Principle Wealth Partners LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 6, 2025), Principle Wealth Partners LLC reported 338 stock positions worth $1.4 billion. Its top holding was JPMorgan Chase (JPM) at 6.2% of the portfolio, followed by Apple (AAPL, 5.8%) and Invesco S&P 500 Top 50 ETF (XLG, 4.8%). Compared with Q4 2024, it opened 18 new positions, sold out of 12, added to 87 and reduced 120. The biggest buy was a new position in BNY Mellon Dynamic Value (BKDV) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −46%).

Most Recent 13F
Q2 2026
Location
MADISON, CT
CIK
0001743413
Portfolio Value
$1.4B (Q1 2025)
SEC Filing
0001951757-25-000521 ↗ filed May 6, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.3B Q2 2024 Q3 2024: $1.4B Q3 2024 Q4 2024: $1.4B Q4 2024 Q1 2025: $1.4B $1.4B Q1 2025 Q2 2025: $1.6B Q2 2025 Q3 2025: $1.7B Q3 2025 Q4 2025: $1.8B Q4 2025 Q1 2026: $1.7B Q1 2026 Q2 2026: $2.0B Q2 2026

Holdings 338 stocks · $1.4B
JPM JPMorgan Chase & Co. 6.18% 351,908 $86.3M Reduce -0.1%
AAPL Apple Inc. 5.85% 368,031 $81.8M Reduce -0.7%
XLG Invesco S&P 500 Top 50 ETF 4.77% 1,449,886 $66.7M Add +32.8%
VIG Vanguard Dividend Apprec ETF 3.37% 242,690 $47.1M Reduce -2.9%
VUG Vanguard Mrngstar GR ETF-Sui 3.30% 124,542 $46.2M Add +3.3%
MSFT Microsoft Corp. 2.92% 108,862 $40.9M Add +0.1%
IJR iShares Core S&P Small-Cap E 2.13% 285,183 $29.8M Add +2.8%
AMZN Amazon.com Inc. 2.07% 152,084 $28.9M Add +0.9%
SCHD Schwab US DVD Equity ETF 1.90% 947,851 $26.5M Reduce -45.8%
SMOT Vaneck Morningstar Smid Moat 1.89% 806,266 $26.4M Add +3.3%
SMTH Alps SMTH Cor BD Plus ETF 1.85% 997,835 $25.8M Reduce -7.8%
NVDA Nvidia Corp. 1.82% 234,363 $25.4M Add +32.9%
VTI VG Morningstar TS MKT ETF-US 1.67% 84,814 $23.3M Reduce -0.3%
BKDV BNY Mellon Dynamic Value 1.65% 911,018 $23.0M New
MCD McDonald's Corp. 1.51% 67,645 $21.1M Reduce -0.2%
JNJ Johnson & Johnson 1.33% 112,414 $18.6M Add +0.6%
VOOG Vanguard S&P 500 Growth ETF 1.29% 53,815 $18.0M Add +3.3%
RTX RTX Corp. 1.16% 122,307 $16.2M Reduce -0.6%
VYM Vanguard High DVD Yield ETF 1.11% 120,283 $15.5M Reduce -4.6%
FMHI First Trust Municipal High I 1.08% 317,181 $15.2M Reduce -7.1%
GOOG Alphabet Inc. Class C 1.07% 95,819 $15.0M Reduce -0.2%
SMH Vaneck Semiconductor ETF 1.07% 70,695 $15.0M Add +14.3%
HD Home Depot Inc. 1.03% 39,373 $14.4M Reduce -0.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.99% 55,905 $13.9M Reduce -2.1%
GOOGL Alphabet Inc. Class A 0.99% 89,806 $13.9M Reduce -0.2%
BRK.B Berkshire Hathaway Inc. Class B 0.95% 25,053 $13.3M Add +10.3%
V Visa Inc. Class A 0.94% 37,529 $13.2M Reduce -2.8%
PG The Procter & Gamble Co. 0.89% 73,066 $12.5M Reduce -1.5%
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 0.88% 433,951 $12.3M Reduce -2.3%
SPGP Invesco S&P 500 Garp ETF 0.85% 119,466 $11.9M Add +4.1%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.85% 234,414 $11.9M Reduce -19.4%
CSCO Cisco Systems Inc. 0.85% 193,143 $11.9M Reduce -0.1%
TCAF T Rowe PRC Cap Appreciation 0.76% 329,088 $10.6M Add +5.4%
GS Goldman Sachs Group Inc. 0.74% 18,871 $10.3M Add +0.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.73% 18,180 $10.2M Add +0.3%
AMGN Amgen Inc. 0.73% 32,564 $10.1M Reduce -28.8%
SO The Southern Co. 0.69% 104,922 $9.6M Add +2.0%
VGT Vanguard Info Tech ETF 0.69% 17,761 $9.6M Add +0.4%
ORCL Oracle Corp. 0.62% 61,887 $8.7M Add +3.0%
XOM Exxon Mobil Corp. 0.61% 71,728 $8.5M Reduce -0.7%
IGV iShares Expanded Tech-Softwa 0.59% 92,111 $8.2M Reduce -0.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.58% 31,541 $8.2M Reduce -1.2%
GD General Dynamics Corp. 0.55% 28,017 $7.6M Add +2.1%
CAT Caterpillar Inc. 0.51% 21,547 $7.1M Reduce -0.7%
JEPI JPMorgan Equity Premium Inco 0.50% 121,828 $7.0M Add +8.4%
ABBV Abbvie Inc. 0.50% 33,136 $6.9M Reduce -1.8%
OFLX Omega Flex Inc. 0.48% 192,275 $6.7M No change
MRK Merck & Co. Inc. 0.48% 74,058 $6.6M Add +2.6%
XMHQ Invesco S&P Midcap Qual ETF 0.47% 72,159 $6.6M Reduce -2.8%
MMM 3M Co. 0.47% 44,771 $6.6M Reduce -0.5%
CVX Chevron Corp. 0.46% 38,777 $6.5M Reduce -0.8%
META Meta Platforms Inc. Class A 0.46% 11,237 $6.5M Add +10.1%
QCOM Qualcomm Inc. 0.45% 40,825 $6.3M Add +2.6%
QQQ Invesco QQQ Trust Series 1 0.44% 13,185 $6.2M No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.44% 117,543 $6.1M Add +37.5%
KMB Kimberly-Clark Corp. 0.43% 42,734 $6.1M Reduce -0.1%
KO The Coca-Cola Co. 0.43% 84,121 $6.0M Reduce -1.0%
BRK.A Berkshire Hathaway Inc. Class A 0.40% 7 $5.6M No change
WM Waste Management Inc. 0.40% 24,005 $5.6M Reduce -0.6%
PM Philip Morris International 0.39% 34,696 $5.5M Reduce -1.4%
LLY Eli Lilly & Co. 0.39% 6,616 $5.5M Add +1.1%
BLK BlackRock Inc. 0.39% 5,729 $5.4M Add +0.1%
CMI Cummins Inc. 0.38% 16,812 $5.3M Reduce -0.8%
COST Costco Wholesale Corp. 0.38% 5,545 $5.2M Reduce -3.3%
ALL Allstate Corp. 0.37% 25,105 $5.2M No change
DVY iShares Select Dividend ETF 0.37% 38,398 $5.2M Reduce -11.9%
TXN Texas Instruments Inc. 0.37% 28,604 $5.1M Add +0.9%
TSLA Tesla Inc. 0.35% 19,040 $4.9M Add +4.8%
DUK Duke Energy Corp. 0.35% 40,236 $4.9M Reduce -3.8%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.34% 115,335 $4.8M Add +0.5%
PRU Prudential Financial Inc. 0.34% 42,294 $4.7M Add +0.3%
PANW Palo Alto Networks Inc. 0.32% 26,144 $4.5M Add +1.8%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.32% 34,535 $4.4M Reduce -3.2%
PFE Pfizer Inc. 0.32% 173,876 $4.4M Reduce -8.5%
PEP Pepsico Inc. 0.31% 29,320 $4.4M Reduce -0.3%
JPST JPMorgan Ultra-Short Income 0.31% 85,493 $4.3M Reduce -37.1%
TRV The Travelers Cos Inc. 0.30% 15,997 $4.2M Reduce -5.2%
ITA iShares U.S. Aerospace & Def 0.30% 27,330 $4.2M Reduce -1.2%
FDVV Fidelity High Dividend ETF 0.29% 81,664 $4.1M Add +6.8%
EMR Emerson Electric Co. 0.29% 36,792 $4.0M Add +5.0%
UNH Unitedhealth Group Inc. 0.29% 7,614 $4.0M Add +1.2%
PNC PNC Financial Services Group 0.28% 22,433 $3.9M Add +4.1%
MSI Motorola Solutions Inc. 0.28% 8,937 $3.9M No change
COP Conocophillips 0.28% 37,255 $3.9M No change
AEP American Electric Power 0.28% 35,255 $3.9M Add +1.0%
ODFL Old Dominion Freight Line 0.26% 21,808 $3.6M Reduce -0.1%
NFLX Netflix Inc. 0.26% 3,834 $3.6M Add +0.2%
ACN Accenture PLC Class A 0.25% 11,089 $3.5M Reduce -4.1%
D Dominion Energy Inc. 0.25% 61,534 $3.5M Add +51.2%
HON Honeywell International Inc. 0.25% 16,259 $3.4M Add +0.4%
BA The Boeing Co. 0.24% 19,500 $3.3M Reduce -7.5%
BX Blackstone Inc. 0.24% 23,782 $3.3M Add +31.0%
IJT iShares S&P Small-Cap 600 GR 0.23% 26,118 $3.3M Add +11.9%
VTV Vanguard Mrngstr Val ETF-Aui 0.23% 18,736 $3.2M Add +1.2%
PSX Phillips 66 0.23% 26,204 $3.2M No change
LMT Lockheed Martin Corp. 0.23% 7,209 $3.2M Reduce -1.5%
LOW Lowe's Cos Inc. 0.23% 13,698 $3.2M Reduce -2.1%
ADP Automatic Data Processing 0.23% 10,327 $3.2M Reduce -5.8%
VXUS Vanguard Total Intl Stock 0.22% 49,358 $3.1M Add +0.0%
GIS General Mills Inc. 0.22% 51,229 $3.1M Reduce -0.0%
LVHI Franklin International Low V 0.22% 94,233 $3.1M Reduce -4.7%
XLV SS Health Care Select Sector 0.20% 19,171 $2.8M Reduce -4.0%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.20% 2,771 $2.7M No change
MA Mastercard Inc. Class A 0.19% 4,944 $2.7M Add +0.0%
TFC Truist Financial Corp. 0.19% 64,575 $2.7M Add +0.0%
CVRT Calamos Conv Eqty Alt ETF 0.19% 92,612 $2.6M New
VOO Vanguard S&P 500 ETF 0.19% 5,050 $2.6M Reduce -0.5%
NSC Norfolk Southern Corp. 0.18% 10,865 $2.6M Reduce -1.8%
CRM Salesforce Inc. 0.18% 9,259 $2.5M Add +0.5%
NEE Nextera Energy Inc. 0.18% 34,951 $2.5M Reduce -4.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.18% 24,911 $2.5M Reduce -5.5%
SDY SS SPDR S&P Dividend ETF 0.17% 17,963 $2.4M Add +3.8%
AXP American Express Co. 0.17% 9,016 $2.4M Add +8.2%
ASML ASML Holding NV-NY Reg SHS 0.17% 3,621 $2.4M Add +31.9%
EXC Exelon Corp. 0.17% 51,005 $2.4M Add +3.5%
VB Vanguard Most SM-Cap ETF-Usd 0.16% 9,939 $2.2M Add +0.0%
VZ Verizon Communications Inc. 0.15% 45,714 $2.1M Add +4.0%
CI The Cigna Group 0.15% 6,242 $2.1M Reduce -56.8%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.14% 15,783 $1.9M No change
VHT Vanguard Health Care ETF 0.14% 7,255 $1.9M No change
GE General Electric filed as GE AEROSPACE 0.14% 9,536 $1.9M Reduce -53.6%
ISRG Intuitive Surgical Inc. 0.13% 3,722 $1.8M Add +14.1%
PLTR Palantir Technologies Inc. Class A 0.13% 21,682 $1.8M Add +76.4%
ETN Eaton Corp. PLC 0.13% 6,729 $1.8M Add +10.9%
PH Parker Hannifin Corp. 0.13% 2,884 $1.8M No change
XLK SS Technology Select Sector 0.13% 8,477 $1.8M Reduce -0.6%
IYW iShares Ustechnology ETF 0.12% 11,862 $1.7M No change
NOW ServiceNow Inc. 0.12% 2,086 $1.7M Reduce -1.9%
TMO Thermo Fisher Scientific Inc. 0.12% 3,237 $1.6M Add +3.4%
CARR Carrier Global Corp. 0.12% 25,389 $1.6M Reduce -0.1%
WMT Walmart Inc. 0.11% 18,140 $1.6M No change
USB US Bancorp 0.11% 36,869 $1.6M Reduce -3.7%
CVS CVS Health Corp. 0.11% 21,793 $1.5M Reduce -1.4%
UNP Union Pacific Corp. 0.10% 6,160 $1.5M No change
MKL Markel Group Inc. 0.10% 737 $1.4M No change
MS Morgan Stanley 0.10% 11,640 $1.4M Add +0.1%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.10% 15,852 $1.3M No change
AFL Aflac Inc. 0.09% 11,739 $1.3M No change
VST Vistra Corp. 0.09% 11,080 $1.3M New
XLI SS Industrial Select Sector 0.09% 9,857 $1.3M Reduce -3.8%
PRF Invesco Rafi US 1000 ETF 0.09% 30,570 $1.2M No change
DON Wisdomtree US Midcap Dividen 0.09% 24,795 $1.2M No change
ITW Illinois Tool Works 0.09% 4,815 $1.2M No change
OTIS Otis Worldwide Corp. 0.08% 11,227 $1.2M Reduce -0.4%
VYMI Vanguard Int High DVD YLD Inc. 0.08% 15,570 $1.1M No change
VFH Vanguard Financials ETF 0.08% 9,566 $1.1M Add +3.5%
TPL Texas Pacific Land Corp. 0.08% 854 $1.1M Add +4.9%
SPLV Invesco S&P 500 Low Volatili 0.08% 14,836 $1.1M No change
DHR Danaher Corp. 0.08% 5,401 $1.1M No change
ES Eversource Energy 0.08% 17,718 $1.1M Add +0.0%
ELV Elevance Health Inc. 0.08% 2,473 $1.1M Reduce -3.1%
SBUX Starbucks Corp. 0.08% 10,861 $1.1M No change
WFC Wells Fargo & Co. 0.08% 14,680 $1.1M Reduce -6.4%
ABT Abbott Laboratories 0.08% 7,942 $1.1M Reduce -3.3%
CB Chubb Ltd. 0.08% 3,488 $1.1M No change
FISV Fiserv Inc. 0.08% 4,763 $1.1M No change
VT Vanguard Tot World STK ETF 0.07% 8,911 $1.0M Reduce -4.8%
NOC Northrop Grumman Corp. 0.07% 2,004 $1.0M Add +5.5%
IAU iShares Gold Trust 0.07% 17,209 $1.0M Add +4.6%
TSM Taiwan Semiconductor-SP ADR 0.07% 6,063 $1.0M Add +0.3%
ZTS Zoetis Inc. 0.07% 5,940 $978K Reduce -1.7%
ADBE Adobe Inc. 0.07% 2,493 $956K Reduce -1.0%
MOAT Vaneck Morningstar Wide Moat 0.07% 10,494 $923K Reduce -8.0%
DIVO Amplify CWP Enhan Divid ETF 0.07% 22,640 $923K Add +0.2%
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.07% 9,947 $914K Add +8.9%
MEAR Ishrs Short Mat Muni Act ETF 0.06% 18,049 $907K No change
IJH iShares Core S&P Midcap ETF 0.06% 15,093 $881K No change
XLE SS Energy Select Sector 0.06% 9,246 $864K Reduce -1.2%
IPKW Invesco International Buybac 0.06% 18,842 $860K New
BMY Bristol-Myers Squibb Co. 0.06% 13,994 $853K Reduce -4.1%
IVV iShares Core S&P 500 ETF 0.06% 1,496 $841K No change
MO Altria Group Inc. 0.06% 13,990 $840K Add +4.1%
T AT&T Inc. 0.06% 29,530 $835K Reduce -0.4%
INTU Intuit Inc. 0.06% 1,328 $816K No change
SYK Stryker Corp. 0.06% 2,190 $815K No change
WPM Wheaton Precious Metals Corp. 0.06% 10,346 $803K No change
DOW Dow Inc. 0.06% 22,720 $793K Reduce -58.2%
RSP Invesco S&P 500 Equal Weight 0.06% 4,492 $778K Add +0.6%
APD Air Products & Chemicals Inc. 0.05% 2,583 $762K No change
IWF iShares Russell 1000 Growth 0.05% 2,094 $756K No change
GLD SPDR Gold Shares 0.05% 2,617 $754K Reduce -3.0%
CTVA Corteva Inc. 0.05% 11,968 $753K No change
MDLZ Mondelez International Inc. Class A 0.05% 10,841 $736K Add +1.9%
PID Invesco International Divide 0.05% 38,262 $730K No change
UPS United Parcel Service Class B 0.05% 6,580 $724K Reduce -0.2%
DSI iShares ESG MSCI KLD 400 ETF 0.05% 7,047 $722K No change
VDE Vanguard Energy ETF 0.05% 5,464 $709K Reduce -4.7%
FULT Fulton Financial Corp. 0.05% 38,646 $699K Reduce -9.4%
FBTC Fidelity Wise Origin Bitcoin 0.05% 9,651 $695K Add +19.3%
CL Colgate-Palmolive Co. 0.05% 7,293 $683K Add +0.0%
DGRO iShares Core Dividend Growth 0.05% 10,853 $670K No change
VDC Vanguard Consumer Staple ETF 0.05% 3,028 $663K No change
IBB iShares Biotechnology ETF 0.05% 5,160 $660K Reduce -9.6%
OR Osisko Gold Royalties Ltd. 0.05% 31,225 $659K No change
ED Consolidated Edison Inc. 0.05% 5,924 $655K Reduce -8.3%
ENB Enbridge Inc. 0.05% 14,518 $643K Add +56.8%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.05% 14,515 $642K New
AMT American Tower Corp. 0.05% 2,937 $639K Reduce -29.4%
XLF SS Financial Select Sector 0.05% 12,761 $636K Reduce -8.9%
DE Deere & Co. 0.04% 1,335 $627K No change
IEI iShares 3-7 Year Treasury Bo 0.04% 5,229 $618K Reduce -13.3%
GEV GE Vernova Inc. 0.04% 2,005 $612K Reduce -59.9%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.04% 2,411 $607K Reduce -1.2%
SPGI S&P Global Inc. 0.04% 1,188 $604K Reduce -4.0%
CME Cme Group Inc. 0.04% 2,218 $588K No change
CMCSA Comcast Corp. Class A 0.04% 15,889 $586K Reduce -0.1%
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 7,277 $585K No change
AVGO Broadcom Inc. 0.04% 3,485 $584K Add +18.5%
KKR KKR & Co. Inc. 0.04% 5,020 $580K No change
O Realty Income Corp. 0.04% 9,845 $571K Add +83.2%
LIN Linde PLC 0.04% 1,223 $569K No change
AMAT Applied Materials Inc. 0.04% 3,796 $551K Add +23.4%
IWP iShares Russell Mid-Cap Grow 0.04% 4,670 $549K No change
NOBL Proshares S&P 500 Dividend A 0.04% 5,339 $546K No change
SWK Stanley Black & Decker Inc. 0.04% 7,079 $544K Reduce -5.8%
SOXX iShares Semiconductor ETF 0.04% 2,876 $541K Reduce -37.0%
UL Unilever PLC 0.04% 8,874 $528K No change
CHD Church & Dwight Co. Inc. 0.04% 4,800 $528K No change
ARKK ARK Innovation ETF 0.04% 10,965 $522K Reduce -6.9%
SHEL Shell PLC-ADR 0.04% 7,065 $518K No change
DD Dupont DE Nemours Inc. 0.04% 6,916 $516K Reduce -2.1%
ARW Arrow Electronics Inc. 0.04% 4,905 $509K No change
DES Wisdomtree US Smallcap Divid 0.04% 15,820 $506K No change
PYPL PayPal Holdings Inc. 0.04% 7,675 $501K Add +94.9%
MELI MercadoLibre Inc. 0.04% 255 $498K Reduce -0.4%
IVW iShares S&P 500 Growth ETF 0.04% 5,319 $494K No change
CHDN Churchill Downs Inc. 0.04% 4,400 $489K No change
UBER Uber Technologies Inc. 0.03% 6,655 $485K Add +7.4%
PJT PJT Partners Inc. Class A 0.03% 3,485 $481K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.03% 2,661 $476K No change
NVS Novartis AG-Sponsored ADR 0.03% 4,247 $473K No change
PFF iShares Preferred & Income S 0.03% 15,160 $466K Reduce -1.2%
IWM iShares Russell 2000 ETF 0.03% 2,329 $465K No change
NVO Novo-Nordisk A/S-Spons ADR 0.03% 6,654 $462K Add +47.8%
FTCS First Trust Capital Strength 0.03% 5,154 $462K No change
SCHW Schwab (charles) Corp. 0.03% 5,777 $452K No change
PDP Invesco Dorsey Wright Moment 0.03% 4,395 $439K No change
ADI Analog Devices Inc. 0.03% 2,152 $434K No change
PVAL Putnam Focused LRG Cap Value 0.03% 11,267 $429K Add +50.0%
IYR iShares US Real Estate ETF 0.03% 4,400 $421K No change
JGLO JPMorgan GLBL SLCT Eq ETF 0.03% 7,146 $421K Reduce -2.8%
MDT Medtronic PLC 0.03% 4,595 $413K Reduce -4.8%
IYH iShares U.S. Healthcare ETF 0.03% 6,535 $398K Reduce -13.3%
MSA Msa Safety Inc. 0.03% 2,595 $381K No change
EPD Enterprise Products Partners 0.03% 11,136 $380K Add +20.9%
LAMR Lamar Advertising Co. Class A 0.03% 3,340 $380K No change
TEL Te Connectivity PLC 0.03% 2,689 $380K Reduce -15.7%
HTGC Hercules Capital Inc. 0.03% 19,385 $372K No change
DVN Devon Energy Corp. 0.03% 9,925 $371K New
FVAL Fidelity Value Factor ETF 0.03% 6,167 $367K No change
CLX Clorox Company 0.03% 2,494 $367K Reduce -2.4%
IWY iShares Russell Top 200 Grow 0.03% 1,736 $366K No change
OGN Organon & Co. 0.03% 24,577 $366K Add +0.0%
SCHA Schwab US Small-Cap ETF 0.03% 15,477 $363K No change
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.03% 4,666 $362K Reduce -0.8%
CBOE Cboe Global Markets Inc. 0.03% 1,600 $362K No change
ADM Archer-Daniels-Midland Co. 0.03% 7,486 $359K Reduce -38.5%
GM General Motors Co. 0.03% 7,631 $359K No change
INTC Intel Corp. 0.03% 15,793 $359K Reduce -29.1%
WASH Washington Trust Bancorp 0.03% 11,534 $356K No change
PLD Prologis Inc. 0.03% 3,155 $353K Reduce -4.5%
NULG Nuveen ESG LRG-Cap GRW ETF 0.03% 4,486 $351K Add +4.5%
CG The Carlyle Group Inc. 0.03% 8,031 $350K No change
WMB Williams Cos Inc. 0.02% 5,808 $347K Reduce -1.9%
CWEN.A Clearway Energy Inc. Class A 0.02% 12,141 $346K No change
BSX Boston Scientific Corp. 0.02% 3,399 $343K No change
KNTK Kinetik Holdings Inc. 0.02% 6,572 $341K Reduce -8.8%
KVUE Kenvue Inc. 0.02% 14,194 $340K No change
HOLX Hologic Inc. 0.02% 5,500 $340K No change
IQV Iqvia Holdings Inc. 0.02% 1,920 $338K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.02% 1,308 $336K No change
YUM Yum! Brands Inc. 0.02% 2,120 $334K No change
SBRA Sabra Health Care REIT Inc. 0.02% 18,920 $331K No change
ESGV Vanguard ESG US Stock ETF 0.02% 3,349 $328K No change
CCI Crown Castle Inc. 0.02% 3,120 $325K New
FSMB First Trust Short Dur Manag 0.02% 16,355 $325K Reduce -9.0%
CAE Cae Inc. 0.02% 13,152 $323K No change
HSY The Hershey Co. 0.02% 1,869 $320K No change
XEL Xcel Energy Inc. 0.02% 4,487 $318K No change
FDL First Trust Morn DVD Lead Inc. 0.02% 7,260 $315K No change
BILS SS Spdrb B 3-12M T-Bill ETF 0.02% 3,122 $311K New
MGM MGM Resorts International 0.02% 10,380 $308K No change
RDVY First Trust Rising Dividend 0.02% 5,230 $306K Reduce -3.1%
QUAL iShares MSCI USA Quality Fac 0.02% 1,788 $306K Reduce -1.0%
IWD iShares Russell 1000 Value E 0.02% 1,620 $305K No change
WEC WEC Energy Group Inc. 0.02% 2,770 $302K No change
EOG EOG Resources Inc. 0.02% 2,305 $296K No change
TSLX Sixth Street Specialty Lendi 0.02% 13,150 $294K New
PWRD TCW Transform Systems ETF 0.02% 4,200 $293K New
CSX CSX Corp. 0.02% 9,929 $292K Reduce -33.8%
GRID First TRST Nasd Class Edg Sgiif 0.02% 2,555 $289K No change
ITOT iShares Core S&P Total U.S. 0.02% 2,330 $284K Add +0.0%
CAG Conagra Brands Inc. 0.02% 10,600 $283K No change
KMI Kinder Morgan Inc. 0.02% 9,878 $282K Reduce -21.0%
DELL Dell Technologies -C 0.02% 3,076 $280K No change
GILD Gilead Sciences Inc. 0.02% 2,500 $280K No change
VOOV Vanguard S&P 500 Value ETF 0.02% 1,515 $279K Reduce -6.1%
RJF Raymond James Financial Inc. 0.02% 2,000 $278K No change
AEM Agnico Eagle Mines Ltd. 0.02% 2,543 $276K New
MRSH Marsh & McLennan Cos 0.02% 1,116 $272K No change
CEF Sprott Physical Gold and Sil 0.02% 9,450 $268K Reduce -5.5%
TGT Target Corp. 0.02% 2,552 $266K Reduce -16.6%
VRSN Verisign Inc. 0.02% 1,045 $265K No change
ECL Ecolab Inc. 0.02% 1,037 $263K No change
IWB iShares Russell 1000 ETF 0.02% 854 $262K No change
CWB SS SPDR BB Conv Sec ETF 0.02% 3,416 $262K No change
DEA Easterly Govt Pptys Inc. 0.02% 24,640 $261K Add +106.4%
NKE Nike Inc. Class B 0.02% 4,089 $260K Reduce -35.0%
FAST Fastenal Co. 0.02% 3,300 $256K No change
ICE Intercontinental Exchange Inc. 0.02% 1,453 $251K No change
AMD Advanced Micro Devices 0.02% 2,414 $248K Reduce -23.4%
MCO Moody's Corp. 0.02% 530 $247K Add +0.9%
CRWD CrowdStrike Holdings Inc. Class A 0.02% 697 $246K Add +7.7%
MET Metlife Inc. 0.02% 3,025 $243K No change
FPE FT-Preferred Secur & Inc. ETF 0.02% 13,600 $239K New
QJUN FT Vest Nasdaq-100 Buffer Et 0.02% 9,000 $238K No change
JAAA Janus Henderson Aaa Clo ETF 0.02% 4,618 $234K New
PAGP Plains GP Holdings LP 0.02% 10,915 $233K New
SPYV SS SPDR P S&P 500 Value ETF 0.02% 4,534 $232K Reduce -2.5%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 2,880 $227K Add +4.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 540 $227K No change
IWV iShares Russell 3000 ETF 0.02% 704 $224K No change
TIP iShares Tips Bond ETF 0.02% 1,984 $220K Add +0.3%
SPHD Invesco S&P 500 High Dividen 0.02% 4,272 $215K No change
VWO Vanguard Ftse Emerging Marke 0.02% 4,714 $213K Reduce -24.1%
USMV iShares MSCI USA Min Vol Fac 0.02% 2,247 $210K New
EZM Wisdomtree US Midcap Fund 0.01% 3,500 $209K No change
WU Western Union Co. 0.01% 19,457 $206K New
CODI Compass Diversified Holdings 0.01% 10,510 $196K No change
ET Energy Transfer LP 0.01% 10,055 $187K New
AVTR Avantor Inc. 0.01% 11,300 $183K No change
SBLK Star Bulk Carriers Corp. 0.01% 10,915 $170K New
ETV Eaton Vance T/M Buy-Writ Opp 0.01% 12,800 $169K No change
PSTL Postal Realty Trust Inc. Class A 0.01% 11,795 $168K Reduce -27.4%
RQI Cohen & Steers Qual Inc. RLTY 0.01% 10,373 $130K No change
AMBP Ardagh Metal Packaging SA 0.01% 41,356 $125K Reduce -27.4%
NMZ Nuveen Muni Hi Inc. Opport 0.01% 11,000 $120K No change
VTRS Viatris Inc. 0.01% 12,242 $107K Reduce -0.3%
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 622$768KAdd +1.5%
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 10,645$433KNo change

Total filed on the 13F, all lines: $1.4B.

Portfolio Sells Q4 2024 → Q1 2025
SCHD Schwab US DVD Equity ETF Reduce -45.8% 1.90% −1.46
AAPL Apple Inc. Reduce -0.7% 5.85% −0.67
SCHY Schwab International DVD ETF Sold out 0.00% −0.25
GOOG Alphabet Inc. Class C Reduce -0.2% 1.07% −0.21
GOOGL Alphabet Inc. Class A Reduce -0.2% 0.99% −0.20
JMST JPM Ultra-Short Muni Income Reduce -19.4% 0.85% −0.18
JPST JPMorgan Ultra-Short Income Reduce -37.1% 0.31% −0.17
CI The Cigna Group Reduce -56.8% 0.15% −0.13
AMGN Amgen Inc. Reduce -28.8% 0.73% −0.11
GE General Electric Reduce -53.6% 0.14% −0.10
DOW Dow Inc. Reduce -58.2% 0.06% −0.10
SMTH Alps SMTH Cor BD Plus ETF Reduce -7.8% 1.85% −0.09
FMHI First Trust Municipal High I Reduce -7.1% 1.08% −0.07
GEV GE Vernova Inc. Reduce -59.9% 0.04% −0.07
VIG Vanguard Dividend Apprec ETF Reduce -2.9% 3.37% −0.07
IGV iShares Expanded Tech-Softwa Reduce -0.8% 0.59% −0.07
VTI VG Morningstar TS MKT ETF-US Reduce -0.3% 1.67% −0.06
HD Home Depot Inc. Reduce -0.5% 1.03% −0.05
CAT Caterpillar Inc. Reduce -0.7% 0.51% −0.04
XMHQ Invesco S&P Midcap Qual ETF Reduce -2.8% 0.47% −0.04
NOW ServiceNow Inc. Reduce -1.9% 0.12% −0.04
PFE Pfizer Inc. Reduce -8.5% 0.32% −0.04
ACN Accenture PLC Class A Reduce -4.1% 0.25% −0.04
CMI Cummins Inc. Reduce -0.8% 0.38% −0.04
DVY iShares Select Dividend ETF Reduce -11.9% 0.37% −0.03
CGGO Cap Group Global Growth Reduce -2.3% 0.88% −0.03
DIS The Walt Disney Co. Reduce -5.5% 0.18% −0.03
SOXX iShares Semiconductor ETF Reduce -37.0% 0.04% −0.03
NNN NNN REIT Inc. Sold out 0.00% −0.03
OKE Oneok Inc. Sold out 0.00% −0.02
BA The Boeing Co. Reduce -7.5% 0.24% −0.02
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −0.02
VYM Vanguard High DVD Yield ETF Reduce -4.6% 1.11% −0.02
VIGI Vanguard Int Div App Indx FD Sold out 0.00% −0.02
LMT Lockheed Martin Corp. Reduce -1.5% 0.23% −0.02
WHR Whirlpool Corp. Sold out 0.00% −0.02
ADM Archer-Daniels-Midland Co. Reduce -38.5% 0.03% −0.02
USB US Bancorp Reduce -3.7% 0.11% −0.02
COLB Columbia Banking System Inc. Sold out 0.00% −0.02
XLY SS Consumer Disc Select Sect Sold out 0.00% −0.02
MRVL Marvell Technology Inc. Sold out 0.00% −0.02
NKE Nike Inc. Class B Reduce -35.0% 0.02% −0.01
VOT Vngrd Mrngstr MC GRW ETF-Usd Sold out 0.00% −0.01
VEU Vanguard Ftse All-World Ex-U Sold out 0.00% −0.01
BWA Borgwarner Inc. Sold out 0.00% −0.01
LOW Lowe's Cos Inc. Reduce -2.1% 0.23% −0.01
XLK SS Technology Select Sector Reduce -0.6% 0.13% −0.01
CSX CSX Corp. Reduce -33.8% 0.02% −0.01
ODFL Old Dominion Freight Line Reduce -0.1% 0.26% −0.01
GIS General Mills Inc. Reduce -0.0% 0.22% −0.01

Portfolio Buys Q4 2024 → Q1 2025
BKDV BNY Mellon Dynamic Value New 1.65% +1.65
XLG Invesco S&P 500 Top 50 ETF Add +32.8% 4.77% +0.94
BRK.B Berkshire Hathaway Inc. Class B Add +10.3% 0.95% +0.23
JNJ Johnson & Johnson Add +0.6% 1.33% +0.20
CVRT Calamos Conv Eqty Alt ETF New 0.19% +0.19
NVDA Nvidia Corp. Add +32.9% 1.82% +0.15
JEPQ JPM Nasdaq Equity Premium Add +37.5% 0.44% +0.10
SO The Southern Co. Add +2.0% 0.69% +0.10
VST Vistra Corp. New 0.09% +0.09
D Dominion Energy Inc. Add +51.2% 0.25% +0.09
PLTR Palantir Technologies Inc. Class A Add +76.4% 0.13% +0.07
IPKW Invesco International Buybac New 0.06% +0.06
AEP American Electric Power Add +1.0% 0.28% +0.05
SPYD SS SPDR P S&P 500 Hi Div ETF New 0.05% +0.05
JEPI JPMorgan Equity Premium Inco Add +8.4% 0.50% +0.04
META Meta Platforms Inc. Class A Add +10.1% 0.46% +0.04
GD General Dynamics Corp. Add +2.1% 0.55% +0.04
ASML ASML Holding NV-NY Reg SHS Add +31.9% 0.17% +0.04
EXC Exelon Corp. Add +3.5% 0.17% +0.04
LLY Eli Lilly & Co. Add +1.1% 0.39% +0.04
TCAF T Rowe PRC Cap Appreciation Add +5.4% 0.76% +0.03
DVN Devon Energy Corp. New 0.03% +0.03
VZ Verizon Communications Inc. Add +4.0% 0.15% +0.02
CCI Crown Castle Inc. New 0.02% +0.02
BILS SS Spdrb B 3-12M T-Bill ETF New 0.02% +0.02
FDVV Fidelity High Dividend ETF Add +6.8% 0.29% +0.02
TSLX Sixth Street Specialty Lendi New 0.02% +0.02
PWRD TCW Transform Systems ETF New 0.02% +0.02
O Realty Income Corp. Add +83.2% 0.04% +0.02
AEM Agnico Eagle Mines Ltd. New 0.02% +0.02
QCOM Qualcomm Inc. Add +2.6% 0.45% +0.02
ENB Enbridge Inc. Add +56.8% 0.05% +0.02
UNH Unitedhealth Group Inc. Add +1.2% 0.29% +0.02
BX Blackstone Inc. Add +31.0% 0.24% +0.02
TPL Texas Pacific Land Corp. Add +4.9% 0.08% +0.02
SMH Vaneck Semiconductor ETF Add +14.3% 1.07% +0.02
FPE FT-Preferred Secur & Inc. ETF New 0.02% +0.02
JAAA Janus Henderson Aaa Clo ETF New 0.02% +0.02
PAGP Plains GP Holdings LP New 0.02% +0.02
NFLX Netflix Inc. Add +0.2% 0.26% +0.02
IAU iShares Gold Trust Add +4.6% 0.07% +0.02
USMV iShares MSCI USA Min Vol Fac New 0.02% +0.02
VXUS Vanguard Total Intl Stock Add +0.0% 0.22% +0.01
WU Western Union Co. New 0.01% +0.01
SDY SS SPDR S&P Dividend ETF Add +3.8% 0.17% +0.01
ET Energy Transfer LP New 0.01% +0.01
ISRG Intuitive Surgical Inc. Add +14.1% 0.13% +0.01
PYPL PayPal Holdings Inc. Add +94.9% 0.04% +0.01
SBLK Star Bulk Carriers Corp. New 0.01% +0.01
VTV Vanguard Mrngstr Val ETF-Aui Add +1.2% 0.23% +0.01

Notes & Other Activity Q4 2024 → Q1 2025
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Add +1.5% 622 $768K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 395$2.0BXLG, BKDV, JPM, AAPL, VUG
Q1 2026 378$1.7BXLG, BKDV, JPM, AAPL, VUG
Q4 2025 369$1.8BXLG, JPM, BKDV, AAPL, VUG
Q3 2025 357$1.7BXLG, JPM, BKDV, AAPL, VUG
Q2 2025 355$1.6BXLG, JPM, BKDV, AAPL, VUG
Q1 2025 338$1.4BJPM, AAPL, XLG, VIG, VUG
Q4 2024 332$1.4BAAPL, JPM, XLG, VUG, VIG
Q3 2024 338$1.4BAAPL, JPM, VIG, MSFT, VUG
Q2 2024 323$1.3BAAPL, JPM, MSFT, VIG, VUG
Q1 2024Amended 341$1.3BJPM, AAPL, VIG, MSFT, SCHD