Cap Group Small and Mid CapCGMMETF
13F holders, Q4 2025 (December 31)176holders +53
49new positions
7sold out
1famous investor
$28.86avg. 13F price*
At the end of Q4 2025, 176 institutions reported holding Cap Group Small and Mid Cap (CGMM) in their 13F filings, up 53 from Q3 2025. 49 opened new positions and 7 sold out. The largest holders were Envestnet Asset Management Inc. ($210.6M), LPL Financial LLC ($85.2M) and Wells Fargo & Company ($45.8M). One famous investor held it Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- Cap Group Small and Mid Cap
- Filed as
- CAPITAL GROUP EQUITY ETF TR (Q4 2025)
- CUSIP
- 14022A102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 49 | $47.5M |
| Exits | 7 | $1.9M |
All 13F filers, Q3 2025 → Q4 2025: 12,293,687 shares bought and 209,433 shares sold, net +12,084,254 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 176 holders
| Envestnet Asset Management Inc. | 0.06% | Add +40.3% | 7,301,620 | $210.6M |
| LPL Financial LLC | 0.02% | Add +48.7% | 2,955,064 | $85.2M |
| Wells Fargo & Company | 0.01% | Add +349.4% | 1,588,268 | $45.8M |
| Osaic Holdings, Inc. | 0.06% | Add +90.7% | 1,534,907 | $44.3M |
| Merit Financial Group, LLC | 0.31% | Add +3.4% | 1,360,431 | $39.2M |
| Cetera Investment Advisers | 0.04% | Add +25.1% | 1,169,463 | $33.7M |
| Captrust Financial Advisors | 0.06% | Add +3.8% | 1,035,503 | $29.9M |
| Commonwealth Equity Services, LLC | 0.04% | Add +27.3% | 920,118 | $26.5M |
| Kestra Advisory Services, LLC | 0.11% | Add +2797.0% | 898,412 | $25.9M |
| Stifel Financial Corp. | 0.02% | Add +47.0% | 889,748 | $25.7M |
| MML Investors Services, LLC | 0.06% | Add +18.4% | 853,145 | $24.6M |
| Assetmark, Inc. | 0.04% | Add +40.5% | 751,163 | $21.7M |
| Sei Investments Co. | 0.02% | Add +50.0% | 750,481 | $21.6M |
| Ergawealth Advisors, Inc. | 9.94% | Add +125.1% | 749,108 | $21.6M |
| NewEdge Advisors, LLC | 0.07% | Add +20.1% | 675,728 | $19.5M |
| Royal Bank of Canada | 0.00% | Add +122.9% | 634,791 | $18.3M |
| Kestra Investment Management, LLC | 0.40% | New | 565,125 | $16.3M |
| Main Line Retirement Advisors, LLC | 7.61% | Add +0.8% | 521,504 | $15.0M |
| Capital Group Private Client Services, Inc. | 0.22% | Add +32.2% | 483,342 | $13.9M |
| Jones Financial Companies LLLP | 0.01% | Add +343.6% | 469,792 | $13.6M |
| Strategic Blueprint, LLC | 0.74% | Add +12.8% | 435,832 | $12.6M |
| Stephens Inc. | 0.16% | Reduce -9.2% | 433,709 | $12.5M |
| Cambridge Investment Research Advisors, Inc. | 0.03% | Add +223.7% | 430,900 | $12.4M |
| Janney Montgomery Scott LLC | 0.03% | Add +45.3% | 386,967 | $11.2M |
| Concurrent Investment Advisors, LLC | 0.12% | Add +19.5% | 369,074 | $10.6M |
| Benjamin Edwards Inc. | 0.11% | Add +67.8% | 349,600 | $10.1M |
| &partners | 0.05% | Add +88.2% | 334,182 | $9.6M |
| Northwestern Mutual Wealth Management Co. | 0.01% | New | 281,573 | $8.1M |
| Coign Capital Advisors LLC | 3.85% | Add +9.7% | 254,941 | $7.4M |
| National Wealth Management Group, LLC | 2.44% | Add +1196.4% | 244,462 | $7.1M |
| Souders Financial Advisors | 0.80% | Add +4.3% | 240,721 | $6.9M |
| Orion Porfolio Solutions, LLC | 0.05% | Add +8.6% | 235,612 | $6.8M |
| Vestmark Advisory Solutions, Inc. | 0.09% | Add +14.0% | 221,803 | $6.4M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +27.1% | 210,722 | $6.4M |
| Cary Street Partners Financial LLC | 0.14% | Add +3.4% | 196,584 | $5.7M |
| J. Derek Lewis & Associates Inc. | 1.15% | — | 170,927 | $4.9M |
| Smartleaf Asset Management LLC | 0.16% | Add +13.4% | 143,345 | $4.2M |
| Valmark Advisers, Inc. | 0.05% | Add +132.7% | 141,726 | $4.1M |
| StoneCrest Wealth Management, Inc. | 1.60% | Add +11.2% | 137,152 | $4.0M |
| Smith Thornton Advisors LLC | 1.85% | Add +3.8% | 126,088 | $3.6M |
| Tradition Wealth Management, LLC | 0.25% | Add +74.2% | 120,855 | $3.5M |
| CMC Financial Group | 6.16% | New | 119,727 | $3.5M |
| BNB Wealth Management, LLC | 2.21% | — | 119,097 | $3.4M |
| Truist Financial Corp. | 0.00% | Add +19.1% | 112,207 | $3.2M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +19.9% | 106,929 | $3.1M |
| Cullen/Frost Bankers, Inc. | 0.03% | Add +30.4% | 98,043 | $2.8M |
| Wealth Science Advisors LLC | 1.55% | — | 93,269 | $2.7M |
| Essex Financial Services, Inc. | 0.15% | Add +35.5% | 93,039 | $2.7M |
| Independent Financial Group, LLC | 0.06% | Add +29.9% | 91,633 | $2.6M |
| Principal Securities, Inc. | 0.04% | Add +27.2% | 90,860 | $2.6M |
| Natixis Advisors, LLC | 0.00% | Add +316.0% | 87,273 | $2.5M |
| Entruity Wealth, LLC | 1.70% | New | 82,778 | $2.4M |
| HighTower Advisors, LLC | 0.00% | Add +1.8% | 79,964 | $2.3M |
| NavPoint Financial, Inc. | 0.93% | Add +24.9% | 75,526 | $2.2M |
| Hopwood Nicholas Hunter | 0.66% | — | 70,277 | $2.0M |
| NWF Advisory Services Inc. | 0.22% | Add +22.6% | 67,756 | $2.0M |
| A&I Financial Services, LLC | 0.91% | Add +5.3% | 66,381 | $1.9M |
| Rockefeller Capital Management L.P. | 0.00% | New | 64,725 | $1.9M |
| Boyer Financial Services, Inc. | 1.95% | — | 62,864 | $1.8M |
| Laurel Wealth Planning LLC | 1.00% | Reduce -1.7% | 62,608 | $1.8M |
| Beta Wealth Group, Inc. | 0.70% | Reduce -0.7% | 60,364 | $1.7M |
| Harbour Investments, Inc. | 0.03% | Add +54.5% | 58,572 | $1.7M |
| Park Avenue Securities LLC | 0.01% | Add +17.1% | 57,903 | $1.7M |
| Wise Wealth Partners | 2.38% | Add +10.7% | 57,394 | $1.7M |
| Mariner, LLC | 0.00% | Add +24.0% | 53,643 | $1.5M |
| Sigma Planning Corp | 0.04% | Add +26.4% | 52,391 | $1.5M |
| Private Advisor Group, LLC | 0.01% | Add +60.4% | 51,777 | $1.5M |
| Merited Wealth, LLC | 1.37% | — | 51,281 | $1.5M |
| World Investment Advisors | 0.02% | Add +76.0% | 50,882 | $1.5M |
| Venture Visionary Partners LLC | 0.05% | Add +171.3% | 49,981 | $1.4M |
| PFG Advisors | 0.06% | Add +207.1% | 46,042 | $1.3M |
| Dynamic Advisor Solutions LLC | 0.04% | New | 44,844 | $1.3M |
| LongView Wealth Management | 0.31% | Add +16.1% | 42,025 | $1.3M |
| Sagespring Wealth Partners, LLC | 0.02% | Add +33.1% | 44,177 | $1.3M |
| Kingsview Wealth Management, LLC | 0.02% | Reduce -33.1% | 43,916 | $1.3M |
| Aprio Wealth Management, LLC | 0.07% | New | 40,735 | $1.2M |
| Blueprint Financial Advisors LLC | 0.18% | Add +70.3% | 39,867 | $1.1M |
| Blueprint Investment Partners LLC | 0.12% | Add +70.3% | 39,867 | $1.1M |
| ORG Partners LLC | 0.20% | Add +142.7% | 39,711 | $1.1M |
| Stratos Wealth Partners, LTD. | 0.01% | Add +120.0% | 39,570 | $1.1M |
| RFG Advisory, LLC | 0.02% | Add +4.3% | 38,620 | $1.1M |
| Kingswood Wealth Advisors, LLC | 0.05% | New | 36,425 | $1.1M |
| Alchemi Wealth, LLC | 0.57% | — | 35,915 | $1.0M |
| Koshinski Asset Management, Inc. | 0.07% | Add +66.2% | 35,329 | $1.0M |
| Pines Wealth Management, LLC | 0.32% | Add +1.5% | 34,321 | $990K |
| Security Financial Services, INC. | 0.15% | Add +33.5% | 32,732 | $944K |
| Rothschild Investment LLC | 0.05% | Add +0.0% | 31,580 | $911K |
| Michael Brady & Co., LLC | 0.87% | — | 30,151 | $870K |
| D.A. Davidson & Co. | 0.01% | Add +68.5% | 29,633 | $855K |
| Jane Street Group, LLC | 0.00% | Add +286.9% | 29,251 | $844K |
| Owen LaRue, LLC | 0.31% | Reduce -26.6% | 28,551 | $823K |
| Founders Financial Securities LLC | 0.05% | Add +103.8% | 27,456 | $792K |
| Equitable Holdings, Inc. | 0.01% | Add +269.1% | 27,359 | $789K |
| Oppenheimer & Co. Inc. | 0.01% | New | 26,986 | $778K |
| Latitude Advisors, LLC | 0.34% | Add +11.1% | 26,868 | $775K |
| Forge Financial Services LLC | 0.33% | New | 26,684 | $770K |
| Atria Investments, Inc | 0.01% | New | 26,225 | $756K |
| Tempus Wealth Planning, LLC | 0.17% | Add +11.0% | 26,100 | $753K |
| Sovran Advisors, LLC | 0.06% | Add +2.3% | 23,842 | $736K |
| Frazier Financial Advisors, LLC | 0.42% | New | 24,760 | $714K |
| Trinity Wealth Management, LLC | 0.25% | Add +4.2% | 23,560 | $679K |
| Nations Financial Group Inc, /Ia/ | 0.03% | Add +145.5% | 22,780 | $657K |
| Capital Investment Management, Inc. | 0.23% | — | 22,678 | $654K |
| Goldman Sachs Group Inc. | 0.00% | New | 21,944 | $633K |
| OneAscent Financial Services LLC | 0.06% | Reduce -9.7% | 21,940 | $633K |
| Capital International Investors | 0.00% | Reduce -71.6% | 21,632 | $624K |
| AQR Capital Management | 0.00% | No change | 20,607 | $594K |
| Advyzon Investment Management, LLC | 0.07% | New | 19,915 | $574K |
| Vantus Wealth LLC | 0.42% | — | 19,632 | $566K |
| HighPoint Advisor Group LLC | 0.01% | New | 19,130 | $552K |
| Trademark Financial Management, LLC | 0.29% | New | 18,419 | $531K |
| Western Wealth Management, LLC | 0.02% | Add +103.0% | 18,398 | $531K |
| DAVENPORT & Co LLC | 0.00% | New | 16,749 | $483K |
| Mutual Advisors, LLC | 0.01% | Add +19.6% | 16,556 | $477K |
| Sittner & Nelson, LLC | 0.17% | New | 15,321 | $476K |
| Fearless Solutions, LLC dba Best Invest | 0.28% | Add +25.3% | 16,200 | $467K |
| Summit Wealth Group LLC / Co. | 0.06% | New | 16,027 | $462K |
| Balboa Wealth Partners | 0.07% | Add +15.6% | 15,117 | $436K |
| Ameritas Advisory Services, LLC | 0.02% | Add +395.9% | 14,987 | $432K |
| Diversify Advisory Services, LLC | 0.01% | New | 13,796 | $425K |
| Barrett & Company, Inc. | 0.13% | Add +27.6% | 13,878 | $400K |
| Kestra Private Wealth Services, LLC | 0.01% | Add +20.6% | 13,843 | $399K |
| Raymond James Financial Inc. | 0.00% | Add +95.6% | 13,797 | $398K |
| Richards, Merrill & Peterson, Inc. | 0.15% | New | 13,440 | $388K |
| Integrity Alliance, Llc. | 0.01% | New | 13,082 | $377K |
| HBW Advisory Services LLC | 0.04% | New | 12,930 | $373K |
| HRT Financial LP | 0.00% | Reduce -40.2% | 12,053 | $347K |
| Pathstone Holdings, LLC | 0.00% | New | 11,929 | $344K |
| Cornerstone Wealth Management, LLC | 0.02% | New | 11,562 | $333K |
| Prospera Financial Services Inc | 0.01% | New | 10,955 | $316K |
| Lantern Wealth Advisors, LLC | 0.16% | New | 10,563 | $305K |
| GWN Securities Inc. | 0.05% | New | 8,939 | $258K |
| Transamerica Financial Advisors, LLC | 0.02% | Add +83.8% | 8,843 | $255K |
| Summit Investment Advisory Services, LLC | 0.09% | New | 8,257 | $238K |
| CLG LLC | 0.06% | New | 7,833 | $226K |
| JGP Wealth Management, LLC | 0.02% | No change | 7,770 | $224K |
| Ascent Group, LLC | 0.01% | Add +2.8% | 7,678 | $221K |
| Wedbush Securities Inc. | 0.01% | Add +5.0% | 7,640 | $220K |
| Exencial Wealth Advisors, LLC | 0.01% | New | 7,547 | $218K |
| Advisortrust Partners, LLC | 0.10% | — | 7,500 | $216K |
| Compton Financial Group, LLC | 0.05% | New | 7,456 | $215K |
| Mgo One Seven LLC | 0.00% | New | 7,407 | $214K |
| International Assets Investment Management, LLC | 0.01% | New | 7,191 | $207K |
| Uhlmann Price Securities, LLC | 0.12% | New | 7,101 | $205K |
| Sunbelt Securities, Inc. | 0.01% | No change | 5,200 | $150K |
| McIlrath & Eck, LLC | 0.01% | New | 3,820 | $110K |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.04% | New | 3,768 | $109K |
| Farther Finance Advisors, LLC | 0.00% | Add +21.3% | 3,131 | $90K |
| Comerica Bank | 0.00% | Add +193.6% | 3,024 | $87K |
| Flagship Harbor Advisors, LLC | 0.00% | New | 2,744 | $79K |
| IFP Advisors, Inc | 0.00% | No change | 2,617 | $75K |
| Harbor Investment Advisory, LLC | 0.01% | New | 2,406 | $69K |
| Cwm, LLC | 0.00% | Add +37.3% | 1,990 | $57K |
| CIBC Private Wealth Group LLC | 0.00% | No change | 1,356 | $39K |
| Capital Analysts, LLC | 0.00% | Add +1083.5% | 1,361 | $39K |
| Westside Investment Management, Inc. | 0.01% | Add +17.4% | 1,350 | $39K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +0.3% | 1,256 | $36K |
| MAI Capital Management | 0.00% | New | 1,003 | $29K |
| Private Trust Co. NA | 0.00% | No change | 1,000 | $29K |
| Global Retirement Partners, LLC | 0.00% | New | 785 | $23K |
| Lanark Financial, Inc. | 0.00% | Reduce -0.5% | 618 | $18K |
| JPMorgan Chase & Co. | 0.00% | New | 578 | $17K |
| UBS Group AG | 0.00% | No change | 453 | $13K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +22.9% | 408 | $12K |
| Mark Sheptoff Financial Planning, LLC | 0.01% | No change | 390 | $11K |
| Archer Investment Corp | 0.00% | New | 352 | $10K |
| Creative Financial Designs Inc. | 0.00% | New | 310 | $9K |
| Signature Equity Partners, LLC | 0.00% | — | 308 | $9K |
| Morgan Stanley | 0.00% | Reduce -69.9% | 255 | $7K |
| Rossby Financial, LCC | 0.00% | New | 219 | $6K |
| IAG Wealth Partners, LLC | 0.00% | New | 176 | $5K |
| CENTRAL TRUST Co | 0.00% | New | 154 | $4K |
| AdvisorNet Financial, Inc | 0.00% | Reduce -50.9% | 145 | $4K |
| CoreCap Advisors, LLC | 0.00% | New | 42 | $1K |
| Legacy Wealth Managment, LLC | 0.00% | No change | 14 | $404 |
| FMR LLC | 0.00% | New | 9 | $260 |
"% of holder's portfolio" is CGMM's weight in each manager's 13F, not the share of Cap Group Small and Mid Cap the manager owns.