Alps Oshares US Small-Cap QuOUSMETF
13F holders, Q1 2025 (March 31)117holders −2
11new positions
13sold out
2famous investors
$42.11avg. 13F price*
At the end of Q1 2025, 117 institutions reported holding Alps Oshares US Small-Cap Qu (OUSM) in their 13F filings, down 2 from Q4 2024. 11 opened new positions and 13 sold out. The largest holders were Morgan Stanley ($65.9M), Ameriprise Financial Inc. ($63.8M) and Capital Analysts, LLC ($35.2M). 2 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Alps Oshares US Small-Cap Qu
- Filed as
- ALPS ETF TR (Q1 2025)
- CUSIP
- 00162Q395
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $45.7M |
| Exits | 13 | $9.4M |
All 13F filers, Q4 2024 → Q1 2025: 2,128,670 shares bought and 1,222,346 shares sold, net +906,324 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 117 holders
| Morgan Stanley | 0.00% | Add +26.8% | 1,567,814 | $65.9M |
| Ameriprise Financial Inc. | 0.02% | Reduce -17.1% | 1,519,111 | $63.8M |
| Capital Analysts, LLC | 1.31% | New | 836,574 | $35.2M |
| Avantax Advisory Services, Inc. | 0.21% | Add +6.7% | 824,816 | $34.7M |
| Wells Fargo & Company | 0.01% | Add +1.4% | 787,317 | $33.1M |
| Sanctuary Advisors, LLC | 0.23% | Add +0.9% | 780,977 | $32.8M |
| LPL Financial LLC | 0.01% | Reduce -5.7% | 568,693 | $23.9M |
| Royal Bank of Canada | 0.01% | Add +6.0% | 536,757 | $22.6M |
| UBS Group AG | 0.00% | Reduce -2.2% | 530,906 | $22.3M |
| Raymond James Financial Inc. | 0.01% | Add +7.4% | 510,378 | $21.4M |
| Stonehearth Capital Management, LLC | 6.12% | Add +0.3% | 351,897 | $14.8M |
| Bank of America Corp. | 0.00% | Reduce -11.2% | 351,517 | $14.8M |
| Thrivent Financial for Lutherans | 0.03% | Reduce -56.4% | 248,703 | $11.7M |
| Kickstand Ventures, Llc. | 2.65% | Add +547.6% | 244,872 | $10.3M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1.50% | Add +16.6% | 211,787 | $8.9M |
| Prasad Wealth Partners, LLC | 2.76% | Add +20.1% | 200,894 | $8.4M |
| Stifel Financial Corp. | 0.01% | Add +1.5% | 200,795 | $8.4M |
| Level Four Advisory Services, LLC | 0.30% | Add +4.5% | 174,988 | $7.4M |
| SPX Gestao de Recursos Ltda | 0.95% | Reduce -37.5% | 174,159 | $7.3M |
| Berkeley, Inc | 3.15% | Add +61.8% | 159,687 | $6.7M |
| Cetera Investment Advisers | 0.01% | Add +46.1% | 129,831 | $5.5M |
| Mason & Associates Inc | 1.27% | Add +4.8% | 121,542 | $5.1M |
| Two Sigma Investments, LP | 0.01% | New | 121,371 | $5.1M |
| Axiom Financial Strategies, LLC | 2.88% | Add +2.4% | 115,424 | $4.9M |
| MML Investors Services, LLC | 0.02% | Reduce -20.3% | 114,609 | $4.8M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -27.4% | 107,838 | $4.5M |
| Sheets Smith Wealth Management | 0.53% | Reduce -0.7% | 101,315 | $4.3M |
| Castle Wealth Management LLC | 1.54% | Add +2.1% | 93,547 | $3.9M |
| Kestra Private Wealth Services, LLC | 0.06% | Add +1.6% | 81,704 | $3.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +9.4% | 81,691 | $3.4M |
| Premier Path Wealth Partners, LLC | 0.51% | Add +1.1% | 78,292 | $3.3M |
| Equitable Holdings, Inc. | 0.03% | Add +12.3% | 75,352 | $3.2M |
| Northwestern Mutual Wealth Management Co. | 0.00% | Add +18.4% | 74,447 | $3.1M |
| Barnes Pettey Financial Advisors, LLC | 2.25% | Reduce -4.6% | 68,687 | $2.9M |
| Wealthspire Advisors, LLC | 0.02% | Add +0.5% | 64,638 | $2.7M |
| Jones Financial Companies LLLP | 0.00% | Add +30.6% | 57,217 | $2.4M |
| Thoroughbred Financial Services, LLC | 0.14% | Add +64.0% | 53,064 | $2.2M |
| Private Advisor Group, LLC | 0.01% | Reduce -2.5% | 51,750 | $2.2M |
| Park Edge Advisors, LLC | 0.57% | Reduce -27.5% | 48,584 | $2.0M |
| Haverford Trust Co | 0.02% | No change | 44,255 | $1.9M |
| Bank of New York Mellon Corp | 0.00% | Add +342.4% | 43,348 | $1.8M |
| Brown Advisory Inc. | 0.00% | Reduce -0.2% | 42,904 | $1.8M |
| Secure Asset Management, LLC | 0.36% | New | 42,639 | $1.8M |
| Goldman Sachs Group Inc. | 0.00% | New | 42,031 | $1.8M |
| Schorn Wealth LLC | 0.55% | Reduce -14.3% | 39,843 | $1.7M |
| Susquehanna International Group, LLP | 0.00% | Add +391.8% | 36,114 | $1.5M |
| WealthPlan Investment Management, LLC | 0.14% | Reduce -0.3% | 33,937 | $1.4M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +3.8% | 32,023 | $1.3M |
| JPMorgan Chase & Co. | 0.00% | Reduce -8.5% | 31,984 | $1.3M |
| Beam Wealth Advisors, Inc. | 0.41% | Add +24.3% | 28,871 | $1.2M |
| Steward Partners Investment Advisory, LLC | 0.01% | Reduce -0.1% | 28,370 | $1.2M |
| Janney Montgomery Scott LLC | 0.00% | Add +8.0% | 28,371 | $1.2M |
| &partners | 0.01% | Reduce -7.6% | 25,533 | $1.1M |
| Beacon Financial Advisory LLC | 0.30% | Add +115.9% | 23,833 | $1.0M |
| Osaic Holdings, Inc. | 0.00% | Add +11.7% | 23,815 | $1.0M |
| Stratos Wealth Partners, LTD. | 0.01% | Add +8.5% | 22,845 | $960K |
| Sigma Planning Corp | 0.03% | Reduce -8.0% | 21,819 | $917K |
| Gladstone Institutional Advisory LLC | 0.04% | Reduce -18.0% | 21,458 | $902K |
| Everpar Advisors LLC | 0.46% | Add +27.9% | 20,410 | $858K |
| Atria Wealth Solutions, Inc. | 0.01% | Reduce -3.3% | 19,278 | $810K |
| Acorn Wealth Advisors, LLC | 0.33% | Reduce -2.3% | 19,050 | $800K |
| OneAscent Wealth Management LLC | 0.34% | Add +15.6% | 18,721 | $787K |
| Clay Northam Wealth Management, LLC | 0.53% | Reduce -15.8% | 18,118 | $761K |
| PUREfi Wealth, LLC | 0.67% | Add +27.9% | 15,950 | $670K |
| Blue Chip Partners, LLC | 0.06% | Reduce -70.2% | 15,519 | $652K |
| Apollon Wealth Management, LLC | 0.01% | Add +0.2% | 15,440 | $649K |
| VestGen Advisors, LLC | 0.03% | — | 15,088 | $634K |
| Mutual Advisors, LLC | 0.02% | Add +10.0% | 15,448 | $632K |
| Flow Traders U.S. LLC | 0.02% | New | 13,926 | $585K |
| Kestra Advisory Services, LLC | 0.00% | Add +1.9% | 13,396 | $563K |
| Nova Wealth Management, Inc. | 0.45% | Reduce -31.1% | 12,366 | $520K |
| Strategic Financial Concepts, LLC | 0.09% | Add +18.5% | 12,048 | $506K |
| Cary Street Partners Financial LLC | 0.02% | Add +29.4% | 11,583 | $487K |
| Horan Securities, Inc. | 0.17% | Add +109.7% | 10,653 | $448K |
| Dynamic Advisor Solutions LLC | 0.01% | Add +10.1% | 10,527 | $442K |
| Cambridge Advisors Inc. | 0.09% | Reduce -1.2% | 10,266 | $431K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +0.7% | 9,840 | $413K |
| Strategic Blueprint, LLC | 0.02% | Add +24.0% | 8,501 | $357K |
| Cresset Asset Management, LLC | 0.00% | No change | 8,297 | $349K |
| Kingsview Wealth Management, LLC | 0.01% | Add +1.2% | 7,546 | $317K |
| Capital Advisors, Ltd. LLC | 0.04% | Add +0.1% | 7,464 | $314K |
| CW Advisors, LLC | 0.00% | New | 7,377 | $310K |
| Ellsworth Advisors, LLC | 0.08% | Add +2.4% | 7,360 | $309K |
| McGinn Penninger Investment Management, Inc. | 0.19% | New | 6,929 | $291K |
| HighTower Advisors, LLC | 0.00% | Reduce -20.6% | 6,873 | $289K |
| Mgo One Seven LLC | 0.01% | Reduce -36.2% | 6,656 | $280K |
| Intrepid Financial Planning Group LLC | 0.13% | New | 6,477 | $279K |
| PFG Advisors | 0.02% | Add +10.0% | 6,456 | $271K |
| Diligent Investors, LLC | 0.06% | No change | 5,680 | $239K |
| D. E. Shaw & Co. | 0.00% | New | 5,319 | $224K |
| Citadel Advisors | 0.00% | Reduce -60.2% | 5,317 | $223K |
| Moloney Securities Asset Management, LLC | 0.03% | Add +4.7% | 5,192 | $218K |
| Elevatus Welath Management | 0.12% | No change | 4,900 | $206K |
| Accredited Investor Services, LLC | 0.17% | New | 4,821 | $203K |
| Harbour Investments, Inc. | 0.01% | Reduce -9.3% | 4,188 | $176K |
| Richardson Capital Management LLC | 0.10% | No change | 3,750 | $158K |
| O'shaughnessy Asset Management, LLC | 0.00% | Add +8.7% | 3,121 | $131K |
| Farmers & Merchants Investments Inc. | 0.00% | Reduce -13.2% | 3,071 | $129K |
| FMR LLC | 0.00% | Add +18.3% | 2,527 | $106K |
| NewEdge Advisors, LLC | 0.00% | No change | 2,351 | $99K |
| GoalVest Advisory LLC | 0.03% | No change | 2,217 | $93K |
| Morgan Dempsey Capital Management LLC | 0.03% | Add +446.1% | 1,966 | $83K |
| Comerica Bank | 0.00% | Reduce -62.5% | 1,819 | $76K |
| ORG Partners LLC | 0.02% | Reduce -15.2% | 1,748 | $74K |
| PNC Financial Services Group, Inc. | 0.00% | No change | 1,410 | $59K |
| Farther Finance Advisors, LLC | 0.00% | Reduce -18.6% | 1,313 | $56K |
| Rosenberg Matthew Hamilton | 0.01% | Add +74.7% | 1,050 | $44K |
| IFP Advisors, Inc | 0.00% | Add +0.4% | 1,011 | $42K |
| Canton Hathaway, LLC | 0.01% | No change | 1,000 | $42K |
| Golden State Wealth Management, LLC | 0.00% | No change | 700 | $29K |
| Armstrong Advisory Group, Inc. | 0.00% | No change | 561 | $25K |
| AE Wealth Management LLC | 0.00% | No change | 315 | $13K |
| AdvisorNet Financial, Inc | 0.00% | No change | 275 | $12K |
| CarsonAllaria Wealth Management, Ltd. | 0.00% | No change | 165 | $7K |
| Sandy Spring Bank | 0.00% | No change | 106 | $4K |
| CoreCap Advisors, LLC | 0.00% | No change | 64 | $3K |
| MAI Capital Management | 0.00% | New | 32 | $1K |
"% of holder's portfolio" is OUSM's weight in each manager's 13F, not the share of Alps Oshares US Small-Cap Qu the manager owns.