Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q1 2026 (March 31)125holders
13new positions
11sold out
1famous investor
$43.73avg. 13F price*
At the end of Q1 2026, 125 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, unchanged from Q4 2025. 13 opened new positions and 11 sold out. The largest holders were Morgan Stanley ($71.9M), Ameriprise Financial Inc. ($69.2M) and Raymond James Financial Inc. ($62.9M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q1 2026)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 13 | $8.5M |
| Exits | 11 | $14.9M |
All 13F filers, Q4 2025 → Q1 2026: 538,387 shares bought and 1,505,003 shares sold, net −966,616 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 125 holders
| Morgan Stanley | 0.00% | Reduce -0.3% | 1,642,739 | $71.9M |
| Ameriprise Financial Inc. | 0.02% | Reduce -17.9% | 1,582,414 | $69.2M |
| Raymond James Financial Inc. | 0.02% | Add +1.2% | 1,438,718 | $62.9M |
| Cetera Investment Advisers | 0.05% | Reduce -4.5% | 1,042,102 | $45.6M |
| Sanctuary Advisors, LLC | 0.21% | Reduce -0.5% | 880,733 | $38.5M |
| LPL Financial LLC | 0.01% | Reduce -6.5% | 571,141 | $25.0M |
| UBS Group AG | 0.00% | Add +2.5% | 526,740 | $23.0M |
| Stonehearth Capital Management, LLC | 6.38% | Add +0.0% | 368,027 | $16.1M |
| Bank of America Corp. | 0.00% | Reduce -1.1% | 345,754 | $15.1M |
| Thrivent Financial for Lutherans | 0.03% | Reduce -45.4% | 297,014 | $13.0M |
| Wells Fargo & Company | 0.00% | Reduce -31.2% | 272,184 | $11.9M |
| Royal Bank of Canada | 0.00% | Add +8.7% | 226,649 | $9.9M |
| Stifel Financial Corp. | 0.01% | Reduce -23.1% | 141,566 | $6.2M |
| Mason & Associates Inc | 1.15% | Add +5.9% | 137,923 | $5.9M |
| Hamrick Investment Counsel, llc | 2.88% | Add +54.5% | 119,021 | $5.2M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +0.8% | 118,269 | $5.2M |
| Kickstand Ventures, Llc. | 1.06% | Add +2.3% | 115,564 | $5.1M |
| MML Investors Services, LLC | 0.01% | Reduce -9.1% | 105,742 | $4.6M |
| Castle Wealth Management LLC | 1.49% | Add +6.6% | 104,881 | $4.6M |
| Jones Financial Companies LLLP | 0.00% | Add +17.4% | 105,860 | $4.6M |
| Level Four Advisory Services, LLC | 0.14% | Reduce -38.4% | 98,848 | $4.3M |
| Envestnet Asset Management Inc. | 0.00% | Add +5.6% | 98,283 | $4.3M |
| Independent Advisor Alliance | 0.05% | New | 96,443 | $4.2M |
| Secure Asset Management, LLC | 0.62% | Add +11.1% | 89,685 | $3.9M |
| Beam Wealth Advisors, Inc. | 0.93% | Add +24.7% | 85,552 | $3.7M |
| Two Sigma Investments, LP | 0.00% | Reduce -32.3% | 85,200 | $3.7M |
| Sheets Smith Wealth Management | 0.41% | Reduce -5.1% | 83,640 | $3.7M |
| Premier Path Wealth Partners, LLC | 0.41% | Reduce -11.8% | 72,421 | $3.2M |
| Barnes Pettey Financial Advisors, LLC | 1.34% | Add +2.7% | 70,368 | $3.1M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +6.1% | 66,667 | $2.9M |
| Focus Partners Advisor Solutions, LLC | 0.03% | Add +563.0% | 66,262 | $2.9M |
| Brady Martz Wealth Solutions, LLC | 0.49% | Add +588.5% | 65,827 | $2.9M |
| Wealthspire Advisors, LLC | 0.02% | No change | 64,638 | $2.8M |
| Willow Financial LLC | 2.85% | Reduce -45.5% | 64,290 | $2.8M |
| Kestra Private Wealth Services, LLC | 0.03% | Reduce -7.4% | 59,945 | $2.6M |
| Advisory Services Network, LLC | 0.03% | Add +4.5% | 58,977 | $2.6M |
| Park Edge Advisors, LLC | 0.59% | Add +0.4% | 58,695 | $2.6M |
| Summit Financial Wealth Advisors, LLC | 0.32% | Add +5.7% | 50,901 | $2.2M |
| Clay Northam Wealth Management, LLC | 1.16% | Add +40.9% | 47,044 | $2.1M |
| Private Advisor Group, LLC | 0.01% | Reduce -3.2% | 45,350 | $2.0M |
| Goldman Sachs Group Inc. | 0.00% | Add +600.6% | 44,991 | $2.0M |
| &partners | 0.01% | Reduce -6.4% | 44,704 | $2.0M |
| Brown Advisory Inc. | 0.00% | No change | 44,300 | $1.9M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $1.9M |
| Thoroughbred Financial Services, LLC | 0.11% | Add +0.7% | 41,725 | $1.8M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.72% | Reduce -20.5% | 39,781 | $1.7M |
| Bank of New York Mellon Corp | 0.00% | Add +0.9% | 37,615 | $1.6M |
| Equitable Holdings, Inc. | 0.01% | Reduce -47.5% | 30,243 | $1.3M |
| Janney Montgomery Scott LLC | 0.00% | Add +2.6% | 27,323 | $1.2M |
| Ascentis Independent Advisors | 0.09% | New | 26,617 | $1.2M |
| Schorn Wealth LLC | 0.33% | Reduce -4.1% | 24,974 | $1.1M |
| Osaic Holdings, Inc. | 0.00% | Reduce -10.3% | 24,679 | $1.1M |
| Gladstone Institutional Advisory LLC | 0.04% | Add +1.7% | 23,694 | $1.0M |
| Stratos Wealth Partners, LTD. | 0.01% | Reduce -0.8% | 23,557 | $1.0M |
| Beacon Financial Advisory LLC | 0.21% | Add +2.4% | 21,225 | $928K |
| Steward Partners Investment Advisory, LLC | 0.00% | Reduce -6.7% | 19,809 | $866K |
| Sigma Planning Corp | 0.02% | Reduce -3.4% | 19,754 | $864K |
| Acorn Wealth Advisors, LLC | 0.25% | Reduce -0.5% | 19,414 | $849K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -5.8% | 18,279 | $800K |
| Mutual Advisors, LLC | 0.02% | Reduce -8.1% | 16,849 | $737K |
| VestGen Advisors, LLC | 0.02% | Reduce -6.3% | 15,643 | $723K |
| TFO Wealth Partners, LLC | 0.09% | No change | 15,528 | $679K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0.00% | New | 15,476 | $677K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.2% | 15,225 | $666K |
| Truist Financial Corp. | 0.00% | Reduce -30.6% | 15,045 | $658K |
| Strategic Financial Concepts, LLC | 0.16% | New | 14,762 | $646K |
| JPMorgan Chase & Co. | 0.00% | Reduce -37.5% | 14,168 | $609K |
| HORAN Wealth, LLC | 0.06% | No change | 13,597 | $595K |
| National Wealth Management Group, LLC | 0.19% | Reduce -17.4% | 11,786 | $516K |
| Jane Street Group, LLC | 0.00% | New | 11,130 | $487K |
| BXM Wealth LLC | 0.37% | Add +12.2% | 10,940 | $479K |
| Cary Street Partners Financial LLC | 0.01% | Reduce -3.1% | 10,768 | $471K |
| Intrepid Financial Planning Group LLC | 0.19% | Add +9.3% | 10,669 | $467K |
| Nova Wealth Management, Inc. | 0.29% | Reduce -1.1% | 10,116 | $442K |
| Mariner, LLC | 0.00% | New | 9,930 | $434K |
| Cambridge Advisors Inc. | 0.08% | No change | 9,737 | $426K |
| Everpar Advisors LLC | 0.14% | Reduce -27.5% | 9,344 | $409K |
| Royal Palms Capital LLC | 0.40% | Reduce -10.7% | 9,280 | $406K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -6.4% | 9,047 | $396K |
| Ellsworth Advisors, LLC | 0.07% | Reduce -5.1% | 8,079 | $353K |
| OneAscent Wealth Management LLC | 0.12% | Reduce -24.0% | 8,041 | $352K |
| HighTower Advisors, LLC | 0.00% | No change | 7,608 | $333K |
| Citadel Advisors | 0.00% | New | 7,596 | $332K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +0.1% | 7,248 | $317K |
| Accredited Investor Services, LLC | 0.20% | Add +8.1% | 7,157 | $313K |
| Park Avenue Securities LLC | 0.00% | Reduce -78.5% | 6,843 | $299K |
| Sunrise Financial Services, LLC | 0.19% | Add +661.4% | 6,251 | $273K |
| Ausdal Financial Partners, Inc. | 0.01% | Reduce -21.1% | 6,125 | $268K |
| Blue Chip Partners, LLC | 0.02% | Reduce -9.4% | 6,078 | $266K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +9.3% | 6,046 | $264K |
| Diligent Investors, LLC | 0.06% | No change | 5,480 | $240K |
| Prasad Wealth Partners, LLC | 0.06% | Reduce -35.4% | 5,157 | $226K |
| Signature Equity Partners, LLC | 0.12% | Reduce -25.6% | 5,037 | $220K |
| Aptus Capital Advisors, LLC | 0.00% | Reduce -7.0% | 4,820 | $211K |
| Rockefeller Capital Management L.P. | 0.00% | Add +0.2% | 4,745 | $208K |
| Regal Investment Advisors LLC | 0.01% | New | 4,648 | $203K |
| FMR LLC | 0.00% | Add +38.5% | 4,301 | $188K |
| Tower Research Capital LLC (TRC) | 0.00% | New | 4,194 | $183K |
| Harbour Investments, Inc. | 0.00% | Add +56.6% | 3,872 | $169K |
| Richardson Capital Management LLC | 0.08% | No change | 3,750 | $164K |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.