco S&P Midcap Qual ETF 0.58% 68,002 $7.5M Add +5.4%
QCOM Qualcomm Inc. 0.58% 44,202 $7.5M Add +0.5%
SO The Southern Co. 0.54% 97,051 $7.0M Add +5.3%
TCAF T Rowe PRC Cap Appreciation 0.52% 219,050 $6.6M Add +22.4%
JPST JPMorgan Ultra-Short Income 0.52% 130,868 $6.6M Reduce -2.5%
ABBV Abbvie Inc. 0.49% 34,393 $6.3M Add +1.9%
JEPI JPMorgan Equity Premium Inco 0.48% 106,040 $6.1M Add +2.1%
CVX Chevron Corp. 0.46% 37,056 $5.8M Add +3.8%
WM Waste Management Inc. 0.45% 26,814 $5.7M Reduce -0.5%
PFE Pfizer Inc. 0.44% 202,844 $5.6M Reduce -30.1%
QQQ Invesco QQQ Trust Series 1 0.43% 12,431 $5.5M Add +0.3%
PEP Pepsico Inc. 0.43% 31,421 $5.5M Add +5.0%
CALF PCR US SM CP CSH CWS ETF-Usd 0.43% 110,793 $5.4M Add +22.4%
KMB Kimberly-Clark Corp. 0.42% 41,767 $5.4M Add +4.3%
PRU Prudential Financial Inc. 0.42% 45,474 $5.3M Add +2.6%
CI The Cigna Group 0.41% 14,407 $5.2M Add +0.1%
CMI Cummins Inc. 0.41% 17,692 $5.2M Add +0.3%
KO The Coca-Cola Co. 0.41% 84,840 $5.2M Add +6.0%
LLY Eli Lilly & Co. 0.40% 6,509 $5.1M Add +1.4%
TXN Texas Instruments Inc. 0.39% 28,740 $5.0M Add +1.4%
DOW Dow Inc. 0.39% 86,255 $5.0M Add +0.5%
ODFL Old Dominion Freight Line 0.38% 22,104 $4.8M No change
BLK BlackRock Finance Inc. 0.38% 5,806 $4.8M No change
COP Conocophillips 0.37% 37,055 $4.7M Reduce -26.8%
MMM 3M Co. 0.37% 44,286 $4.7M Add +0.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.37% 86,269 $4.7M Add +4.9%
META Meta Platforms Inc. Class A 0.36% 9,478 $4.6M Add +4.1%
BA The Boeing Co. 0.35% 23,214 $4.5M Reduce -40.3%
BRK.A Berkshire Hathaway Inc. Class A 0.35% 7 $4.4M No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.35% 116,664 $4.4M Add +1.9%
ALL Allstate Corp. 0.34% 25,105 $4.3M No change
PSX Phillips 66 0.33% 26,229 $4.3M Add +0.0%
COST Costco Wholesale Corp. 0.33% 5,744 $4.2M Reduce -2.0%
EMR Emerson Electric Co. 0.33% 36,879 $4.2M Reduce -0.9%
ACN Accenture PLC Class A 0.31% 11,462 $4.0M Reduce -1.1%
TRV The Travelers Cos Inc. 0.31% 16,992 $3.9M No change
UNH Unitedhealth Group Inc. 0.29% 7,550 $3.7M Add +0.3%
SCHW Schwab (charles) Corp. 0.29% 50,942 $3.7M Reduce -0.4%
GE General Electric 0.28% 20,580 $3.6M Add +0.1%
PNC PNC Financial Services Group 0.28% 22,341 $3.6M Reduce -2.2%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.28% 29,975 $3.6M Add +1.9%
LOW Lowe's Cos Inc. 0.28% 13,896 $3.5M No change
TSLA Tesla Inc. 0.27% 19,705 $3.5M Reduce -0.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.27% 27,761 $3.4M Add +7.2%
ITA iShares U.S. Aerospace & Def 0.26% 25,354 $3.3M Add +1.3%
LMT Lockheed Martin Corp. 0.26% 7,265 $3.3M Add +2.3%
PM Philip Morris International 0.25% 35,415 $3.2M Add +2.3%
HON Honeywell International Inc. 0.25% 15,804 $3.2M No change
PANW Palo Alto Networks Inc. 0.25% 11,359 $3.2M Add +5.1%
GIS General Mills Inc. 0.25% 45,495 $3.2M Add +4.6%
MSI Motorola Solutions Inc. 0.25% 8,937 $3.2M No change
DUK Duke Energy Corp. 0.25% 32,724 $3.2M Add +21.6%
XLV SS Health Care Select Sector 0.25% 21,374 $3.2M Reduce -0.3%
DVY iShares Select Dividend ETF 0.24% 25,208 $3.1M Add +12.9%
NSC Norfolk Southern Corp. 0.23% 11,581 $3.0M Reduce -0.2%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.22% 2,821 $2.9M No change
VXUS Vanguard Total Intl Stock 0.22% 47,572 $2.9M Add +6.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.22% 16,935 $2.8M Add +1.3%
FDVV Fidelity High Dividend ETF 0.21% 59,973 $2.7M Add +5.9%
CRM Salesforce Inc. 0.21% 8,983 $2.7M Reduce -2.2%
ADP Automatic Data Processing 0.21% 10,745 $2.7M No change
VB Vanguard Most SM-Cap ETF-Usd 0.21% 11,627 $2.7M Add +0.9%
AEP American Electric Power 0.20% 30,030 $2.6M Add +51.0%
BX Blackstone Inc. 0.20% 19,587 $2.6M Add +1.7%
TFC Truist Financial Corp. 0.19% 63,771 $2.5M Add +0.9%
CVS CVS Health Corp. 0.19% 31,040 $2.5M Add +2.8%
VOO Vanguard S&P 500 ETF 0.19% 5,147 $2.5M Reduce -1.2%
MA Mastercard Inc. Class A 0.19% 5,050 $2.4M Add +1.4%
LVHI Franklin International Low V 0.19% 80,555 $2.4M Add +3.2%
NFLX Netflix Inc. 0.18% 3,824 $2.3M Add +2.7%
VZ Verizon Communications Inc. 0.17% 52,216 $2.2M Reduce -0.5%
VHT Vanguard Health Care ETF 0.17% 8,086 $2.2M Reduce -7.4%
NEE Nextera Energy Inc. 0.17% 33,558 $2.1M Add +23.5%
SDY SS SPDR S&P Dividend ETF 0.17% 16,083 $2.1M No change
VGSH Vanguard Short-Term Treasury 0.16% 34,866 $2.0M Reduce -15.9%
ETN Eaton Corp. PLC 0.15% 6,294 $2.0M Reduce -2.4%
AXP American Express Co. 0.15% 8,381 $1.9M Add +1.3%
EXC Exelon Corp. 0.15% 49,970 $1.9M Add +9.4%
USB US Bancorp 0.14% 41,387 $1.9M Add +2.2%
ADBE Adobe Inc. 0.14% 3,634 $1.8M Reduce -0.4%
TMO Thermo Fisher Scientific Inc. 0.14% 3,061 $1.8M Add +9.7%
XLK SS Technology Select Sector 0.14% 8,513 $1.8M Add +0.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.14% 17,316 $1.8M Add +4.9%
NOW ServiceNow Inc. 0.14% 2,298 $1.8M No change
IYW iShares Ustechnology ETF 0.13% 12,592 $1.7M No change
DHR Danaher Corp. 0.13% 6,731 $1.7M Add +8.9%
UNP Union Pacific Corp. 0.13% 6,543 $1.6M Reduce -1.8%
PH Parker Hannifin Corp. 0.13% 2,884 $1.6M No change
SHY iShares 1-3 Year Treasury Bo 0.12% 18,352 $1.5M Add +8.0%
CRWD CrowdStrike Holdings Inc. Class A 0.11% 4,536 $1.5M Add +1.6%
CARR Carrier Global Corp. 0.11% 24,748 $1.4M Reduce -7.7%
ISRG Intuitive Surgical Inc. 0.11% 3,411 $1.4M Add +205.1%
ITW Illinois Tool Works 0.10% 4,815 $1.3M No change
ELV Elevance Health Inc. 0.10% 2,450 $1.3M No change
DON Wisdomtree US Midcap Dividen 0.10% 25,990 $1.3M No change
IJT iShares S&P Small-Cap 600 GR 0.10% 9,321 $1.2M Add +7.3%
MEAR Ishrs Short Mat Muni Act ETF 0.09% 24,066 $1.2M No change
PRF Invesco Rafi US 1000 ETF 0.09% 30,920 $1.2M No change
MOAT Vaneck Morningstar Wide Moat 0.09% 12,988 $1.2M Reduce -0.6%
SBUX Starbucks Corp. 0.09% 12,752 $1.2M No change
XLI SS Industrial Select Sector 0.09% 9,200 $1.2M Reduce -8.0%
OTIS Otis Worldwide Corp. 0.09% 11,639 $1.2M Reduce -0.1%
WMT Walmart Inc. 0.09% 18,687 $1.1M Add +0.7%
MKL Markel Group Inc. 0.09% 737 $1.1M No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.09% 9,137 $1.1M No change
VT Vanguard Tot World STK ETF 0.09% 10,071 $1.1M Add +5.9%
WFC Wells Fargo & Co. 0.09% 19,081 $1.1M Add +7.3%
ES Eversource Energy 0.09% 18,471 $1.1M Reduce -0.6%
MS Morgan Stanley 0.09% 11,640 $1.1M Add +0.0%
CMCSA Comcast Corp. Class A 0.09% 25,260 $1.1M Reduce -0.9%
VYMI Vanguard Int High DVD YLD Inc. 0.08% 15,570 $1.1M No change
SOXX iShares Semiconductor ETF 0.08% 4,645 $1.0M Add +1.8%
SPLV Invesco S&P 500 Low Volatili 0.08% 15,621 $1.0M No change
ZTS Zoetis Inc. 0.08% 6,058 $1.0M No change
AFL Aflac Inc. 0.08% 11,739 $1.0M No change
NOC Northrop Grumman Corp. 0.08% 2,089 $1000K No change
VFH Vanguard Financials ETF 0.08% 9,383 $961K No change
VDE Vanguard Energy ETF 0.07% 7,223 $951K Reduce -20.7%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.07% 15,902 $916K No change
IJH iShares Core S&P Midcap ETF 0.07% 14,905 $905K Add +6.6%
CB Chubb Ltd. 0.07% 3,488 $904K Add +13.6%
ABT Abbott Laboratories 0.07% 7,942 $903K Add +2.5%
XLE SS Energy Select Sector 0.07% 9,492 $896K No change
IBB iShares Biotechnology ETF 0.07% 6,362 $873K Reduce -1.8%
SYK Stryker Corp. 0.07% 2,392 $856K No change
DIVO Amplify CWP Enhan Divid ETF 0.06% 21,167 $823K Reduce -0.3%
ARKK ARK Innovation ETF 0.06% 16,258 $814K No change
TSM Taiwan Semiconductor-SP ADR 0.06% 5,940 $808K Add +1.3%
NKE Nike Inc. Class B 0.06% 8,582 $807K Add +0.1%
AMT American Tower Corp. 0.06% 4,002 $791K Add +14.3%
FISV Fiserv Inc. 0.06% 4,943 $790K Reduce -0.4%
INTU Intuit Inc. 0.06% 1,208 $785K Reduce -0.2%
ADM Archer-Daniels-Midland Co. 0.06% 12,027 $755K Reduce -63.8%
WPM Wheaton Precious Metals Corp. 0.06% 15,346 $723K No change
IVV iShares Core S&P 500 ETF 0.06% 1,374 $722K Add +2.2%
VDC Vanguard Consumer Staple ETF 0.06% 3,528 $720K No change
DSI iShares ESG MSCI KLD 400 ETF 0.06% 7,047 $710K No change
PID Invesco International Divide 0.06% 38,262 $709K Reduce -14.5%
MDLZ Mondelez International Inc. Class A 0.06% 10,103 $707K Add +16.1%
GLD SPDR Gold Shares 0.06% 3,430 $706K Reduce -9.7%
UPS United Parcel Service Class B 0.05% 4,722 $702K Reduce -0.1%
IWF iShares Russell 1000 Growth 0.05% 2,070 $698K No change
FULT Fulton Financial Corp. 0.05% 43,846 $697K No change
CTVA Corteva Inc. 0.05% 12,065 $696K No change
IAU iShares Gold Trust 0.05% 16,000 $672K No change
KKR KKR & Co. Inc. 0.05% 6,500 $654K No change
CL Colgate-Palmolive Co. 0.05% 7,237 $652K Add +1.4%
XLF SS Financial Select Sector 0.05% 15,401 $649K No change
AMD Advanced Micro Devices 0.05% 3,536 $638K Reduce -2.3%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 0.05% 22,135 $637K New
ARW Arrow Electronics Inc. 0.05% 4,905 $635K No change
DGRO iShares Core Dividend Growth 0.05% 10,853 $630K No change
DES Wisdomtree US Smallcap Divid 0.05% 19,240 $629K No change
APD Air Products & Chemicals Inc. 0.05% 2,584 $626K No change
SWK Stanley Black & Decker Inc. 0.05% 6,371 $624K Add +2.9%
MDT Medtronic PLC 0.05% 6,775 $590K Reduce -8.7%
T AT&T Inc. 0.05% 33,088 $582K Add +2.9%
FSMB First Trust Short Dur Manag 0.05% 29,245 $580K Reduce -23.2%
NOBL Proshares S&P 500 Dividend A 0.05% 5,694 $577K No change
MO Altria Group Inc. 0.05% 13,222 $577K Add +28.6%
CSX CSX Corp. 0.04% 15,329 $568K No change
TGT Target Corp. 0.04% 3,194 $566K Reduce -1.4%
D Dominion Energy Inc. 0.04% 11,234 $553K Add +76.1%
ED Consolidated Edison Inc. 0.04% 6,039 $548K Add +22.6%
MGM MGM Resorts International 0.04% 11,580 $547K No change
CHDN Churchill Downs Inc. 0.04% 4,400 $545K No change
DD Dupont DE Nemours Inc. 0.04% 7,052 $541K Add +3.7%
IYR iShares US Real Estate ETF 0.04% 6,000 $539K Reduce -14.3%
IWP iShares Russell Mid-Cap Grow 0.04% 4,670 $533K No change
LIN Linde PLC 0.04% 1,134 $527K No change
UL Unilever PLC 0.04% 10,443 $524K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 7,132 $522K Add +18.1%
OR Osisko Gold Royalties Ltd. 0.04% 31,225 $513K No change
SPGI S&P Global Inc. 0.04% 1,188 $505K Add +26.6%
MSA Msa Safety Inc. 0.04% 2,595 $502K No change
CHD Church & Dwight Co. Inc. 0.04% 4,800 $501K No change
BMY Bristol-Myers Squibb Co. 0.04% 9,208 $499K Add +15.6%
IQV Iqvia Holdings Inc. 0.04% 1,920 $486K No change
NVO Novo-Nordisk A/S-Spons ADR 0.04% 3,769 $484K Reduce -0.1%
CME Cme Group Inc. 0.04% 2,200 $474K No change
IYH iShares U.S. Healthcare ETF 0.04% 7,535 $466K No change
PXD Pioneer Natural Resources Co. 0.04% 1,776 $466K Reduce -1.4%
RDVY First Trust Rising Dividend 0.04% 8,282 $465K Add +1.2%
TEL Te Connectivity Ltd. 0.04% 3,189 $463K Add +20.7%
TPL Texas Pacific Land Corp. 0.04% 789 $456K Add +12.9%
IVW iShares S&P 500 Growth ETF 0.04% 5,319 $449K No change
IP International Paper Co. 0.03% 11,377 $444K Reduce -21.9%
FTCS First Trust Capital Strength 0.03% 5,154 $441K No change
PDP Invesco Dorsey Wright Moment 0.03% 4,395 $434K No change
RSP Invesco S&P 500 Equal Weight 0.03% 2,555 $433K Add +2.8%
HOLX Hologic Inc. 0.03% 5,500 $429K No change
SHEL Shell PLC-ADR 0.03% 6,334 $425K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,763 $423K Reduce -4.7%
CLX Clorox Company 0.03% 2,734 $419K Add +14.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.03% 4,550 $418K No change
PLD Prologis Inc. 0.03% 3,174 $413K Add +9.1%
NVS Novartis AG-Sponsored ADR 0.03% 4,247 $411K No change
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.03% 4,702 $404K No change
OGN Organon & Co. 0.03% 21,352 $401K Reduce -0.5%
ADI Analog Devices Inc. 0.03% 2,002 $396K Reduce -4.2%
MTB M & T Bank Corp. filed as M & T BK CORP 0.03% 2,661 $387K No change
MELI MercadoLibre Inc. 0.03% 256 $386K Add +18.0%
VCIT Vanguard Int-Term Corporate 0.03% 4,784 $385K Add +1.1%
AGR Avangrid Inc. 0.03% 10,480 $382K No change
CG The Carlyle Group Inc. 0.03% 8,031 $377K No change
NNN NNN REIT Inc. 0.03% 8,784 $375K Add +62.4%
SCHA Schwab US Small-Cap ETF 0.03% 7,571 $373K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.03% 1,419 $370K Add +6.0%
HSY The Hershey Co. 0.03% 1,869 $364K No change
AVGO Broadcom Inc. 0.03% 273 $362K Add +4.2%
VIGI Vanguard Int Div App Indx FD 0.03% 4,388 $358K Reduce -21.2%
DE Deere & Co. 0.03% 870 $357K Add +20.8%
SNDX Syndax Pharmaceuticals Inc. 0.03% 15,000 $357K No change
FVAL Fidelity Value Factor ETF 0.03% 6,167 $352K No change
LAMR Lamar Advertising Co. Class A 0.03% 2,940 $351K No change
DELL Dell Technologies -C 0.03% 3,076 $351K No change
GM General Motors Co. 0.03% 7,629 $346K No change
ENB Enbridge Inc. 0.03% 9,458 $342K Add +46.3%
IWY iShares Russell Top 200 Grow 0.03% 1,736 $339K No change
IEI iShares 3-7 Year Treasury Bo 0.03% 2,906 $337K Add +8.0%
WASH Washington Trust Bancorp 0.03% 12,214 $328K No change
NULG Nuveen ESG LRG-Cap GRW ETF 0.03% 4,292 $327K No change
SBLK Star Bulk Carriers Corp. 0.03% 13,397 $320K Add +1.5%
SLG SL Green Realty Corp. 0.02% 5,764 $318K No change
ESGV Vanguard ESG US Stock ETF 0.02% 3,349 $312K Add +2.9%
VEU Vanguard Ftse All-World Ex-U 0.02% 5,226 $307K New
HTGC Hercules Capital Inc. 0.02% 16,390 $302K No change
DOV Dover Corp. 0.02% 1,700 $301K Reduce -15.0%
CAE Cae Inc. 0.02% 14,482 $299K No change
PJT PJT Partners Inc. Class A 0.02% 3,155 $297K No change
PFF iShares Preferred & Income S 0.02% 9,219 $297K Reduce -5.5%
AMAT Applied Materials Inc. 0.02% 1,427 $294K Reduce -13.3%
CBOE Cboe Global Markets Inc. 0.02% 1,600 $294K No change
YUM Yum! Brands Inc. 0.02% 2,120 $294K No change
KVUE Kenvue Inc. 0.02% 13,694 $294K Add +45.7%
OKE Oneok Inc. 0.02% 3,653 $293K Reduce -6.0%
GRID First TRST Nasd Class Edg Sgiif 0.02% 2,544 $292K Add +0.0%
O Realty Income Corp. 0.02% 5,375 $291K New
IWD iShares Russell 1000 Value E 0.02% 1,620 $290K No change
AVTR Avantor Inc. 0.02% 11,300 $289K No change
RJF Raymond James Financial Inc. 0.02% 2,225 $286K No change
VOOV Vanguard S&P 500 Value ETF 0.02% 1,580 $285K Add +12.5%
FNV Franco-Nevada Corp. 0.02% 2,383 $284K Reduce -27.5%
WMB Williams Cos Inc. 0.02% 7,264 $283K Add +0.0%
FDL First Trust Morn DVD Lead Inc. 0.02% 7,260 $279K No change
QUAL iShares MSCI USA Quality Fac 0.02% 1,674 $275K New
EOG EOG Resources Inc. 0.02% 2,138 $273K No change
GILD Gilead Sciences Inc. 0.02% 3,677 $269K Reduce -16.0%
WHR Whirlpool Corp. 0.02% 2,245 $269K No change
ITOT iShares Core S&P Total U.S. 0.02% 2,329 $269K No change
MRNA Moderna Inc. 0.02% 2,497 $266K Add +4.3%
PYPL PayPal Holdings Inc. 0.02% 3,938 $264K Add +17.4%
CWB SS SPDR BB Conv Sec ETF 0.02% 3,590 $262K No change
KSS Kohls Corp. 0.02% 8,995 $262K Reduce -2.0%
KMI Kinder Morgan Inc. 0.02% 14,262 $262K No change
ECL Ecolab Inc. 0.02% 1,123 $259K New
FAST Fastenal Co. 0.02% 3,300 $255K No change
SGOV iShares 0-3 Month Treasury B 0.02% 2,504 $252K Reduce -7.4%
IWM iShares Russell 2000 ETF 0.02% 1,194 $251K No change
MET Metlife Inc. 0.02% 3,362 $249K Add +7.1%
F Ford Motor Co. filed as FORD MTR CO DEL 0.02% 18,672 $248K Add +3.7%
IWB iShares Russell 1000 ETF 0.02% 854 $246K No change
EPD Enterprise Products Partners 0.02% 8,416 $246K Reduce -11.4%
CODI Compass Diversified Holdings 0.02% 10,110 $243K No change
PLTR Palantir Technologies Inc. Class A 0.02% 10,481 $241K Add +4.8%
SBRA Sabra Health Care REIT Inc. 0.02% 16,285 $241K No change
DEA Easterly Govt Pptys Inc. 0.02% 20,845 $240K No change
BSX Boston Scientific Corp. 0.02% 3,374 $231K New
FBND Fidelity Total Bond ETF 0.02% 5,077 $230K New
TEX Terex Corp. 0.02% 3,571 $230K No change
QJUN FT Vest Nasdaq-100 Buffer Et 0.02% 9,000 $230K No change
WEC WEC Energy Group Inc. 0.02% 2,770 $227K No change
CWEN.A Clearway Energy Inc. Class A 0.02% 10,561 $227K Add +2.4%
HLIO Helios Technologies Inc. 0.02% 5,043 $225K No change
TLT iShares 20+ Year Treasury BD 0.02% 2,325 $220K Reduce -7.9%
CCI Crown Castle Inc. 0.02% 2,072 $219K New
PSTL Postal Realty Trust Inc. Class A 0.02% 15,015 $215K Add +15.5%
XEL Xcel Energy Inc. 0.02% 3,980 $214K No change
EZM Wisdomtree US Midcap Fund 0.02% 3,500 $214K No change
TIP iShares Tips Bond ETF 0.02% 1,978 $212K No change
BGS B&G Foods Inc. 0.02% 18,555 $212K No change
IWV iShares Russell 3000 ETF 0.02% 703 $211K New
BDX Becton Dickinson and Co. 0.02% 850 $210K No change
KNSL Kinsale Capital Group Inc. 0.02% 400 $210K New
ICE Intercontinental Exchange Inc. 0.02% 1,508 $207K New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 2,651 $206K Add +0.3%
CEF Sprott Physical Gold and Sil 0.02% 10,000 $203K New
ALLY Ally Financial Inc. 0.02% 5,000 $203K New
VRSN Verisign Inc. 0.02% 1,065 $202K Add +1.9%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 505 $201K New
WU Western Union Co. 0.02% 14,222 $199K Add +5.2%
AMBP Ardagh Metal Packaging SA 0.01% 50,315 $173K No change
ETV Eaton Vance T/M Buy-Writ Opp 0.01% 12,800 $166K No change
VTRS Viatris Inc. 0.01% 12,424 $148K Reduce -0.7%
RQI Cohen & Steers Qual Inc. RLTY 0.01% 10,373 $125K New
NMZ Nuveen Muni Hi Inc. Opport 0.01% 11,000 $116K No change
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.3M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 441$526KAdd +27.8%
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 374$456KAdd +49.6%
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 7,430$289KNo change

Total filed on the 13F, all lines: $1.3B.

Portfolio Sells Q4 2023 → Q1 2024
BA The Boeing Co. Reduce -40.3% 0.35% −0.52
AMGN Amgen Inc. Reduce -17.1% 1.14% −0.40
JMST JPM Ultra-Short Muni Income Reduce -9.6% 1.31% −0.29
PFE Pfizer Inc. Reduce -30.1% 0.44% −0.28
TSLA Tesla Inc. Reduce -0.7% 0.27% −0.15
ADM Archer-Daniels-Midland Co. Reduce -63.8% 0.06% −0.15
COP Conocophillips Reduce -26.8% 0.37% −0.14
SCHY Schwab International DVD ETF Reduce -3.2% 0.66% −0.10
FMHI First Trust Municipal High I Reduce -5.5% 0.60% −0.09
JPST JPMorgan Ultra-Short Income Reduce -2.5% 0.52% −0.06
VGSH Vanguard Short-Term Treasury Reduce -15.9% 0.16% −0.05
IGV iShares Expanded Tech-Softwa Reduce -2.5% 0.64% −0.05
GEHC GE Healthcare Technology Sold out 0.00% −0.05
ADBE Adobe Inc. Reduce -0.4% 0.14% −0.04
ACN Accenture PLC Class A Reduce -1.1% 0.31% −0.04
STX Seagate Technology Holdings Sold out 0.00% −0.03
IRM Iron Mountain Inc. Sold out 0.00% −0.03
VGT Vanguard Info Tech ETF Reduce -1.6% 0.81% −0.03
GD General Dynamics Corp. Reduce -2.5% 0.61% −0.02
PNC PNC Financial Services Group Reduce -2.2% 0.28% −0.02
CARR Carrier Global Corp. Reduce -7.7% 0.11% −0.02
FSMB First Trust Short Dur Manag Reduce -23.2% 0.05% −0.02
FLG New York Community Bancorp Sold out 0.00% −0.02
COLB Columbia Banking System Inc. Sold out 0.00% −0.02
VDE Vanguard Energy ETF Reduce -20.7% 0.07% −0.02
DEM Wisdomtree Emerging Markets Sold out 0.00% −0.02
VHT Vanguard Health Care ETF Reduce -7.4% 0.17% −0.02
PID Invesco International Divide Reduce -14.5% 0.06% −0.02
UNP Union Pacific Corp. Reduce -1.8% 0.13% −0.02
SCHW Schwab (charles) Corp. Reduce -0.4% 0.29% −0.02
GS Goldman Sachs Group Inc. Reduce -0.5% 0.65% −0.01
IYR iShares US Real Estate ETF Reduce -14.3% 0.04% −0.01
ES Eversource Energy Reduce -0.6% 0.09% −0.01
CMCSA Comcast Corp. Class A Reduce -0.9% 0.09% −0.01
IP International Paper Co. Reduce -21.9% 0.03% −0.01
VIGI Vanguard Int Div App Indx FD Reduce -21.2% 0.03% −0.01
GILD Gilead Sciences Inc. Reduce -16.0% 0.02% −0.01
FNV Franco-Nevada Corp. Reduce -27.5% 0.02% −0.01
UPS United Parcel Service Class B Reduce -0.1% 0.05% −0.01
IBB iShares Biotechnology ETF Reduce -1.8% 0.07% −0.01
XLI SS Industrial Select Sector Reduce -8.0% 0.09% −0.01
GLD SPDR Gold Shares Reduce -9.7% 0.06% −0.01
MDT Medtronic PLC Reduce -8.7% 0.05% −0.01
NSC Norfolk Southern Corp. Reduce -0.2% 0.23% −0.01
XLV SS Health Care Select Sector Reduce -0.3% 0.25% −0.01
ADI Analog Devices Inc. Reduce -4.2% 0.03% −0.00
COST Costco Wholesale Corp. Reduce -2.0% 0.33% −0.00
TLT iShares 20+ Year Treasury BD Reduce -7.9% 0.02% −0.00
MOAT Vaneck Morningstar Wide Moat Reduce -0.6% 0.09% −0.00
INTU Intuit Inc. Reduce -0.2% 0.06% −0.00

Portfolio Buys Q4 2023 → Q1 2024
IJR iShares Core S&P Small-Cap E Add +296.2% 1.35% +0.99
XLG Invesco S&P 500 Top 50 ETF Add +59.3% 2.32% +0.88
JPM JPMorgan Chase & Co. Add +0.4% 5.55% +0.37
SCHD Schwab US DVD Equity ETF Add +12.7% 3.31% +0.25
SMH Vaneck Semiconductor ETF Add +19.8% 0.59% +0.17
AMZN Amazon.com Inc. Add +0.1% 2.23% +0.16
SMOT Vaneck Morningstar Smid Moat Add +10.2% 1.94% +0.15
XMHQ Invesco S&P Midcap Qual ETF Add +5.4% 0.58% +0.09
TCAF T Rowe PRC Cap Appreciation Add +22.4% 0.52% +0.09
META Meta Platforms Inc. Class A Add +4.1% 0.36% +0.08
ISRG Intuitive Surgical Inc. Add +205.1% 0.11% +0.07
LLY Eli Lilly & Co. Add +1.4% 0.40% +0.07
MRK Merck & Co. Inc. Add +1.1% 0.73% +0.07
MSFT Microsoft Corp. Add +0.6% 3.57% +0.07
SPGP Invesco S&P 500 Garp ETF Add +11.2% 0.78% +0.07
DIS The Walt Disney Co. Add +7.2% 0.27% +0.06
AEP American Electric Power Add +51.0% 0.20% +0.06
VUG Vanguard Mrngstar GR ETF-Sui Add +1.3% 3.22% +0.06
GE General Electric Add +0.1% 0.28% +0.06
ORCL Oracle Corp. Add +0.8% 0.67% +0.05
IBM Intl Business Machines Corp. Add +0.8% 0.85% +0.05
BRK.B Berkshire Hathaway Inc. Class B Add +0.8% 0.74% +0.05
CALF PCR US SM CP CSH CWS ETF-Usd Add +22.4% 0.43% +0.05
CGGO Cap Group Global Growth New 0.05% +0.05
CMI Cummins Inc. Add +0.3% 0.41% +0.04
VOOG Vanguard S&P 500 Growth ETF Add +1.3% 1.22% +0.04
ABBV Abbvie Inc. Add +1.9% 0.49% +0.04
CI The Cigna Group Add +0.1% 0.41% +0.04
QCOM Qualcomm Inc. Add +0.5% 0.58% +0.04
PSX Phillips 66 Add +0.0% 0.33% +0.03
NEE Nextera Energy Inc. Add +23.5% 0.17% +0.03
NFLX Netflix Inc. Add +2.7% 0.18% +0.03
VEU Vanguard Ftse All-World Ex-U New 0.02% +0.02
O Realty Income Corp. New 0.02% +0.02
DUK Duke Energy Corp. Add +21.6% 0.25% +0.02
QUAL iShares MSCI USA Quality Fac New 0.02% +0.02
PRU Prudential Financial Inc. Add +2.6% 0.42% +0.02
ECL Ecolab Inc. New 0.02% +0.02
BSX Boston Scientific Corp. New 0.02% +0.02
FBND Fidelity Total Bond ETF New 0.02% +0.02
D Dominion Energy Inc. Add +76.1% 0.04% +0.02
DVY iShares Select Dividend ETF Add +12.9% 0.24% +0.02
CCI Crown Castle Inc. New 0.02% +0.02
IWV iShares Russell 3000 ETF New 0.02% +0.02
KNSL Kinsale Capital Group Inc. New 0.02% +0.02
ICE Intercontinental Exchange Inc. New 0.02% +0.02
ALLY Ally Financial Inc. New 0.02% +0.02
CEF Sprott Physical Gold and Sil New 0.02% +0.02
DIA SS SPDR Dow Jones Indus Avg New 0.02% +0.02
AXP American Express Co. Add +1.3% 0.15% +0.02

Notes & Other Activity Q4 2023 → Q1 2024
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +27.8% 441 $526K
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +49.6% 374 $456K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 395$2.0BXLG, BKDV, JPM, AAPL, VUG
Q1 2026 378$1.7BXLG, BKDV, JPM, AAPL, VUG
Q4 2025 369$1.8BXLG, JPM, BKDV, AAPL, VUG
Q3 2025 357$1.7BXLG, JPM, BKDV, AAPL, VUG
Q2 2025 355$1.6BXLG, JPM, BKDV, AAPL, VUG
Q1 2025 338$1.4BJPM, AAPL, XLG, VIG, VUG
Q4 2024 332$1.4BAAPL, JPM, XLG, VUG, VIG
Q3 2024 338$1.4BAAPL, JPM, VIG, MSFT, VUG
Q2 2024 323$1.3BAAPL, JPM, MSFT, VIG, VUG
Q1 2024Amended 341$1.3BJPM, AAPL, VIG, MSFT, SCHD