Principle Wealth Partners LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Principle Wealth Partners LLC reported 338 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 6.1% of the portfolio, followed by JPMorgan Chase (JPM, 5.3%) and Vanguard Dividend Apprec ETF (VIG, 3.6%). Compared with Q2 2024, it opened 24 new positions, sold out of 9, added to 96 and reduced 94. The biggest buy was iShares Core S&P Small-Cap E (IJR, shares +64%) and the biggest sale an exit from iShares 7-10 Year Treasury B (IEF).

Most Recent 13F
Q2 2026
Location
MADISON, CT
CIK
0001743413
Portfolio Value
$1.4B (Q3 2024)
SEC Filing
0001951757-24-001201 ↗ filed Nov 13, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.3B Q2 2024 Q3 2024: $1.4B $1.4B Q3 2024 Q4 2024: $1.4B Q4 2024 Q1 2025: $1.4B Q1 2025 Q2 2025: $1.6B Q2 2025 Q3 2025: $1.7B Q3 2025 Q4 2025: $1.8B Q4 2025 Q1 2026: $1.7B Q1 2026 Q2 2026: $2.0B Q2 2026

Holdings 338 stocks · $1.4B
AAPL Apple Inc. 6.11% 369,901 $86.2M Add +0.2%
JPM JPMorgan Chase & Co. 5.27% 352,720 $74.4M Reduce -0.3%
VIG Vanguard Dividend Apprec ETF 3.56% 253,423 $50.2M Reduce -0.7%
MSFT Microsoft Corp. 3.33% 109,082 $46.9M Add +0.2%
VUG Vanguard Mrngstar GR ETF-Sui 3.31% 121,492 $46.6M Reduce -0.7%
XLG Invesco S&P 500 Top 50 ETF 3.30% 980,006 $46.6M Add +19.3%
SCHD Schwab US DVD Equity ETF 3.26% 544,207 $46.0M Add +6.0%
SMTH Alps SMTH Cor BD Plus ETF 2.17% 1,157,597 $30.6M Reduce -3.9%
IJR iShares Core S&P Small-Cap E 2.15% 259,115 $30.3M Add +64.1%
AMZN Amazon.com Inc. 2.07% 156,385 $29.1M Reduce -0.7%
SMOT Vaneck Morningstar Smid Moat 1.93% 775,959 $27.2M Reduce -0.2%
VTI VG Morningstar TS MKT ETF-US 1.72% 85,650 $24.3M Add +1.7%
NVDA Nvidia Corp. 1.60% 185,797 $22.6M Add +0.5%
MCD McDonald's Corp. 1.47% 67,952 $20.7M Add +0.3%
JNJ Johnson & Johnson 1.30% 113,034 $18.3M Add +1.7%
VOOG Vanguard S&P 500 Growth ETF 1.27% 52,059 $18.0M Add +0.4%
FMHI First Trust Municipal High I 1.23% 351,632 $17.4M Add +126.5%
VYM Vanguard High DVD Yield ETF 1.19% 131,289 $16.8M Reduce -2.4%
AMGN Amgen Inc. 1.17% 51,350 $16.5M Reduce -0.1%
HD Home Depot Inc. 1.14% 39,800 $16.1M Reduce -0.9%
GOOG Alphabet Inc. Class C 1.12% 94,402 $15.8M Add +2.0%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 1.08% 299,307 $15.2M Reduce -3.7%
RTX RTX Corp. 1.06% 123,760 $15.0M Add +0.4%
GOOGL Alphabet Inc. Class A 1.06% 89,753 $14.9M Reduce -0.8%
SMH Vaneck Semiconductor ETF 1.05% 60,624 $14.9M Add +24.5%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 1.01% 471,172 $14.2M Add +22.1%
PG The Procter & Gamble Co. 0.92% 75,026 $13.0M Reduce -0.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.90% 57,345 $12.7M Reduce -1.1%
SPGP Invesco S&P 500 Garp ETF 0.81% 109,820 $11.5M Add +2.2%
ORCL Oracle Corp. 0.77% 63,710 $10.9M Reduce -5.1%
V Visa Inc. Class A 0.76% 38,890 $10.7M Add +0.4%
VGT Vanguard Info Tech ETF 0.75% 18,081 $10.6M Reduce -2.9%
BRK.B Berkshire Hathaway Inc. Class B 0.74% 22,712 $10.5M Add +0.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.74% 18,201 $10.4M Add +8.8%
CSCO Cisco Systems Inc. 0.73% 194,075 $10.3M Add +1.5%
OFLX Omega Flex Inc. 0.68% 192,275 $9.6M No change
GS Goldman Sachs Group Inc. 0.68% 19,361 $9.6M Reduce -2.6%
TCAF T Rowe PRC Cap Appreciation 0.65% 274,591 $9.1M Add +10.0%
SO The Southern Co. 0.63% 99,078 $8.9M Reduce -0.3%
CAT Caterpillar Inc. 0.62% 22,250 $8.7M Reduce -3.4%
IGV iShares Expanded Tech-Softwa 0.61% 96,095 $8.6M Reduce -6.9%
XOM Exxon Mobil Corp. 0.60% 72,334 $8.5M Add +2.7%
GD General Dynamics Corp. 0.59% 27,661 $8.4M Reduce -0.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.59% 31,388 $8.3M Add +1.8%
MRK Merck & Co. Inc. 0.58% 72,418 $8.2M Add +2.5%
XMHQ Invesco S&P Midcap Qual ETF 0.54% 74,319 $7.6M Reduce -0.4%
QCOM Qualcomm Inc. 0.49% 40,534 $6.9M Reduce -4.5%
ABBV Abbvie Inc. 0.47% 33,646 $6.6M Reduce -0.3%
JPST JPMorgan Ultra-Short Income 0.47% 130,103 $6.6M Add +3.2%
JEPI JPMorgan Equity Premium Inco 0.47% 110,576 $6.6M Add +3.9%
QQQ Invesco QQQ Trust Series 1 0.46% 13,209 $6.4M Add +6.6%
MMM 3M Co. 0.44% 45,842 $6.3M Reduce -3.8%
KO The Coca-Cola Co. 0.44% 86,063 $6.2M Reduce -0.1%
KMB Kimberly-Clark Corp. 0.42% 41,948 $6.0M Reduce -0.7%
TXN Texas Instruments Inc. 0.42% 28,435 $5.9M Reduce -1.0%
LLY Eli Lilly & Co. 0.41% 6,577 $5.8M Reduce -0.5%
META Meta Platforms Inc. Class A 0.41% 10,040 $5.7M Add +5.9%
CVX Chevron Corp. 0.41% 38,903 $5.7M Add +5.0%
PFE Pfizer Inc. 0.40% 193,674 $5.6M Reduce -0.6%
CMI Cummins Inc. 0.40% 17,277 $5.6M Reduce -2.4%
BLK BlackRock Finance Inc. 0.39% 5,844 $5.5M Reduce -1.5%
PEP Pepsico Inc. 0.39% 31,984 $5.4M Add +1.1%
TSLA Tesla Inc. 0.37% 20,109 $5.3M Add +1.8%
PRU Prudential Financial Inc. 0.37% 43,212 $5.2M Reduce -1.7%
WM Waste Management Inc. 0.37% 24,995 $5.2M Reduce -5.3%
COST Costco Wholesale Corp. 0.36% 5,719 $5.1M Reduce -0.6%
DOW Dow Inc. 0.36% 92,501 $5.1M Add +6.7%
CI The Cigna Group 0.35% 14,423 $5.0M Add +0.1%
BRK.A Berkshire Hathaway Inc. Class A 0.34% 7 $4.8M No change
SCHY Schwab International DVD ETF 0.34% 182,374 $4.8M Reduce -9.0%
ALL Allstate Corp. 0.34% 25,105 $4.8M No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.34% 86,446 $4.7M Add +1.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.32% 115,054 $4.6M Reduce -1.3%
UNH Unitedhealth Group Inc. 0.31% 7,562 $4.4M Reduce -0.5%
ODFL Old Dominion Freight Line 0.31% 22,074 $4.4M Reduce -0.1%
PM Philip Morris International 0.31% 35,555 $4.3M Reduce -0.4%
LMT Lockheed Martin Corp. 0.30% 7,180 $4.2M Add +0.1%
PANW Palo Alto Networks Inc. 0.30% 12,226 $4.2M Reduce -0.2%
DUK Duke Energy Corp. 0.29% 35,914 $4.1M No change
ITA iShares U.S. Aerospace & Def 0.29% 27,609 $4.1M Add +0.0%
ACN Accenture PLC Class A 0.29% 11,649 $4.1M Reduce -2.7%
MSI Motorola Solutions Inc. 0.28% 8,937 $4.0M No change
PNC PNC Financial Services Group 0.28% 21,643 $4.0M Reduce -0.5%
TRV The Travelers Cos Inc. 0.28% 16,995 $4.0M Add +0.0%
DVY iShares Select Dividend ETF 0.28% 29,362 $4.0M Add +9.8%
COP Conocophillips 0.28% 37,155 $3.9M Add +0.3%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.28% 30,310 $3.9M Add +0.4%
EMR Emerson Electric Co. 0.27% 35,350 $3.9M Reduce -3.6%
LOW Lowe's Cos Inc. 0.27% 13,981 $3.8M Add +1.2%
GE General Electric filed as GE AEROSPACE 0.27% 20,041 $3.8M No change
FDVV Fidelity High Dividend ETF 0.27% 74,209 $3.8M Add +4.3%
GIS General Mills Inc. 0.26% 49,507 $3.7M Add +7.3%
PSX Phillips 66 0.24% 26,147 $3.4M Reduce -0.3%
BA The Boeing Co. 0.24% 22,104 $3.4M Reduce -3.5%
HON Honeywell International Inc. 0.24% 16,203 $3.3M Add +4.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.24% 19,072 $3.3M Add +9.7%
VXUS Vanguard Total Intl Stock 0.23% 50,031 $3.2M Add +0.8%
XLV SS Health Care Select Sector 0.23% 20,963 $3.2M Add +0.0%
AEP American Electric Power 0.23% 31,055 $3.2M No change
IJT iShares S&P Small-Cap 600 GR 0.22% 22,436 $3.1M Add +36.3%
ADP Automatic Data Processing 0.21% 10,949 $3.0M No change
NEE Nextera Energy Inc. 0.21% 35,406 $3.0M Add +2.7%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.20% 2,771 $2.9M Reduce -1.8%
TFC Truist Financial Corp. 0.20% 66,512 $2.8M Add +4.3%
LVHI Franklin International Low V 0.20% 90,501 $2.8M Reduce -3.5%
NSC Norfolk Southern Corp. 0.20% 11,185 $2.8M No change
BX Blackstone Inc. 0.20% 18,057 $2.8M Reduce -5.5%
NFLX Netflix Inc. 0.19% 3,828 $2.7M No change
VOO Vanguard S&P 500 ETF 0.19% 5,086 $2.7M Reduce -0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.18% 26,944 $2.6M Reduce -2.5%
CRM Salesforce Inc. 0.18% 9,224 $2.5M Add +3.4%
SDY SS SPDR S&P Dividend ETF 0.18% 17,603 $2.5M Reduce -3.9%
MA Mastercard Inc. Class A 0.18% 5,039 $2.5M Reduce -0.0%
VB Vanguard Most SM-Cap ETF-Usd 0.17% 9,930 $2.4M Add +3.3%
EXC Exelon Corp. 0.17% 57,830 $2.3M Add +13.1%
AXP American Express Co. 0.16% 8,381 $2.3M No change
VHT Vanguard Health Care ETF 0.15% 7,552 $2.1M Reduce -2.8%
INTC Intel Corp. 0.15% 89,297 $2.1M Reduce -45.6%
CARR Carrier Global Corp. 0.14% 25,421 $2.0M Add +2.4%
NOW ServiceNow Inc. 0.14% 2,226 $2.0M Add +0.2%
ETN Eaton Corp. PLC 0.14% 5,943 $2.0M Reduce -4.3%
TMO Thermo Fisher Scientific Inc. 0.14% 3,132 $1.9M Add +2.3%
XLK SS Technology Select Sector 0.14% 8,473 $1.9M No change
IYW iShares Ustechnology ETF 0.14% 12,592 $1.9M No change
ADBE Adobe Inc. 0.13% 3,654 $1.9M Reduce -4.4%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.13% 15,783 $1.9M Reduce -3.7%
PH Parker Hannifin Corp. 0.13% 2,884 $1.8M No change
VZ Verizon Communications Inc. 0.13% 40,479 $1.8M Reduce -8.4%
ISRG Intuitive Surgical Inc. 0.13% 3,677 $1.8M Add +6.7%
USB US Bancorp 0.12% 38,262 $1.7M Reduce -3.1%
UNP Union Pacific Corp. 0.11% 6,340 $1.6M Add +1.7%
DHR Danaher Corp. 0.11% 5,401 $1.5M No change
CVS CVS Health Corp. 0.11% 23,770 $1.5M Add +9.5%
WMT Walmart Inc. 0.10% 18,343 $1.5M Reduce -3.2%
XLI SS Industrial Select Sector 0.10% 10,338 $1.4M Add +16.9%
DON Wisdomtree US Midcap Dividen 0.09% 25,990 $1.3M No change
ELV Elevance Health Inc. 0.09% 2,554 $1.3M No change
AFL Aflac Inc. 0.09% 11,739 $1.3M No change
GEV GE Vernova Inc. 0.09% 5,002 $1.3M No change
ITW Illinois Tool Works 0.09% 4,815 $1.3M No change
PRF Invesco Rafi US 1000 ETF 0.09% 30,570 $1.2M Reduce -0.7%
MS Morgan Stanley 0.09% 11,674 $1.2M Add +0.3%
MEAR Ishrs Short Mat Muni Act ETF 0.09% 24,066 $1.2M No change
ES Eversource Energy 0.09% 17,711 $1.2M Reduce -0.4%
AMD Advanced Micro Devices 0.08% 7,285 $1.2M Add +16.6%
MOAT Vaneck Morningstar Wide Moat 0.08% 12,239 $1.2M Reduce -3.1%
OTIS Otis Worldwide Corp. 0.08% 11,402 $1.2M Add +2.0%
ZTS Zoetis Inc. 0.08% 6,040 $1.2M No change
MKL Markel Group Inc. 0.08% 737 $1.2M No change
VYMI Vanguard Int High DVD YLD Inc. 0.08% 15,570 $1.1M No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.08% 15,902 $1.1M No change
VT Vanguard Tot World STK ETF 0.08% 9,364 $1.1M Reduce -7.9%
SBUX Starbucks Corp. 0.08% 11,062 $1.1M No change
SPLV Invesco S&P 500 Low Volatili 0.08% 14,836 $1.1M No change
SOXX iShares Semiconductor ETF 0.07% 4,563 $1.1M Add +0.0%
TSM Taiwan Semiconductor-SP ADR 0.07% 6,018 $1.0M Add +1.3%
VFH Vanguard Financials ETF 0.07% 9,383 $1.0M No change
CB Chubb Ltd. 0.07% 3,498 $1.0M No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.07% 9,137 $995K No change
NOC Northrop Grumman Corp. 0.07% 1,789 $945K No change
ABT Abbott Laboratories 0.07% 8,182 $933K No change
AMT American Tower Corp. 0.07% 4,002 $931K No change
IJH iShares Core S&P Midcap ETF 0.07% 14,913 $929K No change
DIVO Amplify CWP Enhan Divid ETF 0.06% 22,243 $916K Reduce -3.7%
WFC Wells Fargo & Co. 0.06% 15,680 $886K No change
UPS United Parcel Service Class B 0.06% 6,470 $882K Add +6.7%
IBB iShares Biotechnology ETF 0.06% 6,027 $878K Reduce -3.0%
IVV iShares Core S&P 500 ETF 0.06% 1,496 $863K Add +8.9%
FISV Fiserv Inc. 0.06% 4,763 $856K No change
XLE SS Energy Select Sector 0.06% 9,342 $820K Reduce -3.1%
IAU iShares Gold Trust 0.06% 16,459 $818K No change
SYK Stryker Corp. 0.06% 2,243 $810K Reduce -6.2%
RSP Invesco S&P 500 Equal Weight 0.06% 4,464 $800K Add +74.7%
PLTR Palantir Technologies Inc. Class A 0.06% 21,400 $796K Add +12.6%
CMCSA Comcast Corp. Class A 0.06% 18,950 $792K Reduce -5.0%
IWF iShares Russell 1000 Growth 0.06% 2,070 $777K No change
FULT Fulton Financial Corp. 0.05% 42,646 $773K Reduce -2.7%
APD Air Products & Chemicals Inc. 0.05% 2,594 $772K No change
VDE Vanguard Energy ETF 0.05% 6,299 $771K Reduce -2.2%
DSI iShares ESG MSCI KLD 400 ETF 0.05% 7,047 $767K No change
PID Invesco International Divide 0.05% 38,262 $757K No change
BMY Bristol-Myers Squibb Co. 0.05% 14,543 $752K Add +4.4%
CL Colgate-Palmolive Co. 0.05% 7,239 $751K Add +0.0%
INTU Intuit Inc. 0.05% 1,210 $751K Add +0.1%
MDLZ Mondelez International Inc. Class A 0.05% 10,073 $742K No change
T AT&T Inc. 0.05% 32,913 $724K No change
SWK Stanley Black & Decker Inc. 0.05% 6,442 $709K Add +0.0%
CTVA Corteva Inc. 0.05% 11,968 $704K Reduce -0.8%
TPL Texas Pacific Land Corp. 0.05% 789 $698K No change
XLF SS Financial Select Sector 0.05% 15,401 $698K No change
MO Altria Group Inc. 0.05% 13,438 $686K No change
DGRO iShares Core Dividend Growth 0.05% 10,853 $680K No change
IEI iShares 3-7 Year Treasury Bo 0.05% 5,688 $680K Add +95.7%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.05% 2,511 $671K Add +26.1%
VDC Vanguard Consumer Staple ETF 0.05% 3,028 $662K No change
KKR KKR & Co. Inc. 0.05% 5,020 $656K Reduce -23.0%
GLD SPDR Gold Shares 0.05% 2,695 $655K Reduce -1.6%
ARW Arrow Electronics Inc. 0.05% 4,905 $652K No change
ADM Archer-Daniels-Midland Co. 0.05% 10,777 $644K No change
SPGI S&P Global Inc. 0.05% 1,237 $639K No change
D Dominion Energy Inc. 0.05% 11,057 $639K Reduce -1.6%
WPM Wheaton Precious Metals Corp. 0.04% 10,346 $632K No change
DD Dupont DE Nemours Inc. 0.04% 7,052 $628K No change
ED Consolidated Edison Inc. 0.04% 6,014 $626K Reduce -0.4%
NOBL Proshares S&P 500 Dividend A 0.04% 5,595 $597K Reduce -1.7%
CHDN Churchill Downs Inc. 0.04% 4,400 $595K No change
DES Wisdomtree US Smallcap Divid 0.04% 17,170 $592K Reduce -0.4%
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 7,132 $592K No change
ARKK ARK Innovation ETF 0.04% 12,392 $589K Reduce -15.3%
LIN Linde PLC 0.04% 1,223 $583K Add +7.8%
OR Osisko Gold Royalties Ltd. 0.04% 31,225 $578K No change
DE Deere & Co. 0.04% 1,335 $557K No change
NKE Nike Inc. Class B 0.04% 6,289 $556K Reduce -9.8%
UL Unilever PLC 0.04% 8,469 $550K No change
IWP iShares Russell Mid-Cap Grow 0.04% 4,670 $548K No change
MELI MercadoLibre Inc. 0.04% 256 $524K No change
CSX CSX Corp. 0.04% 15,004 $518K Reduce -2.1%
IWM iShares Russell 2000 ETF 0.04% 2,329 $514K Add +95.1%
PFF iShares Preferred & Income S 0.04% 15,350 $510K Add +36.7%
IVW iShares S&P 500 Growth ETF 0.04% 5,319 $509K No change
CHD Church & Dwight Co. Inc. 0.04% 4,800 $503K No change
ADI Analog Devices Inc. 0.04% 2,169 $499K Add +8.3%
AMAT Applied Materials Inc. 0.04% 2,451 $495K Add +72.5%
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.04% 4,702 $493K No change
IYH iShares U.S. Healthcare ETF 0.03% 7,535 $490K No change
NVS Novartis AG-Sponsored ADR 0.03% 4,247 $488K No change
CME Cme Group Inc. 0.03% 2,200 $485K No change
TGT Target Corp. 0.03% 3,095 $482K Reduce -3.1%
TEL Te Connectivity PLC 0.03% 3,189 $482K No change
NVO Novo-Nordisk A/S-Spons ADR 0.03% 3,992 $475K Add +0.6%
AVGO Broadcom Inc. 0.03% 2,752 $475K Add +4.6%
MTB M & T Bank Corp. filed as M & T BK CORP 0.03% 2,661 $474K No change
FTCS First Trust Capital Strength 0.03% 5,154 $468K No change
JGLO JPMorgan GLBL SLCT Eq ETF 0.03% 7,450 $467K No change
PJT PJT Partners Inc. Class A 0.03% 3,485 $465K Add +9.5%
MSA Msa Safety Inc. 0.03% 2,595 $460K No change
RDVY First Trust Rising Dividend 0.03% 7,705 $456K Reduce -6.0%
IQV Iqvia Holdings Inc. 0.03% 1,920 $455K No change
PDP Invesco Dorsey Wright Moment 0.03% 4,395 $454K No change
SHEL Shell PLC-ADR 0.03% 6,865 $453K Add +3.0%
IYR iShares US Real Estate ETF 0.03% 4,400 $448K No change
HOLX Hologic Inc. 0.03% 5,500 $448K No change
CLX Clorox Company 0.03% 2,734 $445K No change
MDT Medtronic PLC 0.03% 4,826 $434K Reduce -26.2%
NNN NNN REIT Inc. 0.03% 8,784 $426K No change
OGN Organon & Co. 0.03% 21,312 $408K No change
MGM MGM Resorts International 0.03% 10,380 $406K Reduce -10.4%
PLD Prologis Inc. 0.03% 3,210 $405K Add +0.1%
FBTC Fidelity Wise Origin Bitcoin 0.03% 7,201 $400K New
LAMR Lamar Advertising Co. Class A 0.03% 2,940 $393K No change
SCHA Schwab US Small-Cap ETF 0.03% 7,571 $390K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,459 $384K Reduce -5.1%
IWY iShares Russell Top 200 Grow 0.03% 1,736 $382K No change
ENB Enbridge Inc. 0.03% 9,258 $376K No change
AGR Avangrid Inc. 0.03% 10,480 $375K No change
FVAL Fidelity Value Factor ETF 0.03% 6,167 $374K No change
WASH Washington Trust Bancorp 0.03% 11,534 $372K No change
SCHW Schwab (charles) Corp. 0.03% 5,627 $365K Reduce -88.5%
DELL Dell Technologies -C 0.03% 3,076 $365K No change
FSMB First Trust Short Dur Manag 0.03% 18,167 $364K Add +0.1%
HSY The Hershey Co. 0.03% 1,869 $358K No change
NULG Nuveen ESG LRG-Cap GRW ETF 0.03% 4,292 $355K No change
CG The Carlyle Group Inc. 0.02% 8,031 $346K No change
GM General Motors Co. 0.02% 7,631 $342K Add +0.0%
O Realty Income Corp. 0.02% 5,375 $341K No change
ESGV Vanguard ESG US Stock ETF 0.02% 3,349 $340K No change
OKE Oneok Inc. 0.02% 3,653 $333K No change
WMB Williams Cos Inc. 0.02% 7,266 $332K Add +0.0%
CBOE Cboe Global Markets Inc. 0.02% 1,600 $328K No change
GRID First TRST Nasd Class Edg Sgiif 0.02% 2,552 $325K Add +0.3%
VIGI Vanguard Int Div App Indx FD 0.02% 3,634 $321K Reduce -10.7%
HTGC Hercules Capital Inc. 0.02% 16,265 $319K Reduce -0.8%
KVUE Kenvue Inc. 0.02% 13,694 $317K No change
KMI Kinder Morgan Inc. 0.02% 14,113 $312K Reduce -1.0%
BIL SS SPDR BB 1-3M T-Bill ETF 0.02% 3,386 $311K No change
IWD iShares Russell 1000 Value E 0.02% 1,620 $307K No change
PYPL PayPal Holdings Inc. 0.02% 3,938 $307K No change
FDL First Trust Morn DVD Lead Inc. 0.02% 7,260 $305K Reduce -0.3%
SBRA Sabra Health Care REIT Inc. 0.02% 16,285 $303K No change
VOOV Vanguard S&P 500 Value ETF 0.02% 1,582 $302K Add +0.1%
CWEN.A Clearway Energy Inc. Class A 0.02% 10,561 $301K No change
QUAL iShares MSCI USA Quality Fac 0.02% 1,674 $300K No change
VWO Vanguard Ftse Emerging Marke 0.02% 6,215 $297K New
YUM Yum! Brands Inc. 0.02% 2,120 $296K No change
ITOT iShares Core S&P Total U.S. 0.02% 2,329 $293K No change
AVTR Avantor Inc. 0.02% 11,300 $292K No change
SBLK Star Bulk Carriers Corp. 0.02% 12,176 $288K Reduce -8.9%
GRPM Invesco S&P Midcap 400 Garp 0.02% 2,427 $284K Add +15.3%
XEL Xcel Energy Inc. 0.02% 4,347 $284K Add +9.2%
EOG EOG Resources Inc. 0.02% 2,305 $283K No change
DEA Easterly Govt Pptys Inc. 0.02% 20,845 $283K No change
BSX Boston Scientific Corp. 0.02% 3,374 $283K No change
KNTK Kinetik Holdings Inc. 0.02% 6,172 $279K New
CWB SS SPDR BB Conv Sec ETF 0.02% 3,590 $275K No change
RJF Raymond James Financial Inc. 0.02% 2,225 $272K No change
IWB iShares Russell 1000 ETF 0.02% 854 $268K No change
WEC WEC Energy Group Inc. 0.02% 2,770 $266K No change
ECL Ecolab Inc. 0.02% 1,037 $265K Add +9.2%
MET Metlife Inc. 0.02% 3,176 $262K No change
EPD Enterprise Products Partners 0.02% 8,646 $252K No change
MCO Moody's Corp. 0.02% 525 $249K New
MRSH Marsh & McLennan Cos 0.02% 1,116 $249K Add +17.5%
CAE Cae Inc. 0.02% 13,152 $247K No change
SPYV SS SPDR P S&P 500 Value ETF 0.02% 4,648 $246K New
CEF Sprott Physical Gold and Sil 0.02% 10,000 $245K No change
QJUN FT Vest Nasdaq-100 Buffer Et 0.02% 9,000 $243K No change
ICE Intercontinental Exchange Inc. 0.02% 1,509 $242K Add +0.1%
HLIO Helios Technologies Inc. 0.02% 5,043 $241K No change
WHR Whirlpool Corp. 0.02% 2,245 $240K No change
FAST Fastenal Co. 0.02% 3,300 $236K No change
IWV iShares Russell 3000 ETF 0.02% 704 $230K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 540 $228K No change
AWK American Water Works Co. Inc. 0.02% 1,525 $223K New
VEU Vanguard Ftse All-World Ex-U 0.02% 3,526 $222K Reduce -32.5%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 2,742 $220K Add +2.9%
PSTL Postal Realty Trust Inc. Class A 0.02% 15,015 $220K No change
TIP iShares Tips Bond ETF 0.02% 1,978 $219K No change
CODI Compass Diversified Holdings 0.02% 9,865 $218K Reduce -2.4%
EZM Wisdomtree US Midcap Fund 0.02% 3,500 $218K No change
SPHD Invesco S&P 500 High Dividen 0.02% 4,272 $216K New
GILD Gilead Sciences Inc. 0.02% 2,542 $213K New
OHI Omega Healthcare Investors 0.01% 5,180 $211K New
BIPC Brookfield Infrastructure-A 0.01% 4,837 $210K New
XLY SS Consumer Disc Select Sect 0.01% 1,035 $207K New
USMV iShares MSCI USA Min Vol Fac 0.01% 2,247 $205K New
BDX Becton Dickinson and Co. 0.01% 850 $205K New
AEM Agnico Eagle Mines Ltd. 0.01% 2,543 $205K New
FLNG Flex LNG Ltd. 0.01% 7,980 $203K New
COLB Columbia Banking System Inc. 0.01% 7,739 $202K New
WPC WP Carey Inc. 0.01% 3,240 $202K New
AMBP Ardagh Metal Packaging SA 0.01% 50,315 $190K No change
ETV Eaton Vance T/M Buy-Writ Opp 0.01% 12,800 $177K New
WU Western Union Co. 0.01% 14,222 $170K New
BGS B&G Foods Inc. 0.01% 18,555 $165K New
F Ford Motor Co. filed as FORD MTR CO 0.01% 14,154 $149K New
RQI Cohen & Steers Qual Inc. RLTY 0.01% 10,373 $147K New
VTRS Viatris Inc. 0.01% 12,309 $143K New
NMZ Nuveen Muni Hi Inc. Opport 0.01% 11,000 $128K New
Other holdings (2): bonds, preferreds, convertibles and warrants · $440K (not counted above)
SecurityClassShares / PrincipalValueChange
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 9,470$439KAdd +27.5%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L · principal 601$765New

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q2 2024 → Q3 2024
IEF iShares 7-10 Year Treasury B Sold out 0.00% −0.87
CALF PCR US SM CP CSH CWS ETF-Usd Sold out 0.00% −0.38
AMZN Amazon.com Inc. Reduce -0.7% 2.07% −0.25
SCHW Schwab (charles) Corp. Reduce -88.5% 0.03% −0.25
INTC Intel Corp. Reduce -45.6% 0.15% −0.24
GOOGL Alphabet Inc. Class A Reduce -0.8% 1.06% −0.20
JPM JPMorgan Chase & Co. Reduce -0.3% 5.27% −0.18
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.7% 3.31% −0.18
SMTH Alps SMTH Cor BD Plus ETF Reduce -3.9% 2.17% −0.17
QCOM Qualcomm Inc. Reduce -4.5% 0.49% −0.16
JMST JPM Ultra-Short Muni Income Reduce -3.7% 1.08% −0.12
CRWD CrowdStrike Holdings Inc. Class A Sold out 0.00% −0.12
BA The Boeing Co. Reduce -3.5% 0.24% −0.08
IGV iShares Expanded Tech-Softwa Reduce -6.9% 0.61% −0.07
VGT Vanguard Info Tech ETF Reduce -2.9% 0.75% −0.07
WM Waste Management Inc. Reduce -5.3% 0.37% −0.06
AMGN Amgen Inc. Reduce -0.1% 1.17% −0.05
LLY Eli Lilly & Co. Reduce -0.5% 0.41% −0.04
PSX Phillips 66 Reduce -0.3% 0.24% −0.04
EMR Emerson Electric Co. Reduce -3.6% 0.27% −0.03
BAC Bank of America Corp. Reduce -1.3% 0.32% −0.03
VCIT Vanguard Int-Term Corporate Sold out 0.00% −0.03
ADBE Adobe Inc. Reduce -4.4% 0.13% −0.03
PG The Procter & Gamble Co. Reduce -0.4% 0.92% −0.03
DIS The Walt Disney Co. Reduce -2.5% 0.18% −0.03
SLG SL Green Realty Corp. Sold out 0.00% −0.02
MRNA Moderna Inc. Sold out 0.00% −0.02
VYM Vanguard High DVD Yield ETF Reduce -2.4% 1.19% −0.02
KMB Kimberly-Clark Corp. Reduce -0.7% 0.42% −0.02
PRU Prudential Financial Inc. Reduce -1.7% 0.37% −0.02
SCHY Schwab International DVD ETF Reduce -9.0% 0.34% −0.02
GD General Dynamics Corp. Reduce -0.3% 0.59% −0.02
PANW Palo Alto Networks Inc. Reduce -0.2% 0.30% −0.02
DOV Dover Corp. Sold out 0.00% −0.02
PFE Pfizer Inc. Reduce -0.6% 0.40% −0.02
TLT iShares 20+ Year Treasury BD Sold out 0.00% −0.02
KSS Kohls Corp. Sold out 0.00% −0.02
COST Costco Wholesale Corp. Reduce -0.6% 0.36% −0.01
LVHI Franklin International Low V Reduce -3.5% 0.20% −0.01
XMHQ Invesco S&P Midcap Qual ETF Reduce -0.4% 0.54% −0.01
MGM MGM Resorts International Reduce -10.4% 0.03% −0.01
VZ Verizon Communications Inc. Reduce -8.4% 0.13% −0.01
TXN Texas Instruments Inc. Reduce -1.0% 0.42% −0.01
XLE SS Energy Select Sector Reduce -3.1% 0.06% −0.01
ETN Eaton Corp. PLC Reduce -4.3% 0.14% −0.01
MDT Medtronic PLC Reduce -26.2% 0.03% −0.01
VDE Vanguard Energy ETF Reduce -2.2% 0.05% −0.01
VT Vanguard Tot World STK ETF Reduce -7.9% 0.08% −0.01
VEU Vanguard Ftse All-World Ex-U Reduce -32.5% 0.02% −0.01
ARKK ARK Innovation ETF Reduce -15.3% 0.04% −0.01

Portfolio Buys Q2 2024 → Q3 2024
IJR iShares Core S&P Small-Cap E Add +64.1% 2.15% +0.87
FMHI First Trust Municipal High I Add +126.5% 1.23% +0.66
XLG Invesco S&P 500 Top 50 ETF Add +19.3% 3.30% +0.44
SCHD Schwab US DVD Equity ETF Add +6.0% 3.26% +0.22
AAPL Apple Inc. Add +0.2% 6.11% +0.19
MCD McDonald's Corp. Add +0.3% 1.47% +0.15
CGGO Cap Group Global Growth Add +22.1% 1.01% +0.14
RTX RTX Corp. Add +0.4% 1.06% +0.12
SMH Vaneck Semiconductor ETF Add +24.5% 1.05% +0.09
TSLA Tesla Inc. Add +1.8% 0.37% +0.08
JNJ Johnson & Johnson Add +1.7% 1.30% +0.06
IJT iShares S&P Small-Cap 600 GR Add +36.3% 0.22% +0.06
TCAF T Rowe PRC Cap Appreciation Add +10.0% 0.65% +0.05
SPY SS SPDR S&P 500 ETF Trust-US Add +8.8% 0.74% +0.05
META Meta Platforms Inc. Class A Add +5.9% 0.41% +0.04
LMT Lockheed Martin Corp. Add +0.1% 0.30% +0.04
CSCO Cisco Systems Inc. Add +1.5% 0.73% +0.04
BRK.B Berkshire Hathaway Inc. Class B Add +0.1% 0.74% +0.04
GIS General Mills Inc. Add +7.3% 0.26% +0.04
LOW Lowe's Cos Inc. Add +1.2% 0.27% +0.04
DVY iShares Select Dividend ETF Add +9.8% 0.28% +0.03
EXC Exelon Corp. Add +13.1% 0.17% +0.03
FBTC Fidelity Wise Origin Bitcoin New 0.03% +0.03
NEE Nextera Energy Inc. Add +2.7% 0.21% +0.03
CARR Carrier Global Corp. Add +2.4% 0.14% +0.03
RSP Invesco S&P 500 Equal Weight Add +74.7% 0.06% +0.02
VTV Vanguard Mrngstr Val ETF-Aui Add +9.7% 0.24% +0.02
IEI iShares 3-7 Year Treasury Bo Add +95.7% 0.05% +0.02
VWO Vanguard Ftse Emerging Marke New 0.02% +0.02
KNTK Kinetik Holdings Inc. New 0.02% +0.02
PLTR Palantir Technologies Inc. Class A Add +12.6% 0.06% +0.02
TRV The Travelers Cos Inc. Add +0.0% 0.28% +0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +1.8% 0.59% +0.02
IWM iShares Russell 2000 ETF Add +95.1% 0.04% +0.02
MCO Moody's Corp. New 0.02% +0.02
SPYV SS SPDR P S&P 500 Value ETF New 0.02% +0.02
XLI SS Industrial Select Sector Add +16.9% 0.10% +0.02
AWK American Water Works Co. Inc. New 0.02% +0.02
SPHD Invesco S&P 500 High Dividen New 0.02% +0.02
ITA iShares U.S. Aerospace & Def Add +0.0% 0.29% +0.02
GILD Gilead Sciences Inc. New 0.02% +0.02
BIPC Brookfield Infrastructure-A New 0.01% +0.01
OHI Omega Healthcare Investors New 0.01% +0.01
XLY SS Consumer Disc Select Sect New 0.01% +0.01
AEM Agnico Eagle Mines Ltd. New 0.01% +0.01
BDX Becton Dickinson and Co. New 0.01% +0.01
USMV iShares MSCI USA Min Vol Fac New 0.01% +0.01
FLNG Flex LNG Ltd. New 0.01% +0.01
COLB Columbia Banking System Inc. New 0.01% +0.01
WPC WP Carey Inc. New 0.01% +0.01

Notes & Other Activity Q2 2024 → Q3 2024
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Sold out 501 $599Kbefore exit
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 Add +27.5% 9,470 $439K
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L · principal New 601 $765

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 395$2.0BXLG, BKDV, JPM, AAPL, VUG
Q1 2026 378$1.7BXLG, BKDV, JPM, AAPL, VUG
Q4 2025 369$1.8BXLG, JPM, BKDV, AAPL, VUG
Q3 2025 357$1.7BXLG, JPM, BKDV, AAPL, VUG
Q2 2025 355$1.6BXLG, JPM, BKDV, AAPL, VUG
Q1 2025 338$1.4BJPM, AAPL, XLG, VIG, VUG
Q4 2024 332$1.4BAAPL, JPM, XLG, VUG, VIG
Q3 2024 338$1.4BAAPL, JPM, VIG, MSFT, VUG
Q2 2024 323$1.3BAAPL, JPM, MSFT, VIG, VUG
Q1 2024Amended 341$1.3BJPM, AAPL, VIG, MSFT, SCHD