Virtus Investment Advisers, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Virtus Investment Advisers, LLC reported 469 stock positions worth $362.9 million. Its top holding was Virtus Nwflt Secr Inc. ETF-Ui (VABS) at 8.9% of the portfolio, followed by Virtus Nwflt SHRT Dur Hi YLD (VSHY, 6.8%) and Virtus Seix Senior Loan ETF (SEIX, 5.2%). Compared with Q4 2024, it opened 413 new positions, sold out of 233, added to 42 and reduced 13. The biggest buy was a new position in Virtus Nwflt Secr Inc. ETF-Ui (VABS) and the biggest sale an exit from Icici Bank Ltd.-Spon ADR (IBN).

Most Recent 13F
Q2 2026
Location
HARTFORD, CT
CIK
0000019481
Portfolio Value
$362.9M (Q1 2025)
SEC Filing
0000019481-25-000015 ↗ filed May 15, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $136.5M Q1 2024 Q2 2024: $110.0M Q2 2024 Q3 2024: $123.7M Q3 2024 Q4 2024: $124.1M Q4 2024 Q1 2025: $362.9M $362.9M Q1 2025 Q2 2025: $295.8M Q2 2025 Q3 2025: $349.2M Q3 2025 Q4 2025: $367.9M Q4 2025 Q1 2026: $362.5M Q1 2026 Q2 2026: $429.2M Q2 2026

Holdings 469 stocks · $362.9M
VABS Virtus Nwflt Secr Inc. ETF-Ui 8.88% 1,321,000 $32.2M New
VSHY Virtus Nwflt SHRT Dur Hi YLD 6.77% 1,134,000 $24.6M New
SEIX Virtus Seix Senior Loan ETF 5.22% 802,814 $19.0M New
SMC Summit Midstream Corp. 1.01% 108,293 $3.7M New
OCCI Ofs Credit Company Inc. 0.66% 393,004 $2.4M New
JNK SS SPDR BB High Yield Bond 0.58% 21,932 $2.1M New
ECC Eagle Point Credit Co. 0.55% 244,416 $2.0M New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.54% 24,822 $2.0M New
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.47% 23,944 $1.7M New
BRO Brown & Brown Inc. 0.46% 13,527 $1.7M Add +684.6%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.46% 4,841 $1.7M New
TPVG Triplepoint Venture Growth B 0.46% 238,040 $1.7M New
PGR Progressive Corp. 0.45% 5,800 $1.6M Add +317.3%
TW Tradeweb Markets Inc. Class A 0.45% 11,022 $1.6M New
YUMC Yum China Holdings Inc. 0.45% 31,117 $1.6M Add +1844.8%
HEI Heico Corp. 0.45% 6,043 $1.6M New
BRK.B Berkshire Hathaway Inc. Class B 0.44% 3,024 $1.6M Add +412.5%
CME Cme Group Inc. 0.44% 6,064 $1.6M New
CHKP Check Point Software Tech 0.44% 7,000 $1.6M New
RSG Republic Services Inc. 0.44% 6,575 $1.6M New
WELL Welltower Inc. 0.44% 10,361 $1.6M Add +1219.9%
CB Chubb Ltd. 0.43% 5,216 $1.6M New
XOM Exxon Mobil Corp. 0.43% 13,151 $1.6M Add +839.4%
EOG EOG Resources Inc. 0.43% 12,168 $1.6M New
ROL Rollins Inc. 0.43% 28,807 $1.6M New
HIG Hartford Insurance Group Inc. 0.43% 12,527 $1.5M Add +398.7%
COR Cencora Inc. 0.43% 5,568 $1.5M Add +347.6%
PSEC Prospect Capital Corp. 0.43% 376,696 $1.5M New
ALL Allstate Corp. 0.42% 7,439 $1.5M New
AON Aon PLC Class A 0.42% 3,826 $1.5M New
TRV The Travelers Cos Inc. 0.42% 5,719 $1.5M New
CINF Cincinnati Financial Corp. 0.41% 10,191 $1.5M New
FANG Diamondback Energy Inc. 0.41% 9,363 $1.5M New
PLTR Palantir Technologies Inc. Class A 0.41% 17,710 $1.5M New
V Visa Inc. Class A 0.41% 4,248 $1.5M Add +256.4%
PAYX Paychex Inc. 0.41% 9,636 $1.5M New
INCY Incyte Corp. 0.41% 24,495 $1.5M New
FAST Fastenal Co. 0.41% 18,997 $1.5M New
SPOT Spotify Technology SA 0.41% 2,677 $1.5M New
XAI OCTAGN FLT RAT & ALT INM 0.40% 246,956 $1.5M New
LLY Eli Lilly & Co. 0.40% 1,767 $1.5M Add +783.5%
MKL Markel Group Inc. 0.40% 780 $1.5M New
HWM Howmet Aerospace Inc. 0.40% 11,241 $1.5M New
PG The Procter & Gamble Co. 0.40% 8,550 $1.5M Add +428.4%
CTAS Cintas Corp. 0.40% 7,087 $1.5M Add +172.2%
ADP Automatic Data Processing 0.40% 4,761 $1.5M Add +937.3%
ECL Ecolab Inc. 0.40% 5,696 $1.4M New
BKR Baker Hughes Co. 0.40% 32,827 $1.4M New
ACGL Arch Capital Group Ltd. 0.40% 14,925 $1.4M New
PEG Public Service Enterprise GP 0.39% 17,380 $1.4M New
MA Mastercard Inc. Class A 0.39% 2,596 $1.4M New
GRMN Garmin Ltd. 0.39% 6,524 $1.4M New
COST Costco Wholesale Corp. 0.39% 1,491 $1.4M New
OCSL Oaktree Specialty Lending Co. 0.39% 91,458 $1.4M New
CPRT Copart Inc. 0.39% 24,791 $1.4M New
BSX Boston Scientific Corp. 0.39% 13,885 $1.4M Add +851.0%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.38% 11,429 $1.4M Add +900.8%
EXPE Expedia Group Inc. 0.38% 8,271 $1.4M New
SPGI S&P Global Inc. 0.38% 2,729 $1.4M Add +396.2%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.38% 16,456 $1.4M Add +344.8%
KLAC KLA Corp. 0.38% 2,024 $1.4M Add +574.7%
FTNT Fortinet Inc. 0.38% 14,232 $1.4M New
SHW The Sherwin-Williams Co. 0.38% 3,904 $1.4M New
NFLX Netflix Inc. 0.38% 1,460 $1.4M New
APH Amphenol Corp. Class A 0.37% 20,717 $1.4M New
LDOS Leidos Holdings Inc. 0.37% 10,040 $1.4M Add +865.4%
TEL Te Connectivity PLC 0.37% 9,571 $1.4M New
PODD Insulet Corp. 0.37% 5,149 $1.4M New
CPNG Coupang Inc. 0.37% 61,375 $1.3M New
CARR Carrier Global Corp. 0.37% 21,112 $1.3M New
AME Ametek Inc. 0.37% 7,770 $1.3M New
TYL Tyler Technologies Inc. 0.37% 2,295 $1.3M New
HRZN Horizon Technology Finance C 0.37% 141,542 $1.3M New
TT Trane Technologies PLC 0.36% 3,881 $1.3M New
JPM JPMorgan Chase & Co. 0.36% 5,316 $1.3M Add +478.4%
LYV Live Nation Entertainment Inc. 0.36% 9,975 $1.3M New
PH Parker Hannifin Corp. 0.36% 2,133 $1.3M New
PCAR Paccar Inc. 0.36% 13,247 $1.3M New
WHF Whitehorse Finance Inc. 0.35% 133,021 $1.3M New
NVR NVR Inc. 0.35% 177 $1.3M New
WMT Walmart Inc. 0.35% 14,602 $1.3M Add +474.4%
GSBD Goldman Sachs BDC Inc. 0.35% 109,637 $1.3M New
RMD Resmed Inc. 0.35% 5,685 $1.3M New
QCOM Qualcomm Inc. 0.35% 8,282 $1.3M Add +1275.8%
MTB M & T Bank Corp. filed as M & T BK CORP 0.35% 7,110 $1.3M New
CMI Cummins Inc. 0.35% 4,054 $1.3M Add +913.5%
JAAA Janus Henderson Aaa Clo ETF 0.35% 24,895 $1.3M New
DOV Dover Corp. 0.35% 7,172 $1.3M New
WAB Wabtec Corp. 0.35% 6,926 $1.3M New
COF Capital One Financial Corp. 0.35% 6,994 $1.3M New
RF Regions Financial Corp. 0.34% 57,405 $1.2M New
NTRS Northern Trust Corp. 0.34% 12,638 $1.2M New
FITB Fifth Third Bancorp 0.34% 31,729 $1.2M New
TCPC BlackRock TCP Capital Corp. 0.34% 155,148 $1.2M New
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.34% 1,255 $1.2M New
PNC PNC Financial Services Group 0.34% 7,046 $1.2M New
USB US Bancorp 0.34% 29,331 $1.2M New
HBAN Huntington Bancshares Inc. 0.34% 82,460 $1.2M New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.34% 14,385 $1.2M New
ETN Eaton Corp. PLC 0.34% 4,546 $1.2M New
CMG Chipotle Mexican Grill Inc. 0.34% 24,567 $1.2M New
CFG Citizens Financial Group 0.34% 30,007 $1.2M New
PWR Quanta Services Inc. 0.34% 4,833 $1.2M New
ISRG Intuitive Surgical Inc. 0.34% 2,477 $1.2M New
CRWD CrowdStrike Holdings Inc. Class A 0.34% 3,478 $1.2M New
CCIF Carlyle Credit Income Fund 0.34% 181,379 $1.2M New
META Meta Platforms Inc. Class A 0.34% 2,110 $1.2M Add +163.4%
ORCL Oracle Corp. 0.33% 8,665 $1.2M Add +862.8%
RWAY Runway Growth Finance Corp. 0.33% 116,499 $1.2M New
AXP American Express Co. 0.33% 4,481 $1.2M New
VMC Vulcan Materials Co. 0.33% 5,167 $1.2M New
FCNCA First Citizens Bcshs Class A 0.33% 650 $1.2M New
AMP Ameriprise Financial Inc. 0.33% 2,486 $1.2M New
ADSK Autodesk Inc. 0.33% 4,583 $1.2M New
NVDA Nvidia Corp. 0.33% 11,014 $1.2M Reduce -13.8%
AMAT Applied Materials Inc. 0.33% 8,221 $1.2M Add +1134.4%
PNNT Pennantpark Investment Corp. 0.33% 168,856 $1.2M New
DOCU Docusign Inc. 0.33% 14,542 $1.2M Reduce -8.7%
ZM Zoom Communications Inc. 0.33% 16,028 $1.2M New
CLOA iShares Aaa Clo Act ETF-Usdi 0.32% 22,765 $1.2M New
AXON Axon Enterprise Inc. 0.32% 2,230 $1.2M New
URI United Rentals Inc. 0.32% 1,855 $1.2M New
GAIN Gladstone Investment Corp. 0.32% 86,771 $1.2M New
SJNK SS SPDR BB St Hi Yield ETF 0.32% 45,955 $1.2M New
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.32% 112,403 $1.2M New
RJF Raymond James Financial Inc. 0.32% 8,285 $1.2M New
APO Apollo Global Management Inc. 0.32% 8,393 $1.1M New
AVGO Broadcom Inc. 0.32% 6,853 $1.1M Add +2287.8%
HUBB Hubbell Inc. 0.31% 3,434 $1.1M New
AMZN Amazon.com Inc. 0.31% 5,969 $1.1M Add +55.5%
IBKR Interactive Brokers Gro Class A 0.31% 6,836 $1.1M New
SYF Synchrony Financial 0.31% 21,313 $1.1M Add +446.4%
VVR Invesco Senior Income Trust 0.31% 300,826 $1.1M New
GOOGL Alphabet Inc. Class A 0.31% 7,273 $1.1M Add +56.1%
FSLR First Solar Inc. 0.31% 8,866 $1.1M New
KIO KKR Income Opportunities 0.31% 91,091 $1.1M New
VST Vistra Corp. 0.31% 9,494 $1.1M Add +990.0%
PFLT Pennantpark Floating Rate Ca 0.31% 99,055 $1.1M New
JFR Nuveen Floating Rate Income 0.30% 130,663 $1.1M New
RCL Royal Caribbean Cruises Ltd. 0.30% 5,357 $1.1M New
SAR Saratoga Investment Corp. 0.30% 43,188 $1.1M New
XJQCX Nuveen Credit Strategies Inc. 0.30% 202,555 $1.1M New
FSK FS KKR Capital Corp. 0.30% 51,649 $1.1M New
NMFC New Mountain Finance Corp. filed as NEW MTN FIN CORP 0.30% 97,969 $1.1M New
XPHDX Pioneer Floating Rate Fund 0.29% 112,122 $1.1M New
CRM Salesforce Inc. 0.29% 3,946 $1.1M Add +1491.1%
PYPL PayPal Holdings Inc. 0.29% 16,110 $1.1M New
APP AppLovin Corp. Class A 0.29% 3,938 $1.0M Add +703.7%
FCT First Trust SNR FL RT Inc. II 0.29% 102,336 $1.0M New
ANET Arista Networks Inc. 0.28% 13,336 $1.0M Add +487.8%
XFRAX BlackRock Fltng RT Inc. Strat 0.28% 78,784 $1.0M New
PAAA Pgim Aaa Clo ETF 0.28% 19,745 $1.0M New
BGT BlackRock Fltng RT Inc. TR 0.27% 80,281 $997K New
BKT BlackRock Income Trust 0.27% 83,971 $995K New
BKLN Invesco Senior Loan ETF 0.27% 47,975 $993K Reduce -15.3%
CSWC Capital Southwest Corp. 0.27% 44,164 $986K New
EVF Eaton Vance Senior Income TR 0.27% 168,050 $981K New
DSU BlackRock Debt Strategies 0.27% 93,851 $980K New
FLOT iShares Floating Rate Bond E 0.27% 19,160 $978K New
NOW ServiceNow Inc. 0.27% 1,217 $969K Add +319.7%
VRT Vertiv Holdings Co. Class A 0.27% 13,335 $963K New
GBDC Golub Capital BDC Inc. 0.26% 63,057 $955K New
SCM Stellus Capital Investment C 0.26% 68,006 $952K New
XEFRX Eaton Vance Sr FLTG Rate TR 0.26% 76,961 $943K New
EFT Eaton Vance Fltng RT Inc. TR 0.26% 74,571 $936K New
CION Cion Investment Corp. 0.26% 90,249 $934K New
SLRC SLR Investment Corp. 0.26% 55,139 $930K New
TSLA Tesla Inc. 0.26% 3,570 $925K Add +614.0%
UAL United Airlines Holdings Inc. 0.25% 13,359 $922K New
BLW BlackRock Ltd. Durat Inc. TR 0.25% 64,879 $917K New
BTX BlackRock Tech & Priv Eqty 0.25% 146,324 $916K New
DAL Delta Air Lines Inc. 0.25% 21,002 $916K New
MFIC Midcap Financial Investment 0.25% 71,098 $914K New
CCAP Crescent Capital BDC Inc. 0.25% 53,354 $913K New
TSLX Sixth Street Specialty Lendi 0.25% 39,958 $894K New
BGX Blackstone Long-Short Credit 0.24% 71,352 $881K New
XYZ Block Inc. 0.24% 16,028 $871K New
FDUS Fidus Investment Corp. 0.24% 42,381 $864K New
BSL Blackstone SNR Fltng RT 0.24% 61,113 $864K New
BBDC Barings BDC Inc. 0.23% 88,934 $848K New
CGBD Carlyle Secured Lending Inc. 0.23% 51,990 $841K New
HTGC Hercules Capital Inc. 0.23% 43,328 $832K New
ARDC Ares Dynamic Credit All 0.23% 58,573 $827K New
ARCC Ares Capital Corp. 0.22% 36,779 $815K New
BCSF Bain Capital Specialty Finan 0.22% 48,678 $808K New
BXSL Blackstone Secured Lending F 0.22% 24,592 $796K New
DECK Deckers Outdoor Corp. 0.20% 6,580 $736K Add +272.4%
OFS Ofs Capital Corp. 0.20% 78,578 $730K New
GLAD Gladstone Capital Corp. 0.19% 25,270 $694K New
MPV Barings Participation Invest 0.19% 38,949 $687K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.18% 11,787 $645K New
OXSQ Oxford Square Capital Corp. 0.17% 231,585 $604K New
MRCC Monroe Capital Corp. 0.16% 75,599 $590K New
BCIC BCP Investment Corp. filed as PORTMAN RIDGE FIN CORP 0.15% 37,844 $543K New
ONC Beone Medicines Ltd.-ADR filed as BEIGENE LTD 0.15% 1,989 $541K New
MAIN Main Street Capital Corp. 0.15% 9,382 $531K New
SAGE Sage Therapeutics Inc. 0.14% 63,321 $503K New
ZLAB Zai Lab Ltd.-ADR 0.13% 13,435 $486K New
HALO Halozyme Therapeutics Inc. 0.13% 7,505 $479K Add +241.8%
TGTX TG Therapeutics Inc. 0.13% 11,697 $461K New
BBIO Bridgebio Pharma Inc. 0.12% 12,978 $449K New
AXSM Axsome Therapeutics Inc. 0.12% 3,806 $444K New
GILD Gilead Sciences Inc. 0.12% 3,920 $439K New
ASND Ascendis Pharma A/S 0.12% 2,747 $428K New
MSDL Morgan Stanley Direct Lendin 0.12% 21,135 $422K New
SWTX Springworks Therapeutics Inc. 0.11% 9,279 $409K New
AMGN Amgen Inc. 0.11% 1,309 $408K New
ALNY Alnylam Pharmaceuticals Inc. 0.11% 1,467 $396K New
KNSA Kiniksa Pharmaceuticals Inte 0.11% 17,828 $396K New
MDGL Madrigal Pharmaceuticals Inc. 0.11% 1,188 $394K New
PTCT PTC Therapeutics Inc. 0.11% 7,583 $386K New
BMRN Biomarin Pharmaceutical Inc. 0.11% 5,416 $383K New
MIRM Mirum Pharmaceuticals Inc. 0.11% 8,492 $383K New
ADMA Adma Biologics Inc. 0.11% 19,230 $382K Add +28.4%
INSM Insmed Inc. 0.10% 4,986 $380K New
EXEL Exelixis Inc. 0.10% 10,209 $377K Reduce -21.5%
VRTX Vertex Pharmaceuticals Inc. 0.10% 773 $375K New
HRMY Harmony Biosciences Holdings 0.10% 11,268 $374K Add +213.0%
KRYS Krystal Biotech Inc. 0.10% 2,068 $373K New
TARS Tarsus Pharmaceuticals Inc. 0.10% 7,025 $361K New
TVTX Travere Therapeutics Inc. 0.10% 20,046 $359K New
DVAX Dynavax Technologies Corp. 0.10% 27,636 $358K New
IBRX Immunitybio Inc. 0.10% 118,100 $355K New
BCRX Biocryst Pharmaceuticals Inc. 0.10% 47,239 $354K New
IMCR Immunocore Holdings PLC-ADR 0.10% 11,847 $352K New
ACAD Acadia Pharmaceuticals Inc. 0.10% 20,804 $346K Reduce -47.2%
BPMC Blueprint Medicines Corp. 0.09% 3,878 $343K New
LEGN Legend Biotech Corp.-ADR 0.09% 10,116 $343K New
RYTM Rhythm Pharmaceuticals Inc. 0.09% 6,446 $341K New
NCDL Nuveen Churchill Direct Lend 0.09% 20,015 $340K New
ARDX Ardelyx Inc. 0.09% 68,515 $336K New
LGND Ligand Pharmaceuticals 0.09% 3,162 $332K New
TBPH Theravance Biopharma Inc. 0.09% 36,379 $325K New
BIIB Biogen Inc. 0.09% 2,311 $316K New
NBIX Neurocrine Biosciences Inc. 0.09% 2,833 $313K Reduce -28.9%
REGN Regeneron Pharmaceuticals 0.08% 486 $308K New
UTHR United Therapeutics Corp. 0.08% 994 $306K New
ROIV Roivant Sciences Ltd. 0.08% 30,219 $305K New
AUPH Aurinia Pharmaceuticals Inc. 0.08% 37,051 $298K Reduce -55.3%
IONS Ionis Pharmaceuticals Inc. 0.08% 9,701 $293K New
FOLD Amicus Therapeutics Inc. 0.08% 35,370 $289K Add +134.2%
PHAT Phathom Pharmaceuticals Inc. 0.08% 44,964 $282K New
RARE Ultragenyx Pharmaceutical Inc. 0.08% 7,655 $277K New
AGIO Agios Pharmaceuticals Inc. 0.08% 9,408 $276K New
BNTX Biontech SE-ADR 0.07% 2,976 $271K New
CRSP Crispr Therapeutics AG 0.07% 7,905 $269K New
XERS Xeris Biopharma Holdings Inc. 0.07% 48,288 $265K New
NVAX Novavax Inc. 0.07% 39,805 $255K New
SLNO Soleno Therapeutics Inc. 0.07% 3,543 $253K New
APLS Apellis Pharmaceuticals Inc. 0.07% 10,967 $240K New
MRNA Moderna Inc. 0.07% 8,385 $238K New
AKRO Akero Therapeutics Inc. 0.06% 5,654 $229K New
DAWN Day One Biopharmaceuticals I 0.06% 28,030 $222K New
LQDA Liquidia Corp. 0.06% 14,910 $220K New
MLYS Mineralys Therapeutics Inc. 0.06% 13,494 $214K New
VRN Veren Inc. 0.06% 32,167 $213K New
ARQT Arcutis Biotherapeutics Inc. 0.06% 13,401 $210K New
EC Ecopetrol SA-Sponsored ADR 0.06% 19,620 $205K New
ANAB Anaptysbio Inc. 0.06% 10,926 $203K New
ESPR Esperion Therapeutics Inc. 0.06% 140,800 $203K New
LXRX Lexicon Pharmaceuticals Inc. 0.06% 436,672 $201K New
PTGX Protagonist Therapeutics Inc. 0.05% 4,065 $197K New
TIMB Tim SA-ADR 0.05% 12,257 $192K New
CQP Cheniere Energy Partners LP 0.05% 2,871 $190K New
SRPT Sarepta Therapeutics Inc. 0.05% 2,883 $184K New
ITRN Ituran Location and Control 0.05% 5,020 $182K New
EPR Epr Properties filed as EPR PPTYS 0.05% 3,439 $181K New
EQNR Equinor ASA-Spon ADR 0.05% 6,725 $178K New
AMT American Tower Corp. 0.05% 816 $178K New
SMMT Summit Therapeutics Inc. 0.05% 9,192 $177K New
PAA Plains All Amer Pipeline LP 0.05% 8,849 $177K New
AEP American Electric Power 0.05% 1,616 $177K New
RYZ Ryerson Holding Corp. 0.05% 7,671 $176K New
PAGP Plains GP Holdings LP 0.05% 8,236 $176K New
EXE Expand Energy Corp. 0.05% 1,580 $176K New
IMO Imperial Oil Ltd. 0.05% 2,428 $176K New
HESM Hess Midstream LP Class A 0.05% 4,141 $175K New
WEC WEC Energy Group Inc. 0.05% 1,586 $173K New
CCI Crown Castle Inc. 0.05% 1,653 $172K New
BLTE Belite Bio Inc. - ADR 0.05% 2,589 $171K New
ETR Entergy Corp. 0.05% 1,995 $171K New
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.05% 5,207 $170K New
OVV Ovintiv Inc. 0.05% 3,968 $170K New
MPLX MPLX LP 0.05% 3,170 $170K New
EVRG Evergy Inc. 0.05% 2,440 $168K Reduce -74.1%
SU Suncor Energy Inc. 0.05% 4,345 $168K New
MOS The Mosaic Co. 0.05% 6,228 $168K New
NGG National Grid PLC-SP ADR 0.05% 2,562 $168K New
MRUS Merus NV 0.05% 3,967 $167K New
ENIC Enel Chile SA-ADR 0.05% 50,986 $167K New
KT KT Corp.-SP ADR 0.05% 9,328 $165K New
PBR Petroleo Brasileiro-Spon ADR 0.05% 11,495 $165K New
MAA Mid-America Apartment Comm 0.05% 977 $164K New
SBR Sabine Royalty Trust 0.05% 2,418 $164K New
EGP Eastgroup Properties Inc. 0.05% 929 $164K New
LNT Alliant Energy Corp. 0.05% 2,543 $164K Reduce -74.0%
BSM Black Stone Minerals LP 0.05% 10,707 $163K New
YMAB Y-Mabs Therapeutics Inc. 0.04% 36,751 $163K New
INVH Invitation Homes Inc. 0.04% 4,664 $163K New
GLPI Gaming and Leisure Propertie 0.04% 3,184 $162K Reduce -67.8%
CVI CVR Energy Inc. 0.04% 8,323 $161K New
ABUS Arbutus Biopharma Corp. 0.04% 46,114 $161K New
TRNO Terreno Realty Corp. 0.04% 2,541 $161K New
PTEN Patterson-Uti Energy Inc. 0.04% 19,518 $160K New
WES Western Midstream Partners L 0.04% 3,908 $160K New
WY Weyerhaeuser Co. 0.04% 5,451 $160K New
CPT Camden Property Trust 0.04% 1,304 $159K Reduce -77.2%
FR First Industrial Realty TR 0.04% 2,955 $159K New
ARLP Alliance Resource Partners 0.04% 5,837 $159K New
OMER Omeros Corp. 0.04% 19,338 $159K New
NJR New Jersey Resources Corp. 0.04% 3,223 $158K New
TS Tenaris SA-ADR 0.04% 4,031 $158K New
D Dominion Energy Inc. 0.04% 2,793 $157K New
CNQ Canadian Natural Resources 0.04% 5,068 $156K New
NSA National Storage Affiliates 0.04% 3,961 $156K New
LXP LXP Industrial Trust 0.04% 18,017 $156K New
EPRT Essential Properties Realty 0.04% 4,754 $155K New
ZYME Zymeworks Inc. 0.04% 13,006 $155K New
SPOK Spok Holdings Inc. filed as SPOK HLDGS INC 0.04% 9,392 $154K New
REXR Rexford Industrial Realty Inc. 0.04% 3,943 $154K New
CHRD Chord Energy Corp. 0.04% 1,353 $153K New
ETNB 89BIO Inc. 0.04% 20,912 $152K New
UAN CVR Partners LP 0.04% 2,020 $152K New
EXR Extra Space Storage Inc. 0.04% 1,020 $151K New
PSA Public Storage 0.04% 504 $151K New
MUR Murphy Oil Corp. 0.04% 5,310 $151K New
IOVA Iovance Biotherapeutics Inc. 0.04% 45,107 $150K New
CUBE Cubesmart 0.04% 3,514 $150K New
ELS Equity Lifestyle Properties 0.04% 2,250 $150K New
SNDX Syndax Pharmaceuticals Inc. 0.04% 12,192 $150K New
APA Apa Corp. 0.04% 7,124 $150K New
AMX America Movil Sab DE CV 0.04% 10,519 $150K New
IRWD Ironwood Pharmaceuticals Inc. 0.04% 100,851 $148K New
ET Energy Transfer LP 0.04% 7,948 $148K New
IVT Inventrust Properties Corp. 0.04% 5,030 $148K New
SKT Tanger Inc. 0.04% 4,365 $147K New
PRTA Prothena Corp. PLC 0.04% 11,891 $147K New
WDS Woodside Energy Group-ADR 0.04% 10,121 $147K New
DINO HF Sinclair Corp. 0.04% 4,440 $146K New
GERN Geron Corp. 0.04% 91,587 $146K New
BRX Brixmor Property Group Inc. 0.04% 5,471 $145K New
CVE Cenovus Energy Inc. 0.04% 10,395 $145K New
RNAM Avidity Biosciences Inc. 0.04% 4,860 $143K New
VIR Vir Biotechnology Inc. 0.04% 22,093 $143K New
BIP Brookfield Infrastructure Pa 0.04% 4,780 $142K New
CVAC Curevac NV 0.04% 51,296 $142K New
VNOM Viper Energy Inc. 0.04% 3,146 $142K New
DMLP Dorchester Minerals LP 0.04% 4,681 $141K New
ELVN Enliven Therapeutics Inc. 0.04% 7,142 $141K New
CNTA Centessa Pharmaceuticals Ltd. 0.04% 9,733 $140K New
XENE Xenon Pharmaceuticals Inc. 0.04% 4,161 $140K New
CIG Cia Energetica DE-Spon ADR 0.04% 79,312 $140K New
CGON CG Oncology Inc. 0.04% 5,686 $139K New
CSANY Cosan SA -ADR 0.04% 26,672 $139K New
APGE Apogee Therapeutics Inc. 0.04% 3,701 $138K New
LENZ Lenz Therapeutics Inc. 0.04% 5,334 $137K New
MIND MEDICINE MINDMED INC 0.04% 23,388 $137K New
KRP Kimbell Royalty Partners LP 0.04% 9,727 $136K New
KIM Kimco Realty Corp. 0.04% 6,400 $136K New
SVRA Savara Inc. 0.04% 49,006 $136K New
PHVS Pharvaris NV 0.04% 8,636 $136K New
SANA Sana Biotechnology Inc. 0.04% 80,467 $135K New
RGNX Regenxbio Inc. 0.04% 18,830 $135K New
NUVL Nuvalent Inc. Class A 0.04% 1,890 $134K New
NAMS Newamsterdam Pharma Co. NV 0.04% 6,543 $134K New
KRG Kite Realty Group Trust 0.04% 5,967 $133K New
PBT Permian Basin Royalty Trust 0.04% 13,420 $133K New
GPRK Geopark Ltd. 0.04% 16,382 $132K New
UE Urban Edge Properties 0.04% 6,949 $132K Reduce -50.4%
CELC Celcuity Inc. 0.04% 13,020 $132K New
CYTK Cytokinetics Inc. 0.04% 3,270 $131K New
REPL Replimune Group Inc. 0.04% 13,434 $131K New
CRC California Resources Corp. 0.04% 2,965 $130K New
RVMD Revolution Medicines Inc. 0.04% 3,652 $129K New
ACLX Arcellx Inc. 0.04% 1,968 $129K New
EWTX Edgewise Therapeutics Inc. 0.04% 5,829 $128K New
NOG Northern Oil and Gas Inc. 0.04% 4,214 $127K New
BRY Berry Corp. 0.04% 39,551 $127K Reduce -80.4%
IRON Disc Medicine Inc. 0.04% 2,556 $127K New
DNTH Dianthus Therapeutics Inc. 0.03% 6,986 $127K New
SRRK Scholar Rock Holding Corp. 0.03% 3,939 $127K New
SITC Site Centers Corp. filed as SITE CTRS CORP 0.03% 9,696 $124K New
RXRX Recursion Pharmaceuticals-A 0.03% 23,518 $124K New
ABCL Abcellera Biologics Inc. 0.03% 55,645 $124K New
APLE Apple Hospitality REIT Inc. 0.03% 9,603 $124K New
ITOS Iteos Therapeutics Inc. 0.03% 20,663 $123K New
VRDN Viridian Therapeutics Inc. 0.03% 9,129 $123K New
CIVI Civitas Resources Inc. 0.03% 3,500 $122K New
VERV Verve Therapeutics Inc. 0.03% 26,348 $120K New
MLTX Moonlake Immunotherapeutics 0.03% 3,050 $119K New
ALLO Allogene Therapeutics Inc. 0.03% 81,270 $119K New
BCAX Bicara Therapeutics Inc. 0.03% 9,097 $119K New
COGT Cogent Biosciences Inc. 0.03% 19,687 $118K New
AVBP Arrivent Biopharma Inc. 0.03% 6,348 $117K New
AAT American Assets Trust Inc. 0.03% 5,765 $116K New
QURE Uniqure NV 0.03% 10,906 $116K New
SLRN Acelyrin Inc. 0.03% 46,372 $115K Add +29.9%
BEAM Beam Therapeutics Inc. 0.03% 5,856 $114K New
CLDX Celldex Therapeutics Inc. 0.03% 6,208 $113K New
EYPT Eyepoint Inc. 0.03% 20,674 $112K New
KURA Kura Oncology Inc. 0.03% 16,942 $112K New
TRML Tourmaline Bio Inc. 0.03% 7,289 $111K New
SYRE Spyre Therapeutics Inc. 0.03% 6,861 $111K New
NUVB Nuvation Bio Inc. 0.03% 62,421 $110K New
ORIC Oric Pharmaceuticals Inc. 0.03% 19,473 $109K New
CAPR Capricor Therapeutics Inc. 0.03% 11,448 $109K New
PRME Prime Medicine Inc. 0.03% 54,535 $109K New
RNAC Cartesian Therapeutics Inc. 0.03% 8,160 $108K New
KYMR Kymera Therapeutics Inc. 0.03% 3,891 $106K New
CMPS Compass Pathways PLC 0.03% 37,225 $106K New
IDYA Ideaya Biosciences Inc. 0.03% 6,368 $104K New
CGEM Cullinan Therapeutics Inc. 0.03% 13,455 $102K New
IMVT Immunovant Inc. 0.03% 5,953 $102K New
TSHA Taysha Gene Therapies Inc. 0.03% 72,957 $101K New
CATX Perspective Therapeutics Inc. 0.03% 47,307 $101K New
TYRA Tyra Biosciences Inc. 0.03% 10,818 $101K New
IMTX Immatics NV 0.03% 22,153 $100K New
ARCT Arcturus Therapeutics Holdin 0.03% 9,353 $99K New
CRNX Crinetics Pharmaceuticals Inc. 0.03% 2,953 $99K New
MREO Mereo Biopharma Group PL-ADR 0.03% 44,007 $99K New
BHVN Biohaven Ltd. 0.03% 4,083 $98K New
GLUE Monte Rosa Therapeutics Inc. 0.03% 21,073 $98K New
WVE Wave Life Sciences Ltd. 0.03% 11,850 $96K New
ALT Altimmune Inc. 0.03% 19,116 $96K New
DNLI Denali Therapeutics Inc. 0.03% 6,991 $95K New
NRIX Nurix Therapeutics Inc. 0.03% 7,986 $95K New
AUTL Autolus Therapeutics PLC 0.03% 61,027 $95K New
ARWR Arrowhead Pharmaceuticals Inc. 0.03% 7,415 $94K New
OLMA Olema Pharmaceuticals Inc. 0.03% 24,427 $92K New
KROS Keros Therapeutics Inc. 0.03% 8,907 $91K New
RLAY Relay Therapeutics Inc. 0.02% 34,345 $90K New
GPCR Structure Therapeutics Inc. 0.02% 5,177 $90K New
ATXS Astria Therapeutics Inc. 0.02% 16,735 $89K New
STOK Stoke Therapeutics Inc. 0.02% 13,323 $89K New
PRAX Praxis Precision Medicines I 0.02% 2,316 $88K New
VERA Vera Therapeutics Inc. 0.02% 3,637 $87K New
RCKT Rocket Pharmaceuticals Inc. 0.02% 13,058 $87K New
RAPP Rapport Therapeutics Inc. 0.02% 8,637 $87K New
NGNE Neurogene Inc. 0.02% 7,351 $86K New
NTLA Intellia Therapeutics Inc. 0.02% 12,101 $86K New
ERAS Erasca Inc. 0.02% 62,421 $86K New
IMNM Immunome Inc. 0.02% 12,561 $85K New
ZNTL Zentalis Pharmaceuticals Inc. 0.02% 52,449 $83K New
VKTX Viking Therapeutics Inc. 0.02% 3,430 $83K New
TRDA Entrada Therapeutics Inc. 0.02% 9,065 $82K New
TNGX Tango Therapeutics Inc. 0.02% 57,599 $79K New
FDMT 4D Molecular Therapeutics Inc. 0.02% 23,864 $77K New
RCUS Arcus Biosciences Inc. 0.02% 9,572 $75K New
JANX Janux Therapeutics Inc. 0.02% 2,668 $72K New
PCVX Vaxcyte Inc. 0.02% 1,872 $71K New
XNCR Xencor Inc. 0.02% 6,634 $71K New
ANNX Annexon Inc. 0.02% 36,399 $70K New
SLN Silence Therapeutics PLC-ADR 0.02% 24,872 $70K New
BCYC Bicycle Therapeutics PLC-ADR 0.02% 8,162 $69K New
TERN Terns Pharmaceuticals Inc. 0.02% 24,913 $69K New
DYN Dyne Therapeutics Inc. 0.02% 6,413 $67K New
CRVS Corvus Pharmaceuticals Inc. 0.02% 20,315 $65K New
TECX Tectonic Therapeutic Inc. 0.02% 3,541 $63K New
MBX MBX Biosciences Inc. 0.02% 8,006 $59K New
ARVN Arvinas Inc. 0.02% 8,318 $58K New
LRMR Larimar Therapeutics Inc. 0.02% 26,869 $58K New
THRD Third Harmonic Bio Inc. 0.01% 14,593 $51K New
CRGX Cargo Therapeutics Inc. 0.01% 10,988 $45K New
TALO Talos Energy Inc. 0.01% 2,973 $29K No change
IGMS Igm Biosciences Inc. 0.01% 19,974 $23K New
PLRX Pliant Therapeutics Inc. 0.00% 11,850 $16K New
NMRA Neumora Therapeutics Inc. 0.00% 15,516 $16K New
SCLX Scilex Holding Co. 0.00% 17,955 $4K New
SD Sandridge Energy Inc. 0.00% 159 $2K New
Other holdings (4): bonds, preferreds, convertibles and warrants · $4.9M (not counted above)
SecurityClassShares / PrincipalValueChange
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal 5,315,000$4.2MNew
CABLE ONE INC (CABO 0 03/15/26) NOTE 3/1 · principal 400,000$380KNew
LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) DEB 4.000%11/1 · principal 1,250,000$331KNew
JQCNR Nuveen Credit Strategies-RTS RIGHT 04/29/2025 202,555$6KNew

Total filed on the 13F, all lines: $367.8M.

Portfolio Sells Q4 2024 → Q1 2025
IBN Icici Bank Ltd.-Spon ADR Sold out 0.00% −3.02
VCLN Virtus Duff & Phelps Clean E Sold out 0.00% −2.21
AAPL Apple Inc. Sold out 0.00% −1.66
MSFT Microsoft Corp. Sold out 0.00% −1.63
PRIM Primoris Services Corp. Sold out 0.00% −1.50
FIX Comfort Systems USA Inc. Sold out 0.00% −1.40
KNF Knife River Corp. Sold out 0.00% −1.36
BBSI Barrett Business SVCS Inc. Sold out 0.00% −1.34
VCYT Veracyte Inc. Sold out 0.00% −1.30
NMIH Nmi Holdings Inc. Sold out 0.00% −1.27
CVLT Commvault Systems Inc. Sold out 0.00% −1.21
TAC Transalta Corp. Sold out 0.00% −1.11
GL Globe Life Inc. Sold out 0.00% −1.09
EME Emcor Group Inc. Sold out 0.00% −1.06
NVDA Nvidia Corp. Reduce -13.8% 0.33% −1.05
SCS Steelcase Inc. Class A Sold out 0.00% −0.96
DXC DXC Technology Co. Sold out 0.00% −0.95
ACM Aecom Sold out 0.00% −0.91
HWC Hancock Whitney Corp. Sold out 0.00% −0.88
MMSI Merit Medical Systems Inc. Sold out 0.00% −0.87
PAHC Phibro Animal Health Corp. Class A Sold out 0.00% −0.84
DOCU Docusign Inc. Reduce -8.7% 0.33% −0.83
MOG.A Moog Inc. Class A Sold out 0.00% −0.78
TILE Interface Inc. Sold out 0.00% −0.78
FTDR Frontdoor Inc. Sold out 0.00% −0.77
BL Blackline Inc. Sold out 0.00% −0.75
NI Nisource Inc. Sold out 0.00% −0.73
RNG Ringcentral Inc. Class A Sold out 0.00% −0.71
BKLN Invesco Senior Loan ETF Reduce -15.3% 0.27% −0.69
RGA Reinsurance Group of America Sold out 0.00% −0.65
MTG Mgic Investment Corp. Sold out 0.00% −0.65
DCO Ducommun Inc. Sold out 0.00% −0.65
BRY Berry Corp. Reduce -80.4% 0.04% −0.64
PBH Prestige Consumer Healthcare Sold out 0.00% −0.63
CDNA Caredx Inc. Sold out 0.00% −0.63
MANH Manhattan Associates Inc. Sold out 0.00% −0.62
BHC Bausch Health Cos Inc. Sold out 0.00% −0.60
PRGS Progress Software Corp. Sold out 0.00% −0.59
COLL Collegium Pharmaceutical Inc. Sold out 0.00% −0.56
NXRT Nexpoint Residential Sold out 0.00% −0.56
ANIP Ani Pharmaceuticals Inc. Sold out 0.00% −0.55
TBCH Turtle Beach Corp. Sold out 0.00% −0.54
PRSU Pursuit Attractions and Hosp Sold out 0.00% −0.54
AUPH Aurinia Pharmaceuticals Inc. Reduce -55.3% 0.08% −0.52
SSRM SSR Mining Inc. Sold out 0.00% −0.51
RLI Rli Corp. Sold out 0.00% −0.50
CPT Camden Property Trust Reduce -77.2% 0.04% −0.49
ACAD Acadia Pharmaceuticals Inc. Reduce -47.2% 0.10% −0.49
TMHC Taylor Morrison Home Corp. Sold out 0.00% −0.48
MSI Motorola Solutions Inc. Sold out 0.00% −0.48

Portfolio Buys Q4 2024 → Q1 2025
VABS Virtus Nwflt Secr Inc. ETF-Ui New 8.88% +8.88
VSHY Virtus Nwflt SHRT Dur Hi YLD New 6.77% +6.77
SEIX Virtus Seix Senior Loan ETF New 5.22% +5.22
SMC Summit Midstream Corp. New 1.01% +1.01
OCCI Ofs Credit Company Inc. New 0.66% +0.66
JNK SS SPDR BB High Yield Bond New 0.58% +0.58
ECC Eagle Point Credit Co. New 0.55% +0.55
HYG Ishr Ibx Usd Hiyld CB ETF-Ui New 0.54% +0.54
WRB WR Berkley Corp. New 0.47% +0.47
AJG Arthur J Gallagher & Co. New 0.46% +0.46
TPVG Triplepoint Venture Growth B New 0.46% +0.46
TW Tradeweb Markets Inc. Class A New 0.45% +0.45
HEI Heico Corp. New 0.45% +0.45
CME Cme Group Inc. New 0.44% +0.44
CHKP Check Point Software Tech New 0.44% +0.44
RSG Republic Services Inc. New 0.44% +0.44
CB Chubb Ltd. New 0.43% +0.43
EOG EOG Resources Inc. New 0.43% +0.43
ROL Rollins Inc. New 0.43% +0.43
PSEC Prospect Capital Corp. New 0.43% +0.43
ALL Allstate Corp. New 0.42% +0.42
AON Aon PLC Class A New 0.42% +0.42
TRV The Travelers Cos Inc. New 0.42% +0.42
CINF Cincinnati Financial Corp. New 0.41% +0.41
FANG Diamondback Energy Inc. New 0.41% +0.41
PLTR Palantir Technologies Inc. Class A New 0.41% +0.41
PAYX Paychex Inc. New 0.41% +0.41
INCY Incyte Corp. New 0.41% +0.41
FAST Fastenal Co. New 0.41% +0.41
SPOT Spotify Technology SA New 0.41% +0.41
XAI OCTAGN FLT RAT & ALT INM New 0.40% +0.40
HWM Howmet Aerospace Inc. New 0.40% +0.40
MKL Markel Group Inc. New 0.40% +0.40
ECL Ecolab Inc. New 0.40% +0.40
BKR Baker Hughes Co. New 0.40% +0.40
ACGL Arch Capital Group Ltd. New 0.40% +0.40
PEG Public Service Enterprise GP New 0.39% +0.39
MA Mastercard Inc. Class A New 0.39% +0.39
GRMN Garmin Ltd. New 0.39% +0.39
COST Costco Wholesale Corp. New 0.39% +0.39
OCSL Oaktree Specialty Lending Co. New 0.39% +0.39
CPRT Copart Inc. New 0.39% +0.39
YUMC Yum China Holdings Inc. Add +1844.8% 0.45% +0.38
EXPE Expedia Group Inc. New 0.38% +0.38
FTNT Fortinet Inc. New 0.38% +0.38
SHW The Sherwin-Williams Co. New 0.38% +0.38
NFLX Netflix Inc. New 0.38% +0.38
APH Amphenol Corp. Class A New 0.37% +0.37
TEL Te Connectivity PLC New 0.37% +0.37
PODD Insulet Corp. New 0.37% +0.37

Notes & Other Activity Q4 2024 → Q1 2025
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal New 5,315,000 $4.2M
CABLE ONE INC (CABO 0 03/15/26) NOTE 3/1 · principal New 400,000 $380K
LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) DEB 4.000%11/1 · principal New 1,250,000 $331K
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal Sold out 42,000 $111Kbefore exit
ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) NOTE 6.000% 8/1 · principal Sold out 22,000 $102Kbefore exit
HUBSPOT INC (HUBS 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 39,000 $96Kbefore exit
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 25,000 $91Kbefore exit
BURLINGTON STORES INC (BURL 1.25 12/15/27) NOTE 1.250%12/1 · principal Sold out 61,000 $91Kbefore exit
GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) NOTE 3.750% 5/1 · principal Sold out 45,000 $88Kbefore exit
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal Sold out 56,000 $87Kbefore exit
MICROSTRATEGY INC (MSTR 0 02/15/27) NOTE 2/1 · principal Sold out 42,000 $87Kbefore exit
EVERGY INC (EVRG 4.5 12/15/27) NOTE 4.500%12/1 · principal Sold out 77,000 $84Kbefore exit
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Sold out 66 $79Kbefore exit
SEAGATE HDD CAYMAN (STX 3.5 06/01/28) NOTE 3.500% 6/0 · principal Sold out 65,000 $78Kbefore exit
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal Sold out 35,000 $71Kbefore exit
INTERDIGITAL INC (IDCC 3.5 06/01/27) NOTE 3.500% 6/0 · principal Sold out 28,000 $70Kbefore exit
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal Sold out 65,000 $70Kbefore exit
AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) NOTE 6.500% 7/0 · principal Sold out 60,000 $70Kbefore exit
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A Sold out 1,150 $70Kbefore exit
NCL CORPORATION LTD (NCLH 5.375 08/01/25) NOTE 5.375% 8/0 · principal Sold out 48,000 $68Kbefore exit
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal Sold out 73,000 $68Kbefore exit
PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) NOTE 1.000% 4/1 · principal Sold out 56,000 $67Kbefore exit
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal Sold out 51,000 $63Kbefore exit
VENTAS REALTY LP (VTR 3.75 06/01/26) NOTE 3.750% 6/0 · principal Sold out 55,000 $63Kbefore exit
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal Sold out 52,000 $55Kbefore exit
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal Sold out 43,000 $54Kbefore exit
NCL CORPORATION LTD (NCLH 2.5 02/15/27) NOTE 2.500% 2/1 · principal Sold out 49,000 $51Kbefore exit
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal Sold out 47,000 $50Kbefore exit
NUTANIX INC (NTNX 0.25 10/01/27) NOTE 0.250%10/0 · principal Sold out 41,000 $50Kbefore exit
BANDWIDTH INC (BAND 0.5 04/01/28) NOTE 0.500% 4/0 · principal Sold out 58,000 $46Kbefore exit
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal Sold out 21,000 $46Kbefore exit
LCI INDUSTRIES (LCII 1.125 05/15/26) NOTE 1.125% 5/1 · principal Sold out 47,000 $46Kbefore exit
DROPBOX INC (DBX 0 03/01/26) NOTE 3/0 · principal Sold out 46,000 $45Kbefore exit
CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) NOTE 3.875% 9/1 · principal Sold out 45,000 $45Kbefore exit
NABORS INDUSTRIES INC (NBR 1.75 06/15/29) NOTE 1.750% 6/1 · principal Sold out 61,000 $44Kbefore exit
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal Sold out 50,000 $44Kbefore exit
GUARDANT HEALTH INC (GH 0 11/15/27) NOTE 11/1 · principal Sold out 52,000 $44Kbefore exit
CMS ENERGY CORP (CMS 3.375 05/01/28) NOTE 3.375% 5/0 · principal Sold out 42,000 $43Kbefore exit
IMPINJ INC (PI 1.125 05/15/27) NOTE 1.125% 5/1 · principal Sold out 30,000 $43Kbefore exit
XOMETRY INC (XMTR 1 02/01/27) NOTE 1.000% 2/0 · principal Sold out 40,000 $42Kbefore exit
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal Sold out 40,000 $42Kbefore exit
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal Sold out 39,000 $40Kbefore exit
DAYFORCE INC (DAY 0.25 03/15/26) NOTE 0.250% 3/1 · principal Sold out 41,000 $39Kbefore exit
ZIFF DAVIS INC (ZD 3.625 03/01/28) DEBT 3.625% 3/0 · principal Sold out 40,000 $39Kbefore exit
RINGCENTRAL INC (RNG 0 03/15/26) NOTE 3/1 · principal Sold out 42,000 $39Kbefore exit
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal Sold out 45,000 $39Kbefore exit
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal Sold out 38,000 $39Kbefore exit
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) NOTE 11/1 · principal Sold out 43,000 $39Kbefore exit
ALARM.COM HLDGS INC (ALRM 0 01/15/26) NOTE 1/1 · principal Sold out 41,000 $39Kbefore exit
EPR PROPERTIES (EPR 5.75 PERP C) PFD C CV 5.75% Sold out 1,857 $39Kbefore exit

Showing the first 50 of 75.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 463$429.2MMU, DDOG, MRVL, INCY, AMAT
Q1 2026 450$362.5MGILD, AMGN, REGN, IBRX, VRTX
Q4 2025 461$367.9MINCY, MU, NEM, EXPD, CMI
Q3 2025 439$349.2MAPP, TSLA, LRCX, HOOD, EA
Q2 2025 439$295.8MORCL, OCCI, VST, RCL, INCY
Q1 2025 469$362.9MVABS, VSHY, SEIX, SMC, OCCI
Q4 2024 289$124.1MIBN, VCLN, AAPL, MSFT, PRIM
Q3 2024 266$123.7MIBN, VCLN, JAAA, MSFT, TMHC
Q2 2024 250$110.0MNVDA, IBN, VCLN, MSFT, AAPL
Q1 2024 261$136.5MEMNT, VCLN, MSFT, NVDA, IBN