Principal US Small-Cap ETFPSCETF
13F holders, Q3 2025 (September 30)67holders +9
16new positions
6sold out
1famous investor
$57.09avg. 13F price*
At the end of Q3 2025, 67 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 9 from Q2 2025. 16 opened new positions and 6 sold out. The largest holders were Principal Financial Group Inc. ($332.8M), Principal Securities, Inc. ($126.4M) and Envestnet Asset Management Inc. ($124.7M). One famous investor held it Joel Greenblatt (0.0% of Gotham Asset Management's portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 16 | $102.8M |
| Exits | 6 | $3.3M |
All 13F filers, Q2 2025 → Q3 2025: 3,048,573 shares bought and 143,138 shares sold, net +2,905,435 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 67 holders
| Principal Financial Group Inc. | 0.17% | Add +1.1% | 5,849,572 | $332.8M |
| Principal Securities, Inc. | 2.08% | Reduce -1.3% | 2,219,443 | $126.4M |
| Envestnet Asset Management Inc. | 0.04% | Reduce -1.7% | 2,188,441 | $124.7M |
| Morgan Stanley | 0.01% | Add +28.8% | 1,440,665 | $82.1M |
| Ameriprise Financial Inc. | 0.02% | New | 1,323,665 | $75.4M |
| Wealth Enhancement Advisory Services, LLC | 0.07% | Add +1.6% | 788,356 | $44.3M |
| Wells Fargo & Company | 0.01% | Add +10.7% | 741,397 | $42.2M |
| Raymond James Financial Inc. | 0.01% | Add +18.5% | 560,508 | $31.9M |
| LPL Financial LLC | 0.01% | Add +37.0% | 512,842 | $29.2M |
| Royal Bank of Canada | 0.00% | Add +25.4% | 354,659 | $20.2M |
| Truist Financial Corp. | 0.03% | Add +19.3% | 323,463 | $18.4M |
| &partners | 0.07% | Add +9.7% | 202,878 | $11.6M |
| Hudson Capital Management LLC | 2.80% | Add +2.4% | 179,070 | $10.2M |
| Stifel Financial Corp. | 0.01% | Add +2077.9% | 163,517 | $9.3M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +670.9% | 157,394 | $9.0M |
| PSI Advisors, LLC | 2.12% | Add +3.8% | 143,294 | $8.2M |
| RFG - Bristol Wealth Advisors, LLC | 1.95% | New | 118,246 | $6.7M |
| Rockefeller Capital Management L.P. | 0.01% | New | 113,395 | $6.5M |
| Osaic Holdings, Inc. | 0.01% | Add +7.4% | 107,352 | $6.0M |
| Summit Wealth Group LLC / Co. | 0.48% | New | 20,289 | $4.5M |
| NewEdge Advisors, LLC | 0.02% | Add +96.7% | 75,482 | $4.3M |
| Wealth Advisors of Tampa Bay, LLC | 1.40% | New | 73,555 | $4.2M |
| Great Valley Advisor Group, Inc. | 0.08% | Add +0.1% | 71,996 | $4.1M |
| Arete Wealth Advisors, LLC | 0.21% | Add +1.5% | 59,876 | $3.4M |
| Susquehanna International Group, LLP | 0.00% | Add +183.0% | 48,337 | $2.8M |
| Creative Financial Designs Inc. | 0.15% | New | 40,405 | $2.3M |
| Kraft, Davis & Associates, LLC | 0.50% | Add +64.3% | 36,279 | $2.1M |
| Integrity Financial Corp | 0.87% | Add +17.8% | 31,904 | $1.8M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -8.9% | 31,607 | $1.8M |
| Greenwich Wealth Management LLC | 0.07% | Add +361.5% | 26,010 | $1.5M |
| Turning Point Benefit Group, Inc. | 0.86% | New | 25,091 | $1.4M |
| Private Advisor Group, LLC | 0.01% | Add +19.3% | 23,919 | $1.4M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +36.9% | 22,390 | $1.3M |
| Sigma Planning Corp | 0.04% | Reduce -15.0% | 21,744 | $1.2M |
| Capital Investment Advisory Services, LLC | 0.09% | Reduce -18.3% | 19,594 | $1.1M |
| Cornerstone Wealth Management, LLC | 0.05% | Add +200.8% | 16,156 | $920K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +49.4% | 15,917 | $907K |
| MML Investors Services, LLC | 0.00% | Add +10.5% | 15,504 | $883K |
| Smartleaf Asset Management LLC | 0.05% | Reduce -19.0% | 15,050 | $859K |
| Jane Street Group, LLC | 0.00% | Add +28.2% | 13,697 | $780K |
| Venture Visionary Partners LLC | 0.02% | Add +43.1% | 12,267 | $699K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -0.9% | 11,437 | $652K |
| Sheets Smith Wealth Management | 0.07% | Add +17.1% | 11,360 | $647K |
| WealthCare Investment Partners, LLC | 0.19% | New | 10,547 | $598K |
| Gilliland Jeter Wealth Management LLC | 0.16% | Add +13.2% | 9,242 | $527K |
| Private Trust Co. NA | 0.04% | Add +32.7% | 8,090 | $461K |
| Comerica Bank | 0.00% | Add +75.7% | 7,251 | $413K |
| SeaCrest Wealth Management, LLC | 0.04% | Add +21.2% | 6,120 | $355K |
| Gotham Asset Management | 0.00% | New | 5,566 | $317K |
| Advisory Services Network, LLC | 0.00% | New | 5,488 | $313K |
| Cozad Asset Management Inc. | 0.02% | New | 4,911 | $280K |
| Mariner, LLC | 0.00% | Reduce -0.3% | 4,670 | $266K |
| Perennial Investment Advisors, LLC | 0.02% | No change | 4,399 | $251K |
| Farther Finance Advisors, LLC | 0.00% | New | 4,031 | $230K |
| Cwm, LLC | 0.00% | Reduce -3.9% | 1,875 | $107K |
| PNC Financial Services Group, Inc. | 0.00% | Add +782.7% | 1,580 | $90K |
| Capital Analysts, LLC | 0.00% | New | 1,235 | $70K |
| UBS Group AG | 0.00% | New | 383 | $22K |
| Clearstead Trust, LLC | 0.00% | No change | 342 | $19K |
| CoreCap Advisors, LLC | 0.00% | Reduce -17.8% | 213 | $12K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -39.2% | 183 | $10K |
| Pinnacle Bancorp, Inc. | 0.00% | No change | 117 | $7K |
| Larson Financial Group LLC | 0.00% | New | 100 | $6K |
| AE Wealth Management LLC | 0.00% | New | 13 | $741 |
| Investment Research & Advisory Group, Inc. | 0.00% | Add +100.0% | 2 | $114 |
| Global Retirement Partners, LLC | 0.00% | No change | 1 | $57 |
| FMR LLC | 0.00% | No change | 7 | $40 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.