Principle Wealth Partners LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 7, 2026), Principle Wealth Partners LLC reported 395 stock positions worth $2.0 billion. Its top holding was Invesco S&P 500 Top 50 ETF (XLG) at 7.8% of the portfolio, followed by BNY Mellon Dynamic Value (BKDV, 6.7%) and JPMorgan Chase (JPM, 5.8%). Compared with Q1 2026, it opened 25 new positions, sold out of 9, added to 130 and reduced 132. The biggest buy was Vaneck Semiconductor ETF (SMH, shares +10%) and the biggest sale Exxon Mobil (XOM, shares −3%).

Most Recent 13F
Q2 2026
Location
MADISON, CT
CIK
0001743413
Portfolio Value
$2.0B (Q2 2026)
SEC Filing
0001951757-26-001184 ↗ filed Aug 7, 2026

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.3B Q2 2024 Q3 2024: $1.4B Q3 2024 Q4 2024: $1.4B Q4 2024 Q1 2025: $1.4B Q1 2025 Q2 2025: $1.6B Q2 2025 Q3 2025: $1.7B Q3 2025 Q4 2025: $1.8B Q4 2025 Q1 2026: $1.7B Q1 2026 Q2 2026: $2.0B $2.0B Q2 2026

Holdings 395 stocks · $2.0B

XLG Invesco S&P 500 Top 50 ETF 7.84% 2,592,959 $158.8M Add +1.6%
BKDV BNY Mellon Dynamic Value 6.73% 4,065,430 $136.2M Add +2.4%
JPM JPMorgan Chase & Co. 5.79% 357,917 $117.2M Add +0.0%
AAPL Apple Inc. 5.18% 361,967 $104.7M Reduce -1.3%
VUG Vanguard Mrngstar GR ETF-Sui 3.12% 732,355 $63.1M Reduce -0.6%
NVDA Nvidia Corp. 2.83% 285,774 $57.2M Add +0.7%
VIG Vanguard Dividend Apprec ETF 2.65% 226,788 $53.7M Reduce -0.5%
MSFT Microsoft Corp. 2.15% 116,758 $43.6M Add +1.8%
VOOG Vanguard S&P 500 Growth ETF 2.10% 515,413 $42.6M Add +36.7%
SMH Vaneck Semiconductor ETF 2.03% 62,788 $41.2M Add +10.4%
AMZN Amazon.com Inc. 1.98% 168,332 $40.1M Add +0.4%
GOOGL Alphabet Inc. Class A 1.65% 93,329 $33.4M Add +0.7%
GOOG Alphabet Inc. Class C 1.64% 93,995 $33.2M Reduce -0.4%
VTI VG Morningstar TS MKT ETF-US 1.56% 85,269 $31.6M Add +0.4%
JNJ Johnson & Johnson 1.41% 112,674 $28.6M Reduce -0.4%
CSCO Cisco Systems Inc. 1.10% 190,130 $22.3M Reduce -1.3%
CAT Caterpillar Inc. 1.07% 20,342 $21.7M Reduce -3.4%
RTX RTX Corp. 1.04% 111,340 $21.1M Reduce -5.6%
IDVO Amplify CWP Intl Enh DVD Inc. 0.98% 472,356 $19.8M Add +12.1%
SCHD Schwab US DVD Equity ETF 0.95% 609,404 $19.3M Reduce -5.5%
MCD McDonald's Corp. 0.93% 69,482 $18.8M Add +0.9%
PWRD TCW Transform Systems ETF 0.93% 152,553 $18.8M Add +84.2%
GS Goldman Sachs Group Inc. 0.91% 18,213 $18.4M Reduce -0.8%
VYM Vanguard High DVD Yield ETF 0.87% 111,870 $17.7M Reduce -1.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.82% 58,883 $16.6M Reduce -0.4%
SMTH Alps SMTH Cor BD Plus ETF 0.82% 642,470 $16.5M Reduce -5.0%
VGT Vanguard Info Tech ETF 0.82% 138,294 $16.5M Reduce -0.6%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.73% 291,500 $14.9M Add +30.3%
HD Home Depot Inc. 0.72% 41,298 $14.6M Reduce -2.5%
LLY Eli Lilly & Co. 0.71% 11,921 $14.3M Reduce -2.1%
TCAF T Rowe PRC Cap Appreciation 0.70% 345,953 $14.2M Reduce -1.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.69% 18,688 $14.0M Add +6.7%
BRK.B Berkshire Hathaway Inc. Class B 0.67% 26,919 $13.5M Reduce -1.9%
META Meta Platforms Inc. Class A 0.65% 23,496 $13.2M Add +6.3%
V Visa Inc. Class A 0.65% 38,387 $13.2M Add +0.5%
XOM Exxon Mobil Corp. 0.64% 94,098 $12.9M Reduce -2.8%
AMGN Amgen Inc. 0.56% 31,526 $11.4M No change
UNH Unitedhealth Group Inc. 0.55% 26,657 $11.1M Reduce -0.8%
PG The Procter & Gamble Co. 0.54% 74,709 $11.0M Add +0.8%
CMI Cummins Inc. 0.54% 15,260 $10.9M Reduce -4.8%
FMHI First Trust Municipal High I 0.53% 222,961 $10.8M Reduce -0.8%
XMMO Invesco S&P Midcap Momentum 0.51% 60,388 $10.3M Add +36.9%
MRK Merck & Co. Inc. 0.51% 79,812 $10.3M Reduce -0.3%
IGV iShares Expanded Tech-Softwa 0.49% 109,340 $9.9M Add +4.6%
TSLA Tesla Inc. 0.48% 23,012 $9.7M Reduce -5.1%
SO The Southern Co. 0.48% 100,553 $9.6M Add +0.7%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.48% 156,531 $9.6M Add +3.0%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.46% 116,717 $9.4M Reduce -3.6%
QQQ Invesco QQQ Trust Series 1 0.46% 12,611 $9.3M Reduce -0.4%
PANW Palo Alto Networks Inc. 0.46% 27,047 $9.2M Reduce -2.8%
KO The Coca-Cola Co. 0.44% 109,604 $8.9M Add +1.4%
GD General Dynamics Corp. 0.44% 24,875 $8.8M Reduce -4.6%
ORCL Oracle Corp. 0.42% 58,580 $8.6M Reduce -0.1%
CVX Chevron Corp. 0.42% 51,751 $8.6M Reduce -2.1%
SBND Columbia SHRT Dur BND ETF 0.42% 453,381 $8.5M Add +520.3%
ABBV Abbvie Inc. 0.40% 32,482 $8.2M Reduce -1.8%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.37% 3,776 $7.5M Add +1.0%
MMM 3M Co. 0.36% 44,403 $7.2M Reduce -2.4%
BAC Bank of America Corp. 0.35% 124,832 $7.1M Add +3.0%
ITA iShares U.S. Aerospace & Def 0.33% 27,311 $6.6M Add +5.6%
DVY iShares Select Dividend ETF 0.32% 42,009 $6.6M Reduce -1.1%
PM Philip Morris International 0.32% 35,368 $6.4M Add +1.0%
XMHQ Invesco S&P Midcap Qual ETF 0.31% 56,075 $6.3M Reduce -2.0%
QCOM Qualcomm Inc. 0.31% 33,640 $6.2M Add +1.8%
KMB Kimberly-Clark Corp. 0.31% 56,315 $6.2M Add +11.0%
OFLX Omega Flex Inc. 0.30% 192,275 $6.0M No change
ALL Allstate Corp. 0.30% 25,159 $6.0M Add +0.2%
COST Costco Wholesale Corp. 0.29% 6,246 $5.8M Add +0.7%
PNC PNC Financial Services Group 0.29% 23,716 $5.8M No change
EMR Emerson Electric Co. 0.28% 38,925 $5.6M Reduce -0.3%
WM Waste Management Inc. 0.27% 24,231 $5.4M Add +1.0%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.27% 32,920 $5.4M Reduce -0.5%
BLK BlackRock Inc. 0.26% 5,504 $5.3M Reduce -4.4%
IPKW Invesco International Buybac 0.26% 93,953 $5.3M Add +7.2%
DUK Duke Energy Corp. 0.26% 41,778 $5.3M Add +0.8%
TRV The Travelers Cos Inc. 0.25% 15,470 $5.1M Reduce -2.5%
JMUB JPMorgan Municipal ETF 0.25% 99,721 $5.1M Add +148.4%
TXN Texas Instruments Inc. 0.24% 16,191 $4.8M Reduce -2.6%
PRU Prudential Financial Inc. 0.23% 43,800 $4.7M Add +0.6%
FSMB First Trust Short Dur Manag 0.23% 231,493 $4.6M Add +635.1%
AEP American Electric Power 0.22% 33,014 $4.5M Reduce -0.7%
BRK.A Berkshire Hathaway Inc. Class A 0.22% 6 $4.5M No change
VTV Vanguard Mrngstr Val ETF-Aui 0.22% 20,581 $4.5M No change
PSX Phillips 66 0.22% 26,244 $4.4M Add +0.1%
VXUS Vanguard Total Intl Stock 0.21% 50,666 $4.3M Add +2.0%
DRAM Roundhill Memory ETF 0.21% 57,544 $4.2M New
BA The Boeing Co. 0.21% 19,594 $4.2M Add +0.8%
ODFL Old Dominion Freight Line 0.21% 19,516 $4.2M No change
D Dominion Energy Inc. 0.21% 61,443 $4.2M Reduce -1.6%
VOO Vanguard S&P 500 ETF 0.20% 5,974 $4.1M Add +2.4%
JEPI JPMorgan Equity Premium Inco 0.20% 72,467 $4.1M Reduce -25.4%
WMT Walmart Inc. 0.20% 35,329 $4.0M Add +1.1%
SPGP Invesco S&P 500 Garp ETF 0.19% 32,150 $3.9M Reduce -2.9%
GE General Electric filed as GE AEROSPACE 0.19% 10,448 $3.9M Add +4.2%
LVHI Franklin International Low V 0.19% 96,150 $3.9M Reduce -0.1%
FDVV Fidelity High Dividend ETF 0.19% 64,706 $3.9M Reduce -5.0%
PFE Pfizer Inc. 0.19% 160,668 $3.9M Reduce -1.7%
PLTR Palantir Technologies Inc. Class A 0.19% 32,588 $3.8M Add +9.5%
LMT Lockheed Martin Corp. 0.19% 7,412 $3.8M Reduce -1.9%
SPCX Space Exploration Techn Class A 0.19% 22,016 $3.8M New
COP Conocophillips 0.19% 36,171 $3.8M Reduce -0.3%
XLK SS Technology Select Sector 0.18% 19,381 $3.7M Add +0.7%
MSI Motorola Solutions Inc. 0.18% 8,830 $3.7M Reduce -1.2%
CRWD CrowdStrike Holdings Inc. Class A 0.18% 4,755 $3.6M Reduce -2.2%
NEE Nextera Energy Inc. 0.18% 41,082 $3.6M Add +4.2%
AMD Advanced Micro Devices 0.17% 6,092 $3.5M Reduce -9.0%
PEP Pepsico Inc. 0.17% 25,630 $3.5M Add +2.3%
GWW WW Grainger Inc. 0.17% 2,541 $3.5M No change
TSM Taiwan Semiconductor-SP ADR 0.16% 6,978 $3.3M Add +7.0%
RAAX Vaneck Real Assets ETF 0.16% 83,963 $3.3M Add +12.1%
NSC Norfolk Southern Corp. 0.16% 10,519 $3.3M No change
TFC Truist Financial Corp. 0.16% 66,088 $3.3M Add +0.4%
SDY SS SPDR S&P Dividend ETF 0.16% 20,917 $3.2M Reduce -0.1%
XLV SS Health Care Select Sector 0.15% 19,682 $3.1M Add +0.7%
GEV GE Vernova Inc. 0.15% 2,572 $3.0M Add +4.7%
CRWV Coreweave Inc. Class A 0.15% 29,950 $3.0M Add +32.1%
PH Parker Hannifin Corp. 0.15% 3,047 $3.0M Add +1.0%
MA Mastercard Inc. Class A 0.15% 5,800 $3.0M Reduce -0.7%
AXP American Express Co. 0.14% 8,662 $2.9M Add +1.9%
VB Vanguard Most SM-Cap ETF-Usd 0.14% 9,658 $2.9M Add +0.2%
LOW Lowe's Cos Inc. 0.14% 13,273 $2.9M Reduce -1.8%
IYW iShares Ustechnology ETF 0.14% 11,548 $2.9M No change
AVGO Broadcom Inc. 0.14% 7,636 $2.9M Add +33.4%
NFLX Netflix Inc. 0.14% 40,384 $2.9M Add +2.2%
BX Blackstone Inc. 0.14% 24,324 $2.9M Add +1.9%
ETN Eaton Corp. PLC 0.13% 6,338 $2.7M Reduce -1.6%
MS Morgan Stanley 0.13% 12,675 $2.6M Add +2.8%
ADP Automatic Data Processing 0.12% 11,071 $2.5M Add +0.5%
EXC Exelon Corp. 0.12% 51,410 $2.4M No change
VST Vistra Corp. 0.12% 14,704 $2.3M Add +0.3%
BNY Bank of New York Mellon Corp. 0.11% 15,930 $2.3M Reduce -5.4%
INTC Intel Corp. 0.11% 16,488 $2.3M Reduce -3.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.11% 22,866 $2.2M Reduce -1.8%
DIVO Amplify CWP Enhan Divid ETF 0.11% 47,593 $2.2M Add +6.1%
CVS CVS Health Corp. 0.11% 20,714 $2.1M Add +0.0%
MU Micron Technology Inc. 0.11% 1,852 $2.1M Add +39.6%
SOXX iShares Semiconductor ETF 0.10% 3,253 $2.1M Add +15.9%
USB US Bancorp 0.10% 34,218 $2.1M No change
GLD SPDR Gold Shares 0.10% 5,357 $2.0M Reduce -0.8%
VHT Vanguard Health Care ETF 0.10% 6,588 $2.0M No change
HON Honeywell International Inc. 0.09% 8,231 $1.8M Reduce -0.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.09% 12,087 $1.8M Reduce -23.4%
HONA Honeywell Aerospace Inc. 0.09% 8,231 $1.8M Reduce -0.1%
NOW ServiceNow Inc. 0.09% 18,182 $1.8M Add +16.6%
IJR iShares Core S&P Small-Cap E 0.09% 12,148 $1.8M Reduce -3.3%
TPL Texas Pacific Land Corp. 0.09% 4,017 $1.8M Reduce -6.2%
CI The Cigna Group 0.09% 6,295 $1.7M Add +0.2%
VZ Verizon Communications Inc. 0.09% 40,609 $1.7M Reduce -1.4%
TMO Thermo Fisher Scientific Inc. 0.08% 3,345 $1.7M Reduce -0.3%
ITW Illinois Tool Works 0.08% 6,186 $1.7M Add +0.7%
UNP Union Pacific Corp. 0.08% 6,121 $1.7M Add +1.9%
IVV iShares Core S&P 500 ETF 0.08% 2,217 $1.7M Add +4.9%
PRF Invesco Rafi US 1000 ETF 0.08% 30,570 $1.7M No change
CARR Carrier Global Corp. 0.08% 21,648 $1.6M Reduce -14.7%
VYMI Vanguard Int High DVD YLD Inc. 0.08% 16,145 $1.6M Reduce -3.0%
XLI SS Industrial Select Sector 0.08% 8,470 $1.6M Reduce -2.5%
IGPT Invesco AI and Next Gen Soft 0.08% 14,798 $1.5M New
IWF iShares Russell 1000 Growth 0.07% 11,756 $1.5M Add +13.3%
MKL Markel Group Inc. 0.07% 737 $1.4M No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.07% 6,043 $1.4M Reduce -0.6%
ISRG Intuitive Surgical Inc. 0.07% 3,602 $1.4M Add +2.9%
DELL Dell Technologies -C 0.07% 3,319 $1.4M Add +1.8%
VT Vanguard Tot World STK ETF 0.07% 9,123 $1.4M Reduce -1.6%
HOOD Robinhood Markets Inc. Class A 0.07% 14,046 $1.4M Add +41.6%
IAU iShares Gold Trust 0.07% 18,644 $1.4M No change
AMAT Applied Materials Inc. 0.07% 1,947 $1.4M Reduce -24.8%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.07% 4,591 $1.4M No change
JPST JPMorgan Ultra-Short Income 0.07% 26,477 $1.3M Add +7.7%
IJH iShares Core S&P Midcap ETF 0.06% 16,794 $1.3M Add +1.2%
WFC Wells Fargo & Co. 0.06% 15,296 $1.3M Add +1.8%
CB Chubb Ltd. 0.06% 3,616 $1.2M Add +3.3%
VFH Vanguard Financials ETF 0.06% 9,266 $1.2M No change
MO Altria Group Inc. 0.06% 16,767 $1.2M Add +13.8%
DON Wisdomtree US Midcap Dividen 0.06% 21,045 $1.2M No change
AFL Aflac Inc. 0.05% 9,456 $1.1M Add +0.0%
NOC Northrop Grumman Corp. 0.05% 2,172 $1.1M No change
FBTC Fidelity Wise Origin Bitcoin 0.05% 21,166 $1.1M Reduce -16.5%
CGGE Cap Group Global Eq filed as CAPITAL GROUP GLOBAL EQUITY 0.05% 30,360 $1.1M No change
CRM Salesforce Inc. 0.05% 6,808 $1.1M Add +23.9%
SPLV Invesco S&P 500 Low Volatili 0.05% 14,141 $1.1M Add +0.0%
MOAT Vaneck Morningstar Wide Moat 0.05% 10,128 $1.1M Reduce -2.3%
ARW Arrow Electronics Inc. 0.05% 4,905 $1.0M No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.05% 9,025 $1.0M No change
XLE SS Energy Select Sector 0.05% 18,868 $1.0M Add +21.9%
FULT Fulton Financial Corp. 0.05% 41,096 $994K No change
CTVA Corteva Inc. 0.05% 11,682 $989K Reduce -1.6%
ELV Elevance Health Inc. 0.05% 2,555 $988K No change
DSI iShares ESG MSCI KLD 400 ETF 0.05% 6,887 $981K No change
LIN Linde PLC 0.05% 1,827 $948K Add +8.4%
WPM Wheaton Precious Metals Corp. 0.05% 8,346 $937K No change
ADI Analog Devices Inc. 0.05% 2,346 $932K Add +10.0%
RSP Invesco S&P 500 Equal Weight 0.05% 4,378 $931K Add +0.0%
IJT iShares S&P Small-Cap 600 GR 0.05% 5,178 $925K Reduce -0.6%
IBB iShares Biotechnology ETF 0.04% 4,781 $909K No change
DHR Danaher Corp. 0.04% 4,752 $905K Add +6.1%
SNOW Snowflake Inc. 0.04% 3,531 $899K Add +64.9%
ES Eversource Energy 0.04% 12,256 $886K Reduce -32.7%
SBUX Starbucks Corp. 0.04% 8,522 $871K Reduce -7.8%
SPYG SS SPDR P S&P 500 Growth ETF 0.04% 7,201 $857K Add +0.3%
IWM iShares Russell 2000 ETF 0.04% 2,801 $842K Reduce -0.9%
R Ryder System Inc. 0.04% 3,109 $820K No change
DGRO iShares Core Dividend Growth 0.04% 10,529 $798K Reduce -1.3%
ENB Enbridge Inc. 0.04% 14,675 $796K Reduce -1.5%
PID Invesco International Divide 0.04% 35,812 $795K Reduce -6.4%
T AT&T Inc. 0.04% 38,076 $788K Reduce -6.9%
OR Or Royalties Inc. 0.04% 24,516 $775K No change
DE Deere & Co. 0.04% 1,214 $770K Add +0.1%
NVS Novartis AG-Sponsored ADR 0.04% 4,772 $748K No change
SYK Stryker Corp. 0.04% 2,348 $739K Add +0.0%
IVW iShares S&P 500 Growth ETF 0.04% 5,319 $732K No change
APD Air Products & Chemicals Inc. 0.04% 2,448 $718K No change
CL Colgate-Palmolive Co. 0.03% 7,595 $696K Add +0.2%
OTIS Otis Worldwide Corp. 0.03% 9,706 $695K Reduce -9.1%
IWP iShares Russell Mid-Cap Grow 0.03% 4,670 $684K No change
IWS iShares Russell Mid-Cap Valu 0.03% 4,110 $677K No change
VDC Vanguard Consumer Staple ETF 0.03% 3,000 $676K Reduce -2.9%
ABT Abbott Laboratories 0.03% 7,383 $670K Reduce -11.9%
PDP Invesco Dorsey Wright Moment 0.03% 4,395 $667K No change
EPD Enterprise Products Partners 0.03% 18,016 $662K Add +14.9%
XLF SS Financial Select Sector 0.03% 12,252 $657K Reduce -3.3%
PLD Prologis Inc. 0.03% 4,839 $656K Add +3.8%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.03% 3,212 $635K No change
BMY Bristol-Myers Squibb Co. 0.03% 11,000 $634K Reduce -11.9%
KLAC KLA Corp. 0.03% 2,093 $632K Add +5.7%
GM General Motors Co. 0.03% 8,155 $629K No change
SHEL Shell PLC-ADR 0.03% 7,979 $619K Add +4.4%
UBER Uber Technologies Inc. 0.03% 8,541 $616K Add +35.6%
AIQ Global X Art Intel & Tech 0.03% 9,175 $602K New
ED Consolidated Edison Inc. 0.03% 5,338 $591K Reduce -2.3%
O Realty Income Corp. 0.03% 9,479 $587K Add +0.0%
UPS United Parcel Service Class B 0.03% 5,406 $581K Add +0.3%
PWR Quanta Services Inc. 0.03% 785 $565K No change
CME Cme Group Inc. 0.03% 2,558 $565K Add +0.1%
SWK Stanley Black & Decker Inc. 0.03% 5,964 $561K No change
SCHA Schwab US Small-Cap ETF 0.03% 15,477 $559K No change
SPGI S&P Global Inc. 0.03% 1,366 $556K Add +7.7%
QBTS D-Wave Quantum Inc. 0.03% 23,180 $556K Reduce -5.3%
FSMD Fidelity Small-Mid Multifact 0.03% 10,520 $556K Add +0.8%
Q Qnity Electronics Inc. 0.03% 3,379 $552K Reduce -1.3%
NOBL Proshares S&P 500 Dividend A 0.03% 9,806 $551K No change
ITOT iShares Core S&P Total U.S. 0.03% 3,338 $548K Add +0.1%
TEL Te Connectivity PLC 0.03% 2,689 $542K No change
NDAQ Nasdaq Inc. 0.03% 6,853 $540K Reduce -3.4%
QQQM Invesco Nasdaq 100 ETF 0.03% 1,779 $539K Add +10.2%
PJT PJT Partners Inc. Class A 0.03% 3,514 $530K No change
VDE Vanguard Energy ETF 0.03% 3,511 $527K Reduce -10.1%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.03% 5,978 $526K Reduce -10.8%
NULG Nuveen ESG LRG-Cap GRW ETF 0.03% 4,489 $525K No change
IYR iShares US Real Estate ETF 0.03% 5,100 $521K No change
JAAA Janus Henderson Aaa Clo ETF 0.03% 10,327 $521K Add +0.2%
PEG Public Service Enterprise GP 0.03% 6,386 $518K No change
TT Trane Technologies PLC 0.03% 1,040 $511K Add +4.0%
UL Unilever PLC-Sponsored ADR 0.03% 8,473 $509K Add +5.7%
ADM Archer-Daniels-Midland Co. 0.03% 6,646 $508K No change
IWY iShares Russell Top 200 Grow 0.02% 1,736 $505K No change
NVO Novo-Nordisk A/S-Spons ADR 0.02% 10,497 $503K Reduce -15.1%
ARKK ARK Innovation ETF 0.02% 6,148 $497K No change
MGM MGM Resorts International 0.02% 10,380 $496K No change
MDLZ Mondelez International Inc. Class A 0.02% 8,503 $492K Reduce -2.5%
FPE FT-Preferred Secur & Inc. ETF 0.02% 27,200 $486K Reduce -4.2%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.02% 1,321 $483K No change
ZTS Zoetis Inc. 0.02% 6,706 $482K No change
FVAL Fidelity Value Factor ETF 0.02% 6,167 $481K No change
GRID First TRST Nasd Class Edg Sgiif 0.02% 2,458 $471K No change
AMT American Tower Corp. 0.02% 2,857 $467K Add +3.6%
CHD Church & Dwight Co. Inc. 0.02% 4,800 $465K Reduce -11.1%
IBIT iShares Bitcoin Trust ETF 0.02% 13,903 $463K Add +12.3%
KKR KKR & Co. Inc. 0.02% 5,030 $462K No change
CLX Clorox Company 0.02% 4,829 $461K Add +3.1%
MSA Msa Safety Inc. 0.02% 2,595 $453K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.02% 1,310 $451K No change
SMOT Vaneck Morningstar Smid Moat 0.02% 11,454 $445K Reduce -1.4%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.02% 9,315 $444K Reduce -2.2%
MRVL Marvell Technology Inc. 0.02% 1,478 $440K New
SCHW Schwab (charles) Corp. 0.02% 4,753 $439K Reduce -24.1%
BILS SS Spdrb B 3-12M T-Bill ETF 0.02% 4,372 $434K Add +40.0%
FTCS First Trust Capital Strength 0.02% 4,556 $428K Add +0.0%
MET Metlife Inc. 0.02% 5,032 $426K Add +1.0%
IEI iShares 3-7 Year Treasury Bo 0.02% 3,623 $426K Reduce -1.1%
CMCSA Comcast Corp. Class A 0.02% 17,153 $421K Add +142.3%
WASH Washington Trust Bancorp 0.02% 11,494 $419K No change
ESGV Vanguard ESG US Stock ETF 0.02% 3,154 $417K No change
JGLO JPMorgan GLBL SLCT Eq ETF 0.02% 5,797 $413K No change
KMI Kinder Morgan Inc. 0.02% 12,716 $407K Add +0.2%
GLW Corning Inc. 0.02% 1,586 $405K New
MELI MercadoLibre Inc. 0.02% 237 $402K Add +4.0%
CHDN Churchill Downs Inc. 0.02% 4,400 $394K No change
LRCX Lam Research Corp. 0.02% 900 $390K New
ADBE Adobe Inc. 0.02% 1,849 $379K Reduce -19.6%
QUAL iShares MSCI USA Quality Fac 0.02% 1,704 $374K Reduce -1.4%
BKGI BNY Mellon GLBL Infra Inc. 0.02% 8,267 $372K Reduce -7.7%
IQV Iqvia Holdings Inc. 0.02% 1,920 $371K No change
CWB SS SPDR BB Conv Sec ETF 0.02% 3,416 $368K No change
KVUE Kenvue Inc. 0.02% 19,194 $367K Add +40.2%
IYH iShares U.S. Healthcare ETF 0.02% 5,435 $364K No change
FAST Fastenal Co. 0.02% 7,558 $363K Add +0.1%
RDVY First Trust Rising Dividend 0.02% 4,441 $360K No change
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 0.02% 4,487 $355K Reduce -3.1%
FDL First Trust Morn DVD Lead Inc. 0.02% 7,260 $353K No change
IWD iShares Russell 1000 Value E 0.02% 1,453 $352K No change
DOW Dow Inc. filed as DOW HLDGS INC 0.02% 12,793 $350K Reduce -1.5%
XSD SS SPDR S&P Semiconductor 0.02% 561 $350K New
JTNY JPM NY TX Free BD ETF filed as J P MORGAN EXCHANGE TRADED F 0.02% 6,776 $340K New
CBOE Cboe Global Markets Inc. 0.02% 1,400 $340K No change
LAMR Lamar Advertising Co. Class A 0.02% 2,172 $339K Reduce -11.4%
WEC WEC Energy Group Inc. 0.02% 2,895 $338K No change
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.02% 6,000 $335K No change
PVAL Putnam Focused LRG Cap Value 0.02% 6,550 $334K Reduce -28.0%
IWB iShares Russell 1000 ETF 0.02% 812 $333K Reduce -3.0%
HTGC Hercules Capital Inc. 0.02% 20,945 $330K Reduce -5.8%
CAE Cae Inc. 0.02% 13,152 $330K No change
RKLB Rocket Lab Corp. 0.02% 3,237 $329K New
HSY The Hershey Co. 0.02% 1,869 $328K No change
MSTR Strategy Inc. 0.02% 3,771 $328K Reduce -27.4%
BIP Brookfield Infrastructure Pa 0.02% 8,922 $326K Add +41.4%
YUM Yum! Brands Inc. 0.02% 2,032 $325K Add +3.6%
PFF iShares Preferred & Income S 0.02% 10,520 $321K Reduce -0.4%
CRDO Credo Technology Group Holdi 0.02% 1,175 $320K New
TGT Target Corp. 0.02% 2,430 $317K No change
ABNB Airbnb Inc. Class A 0.02% 2,180 $312K Reduce -33.5%
PAYX Paychex Inc. 0.02% 3,142 $309K No change
XAR SS SPDR S&P Aerospace Def 0.02% 1,088 $309K No change
WMB Williams Cos Inc. 0.02% 4,131 $307K Reduce -3.5%
DD Dupont DE Nemours Inc. 0.02% 2,249 $305K Reduce -1.5%
GILD Gilead Sciences Inc. 0.01% 2,410 $304K Reduce -0.4%
RJF Raymond James Financial Inc. 0.01% 2,000 $304K No change
RHP Ryman Hospitality Properties 0.01% 2,350 $302K Reduce -7.5%
CWEN Clearway Energy Inc. Class C 0.01% 8,838 $302K New
SCHM Schwab US Mid Cap ETF 0.01% 8,178 $302K New
EOG EOG Resources Inc. 0.01% 2,317 $301K Reduce -1.1%
SBRA Sabra Health Care REIT Inc. 0.01% 15,402 $300K Reduce -8.8%
CG The Carlyle Group Inc. 0.01% 7,131 $300K No change
C Citigroup Inc. 0.01% 2,126 $298K Reduce -13.5%
XEL Xcel Energy Inc. 0.01% 3,667 $294K Reduce -21.3%
CEF Sprott Physical Gold and Sil 0.01% 7,300 $294K Reduce -22.8%
VOOV Vanguard S&P 500 Value ETF 0.01% 1,303 $286K Reduce -14.4%
PAGP Plains GP Holdings LP 0.01% 11,445 $278K No change
CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT 0.01% 6,451 $273K New
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.01% 1,189 $273K No change
SPYV SS SPDR P S&P 500 Value ETF 0.01% 4,434 $270K No change
BWA Borgwarner Inc. 0.01% 4,000 $266K No change
VRSN Verisign Inc. 0.01% 1,050 $264K No change
INTU Intuit Inc. 0.01% 1,009 $263K Reduce -15.7%
EZM Wisdomtree US Midcap Fund 0.01% 3,472 $263K Reduce -1.8%
CTAS Cintas Corp. 0.01% 1,532 $261K No change
TEX Terex Corp. 0.01% 3,571 $259K No change
BUD Anheuser-Busch Inbev-SPN ADR 0.01% 3,115 $257K No change
NKE Nike Inc. Class B 0.01% 6,228 $256K Add +34.9%
VGIT Vanguard Intermediate-Term T 0.01% 4,324 $255K No change
COF Capital One Financial Corp. 0.01% 1,270 $255K Reduce -6.8%
QJUN FT Vest Nasdaq-100 Buffer Et 0.01% 7,500 $253K No change
ALAB Astera Labs Inc. 0.01% 520 $251K New
IWR iShares Russell Mid-Cap ETF 0.01% 2,267 $250K Add +4.4%
PPA Invesco Aerospace & Defense 0.01% 1,410 $249K Add +0.4%
OHI Omega Healthcare Investors 0.01% 5,180 $247K No change
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.01% 3,082 $246K Add +0.5%
MDT Medtronic PLC 0.01% 3,142 $246K No change
MCO Moody's Corp. 0.01% 540 $245K No change
FCX Freeport-McMoran Inc. 0.01% 3,875 $244K New
NYF iShares New York Muni Bond E 0.01% 4,467 $241K No change
BBY Best Buy Co. Inc. 0.01% 3,130 $238K No change
HIG Hartford Insurance Group Inc. 0.01% 1,774 $235K Reduce -8.3%
COLB Columbia Banking System Inc. 0.01% 7,326 $235K No change
XLY SS Consumer Disc Select Sect 0.01% 1,976 $232K New
MRP Millrose Properties 0.01% 7,690 $231K New
EEM iShares MSCI Emerging Market 0.01% 3,372 $231K New
MPC Marathon Petroleum Corp. 0.01% 902 $231K No change
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.01% 440 $230K No change
PSTL Postal Realty Trust Inc. Class A 0.01% 9,277 $229K Reduce -17.0%
KNTK Kinetik Holdings Inc. 0.01% 4,707 $228K Reduce -5.0%
BN Brookfield Corp. 0.01% 5,337 $227K No change
DFIC Dimensional International Co. 0.01% 6,092 $227K No change
ALLY Ally Financial Inc. 0.01% 4,900 $225K New
XLU St Sr Utl SL SE SPDR ETF-Usd 0.01% 4,952 $225K Add +3.6%
AMCR Amcor PLC 0.01% 5,084 $220K No change
FLNG Flex LNG Ltd. 0.01% 7,806 $219K No change
VIGI Vanguard Int Div App Indx FD 0.01% 2,323 $217K New
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.01% 8,130 $216K No change
AEE Ameren Corporation 0.01% 1,882 $213K No change
AMBP Ardagh Metal Packaging SA 0.01% 44,086 $209K No change
JCI Johnson Controls Internation 0.01% 1,423 $208K New
IWV iShares Russell 3000 ETF 0.01% 486 $207K Reduce -36.4%
TIP iShares Tips Bond ETF 0.01% 1,878 $206K No change
USMV iShares MSCI USA Min Vol Fac 0.01% 2,112 $204K New
VWO Vanguard Ftse Emerging Marke 0.01% 3,409 $203K New
FMAG Fidelity Magellan ETF 0.01% 5,511 $203K New
ICE Intercontinental Exchange Inc. 0.01% 1,635 $201K Add +0.3%
TSLX Sixth Street Specialty Lendi 0.01% 11,309 $194K No change
VTRS Viatris Inc. 0.01% 12,224 $194K Reduce -0.1%
ETV Eaton Vance T/M Buy-Writ Opp 0.01% 12,800 $190K No change
ABTC American Bitcoin Corp. 0.01% 250,000 $170K Add +56.3%
SMR Nuscale Power Corp. 0.01% 15,000 $150K Add +25.0%
RQI Cohen & Steers Qual Inc. RLTY 0.01% 12,153 $150K No change
WU Western Union Co. 0.01% 17,533 $135K No change
NMZ Nuveen Muni Hi Inc. Opport 0.01% 11,000 $116K No change
Other holdings (3): bonds, preferreds, convertibles and warrants · $1.5M (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 647$812KReduce -1.5%
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG 4,850$372KReduce -21.6%
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 6,070$291KNew

Total filed on the 13F, all lines: $2.0B.

Portfolio Sells Q1 2026 → Q2 2026

XOM Exxon Mobil Corp. Reduce -2.8% 0.64% −0.30
RTX RTX Corp. Reduce -5.6% 1.04% −0.26
CVX Chevron Corp. Reduce -2.1% 0.42% −0.20
SMTH Alps SMTH Cor BD Plus ETF Reduce -5.0% 0.82% −0.18
SCHD Schwab US DVD Equity ETF Reduce -5.5% 0.95% −0.18
JNJ Johnson & Johnson Reduce -0.4% 1.41% −0.17
VIG Vanguard Dividend Apprec ETF Reduce -0.5% 2.65% −0.15
AAPL Apple Inc. Reduce -1.3% 5.18% −0.15
HON Honeywell International Inc. Reduce -0.1% 0.09% −0.12
JEPI JPMorgan Equity Premium Inco Reduce -25.4% 0.20% −0.11
VYM Vanguard High DVD Yield ETF Reduce -1.5% 0.87% −0.09
COP Conocophillips Reduce -0.3% 0.19% −0.09
BRK.B Berkshire Hathaway Inc. Class B Reduce -1.9% 0.67% −0.09
FMHI First Trust Municipal High I Reduce -0.8% 0.53% −0.08
GD General Dynamics Corp. Reduce -4.6% 0.44% −0.08
HD Home Depot Inc. Reduce -2.5% 0.72% −0.08
LMT Lockheed Martin Corp. Reduce -1.9% 0.19% −0.07
PFE Pfizer Inc. Reduce -1.7% 0.19% −0.07
ORCL Oracle Corp. Reduce -0.1% 0.42% −0.07
BLK BlackRock Inc. Reduce -4.4% 0.26% −0.06
TJX TJX Companies Inc. Reduce -23.4% 0.09% −0.05
MRK Merck & Co. Inc. Reduce -0.3% 0.51% −0.04
DVY iShares Select Dividend ETF Reduce -1.1% 0.32% −0.04
MSI Motorola Solutions Inc. Reduce -1.2% 0.18% −0.04
LOW Lowe's Cos Inc. Reduce -1.8% 0.14% −0.04
TSLA Tesla Inc. Reduce -5.1% 0.48% −0.04
GLD SPDR Gold Shares Reduce -0.8% 0.10% −0.04
VZ Verizon Communications Inc. Reduce -1.4% 0.09% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -3.6% 0.46% −0.03
FBTC Fidelity Wise Origin Bitcoin Reduce -16.5% 0.05% −0.03
LVHI Franklin International Low V Reduce -0.1% 0.19% −0.03
TPL Texas Pacific Land Corp. Reduce -6.2% 0.09% −0.03
T AT&T Inc. Reduce -6.9% 0.04% −0.03
ES Eversource Energy Reduce -32.7% 0.04% −0.03
AEP American Electric Power Reduce -0.7% 0.22% −0.03
CWEN.A Clearway Energy Inc. Class A Sold out 0.00% −0.03
XMHQ Invesco S&P Midcap Qual ETF Reduce -2.0% 0.31% −0.03
GIS General Mills Inc. Sold out 0.00% −0.03
HOLX Hologic Inc. Sold out 0.00% −0.02
MMM 3M Co. Reduce -2.4% 0.36% −0.02
FDVV Fidelity High Dividend ETF Reduce -5.0% 0.19% −0.02
MSTR Strategy Inc. Reduce -27.4% 0.02% −0.02
MA Mastercard Inc. Class A Reduce -0.7% 0.15% −0.02
DIS The Walt Disney Co. Reduce -1.8% 0.11% −0.02
SDY SS SPDR S&P Dividend ETF Reduce -0.1% 0.16% −0.02
EMR Emerson Electric Co. Reduce -0.3% 0.28% −0.02
INTU Intuit Inc. Reduce -15.7% 0.01% −0.02
ACN Accenture PLC Class A Sold out 0.00% −0.02
ABT Abbott Laboratories Reduce -11.9% 0.03% −0.02
HONA Honeywell Aerospace Inc. Reduce -0.1% 0.09% −0.01

Portfolio Buys Q1 2026 → Q2 2026

SMH Vaneck Semiconductor ETF Add +10.4% 2.03% +0.79
VOOG Vanguard S&P 500 Growth ETF Add +36.7% 2.10% +0.64
PWRD TCW Transform Systems ETF Add +84.2% 0.93% +0.46
SBND Columbia SHRT Dur BND ETF Add +520.3% 0.42% +0.34
DRAM Roundhill Memory ETF New 0.21% +0.21
FSMB First Trust Short Dur Manag Add +635.1% 0.23% +0.19
SPCX Space Exploration Techn Class A New 0.19% +0.19
XMMO Invesco S&P Midcap Momentum Add +36.9% 0.51% +0.14
JMUB JPMorgan Municipal ETF Add +148.4% 0.25% +0.13
GOOGL Alphabet Inc. Class A Add +0.7% 1.65% +0.12
ASML ASML Holding NV-NY Reg SHS Add +1.0% 0.37% +0.09
JMST JPM Ultra-Short Muni Income Add +30.3% 0.73% +0.08
MU Micron Technology Inc. Add +39.6% 0.11% +0.08
IGPT Invesco AI and Next Gen Soft New 0.08% +0.08
QCOM Qualcomm Inc. Add +1.8% 0.31% +0.06
SOXX iShares Semiconductor ETF Add +15.9% 0.10% +0.05
CRWV Coreweave Inc. Class A Add +32.1% 0.15% +0.05
AVGO Broadcom Inc. Add +33.4% 0.14% +0.04
DELL Dell Technologies -C Add +1.8% 0.07% +0.04
TSM Taiwan Semiconductor-SP ADR Add +7.0% 0.16% +0.04
SPY SS SPDR S&P 500 ETF Trust-US Add +6.7% 0.69% +0.04
XLK SS Technology Select Sector Add +0.7% 0.18% +0.04
HOOD Robinhood Markets Inc. Class A Add +41.6% 0.07% +0.03
GE General Electric Add +4.2% 0.19% +0.03
AIQ Global X Art Intel & Tech New 0.03% +0.03
GEV GE Vernova Inc. Add +4.7% 0.15% +0.03
SNOW Snowflake Inc. Add +64.9% 0.04% +0.03
KMB Kimberly-Clark Corp. Add +11.0% 0.31% +0.03
MRVL Marvell Technology Inc. New 0.02% +0.02
CVS CVS Health Corp. Add +0.0% 0.11% +0.02
GLW Corning Inc. New 0.02% +0.02
LRCX Lam Research Corp. New 0.02% +0.02
XSD SS SPDR S&P Semiconductor New 0.02% +0.02
JTNY JPM NY TX Free BD ETF New 0.02% +0.02
RKLB Rocket Lab Corp. New 0.02% +0.02
CRDO Credo Technology Group Holdi New 0.02% +0.02
CWEN Clearway Energy Inc. Class C New 0.01% +0.01
MS Morgan Stanley Add +2.8% 0.13% +0.01
SCHM Schwab US Mid Cap ETF New 0.01% +0.01
KLAC KLA Corp. Add +5.7% 0.03% +0.01
CGGO Cap Group Global Growth New 0.01% +0.01
BAC Bank of America Corp. Add +3.0% 0.35% +0.01
ALAB Astera Labs Inc. New 0.01% +0.01
FCX Freeport-McMoran Inc. New 0.01% +0.01
XLY SS Consumer Disc Select Sect New 0.01% +0.01
EEM iShares MSCI Emerging Market New 0.01% +0.01
MRP Millrose Properties New 0.01% +0.01
ALLY Ally Financial Inc. New 0.01% +0.01
IGV iShares Expanded Tech-Softwa Add +4.6% 0.49% +0.01
VIGI Vanguard Int Div App Indx FD New 0.01% +0.01

Notes & Other Activity Q1 2026 → Q2 2026

BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Reduce -1.5% 647 $812K
MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) DEP SHS REPSTG Reduce -21.6% 4,850 $372K
NEXTERA ENERGY INC (NEE 7.375 02/15/29) UNIT 02/15/2029 New 6,070 $291K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 395$2.0BXLG, BKDV, JPM, AAPL, VUG
Q1 2026 378$1.7BXLG, BKDV, JPM, AAPL, VUG
Q4 2025 369$1.8BXLG, JPM, BKDV, AAPL, VUG
Q3 2025 357$1.7BXLG, JPM, BKDV, AAPL, VUG
Q2 2025 355$1.6BXLG, JPM, BKDV, AAPL, VUG
Q1 2025 338$1.4BJPM, AAPL, XLG, VIG, VUG
Q4 2024 332$1.4BAAPL, JPM, XLG, VUG, VIG
Q3 2024 338$1.4BAAPL, JPM, VIG, MSFT, VUG
Q2 2024 323$1.3BAAPL, JPM, MSFT, VIG, VUG
Q1 2024Amended 341$1.3BJPM, AAPL, VIG, MSFT, SCHD