Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q4 2025 (December 31)125holders +4
11new positions
13sold out
$43.75avg. 13F price*
At the end of Q4 2025, 125 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, up 4 from Q3 2025. 11 opened new positions and 13 sold out. The largest holders were Ameriprise Financial Inc. ($84.3M), Morgan Stanley ($72.1M) and Raymond James Financial Inc. ($62.2M).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q4 2025)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $5.0M |
| Exits | 13 | $3.9M |
All 13F filers, Q3 2025 → Q4 2025: 698,804 shares bought and 1,812,844 shares sold, net −1,114,040 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 125 holders
| Ameriprise Financial Inc. | 0.02% | Reduce -3.3% | 1,927,787 | $84.3M |
| Morgan Stanley | 0.00% | Reduce -2.2% | 1,648,414 | $72.1M |
| Raymond James Financial Inc. | 0.02% | Add +3.9% | 1,421,293 | $62.2M |
| Cetera Investment Advisers | 0.05% | Add +0.9% | 1,091,216 | $47.7M |
| Sanctuary Advisors, LLC | 0.21% | Add +5.4% | 884,770 | $38.7M |
| LPL Financial LLC | 0.01% | Add +2.6% | 610,970 | $26.7M |
| Thrivent Financial for Lutherans | 0.04% | Add +97.7% | 544,423 | $23.9M |
| UBS Group AG | 0.00% | Add +5.9% | 513,933 | $22.5M |
| Wells Fargo & Company | 0.00% | Reduce -26.0% | 395,437 | $17.3M |
| Stonehearth Capital Management, LLC | 5.96% | Add +3.6% | 368,002 | $16.1M |
| Bank of America Corp. | 0.00% | Reduce -10.2% | 349,482 | $15.3M |
| Royal Bank of Canada | 0.00% | Reduce -62.8% | 208,524 | $9.1M |
| Stifel Financial Corp. | 0.01% | Reduce -2.6% | 184,024 | $8.0M |
| Fsa Wealth Partners, Inc. | 2.60% | Reduce -0.7% | 165,463 | $7.2M |
| Level Four Advisory Services, LLC | 0.23% | Add +0.0% | 160,409 | $7.0M |
| Mason & Associates Inc | 1.07% | Reduce -1.7% | 130,273 | $5.7M |
| Two Sigma Investments, LP | 0.01% | Add +65.7% | 125,900 | $5.5M |
| Willow Financial LLC | 5.25% | — | 118,058 | $5.2M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -1.1% | 117,314 | $5.1M |
| MML Investors Services, LLC | 0.01% | Reduce -7.4% | 116,308 | $5.1M |
| Kickstand Ventures, Llc. | 1.04% | Add +2.6% | 112,936 | $4.9M |
| Castle Wealth Management LLC | 1.43% | Reduce -0.1% | 98,399 | $4.3M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -23.7% | 93,035 | $4.1M |
| Jones Financial Companies LLLP | 0.00% | Reduce -10.6% | 90,202 | $3.9M |
| Sheets Smith Wealth Management | 0.42% | Reduce -4.8% | 88,122 | $3.9M |
| Premier Path Wealth Partners, LLC | 0.46% | Reduce -3.7% | 82,095 | $3.6M |
| Secure Asset Management, LLC | 0.56% | Add +4.9% | 80,708 | $3.5M |
| Hamrick Investment Counsel, llc | 2.51% | — | 77,061 | $3.4M |
| Beam Wealth Advisors, Inc. | 0.82% | Add +8.0% | 68,603 | $3.0M |
| Barnes Pettey Financial Advisors, LLC | 1.48% | Reduce -0.6% | 68,533 | $3.0M |
| Kestra Private Wealth Services, LLC | 0.04% | Reduce -4.1% | 64,759 | $2.8M |
| Wealthspire Advisors, LLC | 0.02% | No change | 64,638 | $2.8M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +45.7% | 62,824 | $2.7M |
| Park Edge Advisors, LLC | 0.58% | Add +1.5% | 58,436 | $2.6M |
| Equitable Holdings, Inc. | 0.02% | Reduce -26.8% | 57,595 | $2.5M |
| Advisory Services Network, LLC | 0.03% | Add +20.9% | 56,410 | $2.5M |
| Axiom Financial Strategies, LLC | 0.94% | Reduce -2.6% | 51,012 | $2.2M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.77% | Add +156.8% | 50,013 | $2.2M |
| Summit Financial Wealth Advisors, LLC | 0.30% | New | 48,140 | $2.1M |
| &partners | 0.01% | Add +1.0% | 47,769 | $2.1M |
| Private Advisor Group, LLC | 0.01% | Reduce -0.3% | 46,860 | $2.0M |
| Brown Advisory Inc. | 0.00% | No change | 44,300 | $1.9M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $1.9M |
| Thoroughbred Financial Services, LLC | 0.11% | Reduce -8.1% | 41,442 | $1.8M |
| Bank of New York Mellon Corp | 0.00% | Reduce -55.1% | 37,280 | $1.6M |
| WealthPlan Investment Management, LLC | 0.10% | Add +3.2% | 36,553 | $1.6M |
| Clay Northam Wealth Management, LLC | 0.81% | Add +49.2% | 33,388 | $1.5M |
| Park Avenue Securities LLC | 0.01% | Reduce -35.8% | 31,815 | $1.4M |
| Osaic Holdings, Inc. | 0.00% | Reduce -23.4% | 27,497 | $1.2M |
| Janney Montgomery Scott LLC | 0.00% | Reduce -0.1% | 26,621 | $1.2M |
| Schorn Wealth LLC | 0.35% | Reduce -10.3% | 26,052 | $1.1M |
| Stratos Wealth Partners, LTD. | 0.01% | Add +3.4% | 23,735 | $1.0M |
| Gladstone Institutional Advisory LLC | 0.04% | Add +5.2% | 23,291 | $1.0M |
| JPMorgan Chase & Co. | 0.00% | Reduce -5.6% | 22,665 | $991K |
| Truist Financial Corp. | 0.00% | Reduce -40.3% | 21,690 | $949K |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -2.3% | 21,224 | $928K |
| Beacon Financial Advisory LLC | 0.21% | Reduce -9.8% | 20,733 | $907K |
| Arkadios Wealth Advisors | 0.02% | New | 20,571 | $900K |
| Sigma Planning Corp | 0.02% | Reduce -8.8% | 20,450 | $895K |
| Acorn Wealth Advisors, LLC | 0.25% | Reduce -0.8% | 19,505 | $853K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -56.6% | 19,413 | $849K |
| Mutual Advisors, LLC | 0.02% | Reduce -2.9% | 18,335 | $802K |
| VestGen Advisors, LLC | 0.03% | Reduce -0.6% | 16,691 | $730K |
| Susquehanna International Group, LLP | 0.00% | Add +19.3% | 15,905 | $696K |
| Flagstar Securities, Inc. | 0.23% | Reduce -5.3% | 15,593 | $682K |
| TFO Wealth Partners, LLC | 0.10% | No change | 15,528 | $679K |
| Berkeley, Inc | 0.22% | Reduce -33.7% | 15,465 | $676K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.3% | 15,198 | $665K |
| National Wealth Management Group, LLC | 0.22% | Add +1.6% | 14,272 | $624K |
| HORAN Wealth, LLC | 0.09% | Add +5.6% | 13,597 | $595K |
| Everpar Advisors LLC | 0.21% | Reduce -62.9% | 12,885 | $564K |
| Cary Street Partners Financial LLC | 0.01% | Reduce -4.5% | 11,113 | $486K |
| OneAscent Wealth Management LLC | 0.15% | Reduce -15.0% | 10,579 | $463K |
| Royal Palms Capital LLC | 0.54% | — | 10,395 | $455K |
| Nova Wealth Management, Inc. | 0.31% | Reduce -2.6% | 10,231 | $448K |
| Focus Partners Advisor Solutions, LLC | 0.01% | New | 9,994 | $437K |
| Intrepid Financial Planning Group LLC | 0.16% | Add +17.5% | 9,761 | $427K |
| BXM Wealth LLC | 0.33% | New | 9,750 | $426K |
| Cambridge Advisors Inc. | 0.08% | No change | 9,737 | $426K |
| Dynamic Advisor Solutions LLC | 0.01% | Reduce -16.5% | 9,668 | $423K |
| Brady Martz Wealth Solutions, LLC | 0.07% | New | 9,561 | $418K |
| Ellsworth Advisors, LLC | 0.08% | Reduce -3.2% | 8,515 | $390K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -4.0% | 7,851 | $353K |
| Prasad Wealth Partners, LLC | 0.09% | Reduce -96.5% | 7,980 | $349K |
| USA Financial Formulas | 0.06% | Add +3.1% | 7,815 | $342K |
| Ausdal Financial Partners, Inc. | 0.02% | Add +6.9% | 7,760 | $339K |
| Cresset Asset Management, LLC | 0.00% | No change | 7,711 | $337K |
| HighTower Advisors, LLC | 0.00% | No change | 7,608 | $333K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +0.1% | 7,242 | $317K |
| Signature Equity Partners, LLC | 0.16% | — | 6,771 | $296K |
| Blue Chip Partners, LLC | 0.02% | Add +0.3% | 6,709 | $293K |
| Accredited Investor Services, LLC | 0.19% | Add +37.3% | 6,621 | $290K |
| Goldman Sachs Group Inc. | 0.00% | New | 6,422 | $281K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +5.8% | 5,534 | $242K |
| Diligent Investors, LLC | 0.06% | No change | 5,480 | $240K |
| Aptus Capital Advisors, LLC | 0.00% | New | 5,182 | $227K |
| Rockefeller Capital Management L.P. | 0.00% | Add +52.1% | 4,734 | $207K |
| Kestra Advisory Services, LLC | 0.00% | New | 3,780 | $165K |
| Richardson Capital Management LLC | 0.08% | No change | 3,750 | $164K |
| Morgan Dempsey Capital Management LLC | 0.07% | No change | 3,291 | $144K |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.