Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q2 2024 (June 30)93holders +10
11new positions
3sold out
1famous investor
$41.18avg. 13F price*
At the end of Q2 2024, 93 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, up 10 from Q1 2024. 11 opened new positions and 3 sold out. The largest holders were Ameriprise Financial Inc. ($52.3M), Morgan Stanley ($38.8M) and Avantax Advisory Services, Inc. ($28.9M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q2 2024)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $13.3M |
| Exits | 3 | $1.8M |
All 13F filers, Q1 2024 → Q2 2024: 1,253,715 shares bought and 254,326 shares sold, net +999,389 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 93 holders
| Ameriprise Financial Inc. | 0.01% | Add +8.1% | 1,269,338 | $52.3M |
| Morgan Stanley | 0.00% | Add +20.7% | 939,939 | $38.8M |
| Avantax Advisory Services, Inc. | 0.21% | Add +17.3% | 699,760 | $28.9M |
| Sanctuary Advisors, LLC | 0.19% | — | 658,882 | $26.6M |
| Wells Fargo & Company | 0.01% | Add +4.6% | 560,562 | $23.1M |
| Thrivent Financial for Lutherans | 0.05% | Add +16.7% | 550,119 | $22.7M |
| UBS Group AG | 0.01% | Reduce -7.9% | 509,645 | $21.0M |
| Bank of America Corp. | 0.00% | Add +14.1% | 455,010 | $18.8M |
| LPL Financial LLC | 0.01% | Add +14.8% | 450,081 | $18.6M |
| Stonehearth Capital Management, LLC | 6.13% | Add +5.2% | 347,221 | $14.3M |
| Royal Bank of Canada | 0.00% | Add +54.9% | 284,201 | $11.7M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Reduce -1.1% | 254,706 | $10.5M |
| Raymond James & Associates | 0.01% | Add +25.3% | 190,260 | $7.8M |
| Stifel Financial Corp. | 0.01% | Add +23.7% | 180,406 | $7.4M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1.79% | New | 138,355 | $5.7M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -9.4% | 121,594 | $5.0M |
| Axiom Financial Strategies, LLC | 2.64% | Reduce -0.5% | 98,383 | $4.1M |
| Level Four Advisory Services, LLC | 0.17% | Add +98.0% | 91,770 | $3.8M |
| Kestra Private Wealth Services, LLC | 0.07% | Reduce -1.7% | 89,152 | $3.7M |
| Sheets Smith Wealth Management | 0.41% | Reduce -0.5% | 83,898 | $3.5M |
| Envestnet Asset Management Inc. | 0.00% | Add +0.3% | 74,736 | $3.1M |
| Premier Path Wealth Partners, LLC | 0.50% | Add +17.8% | 71,620 | $3.0M |
| Castle Wealth Management LLC | 1.37% | Add +9.5% | 69,186 | $2.9M |
| Secure Asset Management, LLC | 0.52% | Add +276.4% | 67,052 | $2.8M |
| Wealthspire Advisors, LLC | 0.03% | No change | 64,000 | $2.6M |
| Barnes Pettey Financial Advisors, LLC | 2.23% | Reduce -0.4% | 62,816 | $2.6M |
| MML Investors Services, LLC | 0.01% | Add +19.0% | 59,511 | $2.5M |
| Private Advisor Group, LLC | 0.02% | Reduce -1.3% | 56,338 | $2.3M |
| New Century Financial Group, LLC | 0.98% | New | 55,969 | $2.3M |
| Kraft, Davis & Associates, LLC | 0.68% | New | 51,345 | $2.2M |
| Schorn Wealth LLC | 0.76% | Reduce -65.7% | 51,463 | $2.1M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $1.8M |
| Brown Advisory Inc. | 0.00% | No change | 43,385 | $1.8M |
| JPMorgan Chase & Co. | 0.00% | Reduce -11.2% | 43,190 | $1.8M |
| Osaic Holdings, Inc. | 0.00% | Reduce -10.1% | 37,608 | $1.5M |
| Gladstone Institutional Advisory LLC | 0.07% | Reduce -22.9% | 33,562 | $1.4M |
| &partners | 0.06% | New | 30,531 | $1.3M |
| Susquehanna International Group, LLP | 0.00% | Add +34.2% | 29,282 | $1.2M |
| Park Edge Advisors, LLC | 0.36% | Reduce -19.0% | 28,770 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -6.4% | 28,592 | $1.2M |
| Thoroughbred Financial Services, LLC | 0.07% | Add +7.6% | 26,973 | $1.1M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +3.0% | 26,664 | $1.1M |
| Symphony Financial Services, Inc. | 0.91% | — | 25,986 | $1.1M |
| Clay Northam Wealth Management, LLC | 0.76% | Reduce -19.9% | 24,291 | $1.0M |
| Sigma Planning Corp | 0.03% | Add +2.9% | 21,401 | $882K |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -0.7% | 19,536 | $805K |
| Acorn Wealth Advisors, LLC | 0.39% | Add +0.7% | 19,191 | $791K |
| Goldman Sachs Group Inc. | 0.00% | No change | 17,612 | $726K |
| Mason & Associates Inc | 0.19% | Add +190.2% | 17,439 | $719K |
| ORG Partners LLC | 0.08% | New | 14,946 | $610K |
| Kestra Advisory Services, LLC | 0.00% | Add +1.6% | 14,298 | $590K |
| Empirical Asset Management, LLC | 0.22% | Reduce -35.0% | 14,252 | $588K |
| Beam Wealth Advisors, Inc. | 0.19% | New | 13,982 | $576K |
| Cetera Investment Advisers | 0.00% | Add +2.4% | 13,181 | $543K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -0.2% | 12,961 | $534K |
| Everpar Advisors LLC | 0.25% | Add +128.5% | 12,194 | $503K |
| Mgo One Seven LLC | 0.02% | Add +8.1% | 10,671 | $440K |
| Mutual Advisors, LLC | 0.01% | Add +30.0% | 9,976 | $436K |
| Cambridge Advisors Inc. | 0.10% | Add +0.0% | 10,223 | $421K |
| Jones Financial Companies LLLP | 0.00% | Add +351.4% | 9,330 | $385K |
| HighTower Advisors, LLC | 0.00% | No change | 8,657 | $354K |
| Cresset Asset Management, LLC | 0.00% | No change | 8,297 | $342K |
| Atria Wealth Solutions, Inc. | 0.00% | New | 8,058 | $332K |
| Capital Advisors, Ltd. LLC | 0.04% | Reduce -8.6% | 7,569 | $312K |
| Dynamic Advisor Solutions LLC | 0.01% | Add +23.3% | 7,383 | $304K |
| Ellsworth Advisors, LLC | 0.08% | Reduce -4.9% | 6,661 | $275K |
| USA Financial Formulas | 0.04% | Add +7.7% | 6,169 | $254K |
| Diligent Investors, LLC | 0.06% | Reduce -12.3% | 5,680 | $234K |
| PFG Advisors | 0.02% | Add +3.6% | 5,548 | $229K |
| Horan Securities, Inc. | 0.10% | Add +7.5% | 5,424 | $224K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +1.9% | 5,327 | $220K |
| Citadel Advisors | 0.00% | New | 5,257 | $217K |
| Elevatus Welath Management | 0.08% | No change | 4,900 | $202K |
| Comerica Bank | 0.00% | Reduce -31.5% | 4,605 | $190K |
| Farther Finance Advisors, LLC | 0.01% | Add +92.0% | 4,451 | $181K |
| Richardson Capital Management LLC | 0.12% | No change | 3,750 | $155K |
| O'shaughnessy Asset Management, LLC | 0.00% | No change | 2,662 | $110K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,351 | $97K |
| GoalVest Advisory LLC | 0.03% | No change | 2,217 | $91K |
| Harbour Investments, Inc. | 0.00% | Add +5.3% | 1,000 | $41K |
| IFP Advisors, Inc | 0.00% | Add +0.4% | 996 | $41K |
| Canton Hathaway, LLC | 0.01% | No change | 1,000 | $41K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -26.1% | 871 | $36K |
| ICA Group Wealth Management, LLC | 0.02% | Reduce -86.0% | 850 | $35K |
| FMR LLC | 0.00% | Add +104.9% | 707 | $29K |
| Country Trust Bank | 0.00% | New | 495 | $20K |
| Robinswood Financial LLC | 0.00% | No change | 285 | $12K |
| AdvisorNet Financial, Inc | 0.00% | Add +133.3% | 175 | $7K |
| Cwm, LLC | 0.00% | New | 112 | $5K |
| Glass Jacobson Investment Advisors llc | 0.00% | New | 107 | $4K |
| MCF Advisors LLC | 0.00% | Reduce -55.1% | 75 | $3K |
| Venturi Wealth Management, LLC | 0.00% | Reduce -4.3% | 66 | $3K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -20.0% | 16 | $660 |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.