Nuveen Dow 30 Dynamic OverwrDIAX

13F holders, Q4 2025 (December 31)
122holders +13
18new positions
7sold out
$15.26avg. 13F price*

At the end of Q4 2025, 122 institutions reported holding Nuveen Dow 30 Dynamic Overwr (DIAX) in their 13F filings, up 13 from Q3 2025. 18 opened new positions and 7 sold out. The largest holders were Morgan Stanley ($26.2M), Saba Capital Management, L.P. ($24.4M) and Bank of America Corp. ($17.1M).

Company
Nuveen Dow 30 Dynamic Overwr
CUSIP
67075F105
Latest filing quarter
Q1 2026

History

Number of 13F holders

050100150 Q1 2024: 82Q1 2024Q2 2024: 86Q2 2024Q3 2024: 86Q3 2024Q4 2024: 90Q4 2024Q1 2025: 101Q1 2025Q2 2025: 104Q2 2025Q3 2025: 109Q3 2025Q4 2025: 122Q4 2025Q1 2026: 3Q1 2026

Total Exit/New Position Q3 2025 → Q4 2025

InstitutionsTotal Value
New Positions18$5.6M
Exits7$903K

All 13F filers, Q3 2025 → Q4 2025: 1,158,902 shares bought and 777,842 shares sold, net +381,060 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 122 holders

Morgan Stanley 0.00% Reduce -5.2% 1,714,813 $26.2M
Saba Capital Management, L.P. 0.83% Add +54.6% 1,599,746 $24.4M
Bank of America Corp. 0.00% Add +1.6% 1,123,777 $17.1M
Raymond James Financial Inc. 0.00% Reduce -0.2% 729,615 $11.1M
Wells Fargo & Company 0.00% Add +3.2% 636,472 $9.7M
Allspring Global Investments Holdings, LLC 0.01% Add +14.4% 603,228 $9.2M
Invesco Ltd. 0.00% Reduce -4.6% 554,865 $8.5M
Guggenheim Capital LLC 0.05% Reduce -10.8% 472,794 $7.2M
UBS Group AG 0.00% Reduce -5.8% 403,874 $6.2M
Capital Investment Advisors, LLC 0.08% Reduce -2.4% 353,064 $5.4M
Wolverine Asset Management LLC 0.22% Add +1.0% 249,306 $3.8M
AQR Arbitrage LLC 0.08% Reduce -25.5% 204,492 $3.1M
LPL Financial LLC 0.00% Reduce -5.1% 202,293 $3.1M
Shaker Financial Services, LLC 0.96% Reduce -38.7% 199,214 $3.0M
Cornerstone Advisors, LLC 0.09% Reduce -50.4% 185,466 $2.8M
Thomas J. Herzfeld Advisors, Inc. 0.95% Add +1.2% 183,190 $2.8M
MML Investors Services, LLC 0.01% Add +7.5% 135,848 $2.1M
1607 Capital Partners, LLC 0.12% Reduce -22.0% 118,061 $1.8M
Almitas Capital LLC 0.39% New 114,201 $1.7M
Rivernorth Capital Management, LLC 0.08% Add +5.8% 112,137 $1.7M
Absolute Investment Advisers, LLC 0.18% New 98,482 $1.5M
Osaic Holdings, Inc. 0.00% Add +3.4% 96,637 $1.5M
Royal Bank of Canada 0.00% Reduce -0.8% 92,820 $1.4M
Envestnet Asset Management Inc. 0.00% Add +1.9% 91,615 $1.4M
Lanark Financial, Inc. 0.10% Add +5.7% 90,166 $1.4M
Ameriprise Financial Inc. 0.00% Reduce -11.3% 89,655 $1.4M
Cetera Investment Advisers 0.00% Add +37.8% 87,563 $1.3M
Park Avenue Securities LLC 0.01% Add +0.3% 85,101 $1.3M
Advisory Advocates, LLC 1.28% — 84,167 $1.3M
Ionic Capital Management LLC 1.28% Reduce -0.4% 72,133 $1.1M
Blue Bell Private Wealth Management, LLC 0.16% Add +19.5% 70,871 $1.1M
&partners 0.01% Add +24.4% 69,614 $1.1M
Integrated Wealth Concepts LLC 0.01% Reduce -2.3% 65,778 $1.0M
Private Advisor Group, LLC 0.00% Reduce -5.4% 65,298 $996K
Altium Capital Management LLC 3.68% New 60,998 $931K
Shulman DeMeo Asset Management LLC 0.20% Reduce -1.2% 59,250 $904K
Advisors Asset Management, Inc. 0.01% Reduce -10.8% 58,383 $891K
Prevail Innovative Wealth Advisors, LLC 0.16% Add +52.9% 57,026 $870K
NewEdge Advisors, LLC 0.00% Add +5.8% 54,578 $833K
Janney Montgomery Scott LLC 0.00% Reduce -1.0% 47,597 $726K
D.A. Davidson & Co. 0.00% Reduce -3.7% 39,943 $610K
Dynamic Advisor Solutions LLC 0.02% Reduce -2.0% 38,250 $584K
PMG Family Office LLC 0.67% Reduce -17.4% 37,842 $577K
Choreo, LLC 0.01% Reduce -3.5% 36,354 $565K
Stolper Co 0.16% Add +2.9% 36,490 $557K
Formidable Asset Management, LLC 0.08% Reduce -9.5% 37,371 $556K
Stifel Financial Corp. 0.00% Reduce -24.9% 35,361 $540K
Commonwealth Equity Services, LLC 0.00% Reduce -11.1% 34,894 $532K
Closed-End Fund Advisors, Inc. 0.31% — 34,829 $531K
Schnieders Capital Management, Llc. 0.08% Reduce -0.3% 31,850 $486K
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -4.5% 31,540 $481K
Nations Financial Group Inc, /Ia/ 0.02% No change 30,249 $462K
Institute for Wealth Management, LLC. 0.05% Reduce -0.6% 28,143 $429K
Calamos Advisors LLC 0.00% Add +32.1% 25,709 $392K
Wedbush Securities Inc. 0.01% Reduce -1.3% 25,255 $385K
Diversify Advisory Services, LLC 0.01% Reduce -6.4% 24,566 $380K
Leo Wealth, LLC 0.03% No change 23,000 $351K
Sagespring Wealth Partners, LLC 0.01% Add +2.7% 22,923 $350K
Yakira Capital Management, Inc. 0.12% New 22,654 $346K
Quantedge Capital Pte Ltd 0.14% Add +0.5% 18,800 $287K
Lido Advisors, LLC 0.00% No change 18,825 $286K
Integrated Capital Management, Inc. 0.18% Add +9.7% 18,177 $277K
Summit Financial, LLC 0.00% Reduce -15.7% 17,215 $263K
Morey & Quinn Wealth Partners, LLC 0.18% No change 16,676 $254K
B. Riley Wealth Advisors, Inc. 0.01% Reduce -0.2% 15,961 $244K
Quarry LP 0.04% New 15,894 $243K
Rockefeller Capital Management L.P. 0.00% Add +0.4% 15,556 $237K
Pinnacle Associates Ltd. 0.00% Add +3.3% 15,516 $237K
Northwestern Mutual Wealth Management Co. 0.00% Add +5.4% 15,080 $230K
HighTower Advisors, LLC 0.00% Reduce -5.3% 15,053 $230K
Kapstone Financial Advisors LLC 0.11% Add +3.3% 14,535 $222K
Uhlmann Price Securities, LLC 0.13% Add +4.0% 14,336 $219K
Kingsview Wealth Management, LLC 0.00% Reduce -3.2% 13,734 $210K
Mariner, LLC 0.00% Reduce -16.1% 13,603 $208K
Allworth Financial LP 0.00% No change 13,432 $205K
Accredited Investor Services, LLC 0.13% Reduce -8.5% 13,132 $200K
Kestra Advisory Services, LLC 0.00% Add +1.2% 12,465 $190K
TrueMark Investments, LLC 0.04% New 12,137 $185K
PKS Advisory Services, LLC 0.04% Add +0.3% 11,894 $182K
Waverly Advisors, LLC 0.00% Reduce -13.8% 11,613 $177K
Merit Financial Group, LLC 0.00% Reduce -1.6% 11,582 $177K
Baird Financial Group, Inc. 0.00% New 10,930 $167K
Vista Investment Partners Ii, LLC 0.07% No change 10,800 $165K
World Investment Advisors 0.00% No change 10,500 $160K
Harbour Investments, Inc. 0.00% New 8,310 $127K
Global Retirement Partners, LLC 0.00% New 8,202 $125K
Wealth Preservation Advisors, LLC 0.06% No change 8,190 $125K
PFS Partners, LLC 0.06% Add +4.0% 7,863 $120K
Blue Trust, Inc. 0.00% New 7,000 $107K
Larson Financial Group LLC 0.00% No change 6,000 $92K
Eastern Bank 0.00% No change 5,038 $77K
Comerica Bank 0.00% Reduce -0.1% 4,387 $67K
Pinnacle Wealth Planning Services, Inc. 0.01% New 3,584 $55K
TD Private Client Wealth LLC 0.00% No change 3,540 $54K
Farther Finance Advisors, LLC 0.00% No change 3,278 $50K
Private Trust Co. NA 0.00% Reduce -38.5% 3,200 $49K
Marshall & Sterling Wealth Advisors Inc. 0.03% No change 2,837 $43K
United Community Bank 0.01% No change 2,550 $39K
Sunbelt Securities, Inc. 0.00% No change 2,000 $31K
CENTRAL TRUST Co 0.00% No change 2,000 $31K

"% of holder's portfolio" is DIAX's weight in each manager's 13F, not the share of Nuveen Dow 30 Dynamic Overwr the manager owns.

Show all 122 holders