Principal US Small-Cap ETFPSCETF
13F holders, Q4 2025 (December 31)83holders +16
17new positions
5sold out
1famous investor
$57.76avg. 13F price*
At the end of Q4 2025, 83 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 16 from Q3 2025. 17 opened new positions and 5 sold out. The largest holders were Principal Financial Group Inc. ($676.6M), Principal Securities, Inc. ($133.9M) and Envestnet Asset Management Inc. ($132.0M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 17 | $30.9M |
| Exits | 5 | $4.9M |
All 13F filers, Q3 2025 → Q4 2025: 8,390,480 shares bought and 266,140 shares sold, net +8,124,340 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 83 holders
| Principal Financial Group Inc. | 0.35% | Add +100.6% | 11,734,663 | $676.6M |
| Principal Securities, Inc. | 2.07% | Add +4.5% | 2,319,425 | $133.9M |
| Envestnet Asset Management Inc. | 0.04% | Add +4.5% | 2,287,125 | $132.0M |
| Ameriprise Financial Inc. | 0.02% | Add +36.4% | 1,806,063 | $104.3M |
| Morgan Stanley | 0.00% | Reduce -13.1% | 1,251,857 | $72.3M |
| Wells Fargo & Company | 0.01% | Add +39.0% | 1,030,728 | $59.5M |
| Raymond James Financial Inc. | 0.02% | Add +67.8% | 940,584 | $54.3M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Add +1.0% | 796,011 | $47.5M |
| LPL Financial LLC | 0.01% | Add +58.0% | 810,402 | $46.8M |
| Royal Bank of Canada | 0.00% | Add +7.8% | 382,276 | $22.1M |
| Truist Financial Corp. | 0.03% | Add +3.0% | 333,045 | $19.2M |
| Veracity Capital LLC | 4.53% | New | 264,512 | $15.3M |
| Northwestern Mutual Wealth Management Co. | 0.01% | Add +50.6% | 237,011 | $13.7M |
| &partners | 0.06% | Reduce -1.5% | 199,854 | $11.5M |
| Hudson Capital Management LLC | 2.73% | Add +2.1% | 182,891 | $10.6M |
| Stifel Financial Corp. | 0.01% | Add +3.4% | 169,096 | $9.8M |
| PSI Advisors, LLC | 1.96% | Reduce -5.9% | 134,848 | $7.8M |
| RFG - Bristol Wealth Advisors, LLC | 2.06% | Add +8.4% | 128,134 | $7.4M |
| Osaic Holdings, Inc. | 0.01% | Add +16.8% | 125,427 | $7.2M |
| Rockefeller Capital Management L.P. | 0.01% | Add +3.4% | 117,276 | $6.8M |
| HRT Financial LP | 0.02% | New | 90,809 | $5.2M |
| Susquehanna International Group, LLP | 0.01% | Add +81.7% | 87,836 | $5.1M |
| Wealth Advisors of Tampa Bay, LLC | 1.51% | Add +2.8% | 75,577 | $4.4M |
| Great Valley Advisor Group, Inc. | 0.08% | Add +1.5% | 73,049 | $4.2M |
| Thrivent Financial for Lutherans | 0.01% | New | 63,432 | $3.7M |
| Arete Wealth Advisors, LLC | 0.25% | Add +4.2% | 62,399 | $3.6M |
| 360 Financial, Inc. | 0.95% | New | 54,467 | $3.1M |
| Greenwich Wealth Management LLC | 0.11% | Add +66.0% | 43,169 | $2.5M |
| Creative Financial Designs Inc. | 0.15% | Add +1.4% | 40,990 | $2.4M |
| Kraft, Davis & Associates, LLC | 0.49% | Reduce -0.8% | 36,007 | $2.2M |
| NewEdge Advisors, LLC | 0.01% | Reduce -50.6% | 37,277 | $2.2M |
| Commonwealth Equity Services, LLC | 0.00% | Add +17.4% | 37,113 | $2.1M |
| Jane Street Group, LLC | 0.00% | Add +156.5% | 35,130 | $2.0M |
| Northwest Wealth Advisors, LLC | 1.49% | — | 33,147 | $1.9M |
| Integrity Financial Corp | 0.95% | Add +2.3% | 32,626 | $1.9M |
| Turning Point Benefit Group, Inc. | 0.97% | Add +28.2% | 32,173 | $1.9M |
| Private Advisor Group, LLC | 0.01% | Add +32.7% | 31,744 | $1.8M |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +13.6% | 25,424 | $1.5M |
| Citadel Advisors | 0.00% | New | 25,012 | $1.4M |
| Capital Investment Advisory Services, LLC | 0.10% | Add +19.2% | 23,353 | $1.3M |
| Sigma Planning Corp | 0.03% | Reduce -2.0% | 21,317 | $1.3M |
| Global Retirement Partners, LLC | 0.02% | Add +2129800.0% | 21,299 | $1.2M |
| MML Investors Services, LLC | 0.00% | Add +26.6% | 19,636 | $1.1M |
| Smartleaf Asset Management LLC | 0.04% | Add +24.7% | 18,768 | $1.1M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +10.0% | 17,505 | $1.0M |
| Brookwood Investment Group LLC | 0.12% | New | 17,182 | $992K |
| WealthCare Investment Partners, LLC | 0.29% | Add +61.1% | 16,994 | $986K |
| Cornerstone Wealth Management, LLC | 0.05% | Reduce -0.1% | 16,135 | $931K |
| Venture Visionary Partners LLC | 0.02% | Add +0.6% | 12,346 | $749K |
| Sheets Smith Wealth Management | 0.08% | Add +4.5% | 11,877 | $686K |
| Kestra Advisory Services, LLC | 0.00% | Add +2.1% | 11,673 | $674K |
| Stonebridge Financial Group, LLC / MO | 0.52% | — | 10,482 | $605K |
| Gilliland Jeter Wealth Management LLC | 0.16% | Add +0.1% | 9,256 | $534K |
| Private Trust Co. NA | 0.04% | Reduce -3.4% | 7,815 | $451K |
| Advisory Services Network, LLC | 0.01% | Add +33.6% | 7,334 | $423K |
| Comerica Bank | 0.00% | No change | 7,251 | $419K |
| SeaCrest Wealth Management, LLC | 0.04% | Add +14.3% | 6,997 | $417K |
| Cozad Asset Management Inc. | 0.03% | Add +28.9% | 6,329 | $365K |
| Farther Finance Advisors, LLC | 0.00% | Add +48.3% | 5,979 | $345K |
| KPP Advisory Services LLC | 0.04% | New | 5,170 | $298K |
| Round Rock Advisors LLC | 0.04% | New | 4,739 | $274K |
| Mariner, LLC | 0.00% | Add +0.4% | 4,689 | $271K |
| Perennial Investment Advisors, LLC | 0.02% | No change | 4,399 | $254K |
| truNorth Financial Services, Inc. | 0.26% | — | 4,087 | $236K |
| Goldman Sachs Group Inc. | 0.00% | New | 4,002 | $231K |
| Redwood Financial Network Corp | 0.14% | New | 3,775 | $218K |
| PNC Financial Services Group, Inc. | 0.00% | Add +50.4% | 2,376 | $137K |
| Cwm, LLC | 0.00% | No change | 1,875 | $108K |
| Capital Analysts, LLC | 0.00% | No change | 1,235 | $71K |
| Cape Investment Advisory, Inc. | 0.01% | New | 812 | $47K |
| Assetmark, Inc. | 0.00% | New | 234 | $14K |
| CoreCap Advisors, LLC | 0.00% | No change | 213 | $12K |
| Bank of America Corp. | 0.00% | New | 164 | $9K |
| Pinnacle Bancorp, Inc. | 0.00% | No change | 117 | $7K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -37.7% | 114 | $7K |
| Arax Advisory Partners | 0.00% | New | 101 | $6K |
| Larson Financial Group LLC | 0.00% | No change | 100 | $6K |
| EverSource Wealth Advisors, LLC | 0.00% | New | 47 | $3K |
| Allworth Financial LP | 0.00% | New | 43 | $2K |
| McGuire Capital Advisors Inc. | 0.00% | — | 8 | $462 |
| Investment Research & Advisory Group, Inc. | 0.00% | No change | 2 | $116 |
| Global Wealth Strategies & Associates | 0.00% | New | 2 | $115 |
| FMR LLC | 0.00% | Add +71.4% | 12 | $68 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.