Shufro Rose & Co. LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Shufro Rose & Co. LLC reported 311 stock positions worth $1.7 billion. Its top holding was iShares Ibonds Dec 2029 Term (IBDU) at 11.6% of the portfolio, followed by Corning (GLW, 8.2%) and Alps SMTH Cor BD Plus ETF (SMTH, 7.8%). Compared with Q1 2026, it opened 24 new positions, sold out of 18, added to 61 and reduced 122. The biggest buy was iShares Ibonds Dec 2029 Term (IBDU, shares +118%) and the biggest sale iShares Ibonds Dec 2026 Term (IBDR, shares −98%).

Most Recent 13F
Q2 2026
Location
NEW YORK, NY
CIK
0000908195
Portfolio Value
$1.7B (Q2 2026)
SEC Filing
0000908195-26-000003 ↗ filed Aug 12, 2026

Holdings Value

0$500.0M$1.0B$1.5B$2.0B Q1 2024: $1.2B Q1 2024 Q2 2024: $1.2B Q2 2024 Q3 2024: $1.2B Q3 2024 Q4 2024: $1.3B Q4 2024 Q1 2025: $1.3B Q1 2025 Q2 2025: $1.2B Q2 2025 Q3 2025: $1.2B Q3 2025 Q4 2025: $1.5B Q4 2025 Q1 2026: $1.5B Q1 2026 Q2 2026: $1.7B $1.7B Q2 2026

Holdings 311 stocks · $1.7B
IBDU iShares Ibonds Dec 2029 Term 11.55% 8,668,602 $200.8M Add +117.9%
GLW Corning Inc. 8.25% 561,262 $143.4M Reduce -7.6%
SMTH Alps SMTH Cor BD Plus ETF 7.85% 5,299,519 $136.4M Add +3.8%
DCRE DBL Comm Real Est Debt 4.68% 1,569,464 $81.3M Add +2.5%
IVV iShares Core S&P 500 ETF 3.79% 87,982 $65.9M Add +3.3%
AAPL Apple Inc. 3.29% 197,318 $57.1M Add +0.6%
LLY Eli Lilly & Co. 3.10% 44,944 $53.9M No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 2.39% 515,810 $41.6M Add +4.0%
MSFT Microsoft Corp. 2.37% 110,520 $41.2M Reduce -0.7%
COHR Coherent Corp. 2.17% 95,806 $37.8M Reduce -4.2%
TXN Texas Instruments Inc. 2.09% 121,817 $36.3M Reduce -1.3%
JPM JPMorgan Chase & Co. 2.06% 109,595 $35.9M Reduce -3.9%
BRK.B Berkshire Hathaway Inc. Class B 1.99% 69,045 $34.5M Reduce -0.5%
RSP Invesco S&P 500 Equal Weight 1.90% 154,808 $32.9M Reduce -1.0%
VOO Vanguard S&P 500 ETF 1.68% 42,506 $29.2M Add +0.8%
TMO Thermo Fisher Scientific Inc. 1.66% 57,444 $28.8M Reduce -0.5%
QCOM Qualcomm Inc. 1.60% 150,146 $27.7M Reduce -1.6%
BSCU Invesco Bulletshares 2030 CB 1.48% 1,542,429 $25.7M New
OUNZ Vaneck Merk Gold ETF 1.38% 619,787 $23.9M Add +75.5%
GLD SPDR Gold Shares 1.32% 62,443 $23.0M Add +1.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 1.19% 73,358 $20.6M Reduce -0.7%
AVY Avery Dennison Corp. 1.13% 120,878 $19.6M Reduce -0.1%
AMZN Amazon.com Inc. 1.13% 82,088 $19.6M Reduce -0.1%
TSEL Touchstone Sands Sel GR ETF 1.09% 640,970 $18.9M Add +10.7%
QUAL iShares MSCI USA Quality Fac 1.06% 84,337 $18.5M Add +2.6%
GDX Vaneck Gold Miners ETF 1.05% 240,755 $18.2M Reduce -39.4%
BSCS Invesco Bulletshares 2028 CB 0.94% 803,966 $16.4M Reduce -2.1%
BSCT Invesco Bulletshares 2029 CB 0.93% 872,220 $16.2M Add +2.5%
JCI Johnson Controls Internation 0.86% 101,992 $14.9M Reduce -1.4%
KLAC KLA Corp. 0.82% 47,286 $14.3M Reduce -1.6%
VTI VG Morningstar TS MKT ETF-US 0.82% 38,383 $14.2M Add +0.5%
AMGN Amgen Inc. 0.77% 37,047 $13.4M Add +0.1%
VCSH Vanguard S/T Corp. Bond ETF 0.77% 169,379 $13.4M Add +1.8%
VCIT Vanguard Int-Term Corporate 0.68% 142,549 $11.8M Add +2.1%
MTUM iShares MSCI USA Momentum Fa 0.64% 32,484 $11.1M Reduce -1.6%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.61% 43,533 $10.6M Reduce -3.2%
VGIT Vanguard Intermediate-Term T 0.57% 168,805 $10.0M Add +10.5%
VGSH Vanguard Short-Term Treasury 0.57% 171,037 $10.0M Add +17.8%
BSCQ Invesco Bulletshares 2026 CB 0.46% 405,598 $7.9M Reduce -60.3%
PANW Palo Alto Networks Inc. 0.44% 22,541 $7.7M Reduce -3.4%
XOM Exxon Mobil Corp. 0.37% 46,834 $6.4M Reduce -3.7%
DFIC Dimensional International Co. 0.37% 171,154 $6.4M Add +4.7%
ICSH iShares Ultra Short Duration 0.35% 121,703 $6.2M Add +1.3%
IBDV iShares Ibonds Dec 2030 Corp. 0.34% 274,603 $6.0M Add +137.3%
ECL Ecolab Inc. 0.34% 21,199 $5.9M Add +0.5%
UL Unilever PLC-Sponsored ADR 0.32% 91,925 $5.5M Add +0.4%
LEN Lennar Corp. Class A 0.30% 58,443 $5.3M Reduce -0.9%
P Everpure Inc. Class A 0.30% 65,850 $5.2M Reduce -4.4%
JNJ Johnson & Johnson 0.29% 19,696 $5.0M Reduce -0.9%
SENEA Seneca Foods Corp. Class A 0.28% 28,000 $4.9M Reduce -3.8%
CVX Chevron Corp. 0.27% 28,641 $4.7M Reduce -5.1%
AZO AutoZone Inc. 0.26% 1,423 $4.5M Reduce -2.6%
IMTM iShares MSCI Intl Momentum F 0.26% 85,270 $4.5M Reduce -0.5%
GOOGL Alphabet Inc. Class A 0.26% 12,487 $4.5M Add +6.5%
ITW Illinois Tool Works 0.23% 14,499 $3.9M Reduce -1.5%
MU Micron Technology Inc. 0.22% 3,300 $3.8M Add +10.0%
CRM Salesforce Inc. 0.22% 24,290 $3.8M Reduce -47.9%
NVDA Nvidia Corp. 0.22% 18,797 $3.8M Reduce -6.7%
IJR iShares Core S&P Small-Cap E 0.21% 24,519 $3.6M Reduce -1.5%
IEFA iShares Core MSCI Eafe ETF 0.21% 37,589 $3.6M Add +0.9%
PEP Pepsico Inc. 0.20% 25,726 $3.5M Add +0.1%
AVDV Avantis Intl S/C Value ETF 0.20% 33,339 $3.4M Reduce -1.6%
MET Metlife Inc. 0.19% 39,878 $3.4M Reduce -3.3%
GSLC Goldman Activebeta US LC ETF 0.18% 22,358 $3.2M Reduce -3.3%
SGOV iShares 0-3 Month Treasury B 0.18% 31,141 $3.1M Reduce -12.6%
DFEM Dimensional Emrg MRKT Core 0.18% 75,333 $3.1M Add +5.5%
BRK.A Berkshire Hathaway Inc. Class A 0.17% 4 $3.0M No change
O Realty Income Corp. 0.17% 47,435 $2.9M Reduce -8.0%
AVIV Avantis Intl LRG Cap Val ETF 0.16% 36,151 $2.8M Add +1.8%
INTC Intel Corp. 0.16% 19,400 $2.7M Reduce -1.0%
IEMG iShares Core MSCI Emerging 0.15% 32,469 $2.7M Reduce -4.7%
KDP Keurig Dr Pepper Inc. 0.15% 81,600 $2.7M Reduce -8.1%
GOOG Alphabet Inc. Class C 0.15% 7,452 $2.6M Add +1.4%
NYT New York Times Co. Class A 0.15% 37,165 $2.6M No change
BAC Bank of America Corp. 0.15% 44,493 $2.5M Reduce -2.0%
EFAV iShares MSCI Eafe Min Vol Fa 0.13% 26,178 $2.3M Add +0.4%
LNG Cheniere Energy Inc. 0.13% 9,100 $2.2M Reduce -8.1%
WD Walker & Dunlop Inc. 0.12% 38,251 $2.1M Add +5.2%
VRSK Verisk Analytics Inc. 0.11% 11,052 $2.0M No change
UNH Unitedhealth Group Inc. 0.11% 4,646 $1.9M Reduce -3.4%
PPIH Perma-Pipe International Hol 0.11% 70,000 $1.9M No change
CSCO Cisco Systems Inc. 0.11% 15,963 $1.9M Reduce -0.1%
YUM Yum! Brands Inc. 0.11% 11,708 $1.9M No change
MPC Marathon Petroleum Corp. 0.10% 7,018 $1.8M Reduce -1.4%
EUSA iShares MSCI USA Equal Weigh 0.10% 15,640 $1.8M Reduce -3.7%
PFF iShares Preferred & Income S 0.10% 57,475 $1.8M Reduce -5.3%
AVGO Broadcom Inc. 0.10% 4,600 $1.7M No change
MRK Merck & Co. Inc. 0.10% 13,397 $1.7M Reduce -5.6%
ALK Alaska Air Group Inc. 0.10% 32,900 $1.7M Reduce -15.2%
FLOT iShares Floating Rate Bond E 0.10% 33,000 $1.7M No change
AVES Avantis Emerging Markets Val 0.10% 25,675 $1.7M Add +2.3%
EQIX Equinix Inc. 0.10% 1,610 $1.7M Reduce -1.0%
LRCX Lam Research Corp. 0.09% 3,800 $1.6M Reduce -45.7%
REGN Regeneron Pharmaceuticals 0.09% 2,602 $1.6M Add +0.1%
J Jacobs Solutions Inc. 0.09% 12,227 $1.5M Reduce -6.4%
NEAR iShares SH Dba ETF Usd Inc. 0.09% 30,290 $1.5M Reduce -8.5%
CEF Sprott Physical Gold and Sil 0.09% 37,776 $1.5M Add +158.1%
PPLI People Inc. 0.09% 32,900 $1.5M Reduce -7.1%
NTR Nutrien Ltd. 0.09% 23,695 $1.5M Add +18.4%
BNY Bank of New York Mellon Corp. 0.08% 10,155 $1.5M Reduce -3.8%
GWW WW Grainger Inc. 0.08% 1,050 $1.4M No change
ENB Enbridge Inc. 0.08% 26,134 $1.4M Reduce -40.0%
QQQ Invesco QQQ Trust Series 1 0.08% 1,912 $1.4M Reduce -0.1%
DE Deere & Co. 0.08% 2,114 $1.3M No change
IVOV Vanguard S&P Mid-Cap 400 Val 0.08% 11,735 $1.3M Add +6.8%
SOXL Direx Dail Semi Bu 3X Et-Usd 0.08% 5,000 $1.3M Reduce -16.7%
EEMV iShares MSCI Emg MKT Min Vol 0.08% 17,351 $1.3M Add +2.8%
MYN BlackRock Muniyield NY QLTY 0.07% 124,893 $1.3M Add +3.3%
XRNPX Cohen & Steers REIT and Pref 0.07% 62,000 $1.3M No change
USMV iShares MSCI USA Min Vol Fac 0.07% 12,928 $1.2M Reduce -4.4%
WMT Walmart Inc. 0.07% 11,007 $1.2M Add +0.6%
BSJS Invesco Bulletshares 2028 HY 0.07% 56,400 $1.2M Add +61.6%
SHEL Shell PLC-ADR 0.07% 15,750 $1.2M Reduce -10.3%
VEA Vanguard Ftse Developed ETF 0.07% 16,439 $1.2M Add +3.0%
RTX RTX Corp. 0.07% 5,969 $1.1M Reduce -16.5%
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.07% 74,650 $1.1M Reduce -4.5%
HWM Howmet Aerospace Inc. 0.06% 4,110 $1.1M Add +2.8%
COP Conocophillips 0.06% 10,500 $1.1M Reduce -6.3%
MS Morgan Stanley 0.06% 5,166 $1.1M Reduce -11.9%
VTV Vanguard Mrngstr Val ETF-Aui 0.06% 4,833 $1.1M Add +13.7%
RQI Cohen & Steers Qual Inc. RLTY 0.06% 84,900 $1.0M Add +3.5%
BSCR Invesco Bulletshares 2027 CB 0.06% 52,737 $1.0M Reduce -25.4%
JJSF J & J Snack Foods Corp. 0.06% 13,880 $1.0M No change
CCS Century Communities Inc. 0.06% 14,200 $1.0M Add +7.6%
ABBV Abbvie Inc. 0.06% 3,940 $991K Add +15.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.06% 1,316 $983K Reduce -0.6%
KEX Kirby Corp. 0.06% 7,200 $979K No change
LOAN Manhattan Bridge Capital Inc. 0.06% 215,785 $975K Reduce -0.9%
TER Teradyne Inc. 0.06% 1,985 $960K Reduce -23.2%
GNRC Generac Holdings Inc. 0.05% 3,200 $937K New
EFV iShares MSCI Eafe Value ETF 0.05% 12,178 $932K Reduce -5.6%
PFE Pfizer Inc. 0.05% 37,460 $902K Reduce -4.2%
XLK SS Technology Select Sector 0.05% 4,684 $892K No change
PGX Invesco Preferred ETF 0.05% 81,980 $889K Reduce -12.6%
BBWI Bath & Body Works Inc. 0.05% 37,700 $872K Add +2.7%
GE General Electric filed as GE AEROSPACE 0.05% 2,329 $870K Reduce -42.9%
SYF Synchrony Financial 0.05% 11,200 $852K Reduce -5.9%
BSX Boston Scientific Corp. 0.05% 19,700 $841K New
EXPE Expedia Group Inc. 0.05% 3,275 $838K No change
USFD US Foods Holding Corp. 0.05% 7,860 $804K No change
IJH iShares Core S&P Midcap ETF 0.05% 10,335 $797K Reduce -5.9%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV 0.05% 400 $796K No change
CAT Caterpillar Inc. 0.04% 714 $760K Reduce -4.2%
AFL Aflac Inc. 0.04% 6,378 $748K Add +0.9%
GEV GE Vernova Inc. 0.04% 617 $725K No change
BLDR Builders Firstsource Inc. 0.04% 8,100 $725K Reduce -11.0%
AXP American Express Co. 0.04% 2,142 $725K Reduce -9.2%
XYL Xylem Inc. 0.04% 6,095 $720K No change
KMB Kimberly-Clark Corp. 0.04% 6,544 $718K Add +0.2%
PI Impinj Inc. 0.04% 5,000 $716K Reduce -19.4%
MKL Markel Group Inc. 0.04% 360 $703K New
AMD Advanced Micro Devices 0.04% 1,200 $697K Reduce -29.4%
VMI Valmont Industries 0.04% 1,200 $693K No change
CM Can Imperial BK of Commerce filed as CANADIAN IMPERIAL BANK OF CO 0.04% 6,000 $690K No change
XAWFX Alliancebernstein GL Hi Inc. 0.04% 66,350 $683K Reduce -2.2%
OPLN Openlane Inc. 0.04% 22,000 $682K New
DOC Healthpeak Properties Inc. 0.04% 31,315 $670K Reduce -8.7%
UNP Union Pacific Corp. 0.04% 2,454 $668K Reduce -8.4%
FLDR Fidelity Low Durat Fact ETF 0.04% 13,300 $666K No change
BWA Borgwarner Inc. 0.04% 10,000 $664K New
CBRE CBRE Group Inc. Class A 0.04% 4,900 $660K No change
CLX Clorox Company 0.04% 6,897 $658K No change
XRN Chiron Real Estate Inc. 0.04% 16,910 $634K No change
PG The Procter & Gamble Co. 0.04% 4,293 $630K Add +1.2%
IBDR iShares Ibonds Dec 2026 Term 0.04% 25,628 $621K Reduce -97.9%
TGT Target Corp. 0.04% 4,700 $614K No change
FCT First Trust SNR FL RT Inc. II 0.03% 62,300 $602K Reduce -13.8%
MMM 3M Co. 0.03% 3,682 $596K No change
ALL Allstate Corp. 0.03% 2,470 $588K No change
SBUX Starbucks Corp. 0.03% 5,735 $586K New
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.03% 1,680 $578K No change
T AT&T Inc. 0.03% 27,664 $573K No change
GHC Graham Holdings Co. Class B 0.03% 500 $571K No change
RFI Cohen & Steers Tot Ret RLTY 0.03% 50,000 $566K Reduce -13.0%
V Visa Inc. Class A 0.03% 1,640 $563K Add +0.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 5,822 $560K Reduce -7.3%
MRP Millrose Properties 0.03% 18,451 $554K Reduce -11.7%
DGX Quest Diagnostics Inc. 0.03% 2,597 $550K Reduce -0.9%
HRI Herc Holdings Inc. filed as HERC HLDGS INC 0.03% 3,840 $550K No change
CSX CSX Corp. 0.03% 11,400 $542K No change
VSS Vanguard Ftse All Wo X-US SC 0.03% 3,483 $537K Reduce -6.7%
MA Mastercard Inc. Class A 0.03% 1,040 $534K Reduce -43.5%
MDT Medtronic PLC 0.03% 6,749 $528K Reduce -64.9%
FOR Forestar Group Inc. 0.03% 16,000 $506K No change
LMT Lockheed Martin Corp. 0.03% 987 $503K Add +0.1%
BN Brookfield Corp. 0.03% 11,800 $503K Reduce -9.2%
UHAL.B U-Haul Holding Co.-Non Voting 0.03% 8,590 $496K No change
AME Ametek Inc. 0.03% 2,000 $484K No change
ELV Elevance Health Inc. 0.03% 1,250 $483K No change
XFRAX BlackRock Fltng RT Inc. Strat 0.03% 43,600 $479K Reduce -14.7%
YUMC Yum China Holdings Inc. 0.03% 11,708 $479K No change
TDW Tidewater Inc. 0.03% 7,100 $473K No change
PEG Public Service Enterprise GP 0.03% 5,784 $469K No change
NSC Norfolk Southern Corp. 0.03% 1,460 $459K Reduce -25.5%
HY Hyster-Yale Inc. 0.03% 13,000 $456K No change
CNH CNH Industrial NV 0.03% 40,000 $455K Add +60.0%
TT Trane Technologies PLC 0.03% 900 $442K No change
ATKR Atkore Inc. 0.03% 5,800 $441K No change
BDJ BlackRock Enhanced Eqty DVD 0.03% 45,862 $439K No change
BA The Boeing Co. 0.02% 2,000 $433K Reduce -23.1%
IBDS Ishrs Ibnds Dec 27 Corp. ETF 0.02% 17,730 $429K Reduce -2.4%
BLW BlackRock Ltd. Durat Inc. TR 0.02% 34,150 $427K No change
XLP SS Consumer Staples Sel Sect 0.02% 5,085 $422K No change
VLGEA Village Super Market Class A 0.02% 10,000 $422K Reduce -20.0%
OLN Olin Corp. 0.02% 21,225 $421K No change
XBI SS SPDR S&P Biotech ETF 0.02% 2,650 $419K No change
HON Honeywell International Inc. 0.02% 1,857 $416K Reduce -0.1%
TPL Texas Pacific Land Corp. 0.02% 950 $416K Reduce -61.2%
WFC Wells Fargo & Co. 0.02% 5,000 $413K No change
HONA Honeywell Aerospace Inc. 0.02% 1,857 $411K Reduce -0.1%
KO The Coca-Cola Co. 0.02% 5,035 $409K Reduce -6.8%
XLV SS Health Care Select Sector 0.02% 2,574 $408K No change
PPT Franklin Premir Inc. Trust-Ui 0.02% 117,000 $408K No change
MLM Martin Marietta Materials 0.02% 700 $404K No change
ACHR Archer Aviation Inc. Class A 0.02% 83,200 $394K Reduce -12.0%
BSL Blackstone SNR Fltng RT 0.02% 29,800 $386K No change
MUNI PIMCO Intermediate Municipal 0.02% 7,234 $381K New
INGR Ingredion Inc. 0.02% 4,000 $379K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,585 $377K No change
MFIC Midcap Financial Investment 0.02% 37,267 $376K No change
IWF iShares Russell 1000 Growth 0.02% 3,013 $374K Reduce -5.1%
DFIV Dimensional International Va 0.02% 6,838 $369K No change
ORCL Oracle Corp. 0.02% 2,421 $355K Add +2.1%
BMY Bristol-Myers Squibb Co. 0.02% 6,140 $354K Add +7.7%
SONY Sony Group Corp. - SP ADR 0.02% 17,246 $346K No change
VZ Verizon Communications Inc. 0.02% 7,794 $330K Reduce -3.8%
PRU Prudential Financial Inc. 0.02% 3,035 $328K Add +1.2%
VWO Vanguard Ftse Emerging Marke 0.02% 5,462 $326K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.02% 1,400 $321K No change
HD Home Depot Inc. 0.02% 905 $319K Reduce -44.6%
NAN Nuveen NY QLTY Muni Inc. 0.02% 27,000 $317K No change
AVUS Avantis U.S. Equity ETF 0.02% 2,438 $312K Add +2.0%
MOS The Mosaic Co. 0.02% 14,700 $311K No change
VTN Invesco TR for Invest GRD NY 0.02% 26,000 $301K No change
WAT Waters Corp. 0.02% 802 $301K No change
ABT Abbott Laboratories 0.02% 3,289 $298K Add +13.1%
IWM iShares Russell 2000 ETF 0.02% 983 $295K Reduce -0.5%
MCD McDonald's Corp. 0.02% 1,091 $295K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.02% 2,595 $292K New
IHI iShares U.S. Medical Devices 0.02% 5,900 $292K No change
MBLY Mobileye Global Inc. Class A 0.02% 30,000 $290K New
IXUS iShares Core Intl Stock ETF 0.02% 3,025 $289K No change
RWT Redwood Trust Inc. 0.02% 60,700 $288K No change
STLD Steel Dynamics Inc. 0.02% 1,246 $286K No change
RPV Invesco S&P 500 Pure Value E 0.02% 2,500 $285K No change
MPA BlackRock Muniyield Pa Qltyv 0.02% 25,000 $284K No change
WSC Willscot Holdings Corp. 0.02% 9,800 $283K New
EEM iShares MSCI Emerging Market 0.02% 4,039 $276K No change
SO The Southern Co. 0.02% 2,879 $276K No change
VLO Valero Energy Corp. 0.02% 1,050 $273K No change
SUB iShares Short-Term National 0.02% 2,568 $273K Reduce -4.7%
XEFRX Eaton Vance Sr FLTG Rate TR 0.02% 25,700 $272K Reduce -3.0%
NEE Nextera Energy Inc. 0.02% 3,100 $272K Add +19.2%
MDY State Street SPDR S&P Midcap 0.02% 387 $272K No change
MUB iShares National Muni Bond E 0.02% 2,523 $272K Reduce -6.2%
XLF SS Financial Select Sector 0.02% 5,000 $268K No change
COST Costco Wholesale Corp. 0.02% 282 $264K Add +33.0%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.01% 21,500 $252K No change
MICC The Magnum Ice Cream Co. NV 0.01% 14,315 $249K Reduce -12.1%
NET Cloudflare Inc. Class A 0.01% 1,000 $245K No change
BSJT Invesco Bulletshares 2029 HY 0.01% 11,500 $243K New
JPST JPMorgan Ultra-Short Income 0.01% 4,800 $243K Reduce -0.2%
GM General Motors Co. 0.01% 3,100 $239K No change
LPX Louisiana-Pacific Corp. 0.01% 3,000 $236K No change
EFG iShares MSCI Eafe Growth ETF 0.01% 1,880 $234K No change
SYK Stryker Corp. 0.01% 730 $230K Reduce -2.7%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.01% 17,045 $228K No change
IBDT iShares Ibonds Dec 2028 ETF 0.01% 9,000 $227K New
FPE FT-Preferred Secur & Inc. ETF 0.01% 12,700 $227K Reduce -28.3%
DKS Dick's Sporting Goods Inc. 0.01% 1,000 $227K New
BX Blackstone Inc. 0.01% 1,900 $224K No change
AMTM Amentum Holdings Inc. 0.01% 10,734 $222K Reduce -0.0%
NAZ Nuveen Az QLTY Muni Inc. 0.01% 17,500 $219K Reduce -36.4%
IQLT iShares MSCI International Q 0.01% 4,403 $218K Reduce -10.1%
GD General Dynamics Corp. 0.01% 610 $216K Reduce -39.6%
TSM Taiwan Semiconductor-SP ADR 0.01% 450 $215K New
MIY BlackRock Muniyield Mi QLTY 0.01% 17,500 $215K No change
GATX Gatx Corp. 0.01% 1,200 $213K No change
PSX Phillips 66 0.01% 1,250 $211K Reduce -19.4%
IWS iShares Russell Mid-Cap Valu 0.01% 1,283 $211K New
FSK FS KKR Capital Corp. 0.01% 20,001 $210K New
C Citigroup Inc. 0.01% 1,497 $210K New
ADP Automatic Data Processing 0.01% 931 $208K New
GS Goldman Sachs Group Inc. 0.01% 204 $206K New
GSEW Goldman Sachs Eql WGHT Large 0.01% 2,175 $205K New
SPOT Spotify Technology SA 0.01% 445 $204K No change
VMO Invesco Municipal Opport 0.01% 20,500 $202K Reduce -19.6%
CVS CVS Health Corp. 0.01% 1,950 $202K New
IVOO Vanguard S&P Mid-Cap 400 ETF 0.01% 1,535 $200K New
COLD Americold Realty Trust Inc. 0.01% 12,500 $197K New
PFL PIMCO Income Strategy Fund 0.01% 24,100 $190K No change
PFN PIMCO Income Strategy FD II 0.01% 26,200 $187K No change
JPC Nuveen Prefered & Income Opp 0.01% 18,373 $145K No change
RAND Rand Capital Corp. 0.01% 14,000 $143K No change
EVN Eaton Vance Muni Inc. TR 0.01% 12,500 $141K No change
ANGI Angi Inc. 0.01% 19,939 $119K Reduce -0.3%
EFT Eaton Vance Fltng RT Inc. TR 0.01% 10,800 $117K No change
MUC BlackRock Munihold Ca QLTY 0.01% 10,000 $110K Reduce -2.5%
ICCC Immucell Corp. 0.01% 10,000 $101K Reduce -71.4%
LAND Gladstone Land Corp. 0.01% 11,000 $94K No change
NUV Nuveen Municipal Value 0.01% 10,000 $92K No change
MPT Medical Properties Trust Inc. 0.00% 18,500 $85K No change
VVR Invesco Senior Income Trust 0.00% 28,000 $84K No change
EHI Western Asset Global High Inc. 0.00% 13,458 $80K No change
REFR Research Frontiers Inc. 0.00% 97,500 $51K No change
EQS Equus Total Return Inc. 0.00% 31,287 $39K No change
MERC Mercer International Inc. 0.00% 54,500 $36K No change
PIM Franklin Master Interm IT-Ui filed as PUTNAM MASTER INTER INCOME T 0.00% 11,000 $36K No change
MLCI Mount Logan Capital Inc. 0.00% 10,000 $34K No change
OPK Opko Health Inc. 0.00% 17,000 $26K No change
BEEM Beam Global 0.00% 15,000 $20K No change

Options reported separately and not counted above: REGN puts ($1.6M), SPY puts ($896K), PANW puts ($341K), QCOM puts ($277K).

Portfolio Sells Q1 2026 → Q2 2026
IBDR iShares Ibonds Dec 2026 Term Reduce -97.9% 0.04% −2.02
GDX Vaneck Gold Miners ETF Reduce -39.4% 1.05% −1.44
BSCQ Invesco Bulletshares 2026 CB Reduce -60.3% 0.46% −0.90
MSFT Microsoft Corp. Reduce -0.7% 2.37% −0.43
CRM Salesforce Inc. Reduce -47.9% 0.22% −0.37
AVY Avery Dennison Corp. Reduce -0.1% 1.13% −0.29
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.5% 1.99% −0.28
TMO Thermo Fisher Scientific Inc. Reduce -0.5% 1.66% −0.28
JPM JPMorgan Chase & Co. Reduce -3.9% 2.06% −0.22
BSCS Invesco Bulletshares 2028 CB Reduce -2.1% 0.94% −0.20
NKE Nike Inc. Class B Sold out 0.00% −0.20
XOM Exxon Mobil Corp. Reduce -3.7% 0.37% −0.19
CVX Chevron Corp. Reduce -5.1% 0.27% −0.15
RSP Invesco S&P 500 Equal Weight Reduce -1.0% 1.90% −0.15
MDT Medtronic PLC Reduce -64.9% 0.03% −0.08
ENB Enbridge Inc. Reduce -40.0% 0.08% −0.08
AZO AutoZone Inc. Reduce -2.6% 0.26% −0.07
LNG Cheniere Energy Inc. Reduce -8.1% 0.13% −0.07
JCI Johnson Controls Internation Reduce -1.4% 0.86% −0.07
SGOV iShares 0-3 Month Treasury B Reduce -12.6% 0.18% −0.06
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -3.2% 0.61% −0.06
TPL Texas Pacific Land Corp. Reduce -61.2% 0.02% −0.06
O Realty Income Corp. Reduce -8.0% 0.17% −0.05
LEN Lennar Corp. Class A Reduce -0.9% 0.30% −0.04
JNJ Johnson & Johnson Reduce -0.9% 0.29% −0.04
AL Sumisho Air Lease Corp. Sold out 0.00% −0.04
SHEL Shell PLC-ADR Reduce -10.3% 0.07% −0.04
AMZN Amazon.com Inc. Reduce -0.1% 1.13% −0.04
COP Conocophillips Reduce -6.3% 0.06% −0.04
IBTJ iShares Ibonds Dec 2029 Term Sold out 0.00% −0.04
ITW Illinois Tool Works Reduce -1.5% 0.23% −0.04
BSCR Invesco Bulletshares 2027 CB Reduce -25.4% 0.06% −0.04
BSJQ Invesco Bulletshares 2026 HY Sold out 0.00% −0.03
HON Honeywell International Inc. Reduce -0.1% 0.02% −0.03
IBM Intl Business Machines Corp. Reduce -0.7% 1.19% −0.03
AVDV Avantis Intl S/C Value ETF Reduce -1.6% 0.20% −0.03
MA Mastercard Inc. Class A Reduce -43.5% 0.03% −0.03
GE General Electric Reduce -42.9% 0.05% −0.03
RTX RTX Corp. Reduce -16.5% 0.07% −0.03
NEAR iShares SH Dba ETF Usd Inc. Reduce -8.5% 0.09% −0.03
PFF iShares Preferred & Income S Reduce -5.3% 0.10% −0.02
J Jacobs Solutions Inc. Reduce -6.4% 0.09% −0.02
IBMO iShares Ibonds Dec 2026 Term Sold out 0.00% −0.02
NVDA Nvidia Corp. Reduce -6.7% 0.22% −0.02
PFE Pfizer Inc. Reduce -4.2% 0.05% −0.02
VCRM Vanguard Core Tax-Ex Bond Sold out 0.00% −0.02
SENEA Seneca Foods Corp. Class A Reduce -3.8% 0.28% −0.02
IMTM iShares MSCI Intl Momentum F Reduce -0.5% 0.26% −0.02
PGX Invesco Preferred ETF Reduce -12.6% 0.05% −0.02
SPGI S&P Global Inc. Sold out 0.00% −0.02

Portfolio Buys Q1 2026 → Q2 2026
IBDU iShares Ibonds Dec 2029 Term Add +117.9% 11.55% +5.25
BSCU Invesco Bulletshares 2030 CB New 1.48% +1.48
OUNZ Vaneck Merk Gold ETF Add +75.5% 1.38% +0.29
IBDV iShares Ibonds Dec 2030 Corp. Add +137.3% 0.34% +0.17
MU Micron Technology Inc. Add +10.0% 0.22% +0.15
TSEL Touchstone Sands Sel GR ETF Add +10.7% 1.09% +0.11
GNRC Generac Holdings Inc. New 0.05% +0.05
BSX Boston Scientific Corp. New 0.05% +0.05
MKL Markel Group Inc. New 0.04% +0.04
CEF Sprott Physical Gold and Sil Add +158.1% 0.09% +0.04
OPLN Openlane Inc. New 0.04% +0.04
BWA Borgwarner Inc. New 0.04% +0.04
SBUX Starbucks Corp. New 0.03% +0.03
GOOGL Alphabet Inc. Class A Add +6.5% 0.26% +0.03
MUNI PIMCO Intermediate Municipal New 0.02% +0.02
BSJS Invesco Bulletshares 2028 HY Add +61.6% 0.07% +0.02
SJM The JM Smucker Co. New 0.02% +0.02
MBLY Mobileye Global Inc. Class A New 0.02% +0.02
WSC Willscot Holdings Corp. New 0.02% +0.02
BSJT Invesco Bulletshares 2029 HY New 0.01% +0.01
DKS Dick's Sporting Goods Inc. New 0.01% +0.01
IBDT iShares Ibonds Dec 2028 ETF New 0.01% +0.01
TSM Taiwan Semiconductor-SP ADR New 0.01% +0.01
C Citigroup Inc. New 0.01% +0.01
FSK FS KKR Capital Corp. New 0.01% +0.01
IWS iShares Russell Mid-Cap Valu New 0.01% +0.01
ADP Automatic Data Processing New 0.01% +0.01
GS Goldman Sachs Group Inc. New 0.01% +0.01
GSEW Goldman Sachs Eql WGHT Large New 0.01% +0.01
CVS CVS Health Corp. New 0.01% +0.01
IVOO Vanguard S&P Mid-Cap 400 ETF New 0.01% +0.01
COLD Americold Realty Trust Inc. New 0.01% +0.01
WD Walker & Dunlop Inc. Add +5.2% 0.12% +0.01
DFEM Dimensional Emrg MRKT Core Add +5.5% 0.18% +0.01
GOOG Alphabet Inc. Class C Add +1.4% 0.15% +0.01
CCS Century Communities Inc. Add +7.6% 0.06% +0.01
CNH CNH Industrial NV Add +60.0% 0.03% +0.01
ABBV Abbvie Inc. Add +15.4% 0.06% +0.01
VTV Vanguard Mrngstr Val ETF-Aui Add +13.7% 0.06% +0.00
BBWI Bath & Body Works Inc. Add +2.7% 0.05% +0.00
COST Costco Wholesale Corp. Add +33.0% 0.02% +0.00
EEMV iShares MSCI Emg MKT Min Vol Add +2.8% 0.08% +0.00
IVOV Vanguard S&P Mid-Cap 400 Val Add +6.8% 0.08% +0.00
AVUS Avantis U.S. Equity ETF Add +2.0% 0.02% −0.00
HWM Howmet Aerospace Inc. Add +2.8% 0.06% −0.00
NEE Nextera Energy Inc. Add +19.2% 0.02% −0.00
PRU Prudential Financial Inc. Add +1.2% 0.02% −0.00
V Visa Inc. Class A Add +0.1% 0.03% −0.00
KMB Kimberly-Clark Corp. Add +0.2% 0.04% −0.00
IVV iShares Core S&P 500 ETF Add +3.3% 3.79% −0.00

Options Activity Q1 2026 → Q2 2026
REGN Regeneron Pharmaceuticals put Add +4.0% 2,600 $1.6M
SPY SS SPDR S&P 500 ETF Trust-US put Add +9.1% 1,200 $896K
AAPL Apple Inc. put Sold out 1,700 $431Kbefore exit
PANW Palo Alto Networks Inc. put New 1,000 $341K
QCOM Qualcomm Inc. put New 1,500 $277K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 311$1.7BIBDU, GLW, SMTH, DCRE, IVV
Q1 2026 304$1.5BSMTH, IBDU, GLW, DCRE, IVV
Q4 2025 295$1.5BSMTH, IBDU, DCRE, GLW, MSFT
Q3 2025 309$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q2 2025 306$1.2BSMTH, IBDU, IVV, DCRE, GLW
Q1 2025 308$1.3BSMTH, IBDU, IVV, DCRE, GLW
Q4 2024 292$1.3BIBDS, DSTL, AAPL, MSFT, SMTH
Q3 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q2 2024 308$1.2BIBDS, DSTL, MSFT, LLY, AAPL
Q1 2024 309$1.2BIBDS, DSTL, MSFT, RSP, CEF