Principal US Small-Cap ETFPSCETF
13F holders, Q1 2024 (March 31)20holders
1famous investor
$49.55avg. 13F price*
At the end of Q1 2024, 20 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings. The largest holders were Principal Financial Group Inc. ($472.5M), Principal Securities, Inc. ($11.5M) and Envestnet Asset Management Inc. ($10.3M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $2.5M |
| Exits | 2 | $448K |
Ownership 20 holders
| Principal Financial Group Inc. | 0.28% | Add +3.6% | 9,537,282 | $472.5M |
| Principal Securities, Inc. | 0.36% | Add +12.5% | 232,151 | $11.5M |
| Envestnet Asset Management Inc. | 0.00% | Add +10.2% | 208,213 | $10.3M |
| Wells Fargo & Company | 0.00% | Add +54.6% | 117,326 | $5.8M |
| Wealth Enhancement Advisory Services, LLC | 0.01% | Add +6.0% | 101,741 | $5.0M |
| LPL Financial LLC | 0.00% | Add +2.4% | 101,011 | $5.0M |
| Royal Bank of Canada | 0.00% | Add +225.2% | 89,942 | $4.5M |
| Morgan Stanley | 0.00% | Add +30.8% | 67,741 | $3.4M |
| Sigma Planning Corp | 0.03% | New | 22,297 | $1.1M |
| Mutual Advisors, LLC | 0.02% | Reduce -66.2% | 12,560 | $623K |
| Raymond James & Associates | 0.00% | Add +50.6% | 11,308 | $561K |
| Susquehanna International Group, LLP | 0.00% | New | 11,246 | $557K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 5,640 | $280K |
| Commonwealth Equity Services, LLC | 0.00% | New | 5,415 | $268K |
| Citadel Advisors | 0.00% | New | 5,211 | $258K |
| Smartleaf Asset Management LLC | 0.03% | Add +164.2% | 2,764 | $136K |
| UBS Group AG | 0.00% | Reduce -0.4% | 1,367 | $68K |
| Global Retirement Partners, LLC | 0.00% | No change | 606 | $30K |
| Clearstead Trust, LLC | 0.00% | New | 342 | $17K |
| Osaic Holdings, Inc. | 0.00% | Add +183.3% | 153 | $8K |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.