Nuveen ESG Small-Cap ETFNUSCETF
13F holders, Q1 2026 (March 31)266holders +7
23new positions
14sold out
1famous investor
$45.07avg. 13F price*
At the end of Q1 2026, 266 institutions reported holding Nuveen ESG Small-Cap ETF (NUSC) in their 13F filings, up 7 from Q4 2025. 23 opened new positions and 14 sold out. The largest holders were Bank of America Corp. ($174.7M), Mercer Global Advisors Inc. ($77.6M) and Abacus Wealth Partners, LLC ($64.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Nuveen ESG Small-Cap ETF
- Filed as
- NUSHARES ETF TR (Q1 2026)
- CUSIP
- 67092P607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 23 | $7.6M |
| Exits | 14 | $10.5M |
All 13F filers, Q4 2025 → Q1 2026: 1,583,896 shares bought and 4,307,174 shares sold, net −2,723,278 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 266 holders
| Bank of America Corp. | 0.01% | Reduce -37.1% | 3,877,278 | $174.7M |
| Mercer Global Advisors Inc. | 0.11% | Add +16.3% | 1,721,326 | $77.6M |
| Abacus Wealth Partners, LLC | 5.90% | Add +2.0% | 1,434,429 | $64.6M |
| Tiaa-Cref Individual & Institutional Services, LLC | 0.22% | — | 1,253,960 | $56.5M |
| Royal Bank of Canada | 0.01% | Add +1.9% | 1,055,104 | $47.5M |
| Morgan Stanley | 0.00% | Reduce -2.1% | 1,046,067 | $47.1M |
| Mission Wealth Management, LP | 0.78% | Add +1.5% | 830,709 | $37.4M |
| LPL Financial LLC | 0.01% | Add +36.9% | 819,749 | $36.9M |
| UBS Group AG | 0.01% | Add +119.6% | 743,707 | $33.5M |
| Boston Common Asset Management, LLC | 1.23% | Reduce -4.5% | 424,782 | $19.1M |
| Bank of New York Mellon Corp | 0.00% | Add +2.5% | 359,913 | $16.2M |
| North Berkeley Wealth Management, LLC | 7.00% | Add +2.9% | 293,851 | $13.2M |
| First Pacific Financial | 1.54% | Reduce -0.1% | 265,032 | $11.9M |
| Corient Private Wealth LP | 0.02% | Add +2.3% | 262,445 | $11.8M |
| Assetmark, Inc. | 0.02% | Add +0.9% | 261,816 | $11.8M |
| Creative Planning | 0.01% | Add +11.2% | 260,458 | $11.7M |
| WCG Wealth Advisors LLC | 0.28% | Add +0.2% | 222,001 | $10.0M |
| FMR LLC | 0.00% | Add +10.9% | 220,246 | $9.9M |
| Wells Fargo & Company | 0.00% | Add +1.8% | 212,056 | $9.6M |
| Coldstream Capital Management Inc. | 0.10% | Reduce -5.8% | 181,617 | $8.2M |
| Stifel Financial Corp. | 0.01% | Add +2.8% | 167,749 | $7.6M |
| Ameriprise Financial Inc. | 0.00% | Reduce -1.9% | 149,425 | $6.7M |
| Allworth Financial LP | 0.03% | Reduce -0.3% | 136,208 | $6.1M |
| Colorado Capital Management, Inc. | 2.26% | Add +3.1% | 134,754 | $6.1M |
| DeDora Capital, Inc. | 1.48% | Add +1.3% | 134,321 | $6.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +49.4% | 130,590 | $5.9M |
| True Blue Financial, LLC | 4.55% | Add +2.8% | 128,062 | $5.8M |
| Allodium Investment Consultants, LLC | 2.65% | Reduce -10.0% | 122,706 | $5.5M |
| Jones Financial Companies LLLP | 0.00% | Add +33.9% | 116,448 | $5.1M |
| Palisades Hudson Asset Management, L.P. | 1.97% | Add +3.9% | 112,146 | $5.1M |
| Beacon Pointe Advisors, LLC | 0.03% | Add +5.6% | 109,733 | $4.9M |
| EP Wealth Advisors, LLC | 0.02% | Add +1230.8% | 106,089 | $4.8M |
| Captrust Financial Advisors | 0.01% | Add +8.4% | 104,994 | $4.7M |
| Cetera Investment Advisers | 0.00% | Add +3.8% | 101,769 | $4.6M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -19.9% | 97,917 | $4.4M |
| Rockefeller Capital Management L.P. | 0.01% | Reduce -0.4% | 85,153 | $3.8M |
| Ameritas Advisory Services, LLC | 0.15% | Reduce -1.4% | 83,680 | $3.8M |
| Raymond James Financial Inc. | 0.00% | Reduce -61.6% | 82,228 | $3.7M |
| BSW Wealth Partners | 0.44% | Reduce -3.0% | 80,351 | $3.6M |
| JPMorgan Chase & Co. | 0.00% | Add +17.3% | 82,285 | $3.6M |
| Rossby Financial, LCC | 0.72% | Reduce -2.8% | 75,601 | $3.4M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Reduce -0.1% | 71,301 | $3.2M |
| Clarity Wealth Development LLC | 2.62% | Add +0.8% | 71,281 | $3.2M |
| St Germain D J Co. Inc. | 0.12% | Add +2.5% | 65,048 | $2.9M |
| SilverOak Wealth Management LLC | 0.44% | Add +1.5% | 61,746 | $2.8M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | Add +2941100.0% | 58,824 | $2.7M |
| Sbe LLC Dba Cedar Cove Wealth Partners | 1.38% | Add +1.4% | 58,335 | $2.6M |
| NewEdge Advisors, LLC | 0.01% | Reduce -13.4% | 58,101 | $2.6M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Reduce -38.0% | 57,047 | $2.6M |
| Rwa Wealth Partners, LLC | 0.03% | Reduce -1.3% | 54,686 | $2.5M |
| Arlington Financial Advisors, LLC | 0.35% | Reduce -3.2% | 54,506 | $2.5M |
| Wescott Financial Advisory Group, LLC | 0.20% | Reduce -0.9% | 51,511 | $2.3M |
| XY Planning Network, Inc. | 0.37% | Add +2.6% | 50,553 | $2.3M |
| IMPACTfolio, LLC | 0.87% | Add +1.2% | 45,625 | $2.1M |
| Corundum Group, Inc. | 0.68% | Reduce -1.7% | 45,349 | $2.0M |
| Whittier Trust Co. | 0.02% | Reduce -20.1% | 42,812 | $2.0M |
| Modera Wealth Management, LLC | 0.02% | Reduce -10.3% | 42,076 | $1.9M |
| Lazard Asset Management LLC | 0.00% | No change | 41,898 | $1.9M |
| SageView Advisory Group, LLC | 0.07% | Reduce -0.9% | 40,648 | $1.8M |
| Xena Financial Planning, LLC | 2.06% | Add +29.2% | 40,496 | $1.8M |
| Modern Wealth Management, LLC | 0.03% | Reduce -13.0% | 39,385 | $1.8M |
| Whittier Trust Co. of Nevada Inc. | 0.04% | Reduce -4.0% | 39,021 | $1.8M |
| Stonehearth Capital Management, LLC | 0.70% | Reduce -6.8% | 39,119 | $1.8M |
| Westfuller Advisors, LLC | 0.71% | Add +0.1% | 36,681 | $1.7M |
| HM Payson & Co. | 0.02% | Add +561.2% | 35,392 | $1.6M |
| Tiaa Trust, National Association | 0.09% | Reduce -97.6% | 33,119 | $1.5M |
| WealthShield Partners, LLC | 0.16% | Add +7.4% | 32,555 | $1.5M |
| Pioneer Wealth Management Group | 0.41% | Reduce -3.7% | 32,445 | $1.5M |
| Revolve Wealth Partners, LLC | 0.19% | Reduce -0.7% | 32,388 | $1.5M |
| Pathstone Holdings, LLC | 0.01% | No change | 32,283 | $1.5M |
| Mariner, LLC | 0.00% | Add +38.4% | 31,992 | $1.4M |
| Stewardship Advisors, LLC | 0.32% | Add +6.1% | 31,168 | $1.4M |
| HighTower Advisors, LLC | 0.00% | Add +4.3% | 30,939 | $1.4M |
| Brio Consultants, LLC | 0.16% | Add +39.6% | 26,863 | $1.3M |
| Equita Financial Network, Inc. | 0.40% | Add +9.8% | 28,289 | $1.3M |
| One Capital Management, LLC | 0.03% | Add +10.4% | 27,804 | $1.3M |
| Focus Partners Wealth | 0.00% | Reduce -0.6% | 27,028 | $1.2M |
| Goldman Sachs Group Inc. | 0.00% | New | 27,398 | $1.2M |
| Equitable Holdings, Inc. | 0.01% | Reduce -4.6% | 26,667 | $1.2M |
| Walkner Condon Financial Advisors LLC | 0.16% | Add +2.4% | 26,150 | $1.2M |
| Legacy Edge Advisors, LLC | 0.12% | Add +23.5% | 25,358 | $1.1M |
| SGL Investment Advisors, Inc. | 0.42% | Add +10.8% | 22,845 | $1.1M |
| Citadel Advisors | 0.00% | New | 24,008 | $1.1M |
| Neumann Capital Management, LLC | 0.31% | Reduce -0.4% | 23,519 | $1.1M |
| Napier Financial, LLC | 0.24% | New | 22,931 | $1.0M |
| Diversified Enterprises, LLC | 0.05% | Add +9.3% | 22,218 | $1.0M |
| Harbour Investments, Inc. | 0.02% | Reduce -19.4% | 22,010 | $992K |
| Oppenheimer Asset Management Inc. | 0.01% | Add +5.3% | 21,863 | $985K |
| UMB Bank, n.a. | 0.01% | Add +1.2% | 21,187 | $955K |
| Betterment LLC | 0.00% | Reduce -0.7% | 20,979 | $945K |
| GeoWealth Management, LLC | 0.03% | Reduce -13.9% | 20,442 | $921K |
| Evolution Advisers, Inc. | 0.38% | Add +26.1% | 20,220 | $911K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +13.1% | 20,083 | $905K |
| Silver Oak Advisory Group, Inc. | 0.38% | Reduce -7.4% | 19,435 | $875K |
| Vicus Capital | 0.06% | Reduce -7.5% | 19,021 | $857K |
| RTD Financial Advisors, Inc. | 0.11% | Add +8.0% | 19,001 | $856K |
| Addison Advisors LLC | 0.19% | Reduce -17.4% | 18,645 | $840K |
| RVW Wealth, LLC | 0.06% | Reduce -0.2% | 18,358 | $827K |
| Independent Advisor Alliance | 0.01% | New | 17,797 | $802K |
| PFG Investments, LLC | 0.04% | Add +138.7% | 17,652 | $795K |
| &partners | 0.00% | Reduce -3.2% | 16,857 | $760K |
| Midwest Trust Co | 0.01% | No change | 16,700 | $753K |
| Bragg Financial Advisors, Inc | 0.02% | Add +5.8% | 16,359 | $737K |
| White Lighthouse Investment Management Inc. | 0.10% | Add +0.3% | 15,990 | $721K |
| Bokf, NA | 0.01% | Add +0.1% | 15,707 | $708K |
| CX Institutional | 0.02% | Reduce -2.3% | 15,658 | $706K |
| Mutual Advisors, LLC | 0.02% | Reduce -0.8% | 15,566 | $701K |
| Affiance Financial, LLC | 0.11% | New | 15,419 | $695K |
| Osaic Holdings, Inc. | 0.00% | Reduce -21.3% | 15,229 | $686K |
| Private Advisor Group, LLC | 0.00% | Add +46.8% | 15,167 | $683K |
| SK Wealth Management, LLC | 0.19% | Reduce -5.9% | 14,704 | $671K |
| TriaGen Wealth Management LLC | 0.18% | Reduce -5.5% | 14,471 | $652K |
| McCartney Wealth Management LLC | 0.55% | Add +0.0% | 14,451 | $651K |
| Shotwell Rutter Baer Inc | 0.38% | Reduce -0.2% | 14,411 | $649K |
| Bensler, LLC | 0.07% | Add +17.6% | 14,384 | $648K |
| Stratos Wealth Partners, LTD. | 0.01% | No change | 14,099 | $635K |
| Natixis Advisors, LLC | 0.00% | Add +9.8% | 14,035 | $632K |
| Cresset Asset Management, LLC | 0.00% | No change | 13,648 | $615K |
| Laurel Wealth Planning LLC | 0.32% | Reduce -3.8% | 13,580 | $612K |
| Destination Wealth Management | 0.02% | No change | 13,414 | $604K |
| Tradition Wealth Management, LLC | 0.04% | Reduce -0.7% | 12,355 | $557K |
| Savant Capital, LLC | 0.00% | No change | 12,137 | $547K |
| Painted Porch Advisors LLC | 0.25% | Reduce -12.9% | 11,620 | $524K |
| Ascentis Independent Advisors | 0.04% | Add +47.7% | 11,401 | $514K |
| D.A. Davidson & Co. | 0.00% | Add +0.5% | 10,960 | $494K |
| Orion Porfolio Solutions, LLC | 0.00% | Reduce -12.0% | 10,910 | $492K |
| Park Avenue Securities LLC | 0.00% | New | 10,906 | $491K |
| Falcon Wealth Planning | 0.03% | Reduce -5.7% | 10,589 | $477K |
| Schneider Downs Wealth Management Advisors, LP | 0.05% | Add +2.8% | 10,482 | $472K |
| Franklin Resources Inc. | 0.00% | No change | 10,435 | $470K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -34.2% | 10,239 | $461K |
| Carr Financial Group Corp | 0.12% | No change | 10,219 | $460K |
| Natural Investments, LLC | 0.11% | Add +4.4% | 10,147 | $457K |
| Relyea Zuckerberg Hanson LLC | 0.05% | No change | 10,075 | $454K |
| Wealth Enhancement Trust Services, Inc. | 0.05% | Add +2.2% | 9,818 | $442K |
| Apollon Wealth Management, LLC | 0.01% | Add +19.2% | 9,647 | $435K |
| Vestmark Advisory Solutions, Inc. | 0.00% | Reduce -50.6% | 9,585 | $432K |
| Integrated Wealth Concepts LLC | 0.00% | Add +61.5% | 9,576 | $432K |
| Thrivent Financial for Lutherans | 0.00% | Reduce -40.1% | 9,498 | $428K |
| Trust Co. of Toledo NA | 0.04% | No change | 9,473 | $427K |
| Chicago Partners Investment Group LLC | 0.01% | Reduce -9.0% | 8,681 | $425K |
| McNamara Financial Services, Inc. | 0.08% | Reduce -1.3% | 9,198 | $414K |
| McClarren Financial Advisors, Inc. | 0.24% | Add +80.5% | 9,127 | $411K |
| Anb Bank | 0.16% | New | 9,030 | $407K |
| Resonant Capital Advisors, LLC | 0.02% | Reduce -0.5% | 8,935 | $403K |
| Capasso Planning Partners LLC | 0.21% | Reduce -7.0% | 8,818 | $397K |
| Acropolis Investment Management, LLC | 0.02% | Reduce -1.1% | 8,700 | $392K |
| Balanced Rock Investment Advisors LLC | 0.27% | Reduce -4.0% | 8,591 | $387K |
| Pacific Sun Financial Corp | 0.19% | Reduce -8.0% | 8,555 | $385K |
| Capital Management Associates, Inc | 0.09% | No change | 8,386 | $378K |
| Gerber Kawasaki Wealth & Investment Management | 0.01% | Reduce -1.8% | 8,343 | $376K |
| Perigon Wealth Management, LLC | 0.01% | Reduce -1.5% | 8,329 | $375K |
| MAI Capital Management | 0.00% | Add +4.2% | 8,256 | $372K |
| CPC Advisors, LLC | 0.06% | Reduce -1.3% | 8,155 | $367K |
| West Bancorporation Inc. | 0.18% | No change | 7,986 | $360K |
| Klaas Financial Asset Advisors, LLC | 0.05% | Reduce -76.2% | 7,935 | $358K |
| Curtis Advisory Group, LLC | 0.08% | No change | 7,870 | $355K |
| Stordahl Capital Management, Inc. | 0.07% | Reduce -2.7% | 7,866 | $354K |
| Merit Financial Group, LLC | 0.00% | Reduce -14.7% | 7,687 | $346K |
| Bond & Devick Financial Network, Inc. | 0.10% | No change | 7,662 | $345K |
| New Insight Wealth Advisors | 0.12% | Reduce -8.7% | 7,656 | $345K |
| CGC Financial Services, LLC | 0.10% | Add +2.5% | 7,399 | $333K |
| Smart Portfolios, LLC | 0.33% | Add +2.5% | 7,389 | $333K |
| Values Added Financial LLC | 0.14% | Reduce -3.3% | 7,360 | $332K |
| LexAurum Advisors, LLC | 0.04% | — | 7,326 | $330K |
| Capital Advantage, Inc. | 0.04% | Add +5.2% | 7,249 | $327K |
| Sage Financial Group Inc. | 0.02% | No change | 7,126 | $321K |
| Harrington Investments, INC | 0.17% | Reduce -5.3% | 7,104 | $320K |
| Livet Wealth, LLC | 0.20% | No change | 7,076 | $319K |
| Trust Co | 0.03% | Reduce -10.4% | 7,074 | $319K |
| PFG Advisors | 0.02% | Reduce -4.5% | 7,012 | $316K |
| Marshall & Sterling Wealth Advisors Inc. | 0.20% | Reduce -3.3% | 6,939 | $313K |
| MML Investors Services, LLC | 0.00% | Reduce -21.9% | 6,675 | $301K |
| PW Advisors, LLC \ FL | 0.22% | Reduce -6.8% | 6,391 | $288K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -3.3% | 6,088 | $277K |
| Kelman-Lazarov, Inc. | 0.04% | Reduce -0.4% | 6,103 | $275K |
| VestGen Advisors, LLC | 0.01% | Reduce -9.9% | 5,510 | $269K |
| Freedom Investment Management, Inc. | 0.08% | Reduce -8.5% | 5,887 | $265K |
| First Manhattan Co. Llc. | 0.00% | No change | 5,800 | $261K |
| Baird Financial Group, Inc. | 0.00% | Reduce -42.1% | 5,757 | $259K |
| Columbia River Financial Group, LLC | 0.15% | No change | 5,682 | $256K |
| Financial Planning Fort Collins, LLC | 0.20% | Add +2.5% | 5,176 | $254K |
| Fortis Capital Advisors, LLC | 0.03% | New | 5,522 | $249K |
| Belpointe Asset Management LLC | 0.01% | New | 5,522 | $249K |
| McAdam, LLC | 0.01% | Reduce -1.4% | 5,405 | $244K |
| Westview Management dba Westview Investment Advisors | 0.13% | New | 5,400 | $243K |
| Signet Financial Management, LLC | 0.03% | No change | 5,384 | $243K |
| Summit Financial, LLC | 0.00% | New | 5,384 | $243K |
| Flagstar Securities, Inc. | 0.09% | Reduce -8.5% | 5,305 | $239K |
| Financial Insights, Inc. | 0.08% | Reduce -0.2% | 5,250 | $237K |
| CWC Advisors, LLC. | 0.11% | No change | 5,158 | $232K |
| Arrow Financial Corp | 0.02% | No change | 5,150 | $232K |
| McCarter Private Wealth Services LLC | 0.10% | New | 5,084 | $229K |
| BridgePort Financial Solutions, LLC | 0.06% | Reduce -2.5% | 5,076 | $229K |
| SOA Wealth Advisors, LLC. | 0.04% | Reduce -15.2% | 5,035 | $227K |
| Argyle Capital Partners, LLC | 0.16% | Reduce -2.6% | 5,004 | $225K |
| Flagship Harbor Advisors, LLC | 0.01% | Add +53.3% | 4,920 | $222K |
| BlueStem Wealth Partners, LLC | 0.02% | Reduce -28.1% | 4,886 | $220K |
| Stonebridge Financial Group, LLC | 0.02% | Reduce -8.8% | 4,821 | $217K |
| Ipsen Advisor Group LLC | 0.15% | Reduce -44.2% | 4,809 | $217K |
| Flynn Zito Capital Management, LLC | 0.07% | Add +1.8% | 4,804 | $216K |
| Endeavor Private Wealth, Inc. | 0.06% | No change | 4,775 | $215K |
| Sage Mountain Advisors LLC | 0.01% | No change | 4,725 | $213K |
| Verus Capital Partners, LLC | 0.01% | New | 4,662 | $210K |
| Petros Family Wealth, LLC | 0.15% | New | 4,659 | $210K |
| Continuum Advisory, LLC | 0.02% | No change | 4,506 | $203K |
| Abound Financial, LLC | 0.08% | Reduce -7.5% | 4,108 | $185K |
| Harbor Asset Planning, Inc. | 0.15% | No change | 4,034 | $182K |
| Larson Financial Group LLC | 0.01% | Reduce -15.3% | 3,775 | $170K |
| RMG Wealth Management LLC | 0.02% | Add +91.6% | 3,244 | $159K |
| Evergreen Private Wealth LLC | 0.06% | Reduce -72.6% | 3,291 | $148K |
| Arkos Global Advisors | 0.02% | New | 3,277 | $148K |
| Manchester Capital Management LLC | 0.02% | No change | 3,203 | $144K |
| Blair William & Co. | 0.00% | Add +1.4% | 3,197 | $144K |
| Greykasell Wealth Strategies, Inc. | 0.05% | No change | 2,966 | $134K |
| US Bancorp \de | 0.00% | Add +12.9% | 2,936 | $132K |
| McIlrath & Eck, LLC | 0.01% | Reduce -1.0% | 2,868 | $129K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +11.0% | 2,774 | $125K |
| Steward Partners Investment Advisory, LLC | 0.00% | Add +9.7% | 2,542 | $115K |
| Advisory Services Network, LLC | 0.00% | Reduce -87.8% | 2,534 | $114K |
| Millstone Evans Group, LLC | 0.07% | Reduce -7.5% | 2,507 | $113K |
| Walsh & Associates, LLC | 0.10% | Add +14.9% | 2,310 | $104K |
| IAG Wealth Partners, LLC | 0.01% | No change | 1,870 | $84K |
| Bartlett & Co. Wealth Management LLC | 0.00% | Add +257.1% | 1,625 | $79K |
| Clarity Asset Management, Inc. | 0.04% | No change | 1,694 | $76K |
| Aptus Capital Advisors, LLC | 0.00% | No change | 1,689 | $76K |
| Cwm, LLC | 0.00% | No change | 1,505 | $68K |
| Glen Eagle Advisors, LLC | 0.01% | No change | 1,455 | $66K |
| Milestone Investment Advisors LLC | 0.02% | No change | 1,431 | $64K |
| Smartleaf Asset Management LLC | 0.00% | Add +42.8% | 1,358 | $59K |
| Elevation Wealth Partners, LLC | 0.02% | No change | 1,028 | $46K |
| Birchwood Financial Partners, Inc. | 0.04% | New | 933 | $42K |
| Clearstead Advisors, LLC | 0.00% | No change | 856 | $39K |
| Mather Group, Llc. | 0.00% | New | 831 | $37K |
| PNC Financial Services Group, Inc. | 0.00% | Add +26.8% | 578 | $26K |
| First United Bank & Trust | 0.01% | No change | 540 | $24K |
| Motco | 0.00% | No change | 489 | $22K |
| Winthrop Capital Management, LLC | 0.01% | No change | 452 | $20K |
| Noble Wealth Management PBC | 0.01% | No change | 400 | $18K |
| Timmons Wealth Management, LLC | 0.02% | No change | 378 | $17K |
| Fifth Third Bancorp | 0.00% | New | 375 | $17K |
| Flagship Wealth Advisors, LLC | 0.01% | No change | 410 | $17K |
| Orion Capital Management LLC | 0.01% | Add +101.7% | 347 | $16K |
| Ameriflex Group, Inc. | 0.01% | No change | 341 | $15K |
| CoreCap Advisors, LLC | 0.00% | No change | 334 | $15K |
| Crewe Advisors LLC | 0.00% | No change | 329 | $15K |
| BOK Financial Private Wealth, Inc. | 0.00% | No change | 322 | $15K |
| Creative Financial Designs Inc. | 0.00% | No change | 320 | $14K |
| Westside Investment Management, Inc. | 0.00% | No change | 250 | $11K |
| Hanson & Doremus Investment Management | 0.00% | No change | 227 | $10K |
| Citigroup Inc. | 0.00% | Add +692.0% | 198 | $9K |
| International Assets Investment Management, LLC | 0.00% | No change | 121 | $5K |
| Anchor Investment Management, LLC | 0.00% | No change | 101 | $5K |
| Vanguard Advisers Inc. | 0.00% | — | 77 | $3K |
| Lanark Financial, Inc. | 0.00% | No change | 71 | $3K |
| AE Wealth Management LLC | 0.00% | New | 67 | $3K |
| Root Financial Partners, LLC | 0.00% | New | 55 | $2K |
| True Link Financial Advisors, LLC | 0.00% | New | 43 | $2K |
| Provenance Wealth Advisors, LLC | 0.00% | No change | 42 | $2K |
| Parkside Financial Bank & Trust | 0.00% | No change | 37 | $2K |
| Ballast Advisors LLC | 0.00% | New | 25 | $1K |
| Hantz Financial Services, Inc. | 0.00% | No change | 18 | $1K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 21 | $946 |
| Ashton Thomas Private Wealth, LLC | 0.00% | New | 14 | $631 |
| Davis Capital Management | 0.00% | No change | 10 | $451 |
| Bogart Wealth, LLC | 0.00% | No change | 7 | $315 |
"% of holder's portfolio" is NUSC's weight in each manager's 13F, not the share of Nuveen ESG Small-Cap ETF the manager owns.