Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q3 2024 (September 30)104holders +11
19new positions
7sold out
$45.15avg. 13F price*
At the end of Q3 2024, 104 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, up 11 from Q2 2024. 19 opened new positions and 7 sold out. The largest holders were Ameriprise Financial Inc. ($58.5M), Morgan Stanley ($44.3M) and Sanctuary Advisors, LLC ($35.1M).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q3 2024)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 19 | $14.0M |
| Exits | 7 | $2.0M |
All 13F filers, Q2 2024 → Q3 2024: 1,450,200 shares bought and 123,800 shares sold, net +1,326,400 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 104 holders
| Ameriprise Financial Inc. | 0.02% | Add +2.3% | 1,298,479 | $58.5M |
| Morgan Stanley | 0.00% | Add +4.6% | 982,967 | $44.3M |
| Sanctuary Advisors, LLC | 0.22% | Add +14.6% | 754,871 | $35.1M |
| Avantax Advisory Services, Inc. | 0.22% | Add +5.0% | 735,117 | $33.1M |
| Wells Fargo & Company | 0.01% | Add +27.7% | 716,042 | $32.3M |
| Thrivent Financial for Lutherans | 0.05% | Add +4.2% | 573,341 | $25.8M |
| LPL Financial LLC | 0.01% | Add +18.5% | 533,409 | $24.0M |
| Bank of America Corp. | 0.00% | Add +16.9% | 531,778 | $24.0M |
| UBS Group AG | 0.01% | Add +3.4% | 526,998 | $23.8M |
| Stonehearth Capital Management, LLC | 6.30% | Add +1.3% | 351,811 | $15.9M |
| Royal Bank of Canada | 0.00% | Add +1.7% | 289,071 | $13.0M |
| Raymond James Financial Services Advisors, Inc. | 0.02% | Add +9.9% | 279,896 | $12.6M |
| Raymond James & Associates | 0.01% | Add +7.8% | 205,123 | $9.2M |
| Stifel Financial Corp. | 0.01% | Add +8.6% | 195,922 | $8.8M |
| Level Four Advisory Services, LLC | 0.29% | Add +70.8% | 156,728 | $6.9M |
| Axiom Financial Strategies, LLC | 3.52% | Add +50.4% | 148,010 | $6.7M |
| Berkeley, Inc | 1.79% | New | 136,780 | $6.2M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1.70% | Reduce -1.8% | 135,821 | $6.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +81.0% | 135,284 | $6.1M |
| MML Investors Services, LLC | 0.02% | Add +99.2% | 118,531 | $5.3M |
| Mason & Associates Inc | 1.26% | Add +542.7% | 112,088 | $5.1M |
| Castle Wealth Management LLC | 1.60% | Add +28.1% | 88,648 | $4.0M |
| Commonwealth Equity Services, LLC | 0.01% | Reduce -27.9% | 87,621 | $3.9M |
| Sheets Smith Wealth Management | 0.47% | Add +2.3% | 85,838 | $3.9M |
| Kestra Private Wealth Services, LLC | 0.07% | Reduce -10.7% | 79,620 | $3.6M |
| Secure Asset Management, LLC | 0.58% | Add +13.6% | 76,186 | $3.4M |
| Premier Path Wealth Partners, LLC | 0.54% | Add +5.5% | 75,540 | $3.4M |
| Barnes Pettey Financial Advisors, LLC | 2.42% | Add +7.3% | 67,417 | $3.0M |
| Wealthspire Advisors, LLC | 0.03% | No change | 64,000 | $2.9M |
| Park Edge Advisors, LLC | 0.79% | Add +113.8% | 61,505 | $2.8M |
| New Century Financial Group, LLC | 0.93% | Add +0.4% | 56,171 | $2.5M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +6229.9% | 55,133 | $2.5M |
| Private Advisor Group, LLC | 0.01% | Reduce -6.7% | 52,570 | $2.4M |
| Kraft, Davis & Associates, LLC | 0.69% | Add +1.2% | 51,965 | $2.3M |
| Schorn Wealth LLC | 0.76% | Reduce -3.8% | 49,527 | $2.2M |
| Equitable Holdings, Inc. | 0.02% | New | 48,938 | $2.2M |
| JPMorgan Chase & Co. | 0.00% | Add +2.6% | 44,311 | $2.0M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $2.0M |
| Brown Advisory Inc. | 0.00% | No change | 43,385 | $2.0M |
| Osaic Holdings, Inc. | 0.00% | Add +9.3% | 41,115 | $1.9M |
| &partners | 0.03% | Add +15.8% | 35,347 | $1.6M |
| WealthPlan Investment Management, LLC | 0.15% | New | 32,981 | $1.5M |
| Gladstone Institutional Advisory LLC | 0.07% | Reduce -6.6% | 31,349 | $1.4M |
| Thoroughbred Financial Services, LLC | 0.09% | Add +10.2% | 29,715 | $1.3M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.9% | 28,336 | $1.3M |
| Symphony Financial Services, Inc. | 1.07% | Add +7.2% | 27,847 | $1.3M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +3.7% | 27,649 | $1.2M |
| Clay Northam Wealth Management, LLC | 0.71% | Reduce -6.1% | 22,820 | $1.0M |
| Cetera Investment Advisers | 0.00% | Add +71.7% | 22,625 | $1.0M |
| Sigma Planning Corp | 0.03% | Add +0.4% | 21,491 | $969K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +5.0% | 20,523 | $925K |
| Beam Wealth Advisors, Inc. | 0.27% | Add +39.9% | 19,566 | $882K |
| Jones Financial Companies LLLP | 0.00% | Add +102.0% | 18,843 | $849K |
| Acorn Wealth Advisors, LLC | 0.36% | Reduce -2.0% | 18,799 | $847K |
| Goldman Sachs Group Inc. | 0.00% | No change | 17,612 | $794K |
| Atria Wealth Solutions, Inc. | 0.01% | Add +97.2% | 15,890 | $716K |
| Everpar Advisors LLC | 0.34% | Add +19.4% | 14,563 | $656K |
| Janney Montgomery Scott LLC | 0.00% | Add +10.9% | 14,377 | $648K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -18.5% | 11,649 | $525K |
| OneAscent Wealth Management LLC | 0.20% | New | 11,606 | $523K |
| Mutual Advisors, LLC | 0.01% | Add +15.4% | 11,516 | $512K |
| Two Sigma Investments, LP | 0.00% | New | 11,200 | $505K |
| Cambridge Advisors Inc. | 0.10% | No change | 10,223 | $461K |
| Mgo One Seven LLC | 0.02% | Reduce -4.6% | 10,183 | $459K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +81.9% | 9,689 | $437K |
| Tower Research Capital LLC (TRC) | 0.01% | New | 9,549 | $430K |
| HighTower Advisors, LLC | 0.00% | No change | 8,657 | $393K |
| Cresset Asset Management, LLC | 0.00% | No change | 8,297 | $374K |
| Cary Street Partners Investment Advisory LLC | 0.01% | New | 8,173 | $368K |
| Dynamic Advisor Solutions LLC | 0.01% | Add +2.3% | 7,556 | $341K |
| Kingsview Wealth Management, LLC | 0.01% | New | 7,451 | $336K |
| Capital Advisors, Ltd. LLC | 0.04% | Reduce -3.0% | 7,342 | $331K |
| Beacon Financial Advisory LLC | 0.10% | New | 6,748 | $304K |
| Ellsworth Advisors, LLC | 0.08% | Add +1.1% | 6,735 | $304K |
| Trademark Financial Management, LLC | 0.23% | New | 6,535 | $295K |
| USA Financial Formulas | 0.04% | Add +1.3% | 6,249 | $282K |
| Strategic Blueprint, LLC | 0.02% | New | 6,121 | $276K |
| PFG Advisors | 0.02% | Add +4.0% | 5,770 | $260K |
| Diligent Investors, LLC | 0.06% | No change | 5,680 | $256K |
| Atria Investments, Inc | 0.00% | New | 5,311 | $239K |
| Horan Securities, Inc. | 0.09% | Reduce -6.4% | 5,077 | $229K |
| Elevatus Welath Management | 0.07% | No change | 4,900 | $221K |
| Aspire Wealth Management Corp | 0.12% | New | 4,830 | $218K |
| Apollon Wealth Management, LLC | 0.01% | New | 4,739 | $214K |
| Comerica Bank | 0.00% | Add +1.0% | 4,653 | $210K |
| Bank of New York Mellon Corp | 0.00% | New | 4,465 | $201K |
| Richardson Capital Management LLC | 0.12% | No change | 3,750 | $169K |
| Farmers & Merchants Investments Inc. | 0.01% | New | 3,539 | $160K |
| ORG Partners LLC | 0.02% | Reduce -80.8% | 2,875 | $130K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +4.1% | 2,770 | $125K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,351 | $106K |
| GoalVest Advisory LLC | 0.03% | No change | 2,217 | $100K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -63.8% | 1,613 | $73K |
| FMR LLC | 0.00% | Add +101.6% | 1,425 | $64K |
| Harbour Investments, Inc. | 0.00% | Add +20.0% | 1,200 | $54K |
| IFP Advisors, Inc | 0.00% | Add +0.4% | 1,000 | $45K |
| Canton Hathaway, LLC | 0.01% | No change | 1,000 | $45K |
| Armstrong Advisory Group, Inc. | 0.00% | New | 561 | $25K |
| Country Trust Bank | 0.00% | No change | 495 | $22K |
| AdvisorNet Financial, Inc | 0.00% | Add +157.1% | 450 | $20K |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.