Principal US Small-Cap ETFPSCETF
13F holders, Q4 2024 (December 31)40holders +15
15new positions
1sold out
1famous investor
$51.25avg. 13F price*
At the end of Q4 2024, 40 institutions reported holding Principal US Small-Cap ETF (PSC) in their 13F filings, up 15 from Q3 2024. 15 opened new positions and 1 sold out. The largest holders were Principal Financial Group Inc. ($482.9M), Principal Securities, Inc. ($87.1M) and Envestnet Asset Management Inc. ($83.9M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Principal US Small-Cap ETF
- CUSIP
- 74255Y607
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 15 | $8.2M |
| Exits | 1 | $14K |
All 13F filers, Q3 2024 → Q4 2024: 1,960,923 shares bought and 199,744 shares sold, net +1,761,179 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 40 holders
| Principal Financial Group Inc. | 0.26% | Reduce -2.0% | 9,428,714 | $482.9M |
| Principal Securities, Inc. | 1.96% | Add +30.9% | 1,698,105 | $87.1M |
| Envestnet Asset Management Inc. | 0.03% | Add +31.3% | 1,635,723 | $83.9M |
| Wealth Enhancement Advisory Services, LLC | 0.06% | Add +1040.0% | 659,015 | $33.8M |
| Wells Fargo & Company | 0.01% | Add +15.6% | 428,070 | $21.9M |
| Legacy CG, LLC | 3.88% | Add +17.5% | 246,587 | $12.6M |
| Royal Bank of Canada | 0.00% | Add +8.8% | 239,564 | $12.3M |
| Morgan Stanley | 0.00% | Add +134.3% | 230,088 | $11.8M |
| LPL Financial LLC | 0.00% | Add +36.6% | 157,980 | $8.1M |
| Raymond James Financial Inc. | 0.00% | — | 143,069 | $7.3M |
| &partners | 0.06% | Add +389.2% | 103,598 | $5.4M |
| Kraft, Davis & Associates, LLC | 0.90% | New | 59,538 | $3.1M |
| Osaic Holdings, Inc. | 0.01% | Add +45.4% | 45,543 | $2.3M |
| Sigma Planning Corp | 0.05% | Reduce -0.8% | 32,213 | $1.7M |
| Jane Street Group, LLC | 0.00% | New | 27,938 | $1.4M |
| Commonwealth Equity Services, LLC | 0.00% | Add +75.0% | 26,812 | $1.4M |
| Arete Wealth Advisors, LLC | 0.09% | Add +14.2% | 25,401 | $1.3M |
| Visionary Wealth Advisors | 0.05% | New | 15,041 | $771K |
| Susquehanna International Group, LLP | 0.00% | Reduce -31.3% | 14,007 | $718K |
| Citadel Advisors | 0.00% | New | 14,001 | $718K |
| Private Advisor Group, LLC | 0.00% | New | 13,318 | $683K |
| Steward Partners Investment Advisory, LLC | 0.01% | Add +192.1% | 11,548 | $592K |
| Stifel Financial Corp. | 0.00% | New | 9,649 | $495K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +13.0% | 7,711 | $395K |
| Smartleaf Asset Management LLC | 0.03% | Add +28.9% | 6,704 | $343K |
| Ameriflex Group, Inc. | 0.10% | — | 4,146 | $222K |
| Avaii Wealth Management, LLC | 0.11% | New | 4,307 | $221K |
| SeaCrest Wealth Management, LLC | 0.02% | New | 4,118 | $211K |
| Mariner, LLC | 0.00% | Add +2.1% | 4,106 | $211K |
| Stratos Investment Management, LLC | 0.01% | New | 3,982 | $204K |
| Comerica Bank | 0.00% | New | 3,828 | $196K |
| Cwm, LLC | 0.00% | New | 2,186 | $112K |
| Capital Investment Advisory Services, LLC | 0.01% | Add +187.4% | 1,940 | $99K |
| UBS Group AG | 0.00% | Add +73.6% | 1,392 | $71K |
| Clearstead Trust, LLC | 0.00% | No change | 342 | $18K |
| Pinnacle Bancorp, Inc. | 0.00% | New | 114 | $6K |
| Assetmark, Inc. | 0.00% | New | 99 | $5K |
| Global Retirement Partners, LLC | 0.00% | New | 32 | $2K |
| Cape Investment Advisory, Inc. | 0.00% | New | 26 | $1K |
| Northwestern Mutual Wealth Management Co. | 0.00% | Reduce -99.6% | 16 | $822 |
"% of holder's portfolio" is PSC's weight in each manager's 13F, not the share of Principal US Small-Cap ETF the manager owns.