Principle Wealth Partners LLC

Name: Principle Wealth Partners LLC 13F holdings, Q4 2024
Creator: Principle Wealth Partners LLC
Published: 2025-01-29

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 29, 2025), Principle Wealth Partners LLC reported 332 stock positions worth $1.4 billion. Its top holding was Apple (AAPL) at 6.5% of the portfolio, followed by JPMorgan Chase (JPM, 5.9%) and Invesco S&P 500 Top 50 ETF (XLG, 3.8%). Compared with Q3 2024, it opened 9 new positions, sold out of 15, added to 100 and reduced 123. The biggest buy was Invesco S&P 500 Top 50 ETF (XLG, shares +11%) and the biggest sale Amgen (AMGN, shares −11%).

Most Recent 13F: Q2 2026
Location: MADISON, CT
CIK: 0001743413
Portfolio Value: $1.4B (Q4 2024)
SEC Filing: 0001951757-25-000146 ↗ filed Jan 29, 2025

Holdings Value

Holdings 332 stocks · $1.4B


AAPL Apple Inc.	6.52%	370,624	$92.8M	Add +0.2%
JPM JPMorgan Chase & Co.	5.93%	352,176	$84.4M	Reduce -0.1%
XLG Invesco S&P 500 Top 50 ETF	3.83%	1,092,153	$54.6M	Add +11.4%
VUG Vanguard Mrngstar GR ETF-Sui	3.48%	120,539	$49.5M	Reduce -0.8%
VIG Vanguard Dividend Apprec ETF	3.44%	249,917	$48.9M	Reduce -1.4%
SCHD Schwab US DVD Equity ETF	3.36%	1,750,141	$47.8M	Add +7.2%
MSFT Microsoft Corp.	3.22%	108,725	$45.8M	Reduce -0.3%
AMZN Amazon.com Inc.	2.32%	150,783	$33.1M	Reduce -3.6%
IJR iShares Core S&P Small-Cap E	2.25%	277,448	$32.0M	Add +7.1%
SMTH Alps SMTH Cor BD Plus ETF	1.94%	1,082,578	$27.6M	Reduce -6.5%
SMOT Vaneck Morningstar Smid Moat	1.89%	780,194	$26.9M	Add +0.6%
VTI VG Morningstar TS MKT ETF-US	1.73%	85,041	$24.6M	Reduce -0.7%
NVDA Nvidia Corp.	1.66%	176,371	$23.7M	Reduce -5.1%
MCD McDonald's Corp.	1.38%	67,779	$19.6M	Reduce -0.3%
VOOG Vanguard S&P 500 Growth ETF	1.34%	52,083	$19.1M	Add +0.1%
GOOG Alphabet Inc. Class C	1.28%	96,037	$18.3M	Add +1.7%
GOOGL Alphabet Inc. Class A	1.20%	90,025	$17.0M	Add +0.3%
FMHI First Trust Municipal High I	1.16%	341,570	$16.5M	Reduce -2.9%
JNJ Johnson & Johnson	1.14%	111,779	$16.2M	Reduce -1.1%
VYM Vanguard High DVD Yield ETF	1.13%	126,129	$16.1M	Reduce -3.9%
HD Home Depot Inc.	1.08%	39,582	$15.4M	Reduce -0.6%
SMH Vaneck Semiconductor ETF	1.05%	61,832	$15.0M	Add +2.0%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F	1.04%	290,966	$14.8M	Reduce -2.8%
RTX RTX Corp.	1.00%	123,096	$14.2M	Reduce -0.5%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT	0.91%	444,245	$13.0M	Reduce -5.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.88%	57,124	$12.6M	Reduce -0.4%
PG The Procter & Gamble Co.	0.87%	74,192	$12.4M	Reduce -1.1%
V Visa Inc. Class A	0.86%	38,618	$12.2M	Reduce -0.7%
SPGP Invesco S&P 500 Garp ETF	0.85%	114,810	$12.0M	Add +4.5%
AMGN Amgen Inc.	0.84%	45,715	$11.9M	Reduce -11.0%
CSCO Cisco Systems Inc.	0.80%	193,258	$11.4M	Reduce -0.4%
VGT Vanguard Info Tech ETF	0.77%	17,698	$11.0M	Reduce -2.1%
GS Goldman Sachs Group Inc.	0.76%	18,860	$10.8M	Reduce -2.6%
SPY SS SPDR S&P 500 ETF Trust-US	0.75%	18,121	$10.6M	Reduce -0.4%
TCAF T Rowe PRC Cap Appreciation	0.73%	312,197	$10.4M	Add +13.7%
BRK.B Berkshire Hathaway Inc. Class B	0.72%	22,709	$10.3M	Reduce -0.0%
ORCL Oracle Corp.	0.70%	60,107	$10.0M	Reduce -5.7%
IGV iShares Expanded Tech-Softwa	0.65%	92,884	$9.3M	Reduce -3.3%
SO The Southern Co.	0.59%	102,907	$8.5M	Add +3.9%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.59%	31,927	$8.4M	Add +1.7%
OFLX Omega Flex Inc.	0.57%	192,275	$8.1M	No change
CAT Caterpillar Inc.	0.55%	21,696	$7.9M	Reduce -2.5%
XOM Exxon Mobil Corp.	0.55%	72,246	$7.8M	Reduce -0.1%
TSLA Tesla Inc.	0.52%	18,165	$7.3M	Reduce -9.7%
XMHQ Invesco S&P Midcap Qual ETF	0.51%	74,236	$7.3M	Reduce -0.1%
GD General Dynamics Corp.	0.51%	27,431	$7.2M	Reduce -0.8%
MRK Merck & Co. Inc.	0.50%	72,143	$7.2M	Reduce -0.4%
JPST JPMorgan Ultra-Short Income	0.48%	136,030	$6.9M	Add +4.6%
QQQ Invesco QQQ Trust Series 1	0.47%	13,185	$6.7M	Reduce -0.2%
JEPI JPMorgan Equity Premium Inco	0.45%	112,396	$6.5M	Add +1.6%
QCOM Qualcomm Inc.	0.43%	39,775	$6.1M	Reduce -1.9%
ABBV Abbvie Inc.	0.42%	33,751	$6.0M	Add +0.3%
META Meta Platforms Inc. Class A	0.42%	10,208	$6.0M	Add +1.7%
CMI Cummins Inc.	0.41%	16,947	$5.9M	Reduce -1.9%
BLK BlackRock Inc.	0.41%	5,724	$5.9M	Reduce -2.0%
MMM 3M Co.	0.41%	44,977	$5.8M	Reduce -1.9%
DVY iShares Select Dividend ETF	0.40%	43,566	$5.7M	Add +48.4%
CVX Chevron Corp.	0.40%	39,102	$5.7M	Add +0.5%
KMB Kimberly-Clark Corp.	0.39%	42,793	$5.6M	Add +2.0%
TXN Texas Instruments Inc.	0.37%	28,341	$5.3M	Reduce -0.3%
KO The Coca-Cola Co.	0.37%	84,986	$5.3M	Reduce -1.3%
COST Costco Wholesale Corp.	0.37%	5,735	$5.3M	Add +0.3%
LLY Eli Lilly & Co.	0.35%	6,543	$5.1M	Reduce -0.5%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.35%	114,714	$5.0M	Reduce -0.3%
PFE Pfizer Inc.	0.35%	190,017	$5.0M	Reduce -1.9%
PRU Prudential Financial Inc.	0.35%	42,185	$5.0M	Reduce -2.4%
WM Waste Management Inc.	0.34%	24,160	$4.9M	Reduce -3.3%
ALL Allstate Corp.	0.34%	25,105	$4.8M	No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.34%	85,506	$4.8M	Reduce -1.1%
BRK.A Berkshire Hathaway Inc. Class A	0.33%	7	$4.8M	No change
PANW Palo Alto Networks Inc.	0.33%	25,674	$4.7M	Add +5.0%
DUK Duke Energy Corp.	0.32%	41,812	$4.5M	Add +16.4%
PEP Pepsico Inc.	0.31%	29,419	$4.5M	Reduce -8.0%
MGV Vngrd Mrgstr MG CP VL ETF-Ui	0.31%	35,692	$4.5M	Add +17.8%
EMR Emerson Electric Co.	0.30%	35,041	$4.3M	Reduce -0.9%
PM Philip Morris International	0.30%	35,183	$4.2M	Reduce -1.1%
PNC PNC Financial Services Group	0.29%	21,543	$4.2M	Reduce -0.5%
MSI Motorola Solutions Inc.	0.29%	8,937	$4.1M	No change
ACN Accenture PLC Class A	0.29%	11,564	$4.1M	Reduce -0.7%
TRV The Travelers Cos Inc.	0.29%	16,870	$4.1M	Reduce -0.7%
ITA iShares U.S. Aerospace & Def	0.28%	27,662	$4.0M	Add +0.2%
CI The Cigna Group	0.28%	14,432	$4.0M	Add +0.1%
ODFL Old Dominion Freight Line	0.27%	21,829	$3.9M	Reduce -1.1%
FDVV Fidelity High Dividend ETF	0.27%	76,434	$3.8M	Add +3.0%
UNH Unitedhealth Group Inc.	0.27%	7,522	$3.8M	Reduce -0.5%
BA The Boeing Co.	0.26%	21,085	$3.7M	Reduce -4.6%
COP Conocophillips	0.26%	37,255	$3.7M	Add +0.3%
HON Honeywell International Inc.	0.26%	16,194	$3.7M	Reduce -0.1%
SCHY Schwab International DVD ETF	0.25%	154,043	$3.6M	Reduce -15.5%
LMT Lockheed Martin Corp.	0.25%	7,318	$3.6M	Add +1.9%
LOW Lowe's Cos Inc.	0.24%	13,998	$3.5M	Add +0.1%
GE General Electric filed as GE AEROSPACE	0.24%	20,536	$3.4M	Add +2.5%
NFLX Netflix Inc.	0.24%	3,828	$3.4M	No change
GIS General Mills Inc.	0.23%	51,233	$3.3M	Add +3.5%
AEP American Electric Power	0.23%	34,920	$3.2M	Add +12.4%
ADP Automatic Data Processing	0.23%	10,962	$3.2M	Add +0.1%
IJT iShares S&P Small-Cap 600 GR	0.22%	23,333	$3.2M	Add +4.0%
VTV Vanguard Mrngstr Val ETF-Aui	0.22%	18,517	$3.1M	Reduce -2.9%
BX Blackstone Inc.	0.22%	18,157	$3.1M	Add +0.6%
CRM Salesforce Inc.	0.22%	9,209	$3.1M	Reduce -0.2%
LVHI Franklin International Low V	0.21%	98,843	$3.0M	Add +9.2%
PSX Phillips 66	0.21%	26,204	$3.0M	Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.21%	26,376	$2.9M	Reduce -2.1%
GWW WW Grainger Inc. filed as GRAINGER W W INC	0.21%	2,771	$2.9M	No change
VXUS Vanguard Total Intl Stock	0.20%	49,356	$2.9M	Reduce -1.4%
TFC Truist Financial Corp.	0.20%	64,558	$2.8M	Reduce -2.9%
XLV SS Health Care Select Sector	0.19%	19,973	$2.7M	Reduce -4.7%
VOO Vanguard S&P 500 ETF	0.19%	5,077	$2.7M	Reduce -0.2%
NEE Nextera Energy Inc.	0.18%	36,456	$2.6M	Add +3.0%
MA Mastercard Inc. Class A	0.18%	4,943	$2.6M	Reduce -1.9%
NSC Norfolk Southern Corp.	0.18%	11,065	$2.6M	Reduce -1.1%
AXP American Express Co.	0.17%	8,331	$2.5M	Reduce -0.6%
VB Vanguard Most SM-Cap ETF-Usd	0.17%	9,936	$2.4M	Add +0.1%
SDY SS SPDR S&P Dividend ETF	0.16%	17,313	$2.3M	Reduce -1.6%
NOW ServiceNow Inc.	0.16%	2,126	$2.3M	Reduce -4.5%
D Dominion Energy Inc.	0.15%	40,695	$2.2M	Add +268.1%
DOW Dow Inc.	0.15%	54,363	$2.2M	Reduce -41.2%
ETN Eaton Corp. PLC	0.14%	6,069	$2.0M	Add +2.1%
XLK SS Technology Select Sector	0.14%	8,529	$2.0M	Add +0.7%
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.13%	15,783	$1.9M	No change
ASML ASML Holding NV-NY Reg SHS	0.13%	2,746	$1.9M	New
IYW iShares Ustechnology ETF	0.13%	11,862	$1.9M	Reduce -5.8%
EXC Exelon Corp.	0.13%	49,280	$1.9M	Reduce -14.8%
VHT Vanguard Health Care ETF	0.13%	7,255	$1.8M	Reduce -3.9%
PH Parker Hannifin Corp.	0.13%	2,884	$1.8M	No change
USB US Bancorp	0.13%	38,292	$1.8M	Add +0.1%
VZ Verizon Communications Inc.	0.12%	43,953	$1.8M	Add +8.6%
CARR Carrier Global Corp.	0.12%	25,421	$1.7M	No change
ISRG Intuitive Surgical Inc.	0.12%	3,262	$1.7M	Reduce -11.3%
GEV GE Vernova Inc.	0.12%	5,002	$1.6M	No change
WMT Walmart Inc.	0.12%	18,140	$1.6M	Reduce -1.1%
TMO Thermo Fisher Scientific Inc.	0.11%	3,132	$1.6M	No change
MS Morgan Stanley	0.10%	11,627	$1.5M	Reduce -0.4%
UNP Union Pacific Corp.	0.10%	6,160	$1.4M	Reduce -2.8%
XLI SS Industrial Select Sector	0.09%	10,243	$1.3M	Reduce -0.9%
MKL Markel Group Inc.	0.09%	737	$1.3M	No change
DON Wisdomtree US Midcap Dividen	0.09%	24,795	$1.3M	Reduce -4.6%
DHR Danaher Corp.	0.09%	5,401	$1.2M	No change
PRF Invesco Rafi US 1000 ETF	0.09%	30,570	$1.2M	No change
ITW Illinois Tool Works	0.09%	4,815	$1.2M	No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP	0.09%	15,852	$1.2M	Reduce -0.3%
AFL Aflac Inc.	0.09%	11,739	$1.2M	No change
TSM Taiwan Semiconductor-SP ADR	0.08%	6,045	$1.2M	Add +0.5%
ADBE Adobe Inc.	0.08%	2,518	$1.1M	Reduce -31.1%
WFC Wells Fargo & Co.	0.08%	15,680	$1.1M	No change
VT Vanguard Tot World STK ETF	0.08%	9,364	$1.1M	No change
VFH Vanguard Financials ETF	0.08%	9,243	$1.1M	Reduce -1.5%
MOAT Vaneck Morningstar Wide Moat	0.07%	11,404	$1.1M	Reduce -6.8%
VYMI Vanguard Int High DVD YLD Inc.	0.07%	15,570	$1.1M	No change
OTIS Otis Worldwide Corp.	0.07%	11,277	$1.0M	Reduce -1.1%
SPLV Invesco S&P 500 Low Volatili	0.07%	14,836	$1.0M	No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC	0.07%	9,137	$1.0M	No change
ES Eversource Energy	0.07%	17,714	$1.0M	Add +0.0%
CVS CVS Health Corp.	0.07%	22,096	$992K	Reduce -7.0%
SBUX Starbucks Corp.	0.07%	10,861	$991K	Reduce -1.8%
ZTS Zoetis Inc.	0.07%	6,040	$984K	No change
SOXX iShares Semiconductor ETF	0.07%	4,564	$984K	Add +0.0%
FISV Fiserv Inc.	0.07%	4,763	$978K	No change
CB Chubb Ltd.	0.07%	3,488	$964K	Reduce -0.3%
ELV Elevance Health Inc.	0.07%	2,553	$942K	Reduce -0.0%
IJH iShares Core S&P Midcap ETF	0.07%	15,093	$940K	Add +1.2%
PLTR Palantir Technologies Inc. Class A	0.07%	12,289	$929K	Reduce -42.6%
ABT Abbott Laboratories	0.07%	8,212	$929K	Add +0.4%
DIVO Amplify CWP Enhan Divid ETF	0.06%	22,591	$914K	Add +1.6%
MEAR Ishrs Short Mat Muni Act ETF	0.06%	18,049	$902K	Reduce -25.0%
TPL Texas Pacific Land Corp.	0.06%	814	$900K	Add +3.2%
NOC Northrop Grumman Corp.	0.06%	1,899	$891K	Add +6.2%
IVV iShares Core S&P 500 ETF	0.06%	1,496	$881K	No change
IWF iShares Russell 1000 Growth	0.06%	2,094	$841K	Add +1.2%
INTU Intuit Inc.	0.06%	1,328	$835K	Add +9.8%
UPS United Parcel Service Class B	0.06%	6,595	$832K	Add +1.9%
BMY Bristol-Myers Squibb Co.	0.06%	14,595	$825K	Add +0.4%
FULT Fulton Financial Corp.	0.06%	42,646	$822K	No change
IAU iShares Gold Trust	0.06%	16,459	$815K	No change
XLE SS Energy Select Sector	0.06%	9,357	$802K	Add +0.2%
SYK Stryker Corp.	0.06%	2,190	$789K	Reduce -2.4%
RSP Invesco S&P 500 Equal Weight	0.06%	4,464	$782K	No change
DSI iShares ESG MSCI KLD 400 ETF	0.05%	7,047	$777K	No change
AMT American Tower Corp.	0.05%	4,162	$763K	Add +4.0%
IBB iShares Biotechnology ETF	0.05%	5,705	$754K	Reduce -5.3%
APD Air Products & Chemicals Inc.	0.05%	2,583	$749K	Reduce -0.4%
KKR KKR & Co. Inc.	0.05%	5,020	$743K	No change
MO Altria Group Inc.	0.05%	13,437	$703K	Reduce -0.0%
PID Invesco International Divide	0.05%	38,262	$701K	No change
IEI iShares 3-7 Year Treasury Bo	0.05%	6,033	$697K	Add +6.1%
VDE Vanguard Energy ETF	0.05%	5,731	$695K	Reduce -9.0%
VBK Van Morst SML-Cap Gro-Usd Inc.	0.05%	2,441	$684K	Reduce -2.8%
AVGO Broadcom Inc.	0.05%	2,941	$682K	Add +6.9%
CTVA Corteva Inc.	0.05%	11,968	$682K	No change
XLF SS Financial Select Sector	0.05%	14,009	$677K	Reduce -9.0%
T AT&T Inc.	0.05%	29,641	$675K	Reduce -9.9%
ARKK ARK Innovation ETF	0.05%	11,775	$668K	Reduce -5.0%
DGRO iShares Core Dividend Growth	0.05%	10,853	$666K	No change
CL Colgate-Palmolive Co.	0.05%	7,292	$663K	Add +0.7%
FBTC Fidelity Wise Origin Bitcoin	0.05%	8,089	$660K	Add +12.3%
GLD SPDR Gold Shares	0.05%	2,698	$653K	Add +0.1%
VDC Vanguard Consumer Staple ETF	0.04%	3,028	$640K	No change
SPYG SS SPDR P S&P 500 Growth ETF	0.04%	7,277	$640K	Add +2.0%
MDLZ Mondelez International Inc. Class A	0.04%	10,641	$636K	Add +5.6%
SPGI S&P Global Inc.	0.04%	1,237	$616K	No change
ADM Archer-Daniels-Midland Co.	0.04%	12,177	$615K	Add +13.0%
SWK Stanley Black & Decker Inc.	0.04%	7,514	$603K	Add +16.6%
CMCSA Comcast Corp. Class A	0.04%	15,911	$597K	Reduce -16.0%
IWP iShares Russell Mid-Cap Grow	0.04%	4,670	$592K	No change
CHDN Churchill Downs Inc.	0.04%	4,400	$588K	No change
WPM Wheaton Precious Metals Corp.	0.04%	10,346	$582K	No change
ED Consolidated Edison Inc.	0.04%	6,462	$577K	Add +7.5%
DE Deere & Co.	0.04%	1,335	$566K	No change
OR Osisko Gold Royalties Ltd.	0.04%	31,225	$565K	No change
ARW Arrow Electronics Inc.	0.04%	4,905	$555K	No change
PJT PJT Partners Inc. Class A	0.04%	3,485	$550K	No change
DES Wisdomtree US Smallcap Divid	0.04%	15,820	$543K	Reduce -7.9%
IVW iShares S&P 500 Growth ETF	0.04%	5,319	$540K	No change
DD Dupont DE Nemours Inc.	0.04%	7,062	$538K	Add +0.1%
NOBL Proshares S&P 500 Dividend A	0.04%	5,339	$532K	Reduce -4.6%
CME Cme Group Inc.	0.04%	2,218	$515K	Add +0.8%
IWM iShares Russell 2000 ETF	0.04%	2,329	$515K	No change
LIN Linde PLC	0.04%	1,223	$512K	No change
UL Unilever PLC	0.04%	8,874	$503K	Add +4.8%
CHD Church & Dwight Co. Inc.	0.04%	4,800	$503K	No change
MTB M & T Bank Corp. filed as M & T BK CORP	0.04%	2,661	$500K	No change
AMAT Applied Materials Inc.	0.04%	3,076	$500K	Add +25.5%
CSX CSX Corp.	0.03%	15,004	$484K	No change
PFF iShares Preferred & Income S	0.03%	15,350	$483K	No change
NKE Nike Inc. Class B	0.03%	6,289	$476K	No change
PDP Invesco Dorsey Wright Moment	0.03%	4,395	$473K	No change
ADI Analog Devices Inc.	0.03%	2,152	$457K	Reduce -0.8%
TEL Te Connectivity PLC	0.03%	3,189	$456K	No change
FTCS First Trust Capital Strength	0.03%	5,154	$453K	No change
INTC Intel Corp.	0.03%	22,278	$447K	Reduce -75.0%
SHEL Shell PLC-ADR	0.03%	7,065	$443K	Add +2.9%
JGLO JPMorgan GLBL SLCT Eq ETF	0.03%	7,349	$441K	Reduce -1.4%
IYH iShares U.S. Healthcare ETF	0.03%	7,535	$439K	No change
MELI MercadoLibre Inc.	0.03%	256	$436K	No change
MSA Msa Safety Inc.	0.03%	2,595	$430K	No change
SCHW Schwab (charles) Corp.	0.03%	5,777	$428K	Add +2.7%
CLX Clorox Company	0.03%	2,554	$415K	Reduce -6.6%
TGT Target Corp.	0.03%	3,058	$413K	Reduce -1.2%
NVS Novartis AG-Sponsored ADR	0.03%	4,247	$413K	No change
IYR iShares US Real Estate ETF	0.03%	4,400	$409K	No change
IWY iShares Russell Top 200 Grow	0.03%	1,736	$408K	No change
KNTK Kinetik Holdings Inc.	0.03%	7,202	$408K	Add +16.7%
LAMR Lamar Advertising Co. Class A	0.03%	3,340	$407K	Add +13.6%
GM General Motors Co.	0.03%	7,631	$407K	No change
CG The Carlyle Group Inc.	0.03%	8,031	$405K	No change
SCHA Schwab US Small-Cap ETF	0.03%	15,477	$400K	Add +2.2%
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA	0.03%	4,702	$398K	No change
HOLX Hologic Inc.	0.03%	5,500	$396K	No change
ENB Enbridge Inc.	0.03%	9,258	$393K	No change
HTGC Hercules Capital Inc.	0.03%	19,385	$389K	Add +19.2%
NVO Novo-Nordisk A/S-Spons ADR	0.03%	4,502	$387K	Add +12.8%
MDT Medtronic PLC	0.03%	4,826	$386K	No change
AMD Advanced Micro Devices	0.03%	3,153	$381K	Reduce -56.7%
FVAL Fidelity Value Factor ETF	0.03%	6,167	$379K	No change
IQV Iqvia Holdings Inc.	0.03%	1,920	$377K	No change
NNN NNN REIT Inc.	0.03%	9,204	$376K	Add +4.8%
UBER Uber Technologies Inc.	0.03%	6,195	$374K	New
NULG Nuveen ESG LRG-Cap GRW ETF	0.03%	4,294	$369K	Add +0.1%
OGN Organon & Co.	0.03%	24,571	$367K	Add +15.3%
WASH Washington Trust Bancorp	0.03%	11,534	$362K	No change
MGM MGM Resorts International	0.03%	10,380	$360K	No change
FSMB First Trust Short Dur Manag	0.03%	17,979	$357K	Reduce -1.0%
DELL Dell Technologies -C	0.02%	3,076	$354K	No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd	0.02%	1,308	$353K	Reduce -10.3%
OKE Oneok Inc.	0.02%	3,500	$351K	Reduce -4.2%
ESGV Vanguard ESG US Stock ETF	0.02%	3,349	$351K	No change
PLD Prologis Inc.	0.02%	3,302	$349K	Add +2.9%
KMI Kinder Morgan Inc.	0.02%	12,498	$342K	Reduce -11.4%
PYPL PayPal Holdings Inc.	0.02%	3,938	$336K	No change
CAE Cae Inc.	0.02%	13,152	$334K	No change
SBRA Sabra Health Care REIT Inc.	0.02%	18,920	$328K	Add +16.2%
QUAL iShares MSCI USA Quality Fac	0.02%	1,806	$322K	Add +7.9%
WMB Williams Cos Inc.	0.02%	5,922	$320K	Reduce -18.5%
RDVY First Trust Rising Dividend	0.02%	5,400	$319K	Reduce -29.9%
HSY The Hershey Co.	0.02%	1,869	$317K	No change
CBOE Cboe Global Markets Inc.	0.02%	1,600	$313K	No change
RJF Raymond James Financial Inc.	0.02%	2,000	$311K	Reduce -10.1%
BIL SS SPDR BB 1-3M T-Bill ETF	0.02%	3,386	$310K	No change
GRID First TRST Nasd Class Edg Sgiif	0.02%	2,555	$305K	Add +0.1%
BSX Boston Scientific Corp.	0.02%	3,399	$304K	Add +0.7%
KVUE Kenvue Inc.	0.02%	14,194	$303K	Add +3.6%
XEL Xcel Energy Inc.	0.02%	4,487	$303K	Add +3.2%
IWD iShares Russell 1000 Value E	0.02%	1,620	$300K	No change
ITOT iShares Core S&P Total U.S.	0.02%	2,329	$300K	No change
VOOV Vanguard S&P 500 Value ETF	0.02%	1,613	$298K	Add +2.0%
CWEN.A Clearway Energy Inc. Class A	0.02%	12,141	$297K	Add +15.0%
CAG Conagra Brands Inc.	0.02%	10,600	$294K	New
FDL First Trust Morn DVD Lead Inc.	0.02%	7,260	$292K	No change
VIGI Vanguard Int Div App Indx FD	0.02%	3,634	$291K	No change
EPD Enterprise Products Partners	0.02%	9,211	$289K	Add +6.5%
O Realty Income Corp.	0.02%	5,374	$287K	Reduce -0.0%
YUM Yum! Brands Inc.	0.02%	2,120	$284K	No change
EOG EOG Resources Inc.	0.02%	2,305	$283K	No change
PVAL Putnam Focused LRG Cap Value	0.02%	7,513	$279K	New
IWB iShares Russell 1000 ETF	0.02%	854	$275K	No change
VWO Vanguard Ftse Emerging Marke	0.02%	6,214	$274K	Reduce -0.0%
CWB SS SPDR BB Conv Sec ETF	0.02%	3,416	$266K	Reduce -4.8%
WEC WEC Energy Group Inc.	0.02%	2,770	$260K	No change
WHR Whirlpool Corp.	0.02%	2,270	$260K	Add +1.1%
QJUN FT Vest Nasdaq-100 Buffer Et	0.02%	9,000	$252K	No change
MCO Moody's Corp.	0.02%	525	$249K	No change
MET Metlife Inc.	0.02%	3,025	$248K	Reduce -4.8%
ECL Ecolab Inc.	0.02%	1,037	$243K	No change
CODI Compass Diversified Holdings	0.02%	10,510	$243K	Add +6.5%
COLB Columbia Banking System Inc.	0.02%	8,843	$239K	Add +14.3%
AVTR Avantor Inc.	0.02%	11,300	$238K	No change
SPYV SS SPDR P S&P 500 Value ETF	0.02%	4,648	$238K	No change
CEF Sprott Physical Gold and Sil	0.02%	10,000	$238K	No change
FAST Fastenal Co.	0.02%	3,300	$237K	No change
MRSH Marsh & McLennan Cos	0.02%	1,116	$237K	No change
IWV iShares Russell 3000 ETF	0.02%	704	$235K	No change
XLY SS Consumer Disc Select Sect	0.02%	1,048	$235K	Add +1.3%
GILD Gilead Sciences Inc.	0.02%	2,500	$231K	Reduce -1.6%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.02%	540	$230K	No change
MRVL Marvell Technology Inc.	0.02%	2,038	$225K	New
CRWD CrowdStrike Holdings Inc. Class A	0.02%	647	$221K	New
EZM Wisdomtree US Midcap Fund	0.02%	3,500	$219K	No change
HYG Ishr Ibx Usd Hiyld CB ETF-Ui	0.02%	2,759	$217K	Add +0.6%
ICE Intercontinental Exchange Inc.	0.02%	1,453	$217K	Reduce -3.7%
VRSN Verisign Inc.	0.02%	1,045	$216K	New
PSTL Postal Realty Trust Inc. Class A	0.01%	16,240	$212K	Add +8.2%
TIP iShares Tips Bond ETF	0.01%	1,978	$211K	No change
SPHD Invesco S&P 500 High Dividen	0.01%	4,272	$206K	No change
VOT Vngrd Mrngstr MC GRW ETF-Usd	0.01%	804	$204K	New
VEU Vanguard Ftse All-World Ex-U	0.01%	3,526	$202K	No change
BWA Borgwarner Inc.	0.01%	6,300	$200K	New
ETV Eaton Vance T/M Buy-Writ Opp	0.01%	12,800	$184K	No change
AMBP Ardagh Metal Packaging SA	0.01%	56,987	$172K	Add +13.3%
VTRS Viatris Inc.	0.01%	12,280	$153K	Reduce -0.2%
DEA Easterly Govt Pptys Inc.	0.01%	11,940	$136K	Reduce -42.7%
RQI Cohen & Steers Qual Inc. RLTY	0.01%	10,373	$127K	No change
NMZ Nuveen Muni Hi Inc. Opport	0.01%	11,000	$119K	No change

Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	613	$747K	New
NEXTERA ENERGY INC (NEE 6.926 09/01/25)	UNIT 09/01/2025	10,645	$436K	Add +12.4%

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q3 2024 → Q4 2024


AMGN Amgen Inc.	Reduce -11.0%	0.84%	−0.34
SMTH Alps SMTH Cor BD Plus ETF	Reduce -6.5%	1.94%	−0.23
DOW Dow Inc.	Reduce -41.2%	0.15%	−0.20
JNJ Johnson & Johnson	Reduce -1.1%	1.14%	−0.16
VIG Vanguard Dividend Apprec ETF	Reduce -1.4%	3.44%	−0.12
INTC Intel Corp.	Reduce -75.0%	0.03%	−0.12
MSFT Microsoft Corp.	Reduce -0.3%	3.22%	−0.11
CGGO Cap Group Global Growth	Reduce -5.7%	0.91%	−0.10
SCHY Schwab International DVD ETF	Reduce -15.5%	0.25%	−0.09
MCD McDonald's Corp.	Reduce -0.3%	1.38%	−0.09
GD General Dynamics Corp.	Reduce -0.8%	0.51%	−0.08
MRK Merck & Co. Inc.	Reduce -0.4%	0.50%	−0.08
FMHI First Trust Municipal High I	Reduce -2.9%	1.16%	−0.07
PEP Pepsico Inc.	Reduce -8.0%	0.31%	−0.07
KO The Coca-Cola Co.	Reduce -1.3%	0.37%	−0.07
ORCL Oracle Corp.	Reduce -5.7%	0.70%	−0.07
CAT Caterpillar Inc.	Reduce -2.5%	0.55%	−0.06
VYM Vanguard High DVD Yield ETF	Reduce -3.9%	1.13%	−0.06
RTX RTX Corp.	Reduce -0.5%	1.00%	−0.06
HD Home Depot Inc.	Reduce -0.6%	1.08%	−0.06
QCOM Qualcomm Inc.	Reduce -1.9%	0.43%	−0.06
LLY Eli Lilly & Co.	Reduce -0.5%	0.35%	−0.06
AMD Advanced Micro Devices	Reduce -56.7%	0.03%	−0.06
ADBE Adobe Inc.	Reduce -31.1%	0.08%	−0.06
XOM Exxon Mobil Corp.	Reduce -0.1%	0.55%	−0.06
PG The Procter & Gamble Co.	Reduce -1.1%	0.87%	−0.05
UNH Unitedhealth Group Inc.	Reduce -0.5%	0.27%	−0.05
JMST JPM Ultra-Short Muni Income	Reduce -2.8%	1.04%	−0.04
PFE Pfizer Inc.	Reduce -1.9%	0.35%	−0.04
TXN Texas Instruments Inc.	Reduce -0.3%	0.37%	−0.04
ODFL Old Dominion Freight Line	Reduce -1.1%	0.27%	−0.04
MMM 3M Co.	Reduce -1.9%	0.41%	−0.04
CVS CVS Health Corp.	Reduce -7.0%	0.07%	−0.04
EXC Exelon Corp.	Reduce -14.8%	0.13%	−0.04
XLV SS Health Care Select Sector	Reduce -4.7%	0.19%	−0.04
ELV Elevance Health Inc.	Reduce -0.0%	0.07%	−0.03
XMHQ Invesco S&P Midcap Qual ETF	Reduce -0.1%	0.51%	−0.03
AGR Avangrid Inc.	Sold out	0.00%	−0.03
WM Waste Management Inc.	Reduce -3.3%	0.34%	−0.03
VXUS Vanguard Total Intl Stock	Reduce -1.4%	0.20%	−0.03
MEAR Ishrs Short Mat Muni Act ETF	Reduce -25.0%	0.06%	−0.02
VHT Vanguard Health Care ETF	Reduce -3.9%	0.13%	−0.02
SBLK Star Bulk Carriers Corp.	Sold out	0.00%	−0.02
GRPM Invesco S&P Midcap 400 Garp	Sold out	0.00%	−0.02
PRU Prudential Financial Inc.	Reduce -2.4%	0.35%	−0.02
BRK.B Berkshire Hathaway Inc. Class B	Reduce -0.0%	0.72%	−0.02
HLIO Helios Technologies Inc.	Sold out	0.00%	−0.02
IBM Intl Business Machines Corp.	Reduce -0.4%	0.88%	−0.02
SDY SS SPDR S&P Dividend ETF	Reduce -1.6%	0.16%	−0.02
AWK American Water Works Co. Inc.	Sold out	0.00%	−0.02

Portfolio Buys Q3 2024 → Q4 2024


XLG Invesco S&P 500 Top 50 ETF	Add +11.4%	3.83%	+0.53
AAPL Apple Inc.	Add +0.2%	6.52%	+0.41
GOOG Alphabet Inc. Class C	Add +1.7%	1.28%	+0.17
GOOGL Alphabet Inc. Class A	Add +0.3%	1.20%	+0.14
ASML ASML Holding NV-NY Reg SHS	New	0.13%	+0.13
DVY iShares Select Dividend ETF	Add +48.4%	0.40%	+0.12
D Dominion Energy Inc.	Add +268.1%	0.15%	+0.11
SCHD Schwab US DVD Equity ETF	Add +7.2%	3.36%	+0.10
IJR iShares Core S&P Small-Cap E	Add +7.1%	2.25%	+0.10
TCAF T Rowe PRC Cap Appreciation	Add +13.7%	0.73%	+0.08
VOOG Vanguard S&P 500 Growth ETF	Add +0.1%	1.34%	+0.06
MGV Vngrd Mrgstr MG CP VL ETF-Ui	Add +17.8%	0.31%	+0.04
PANW Palo Alto Networks Inc.	Add +5.0%	0.33%	+0.03
SPGP Invesco S&P 500 Garp ETF	Add +4.5%	0.85%	+0.03
UBER Uber Technologies Inc.	New	0.03%	+0.03
BX Blackstone Inc.	Add +0.6%	0.22%	+0.02
DUK Duke Energy Corp.	Add +16.4%	0.32%	+0.02
CAG Conagra Brands Inc.	New	0.02%	+0.02
PVAL Putnam Focused LRG Cap Value	New	0.02%	+0.02
FBTC Fidelity Wise Origin Bitcoin	Add +12.3%	0.05%	+0.02
MRVL Marvell Technology Inc.	New	0.02%	+0.02
CRWD CrowdStrike Holdings Inc. Class A	New	0.02%	+0.02
VRSN Verisign Inc.	New	0.02%	+0.02
VOT Vngrd Mrngstr MC GRW ETF-Usd	New	0.01%	+0.01
AVGO Broadcom Inc.	Add +6.9%	0.05%	+0.01
BWA Borgwarner Inc.	New	0.01%	+0.01
TPL Texas Pacific Land Corp.	Add +3.2%	0.06%	+0.01
JPST JPMorgan Ultra-Short Income	Add +4.6%	0.48%	+0.01
LVHI Franklin International Low V	Add +9.2%	0.21%	+0.01
META Meta Platforms Inc. Class A	Add +1.7%	0.42%	+0.01
ADP Automatic Data Processing	Add +0.1%	0.23%	+0.01
TSM Taiwan Semiconductor-SP ADR	Add +0.5%	0.08%	+0.01
COST Costco Wholesale Corp.	Add +0.3%	0.37%	+0.01
KNTK Kinetik Holdings Inc.	Add +16.7%	0.03%	+0.01
INTU Intuit Inc.	Add +9.8%	0.06%	+0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd	Add +1.7%	0.59%	+0.01
HTGC Hercules Capital Inc.	Add +19.2%	0.03%	+0.00
BMY Bristol-Myers Squibb Co.	Add +0.4%	0.06%	+0.00
USB US Bancorp	Add +0.1%	0.13%	+0.00
SCHW Schwab (charles) Corp.	Add +2.7%	0.03%	+0.00
IWF iShares Russell 1000 Growth	Add +1.2%	0.06%	+0.00
XLK SS Technology Select Sector	Add +0.7%	0.14%	+0.00
SPYG SS SPDR P S&P 500 Growth ETF	Add +2.0%	0.04%	+0.00
COLB Columbia Banking System Inc.	Add +14.3%	0.02%	+0.00
EPD Enterprise Products Partners	Add +6.5%	0.02%	+0.00
CME Cme Group Inc.	Add +0.8%	0.04%	+0.00
XLY SS Consumer Disc Select Sect	Add +1.3%	0.02%	+0.00
ETN Eaton Corp. PLC	Add +2.1%	0.14%	+0.00
FDVV Fidelity High Dividend ETF	Add +3.0%	0.27%	+0.00
CODI Compass Diversified Holdings	Add +6.5%	0.02%	+0.00

Notes & Other Activity Q3 2024 → Q4 2024


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	New	613	$747K
NEXTERA ENERGY INC (NEE 6.926 09/01/25)	UNIT 09/01/2025	Add +12.4%	10,645	$436K
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L · principal	Sold out	601	$765before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	395	$2.0B	XLG, BKDV, JPM, AAPL, VUG
Q1 2026	378	$1.7B	XLG, BKDV, JPM, AAPL, VUG
Q4 2025	369	$1.8B	XLG, JPM, BKDV, AAPL, VUG
Q3 2025	357	$1.7B	XLG, JPM, BKDV, AAPL, VUG
Q2 2025	355	$1.6B	XLG, JPM, BKDV, AAPL, VUG
Q1 2025	338	$1.4B	JPM, AAPL, XLG, VIG, VUG
Q4 2024	332	$1.4B	AAPL, JPM, XLG, VUG, VIG
Q3 2024	338	$1.4B	AAPL, JPM, VIG, MSFT, VUG
Q2 2024	323	$1.3B	AAPL, JPM, MSFT, VIG, VUG
Q1 2024Amended	341	$1.3B	JPM, AAPL, VIG, MSFT, SCHD