Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q1 2024 (March 31)83holders
$42.55avg. 13F price*
At the end of Q1 2024, 83 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings. The largest holders were Ameriprise Financial Inc. ($49.9M), Morgan Stanley ($33.1M) and Avantax Advisory Services, Inc. ($25.4M).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q1 2024)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 15 | $4.7M |
| Exits | 4 | $2.1M |
Ownership 83 holders
| Ameriprise Financial Inc. | 0.01% | Add +19.8% | 1,173,747 | $49.9M |
| Morgan Stanley | 0.00% | Add +6.4% | 778,677 | $33.1M |
| Avantax Advisory Services, Inc. | 0.23% | Add +96.0% | 596,693 | $25.4M |
| UBS Group AG | 0.01% | Add +59.2% | 553,519 | $23.6M |
| Wells Fargo & Company | 0.01% | Add +24.2% | 536,006 | $22.8M |
| Thrivent Financial for Lutherans | 0.04% | Add +51.2% | 471,498 | $20.1M |
| Bank of America Corp. | 0.00% | Reduce -8.5% | 398,825 | $17.0M |
| LPL Financial LLC | 0.01% | Add +8.0% | 392,045 | $16.7M |
| Stonehearth Capital Management, LLC | 6.36% | Add +0.8% | 330,054 | $14.1M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Add +7.7% | 257,406 | $11.0M |
| Royal Bank of Canada | 0.00% | Add +9.2% | 183,504 | $7.8M |
| Raymond James & Associates | 0.00% | Add +99.5% | 151,838 | $6.5M |
| Schorn Wealth LLC | 2.42% | Add +3.9% | 150,083 | $6.4M |
| Stifel Financial Corp. | 0.01% | Reduce -3.5% | 145,857 | $6.2M |
| Commonwealth Equity Services, LLC | 0.01% | Add +2.9% | 134,193 | $5.7M |
| Axiom Financial Strategies, LLC | 2.68% | Reduce -1.4% | 98,921 | $4.2M |
| Kestra Private Wealth Services, LLC | 0.09% | Add +24.3% | 90,679 | $3.9M |
| Sheets Smith Wealth Management | 0.40% | Add +7.8% | 84,302 | $3.6M |
| Envestnet Asset Management Inc. | 0.00% | Add +50.0% | 74,544 | $3.2M |
| Wealthspire Advisors, LLC | 0.04% | No change | 64,000 | $2.7M |
| Castle Wealth Management LLC | 1.41% | Add +2.4% | 63,163 | $2.7M |
| Barnes Pettey Financial Advisors, LLC | 2.32% | Reduce -8.3% | 63,095 | $2.7M |
| Premier Path Wealth Partners, LLC | 0.50% | Add +63.3% | 60,803 | $2.7M |
| Private Advisor Group, LLC | 0.02% | Reduce -1.1% | 57,104 | $2.4M |
| MML Investors Services, LLC | 0.01% | Add +46.2% | 50,022 | $2.1M |
| JPMorgan Chase & Co. | 0.00% | Add +24.9% | 48,628 | $2.1M |
| Haverford Trust Co | 0.02% | Reduce -14.3% | 44,255 | $1.9M |
| Gladstone Institutional Advisory LLC | 0.10% | Add +30.8% | 43,536 | $1.9M |
| Brown Advisory Inc. | 0.00% | Add +0.2% | 43,385 | $1.8M |
| Level Four Advisory Services, LLC | 0.10% | Add +0.3% | 46,357 | $1.8M |
| Osaic Holdings, Inc. | 0.00% | Reduce -33.1% | 41,814 | $1.8M |
| Park Edge Advisors, LLC | 0.42% | Add +0.9% | 35,505 | $1.5M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -3.2% | 30,547 | $1.3M |
| Clay Northam Wealth Management, LLC | 1.04% | Reduce -5.4% | 30,342 | $1.3M |
| Prospera Financial Services Inc | 0.04% | New | 30,337 | $1.3M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +9.7% | 25,887 | $1.1M |
| Thoroughbred Financial Services, LLC | 0.10% | Add +17.3% | 25,067 | $1.1M |
| Empirical Asset Management, LLC | 0.45% | Reduce -7.7% | 21,939 | $934K |
| Susquehanna International Group, LLP | 0.00% | Add +74.6% | 21,813 | $929K |
| Sigma Planning Corp | 0.03% | Add +109.5% | 20,789 | $885K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +2.0% | 19,669 | $837K |
| Acorn Wealth Advisors, LLC | 0.42% | Reduce -0.1% | 19,064 | $812K |
| Secure Asset Management, LLC | 0.18% | Add +33.4% | 17,816 | $758K |
| Goldman Sachs Group Inc. | 0.00% | No change | 17,612 | $750K |
| Kestra Advisory Services, LLC | 0.00% | Add +4.4% | 14,074 | $599K |
| Janney Montgomery Scott LLC | 0.00% | No change | 12,984 | $553K |
| Cetera Investment Advisers | 0.00% | New | 12,868 | $548K |
| Cambridge Advisors Inc. | 0.10% | Reduce -0.1% | 10,222 | $435K |
| Mgo One Seven LLC | 0.02% | New | 9,872 | $420K |
| Jane Street Group, LLC | 0.00% | New | 9,481 | $404K |
| HighTower Advisors, LLC | 0.00% | Reduce -0.8% | 8,657 | $369K |
| Cresset Asset Management, LLC | 0.00% | New | 8,297 | $353K |
| Capital Advisors, Ltd. LLC | 0.05% | Add +0.0% | 8,280 | $352K |
| Mutual Advisors, LLC | 0.01% | Add +34.4% | 7,673 | $327K |
| Comerica Bank | 0.00% | Add +54.3% | 6,719 | $286K |
| Ellsworth Advisors, LLC | 0.08% | New | 7,001 | $282K |
| Diligent Investors, LLC | 0.07% | No change | 6,480 | $276K |
| ICA Group Wealth Management, LLC | 0.05% | Add +109.3% | 6,070 | $258K |
| Mason & Associates Inc | 0.07% | New | 6,010 | $256K |
| Dynamic Advisor Solutions LLC | 0.01% | New | 5,989 | $255K |
| USA Financial Formulas | 0.04% | Reduce -7.8% | 5,729 | $244K |
| PFG Advisors | 0.02% | Add +3.3% | 5,353 | $228K |
| Everpar Advisors LLC | 0.14% | New | 5,337 | $227K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -27.0% | 5,227 | $223K |
| Horan Securities, Inc. | 0.10% | New | 5,047 | $215K |
| Elevatus Welath Management | 0.08% | New | 4,900 | $209K |
| Richardson Capital Management LLC | 0.13% | New | 3,750 | $160K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +41.8% | 2,662 | $113K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,351 | $100K |
| Farther Finance Advisors, LLC | 0.01% | Add +43.7% | 2,318 | $98K |
| GoalVest Advisory LLC | 0.03% | No change | 2,217 | $94K |
| Jones Financial Companies LLLP | 0.00% | New | 2,067 | $88K |
| Tower Research Capital LLC (TRC) | 0.00% | Add +206.5% | 1,407 | $60K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +141.6% | 1,179 | $50K |
| Canton Hathaway, LLC | 0.01% | No change | 1,000 | $43K |
| IFP Advisors, Inc | 0.00% | Add +0.4% | 992 | $42K |
| Harbour Investments, Inc. | 0.00% | No change | 950 | $40K |
| FMR LLC | 0.00% | Add +87.5% | 345 | $15K |
| Robinswood Financial LLC | 0.01% | No change | 285 | $12K |
| MCF Advisors LLC | 0.00% | New | 167 | $7K |
| AdvisorNet Financial, Inc | 0.00% | New | 75 | $3K |
| Venturi Wealth Management, LLC | 0.00% | Add +4.5% | 69 | $3K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -79.2% | 20 | $851 |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.